0001517277-24-000006.txt : 20240520 0001517277-24-000006.hdr.sgml : 20240520 20240520160619 ACCESSION NUMBER: 0001517277-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240516 FILED AS OF DATE: 20240520 DATE AS OF CHANGE: 20240520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JOHN F.W. CENTRAL INDEX KEY: 0001517277 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 24964426 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Rogers John F.W. DATE OF NAME CHANGE: 20110401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 wk-form4_1716235558.xml FORM 4 X0508 4 2024-05-16 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001517277 ROGERS JOHN F.W. C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 1 0 0 Executive Vice President 0 Common Stock, par value $0.01 per share 2024-05-16 4 S 0 2226 465.23 D 70160 D Common Stock, par value $0.01 per share 2024-05-16 4 S 0 2125 465.92 D 68035 D Common Stock, par value $0.01 per share 2024-05-16 4 S 0 3648 467.04 D 64387 D Common Stock, par value $0.01 per share 2024-05-16 4 S 0 357 467.83 D 64030 D Common Stock, par value $0.01 per share 2024-05-16 4 S 0 601 465.21 D 39710 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 639 465.85 D 39071 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 755 467.03 D 38316 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 151 467.76 D 38165 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 1246 465.16 D 20153 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 1309 465.78 D 18844 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 1423 466.97 D 17421 I See footnote Common Stock, par value $0.01 per share 2024-05-16 4 S 0 314 467.82 D 17107 I See footnote Reflects a weighted average sale price of $465.23 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $465.92 per share, at prices ranging from $465.58 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $467.04 per share, at prices ranging from $466.61 to $467.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $467.83 per share, at prices ranging from $467.62 to $468.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $465.21 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Reflects a weighted average sale price of $465.85 per share, at prices ranging from $465.56 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $467.03 per share, at prices ranging from $466.56 to $467.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $467.76 per share, at prices ranging from $467.56 to $468.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $465.16 per share, at prices ranging from $464.52 to $465.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held by the Reporting Person's spouse. Reflects a weighted average sale price of $465.78 per share, at prices ranging from $465.52 to $466.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $466.97 per share, at prices ranging from $466.53 to $467.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $467.82 per share, at prices ranging from $467.55 to $468.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Jamie A. Greenberg, Attorney-in-fact 2024-05-20