0001209191-22-005432.txt : 20220128
0001209191-22-005432.hdr.sgml : 20220128
20220128164222
ACCESSION NUMBER: 0001209191-22-005432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220128
FILED AS OF DATE: 20220128
DATE AS OF CHANGE: 20220128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ruemmler Kathryn H.
CENTRAL INDEX KEY: 0001850865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 22569529
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-28
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001850865
Ruemmler Kathryn H.
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
EVP, Chief Legal Officer, GC
Performance-based Restricted Stock Units
2022-01-28
4
A
0
17095
0.00
A
Common Stock, par value $0.01 per share
17095
D
On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 17,095 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.
/s/ Beverly L. O'Toole, Attorney-in-fact
2022-01-28