0001209191-22-005211.txt : 20220127 0001209191-22-005211.hdr.sgml : 20220127 20220127163047 ACCESSION NUMBER: 0001209191-22-005211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220125 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE BRIAN J CENTRAL INDEX KEY: 0001698554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 22563579 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-25 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001698554 LEE BRIAN J C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 1 0 0 Chief Risk Officer Common Stock, par value $0.01 per share 2022-01-25 4 M 0 15150 A 34222 D Common Stock, par value $0.01 per share 2022-01-25 4 F 0 7380 343.39 D 26842 D Common Stock, par value $0.01 per share 15622 I See footnote Restricted Stock Units 2022-01-25 4 M 0 15150 D Common Stock, par value $0.01 per share 15150 0 D On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2022-01-27