0001209191-22-005209.txt : 20220127
0001209191-22-005209.hdr.sgml : 20220127
20220127163040
ACCESSION NUMBER: 0001209191-22-005209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220125
FILED AS OF DATE: 20220127
DATE AS OF CHANGE: 20220127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS JOHN F.W.
CENTRAL INDEX KEY: 0001517277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 22563574
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS & CO. LLC
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Rogers John F.W.
DATE OF NAME CHANGE: 20110401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-25
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001517277
ROGERS JOHN F.W.
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2022-01-25
4
M
0
19840
A
97933
D
Common Stock, par value $0.01 per share
2022-01-25
4
F
0
9664
343.39
D
88269
D
Common Stock, par value $0.01 per share
8033
I
See footnote
Common Stock, par value $0.01 per share
21399
I
See footnote
Restricted Stock Units
2022-01-25
4
M
0
19840
D
Common Stock, par value $0.01 per share
19840
0
D
On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Held by the Reporting Person's spouse.
/s/ Beverly L. O'Toole, Attorney-in-fact
2022-01-27