0001209191-21-026961.txt : 20210416 0001209191-21-026961.hdr.sgml : 20210416 20210416163031 ACCESSION NUMBER: 0001209191-21-026961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210415 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITTAL LAKSHMI N CENTRAL INDEX KEY: 0001438783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 21831870 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: MITTAL LAKSHMI N. DATE OF NAME CHANGE: 20080626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-15 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001438783 MITTAL LAKSHMI N C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 1 0 0 0 Restricted Stock Units 2021-04-15 4 A 0 74 0.00 A Common Stock, par value $0.01 per share 74 1279 D Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. /s/ Beverly L. O'Toole, Attorney-in-fact 2021-04-16