0001193125-21-089961.txt : 20210323 0001193125-21-089961.hdr.sgml : 20210323 20210322202553 ACCESSION NUMBER: 0001193125-21-089961 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-253421 FILM NUMBER: 21762756 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS CAPITAL II CENTRAL INDEX KEY: 0001277127 IRS NUMBER: 206109972 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-253421-05 FILM NUMBER: 21762758 BUSINESS ADDRESS: STREET 1: C/O GOLDMAN SACHS GROUP INC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS GROUP INC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS CAPITAL IV DATE OF NAME CHANGE: 20040121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Goldman Sachs Capital III CENTRAL INDEX KEY: 0001318844 IRS NUMBER: 342036412 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-253421-04 FILM NUMBER: 21762757 BUSINESS ADDRESS: STREET 1: C/O THE GOLDMAN SACHS GROUP, INC. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: C/O THE GOLDMAN SACHS GROUP, INC. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Goldman Sachs Capital V DATE OF NAME CHANGE: 20050224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS CAPITAL I CENTRAL INDEX KEY: 0001277121 IRS NUMBER: 206109925 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-253421-06 FILM NUMBER: 21762759 BUSINESS ADDRESS: STREET 1: GOLDMAN SACHS GROUP INC STREET 2: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 424B3 1 d153767d424b3.htm PROSPECTUS ADDENDUM -- CAPITAL SECURITIES Prospectus Addendum -- Capital Securities

Filed Pursuant to Rule 424(b)(3)
Registration Statement No. 333-253421

Prospectus Addendum to the Prospectus dated March 22, 2021.

 

LOGO

 

 

CAPITAL SECURITIES

of

Goldman Sachs Capital I

Goldman Sachs Capital II

Goldman Sachs Capital III

 

Fully and unconditionally guaranteed by

The Goldman Sachs Group, Inc.

 

 

You should read the accompanying prospectus supplement, which gives the specific terms of the offered capital securities issued by any of Goldman Sachs Capital I, Goldman Sachs Capital II and Goldman Sachs Capital III (which we refer to as the “issuer trusts”) and related guarantees issued by The Goldman Sachs Group, Inc., together with the accompanying prospectus dated March 22, 2021 of the issuer trusts. When you read the supplement with the specific terms of the offered capital securities and related guarantees, please note that all references in the supplement to the prospectus dated May 8, 2000, the prospectus dated June 25, 2001, the prospectus dated May 21, 2003, the prospectus dated February 6, 2004, the prospectus dated March 15, 2005, the prospectus dated October 3, 2005, the prospectus dated December 1, 2005, the prospectus dated December 5, 2006, the prospectus dated July 16, 2008, the prospectus dated October 10, 2008, the prospectus dated April 6, 2009, the prospectus dated July 6, 2011, the prospectus dated September 19, 2011, the prospectus dated September 15, 2014, the prospectus dated July 7, 2017 or the prospectus dated July 1, 2020 or to any sections of those documents, should refer instead to the accompanying prospectus dated March 22, 2021, or to the corresponding section of that accompanying prospectus.

The accompanying prospectus dated March 22, 2021 supersedes the prospectus dated May 8, 2000, the prospectus dated June 25, 2001, the prospectus dated May 21, 2003, the prospectus dated February 6, 2004, the prospectus dated March 15, 2005, the prospectus dated October 3, 2005, the prospectus dated December 1, 2005, the prospectus dated December 5, 2006, the prospectus dated July 16, 2008, the prospectus dated October 10, 2008, the prospectus dated April 6, 2009, the prospectus dated July 6, 2011, the prospectus dated September 19, 2011, the prospectus dated September 15, 2014, the prospectus dated July 7, 2017 and the prospectus dated July 1, 2020.

Goldman Sachs & Co. LLC will, and other affiliates of Goldman Sachs may, use this prospectus addendum in connection with offers and sales of the capital securities in market-making transactions.

The capital securities are not bank deposits and are not insured by the Federal Deposit Insurance Corporation or any other governmental agency, nor are they obligations of, or guaranteed by, a bank.

 

 

Goldman Sachs & Co. LLC

 

 

Prospectus Addendum dated March 22, 2021.

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