0000769993-18-000209.txt : 20180209 0000769993-18-000209.hdr.sgml : 20180209 20180209140158 ACCESSION NUMBER: 0000769993-18-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180207 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAVEZ R. MARTIN CENTRAL INDEX KEY: 0001157983 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 18590652 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: CHAVEZ R MARTIN PHD DATE OF NAME CHANGE: 20010822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc02062018032830.xml X0306 4 2018-02-07-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001157983 CHAVEZ R. MARTIN C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false Executive Vice President - CFO Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 1575 257.4576 D 85543 D Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 1800 258.3761 D 83743 D Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 3958 259.4384 D 79785 D Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 2656 260.4378 D 77129 D Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 300 261.27 D 76829 D Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 540 257.3872 D 1000 I See footnote Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 500 259.264 D 500 I See footnote Common Stock, par value $0.01 per share 2018-02-07-05:00 4 S false 500 260.432 D 0 I See footnote This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Reflects a weighted average sale price of $257.4576 per share, at prices ranging from $256.90 and $257.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $258.3761 per share, at prices ranging from $257.90 and $258.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $259.4384 per share, at prices ranging from $258.98 and $259.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $260.4378 per share, at prices ranging from $260.00 and $260.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $261.27 per share, at prices ranging from $261.06 and $261.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $257.3872 per share, at prices ranging from $257.02 and $257.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $259.264 per share, at prices ranging from $258.86 and $259.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $260.432 per share, at prices ranging from $260.11 and $260.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2018-02-09-05:00