0000769993-18-000034.txt : 20180119 0000769993-18-000034.hdr.sgml : 20180119 20180119150015 ACCESSION NUMBER: 0000769993-18-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GNODDE RICHARD J CENTRAL INDEX KEY: 0001693741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 18537112 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc01172018030621.xml X0306 4 2018-01-18-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001693741 GNODDE RICHARD J C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false Vice Chairman Year-End Restricted Stock Units 2018-01-18-05:00 4 A false 37985 0 A Common Stock, par value $0.01 per share 37985 37985 D Fixed Allowance Restricted Stock Units 2018-01-18-05:00 4 A false 11974 0 A Common Stock, par value $0.01 per share 11974 11974 D Shares of the Issuer's common stock underlying these 2017 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2023; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until one year after the applicable delivery date. Shares of the Issuer's common stock underlying these 2017 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2023. /s/ Beverly L. O'Toole, Attorney-in-fact 2018-01-19-05:00