0000769993-17-000790.txt : 20171229
0000769993-17-000790.hdr.sgml : 20171229
20171229060026
ACCESSION NUMBER: 0000769993-17-000790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171228
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLANKFEIN LLOYD C
CENTRAL INDEX KEY: 0001180587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 171279721
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS & CO. LLC
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
ownershipdoc12262017044029.xml
X0306
4
2017-12-28-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001180587
BLANKFEIN LLOYD C
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
true
true
false
false
Chairman of the Board and CEO
Common Stock, par value $0.01 per share
2017-12-28-05:00
4
M
false
30075
A
1261729
D
Common Stock, par value $0.01 per share
2017-12-28-05:00
4
F
false
16787
255.95
D
1244942
D
Common Stock, par value $0.01 per share
391332
I
See footnote
Common Stock, par value $0.01 per share
675224
I
See footnote
Restricted Stock Units
2017-12-28-05:00
4
M
false
30075
D
Common Stock, par value $0.01 per share
30075
0
D
On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
As trustee of grantor retained annuity trusts.
/s/ Benjamin J. Rader, Attorney-in-fact
2017-12-28-05:00