0000769993-17-000749.txt : 20171122 0000769993-17-000749.hdr.sgml : 20171122 20171122140916 ACCESSION NUMBER: 0000769993-17-000749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALM GREGORY K CENTRAL INDEX KEY: 0001090346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 171219535 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc11202017044716.xml X0306 4 2017-11-20-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001090346 PALM GREGORY K C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false Executive VP - General Counsel Common Stock, par value $0.01 per share 2017-11-20-05:00 4 M false 35786 204.16 A 962833 D Common Stock, par value $0.01 per share 2017-11-20-05:00 4 F false 33494 238.78 D 929339 D Common Stock, par value $0.01 per share 2017-11-20-05:00 4 S false 2292 238.683 D 927047 D Common Stock, par value $0.01 per share 2017-11-21-05:00 4 M false 35786 204.16 A 962833 D Common Stock, par value $0.01 per share 2017-11-21-05:00 4 F false 33458 239.42 D 929375 D Common Stock, par value $0.01 per share 2017-11-21-05:00 4 S false 2328 239.2826 D 927047 D Common Stock, par value $0.01 per share 81906 I See footnote Common Stock, par value $0.01 per share 15726 I See footnote Nonqualified Stock Options (right to buy) 204.16 2017-11-20-05:00 4 M false 35786 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 35786 35786 D Nonqualified Stock Options (right to buy) 204.16 2017-11-21-05:00 4 M false 35786 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 35786 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Held through a limited liability company. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2017-11-22-05:00