0000769993-17-000749.txt : 20171122
0000769993-17-000749.hdr.sgml : 20171122
20171122140916
ACCESSION NUMBER: 0000769993-17-000749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171120
FILED AS OF DATE: 20171122
DATE AS OF CHANGE: 20171122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PALM GREGORY K
CENTRAL INDEX KEY: 0001090346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 171219535
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS & CO. LLC
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
ownershipdoc11202017044716.xml
X0306
4
2017-11-20-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001090346
PALM GREGORY K
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Executive VP - General Counsel
Common Stock, par value $0.01 per share
2017-11-20-05:00
4
M
false
35786
204.16
A
962833
D
Common Stock, par value $0.01 per share
2017-11-20-05:00
4
F
false
33494
238.78
D
929339
D
Common Stock, par value $0.01 per share
2017-11-20-05:00
4
S
false
2292
238.683
D
927047
D
Common Stock, par value $0.01 per share
2017-11-21-05:00
4
M
false
35786
204.16
A
962833
D
Common Stock, par value $0.01 per share
2017-11-21-05:00
4
F
false
33458
239.42
D
929375
D
Common Stock, par value $0.01 per share
2017-11-21-05:00
4
S
false
2328
239.2826
D
927047
D
Common Stock, par value $0.01 per share
81906
I
See footnote
Common Stock, par value $0.01 per share
15726
I
See footnote
Nonqualified Stock Options (right to buy)
204.16
2017-11-20-05:00
4
M
false
35786
0
D
2011-01-25-05:00
2017-11-24-05:00
Common Stock, par value $0.01 per share
35786
35786
D
Nonqualified Stock Options (right to buy)
204.16
2017-11-21-05:00
4
M
false
35786
0
D
2011-01-25-05:00
2017-11-24-05:00
Common Stock, par value $0.01 per share
35786
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Held through a limited liability company.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2017-11-22-05:00