0000769993-17-000747.txt : 20171122 0000769993-17-000747.hdr.sgml : 20171122 20171122140338 ACCESSION NUMBER: 0000769993-17-000747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GNODDE RICHARD J CENTRAL INDEX KEY: 0001693741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 171219515 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc11132017034104.xml X0306 4 2017-11-20-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001693741 GNODDE RICHARD J C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false Vice Chairman Common Stock, par value $0.01 per share 2017-11-20-05:00 4 M false 36920 204.16 A 232073 D Common Stock, par value $0.01 per share 2017-11-20-05:00 4 F false 34083 238.78 D 197990 D Common Stock, par value $0.01 per share 2017-11-20-05:00 4 S false 2837 238.683 D 195153 D Common Stock, par value $0.01 per share 2017-11-21-05:00 4 M false 36920 204.16 A 232073 D Common Stock, par value $0.01 per share 2017-11-21-05:00 4 F false 34039 239.42 D 198034 D Common Stock, par value $0.01 per share 2017-11-21-05:00 4 S false 2881 239.2826 D 195153 D Nonqualified Stock Options (right to buy) 204.16 2017-11-20-05:00 4 M false 36920 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 36920 36920 D Nonqualified Stock Options (right to buy) 204.16 2017-11-21-05:00 4 M false 36920 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 36920 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. /s/ Beverly L. O'Toole, Attorney-in-fact 2017-11-22-05:00