0000769993-17-000677.txt : 20171020
0000769993-17-000677.hdr.sgml : 20171020
20171020140041
ACCESSION NUMBER: 0000769993-17-000677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171018
FILED AS OF DATE: 20171020
DATE AS OF CHANGE: 20171020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GNODDE RICHARD J
CENTRAL INDEX KEY: 0001693741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 171146720
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
ownershipdoc10182017030515.xml
X0306
4
2017-10-18-04:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001693741
GNODDE RICHARD J
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Vice Chairman
Common Stock, par value $0.01 per share
2017-10-18-04:00
4
M
false
36920
204.16
A
232073
D
Common Stock, par value $0.01 per share
2017-10-18-04:00
4
F
false
31969
240
D
200104
D
Common Stock, par value $0.01 per share
2017-10-18-04:00
4
S
false
4951
239.9502
D
195153
D
Nonqualified Stock Options (right to buy)
204.16
2017-10-18-04:00
4
M
false
36920
0
D
2011-01-25-05:00
2017-11-24-05:00
Common Stock, par value $0.01 per share
36920
73840
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Reflects a weighted average sale price of $239.9502 per share, at prices ranging from $239.94 to $239.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ Beverly L. O'Toole, Attorney-in-fact
2017-10-20-04:00