0000769993-17-000677.txt : 20171020 0000769993-17-000677.hdr.sgml : 20171020 20171020140041 ACCESSION NUMBER: 0000769993-17-000677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171018 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GNODDE RICHARD J CENTRAL INDEX KEY: 0001693741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 171146720 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc10182017030515.xml X0306 4 2017-10-18-04:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001693741 GNODDE RICHARD J C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false Vice Chairman Common Stock, par value $0.01 per share 2017-10-18-04:00 4 M false 36920 204.16 A 232073 D Common Stock, par value $0.01 per share 2017-10-18-04:00 4 F false 31969 240 D 200104 D Common Stock, par value $0.01 per share 2017-10-18-04:00 4 S false 4951 239.9502 D 195153 D Nonqualified Stock Options (right to buy) 204.16 2017-10-18-04:00 4 M false 36920 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 36920 73840 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Reflects a weighted average sale price of $239.9502 per share, at prices ranging from $239.94 to $239.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Beverly L. O'Toole, Attorney-in-fact 2017-10-20-04:00