0000769993-17-000143.txt : 20170126
0000769993-17-000143.hdr.sgml : 20170126
20170126141051
ACCESSION NUMBER: 0000769993-17-000143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170124
FILED AS OF DATE: 20170126
DATE AS OF CHANGE: 20170126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PALM GREGORY K
CENTRAL INDEX KEY: 0001090346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 17549154
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc01172017103431.xml
X0306
4
2017-01-24-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001090346
PALM GREGORY K
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Executive VP - General Counsel
Common Stock, par value $0.01 per share
2017-01-24-05:00
4
M
false
28581
A
942331
D
Common Stock, par value $0.01 per share
2017-01-24-05:00
4
F
false
15284
232.67
D
927047
D
Common Stock, par value $0.01 per share
81906
I
See footnote
Common Stock, par value $0.01 per share
15726
I
See footnote
Restricted Stock Units
2017-01-24-05:00
4
M
false
28581
D
Common Stock, par value $0.01 per share
28581
0
D
On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Held through a limited liability company.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2017-01-26-05:00