0000769993-17-000033.txt : 20170111
0000769993-17-000033.hdr.sgml : 20170111
20170111141213
ACCESSION NUMBER: 0000769993-17-000033
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170101
FILED AS OF DATE: 20170111
DATE AS OF CHANGE: 20170111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GNODDE RICHARD J
CENTRAL INDEX KEY: 0001693741
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 17522682
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
3
1
ownershipdoc01012017111009.xml
X0206
3
2017-01-01-05:00
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001693741
GNODDE RICHARD J
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Vice Chairman
Common Stock, par value $0.01 per share
167927
D
Restricted Stock Units
Common Stock, par value $0.01 per share
113055
D
Nonqualified Stock Options (right to buy)
Common Stock, par value $0.01 per share
110760
D
Certain of these shares cannot be transferred before dates ranging from January 2017 to January 2020.
A portion of these Restricted Stock Units ("RSUs") were granted in January 2015, with the remainder granted in January 2016. These RSUs are fully vested and will generally convert into shares of the Issuer's common stock on dates ranging from January 2017 to January 2019. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020 (with respect to RSUs granted in January 2015) and January 2021 (with respect to RSUs granted in January 2016).
The exercise price for these stock options is $204.16, and their expiration date is November 24, 2017. All of these stock options are vested and exercisable.
/s/ Beverly L. O'Toole, Attorney-in-fact
2017-01-11-05:00
EX-24
2
gnoddepoa.txt
POWER OF ATTORNEY
The undersigned does hereby appoint Yvette Kosic, Kevin P. Treanor, Kenneth L.
Josselyn, Beverly L. O'Toole, Jamie A. Greenberg and Zachary A. Kolkin (and any
other employee of The Goldman Sachs Group, Inc. (the "Company") or one of its
affiliates designated in writing by one of the attorneys-in-fact) his lawful
attorneys, and each of them his true and lawful attorney, with power to act
without the other, and with full power of substitution and resubstitution, to
prepare, execute and file, or cause to be prepared, executed and filed, with
the U.S. Securities and Exchange Commission (the "SEC") for him and in his name
in connection with certain transactions in common stock, par value $.01 per
share (the "Common Stock") of the Company:
1. the Initial Statement of Beneficial Ownership of Securities on Form 3, any
Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement
of Changes in Beneficial Ownership on Form 5, or any similar or successor form,
which may be required to be filed by him pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended;
2. one or more Forms 144, or amendments to Form 144, relating to any sales
orders
(including in connection with the exercise of options to purchase Common
Stock), orally or electronically, to sell shares of Common Stock to the public
from time to time in accordance with Rule 144 under the Securities Act of 1933,
as amended; and
3. any and all instruments necessary or incidental to any action listed above,
including communications to the SEC, The New York Stock Exchange and state
securities law authorities.
The undersigned hereby grants unto said attorneys and each of them full power
and authority to do and perform in the name and on behalf of the undersigned,
and in any and all capacities, every act and thing whatsoever required or
necessary to be done in and about the premises, as fully and to all intents and
purposes as the undersigned might or could do in person, hereby ratifying and
approving the act of said attorneys and each of them.
This power of attorney shall not be affected by the subsequent disability or
incompetence of the principal. This power of attorney shall remain in full
force and effect until either revoked in writing by the undersigned or until
such time as the person or persons to whom power of attorney has been hereby
granted cease(s) to be an employee of the Company or one of its affiliates.
IN WITNESS thereof the undersigned hereunto signed his name this 20th day of
December 2016.
______________________________
Richard J. Gnodde