0000769993-16-001141.txt : 20160128 0000769993-16-001141.hdr.sgml : 20160128 20160128145435 ACCESSION NUMBER: 0000769993-16-001141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160126 FILED AS OF DATE: 20160128 DATE AS OF CHANGE: 20160128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLANKFEIN LLOYD C CENTRAL INDEX KEY: 0001180587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 161368182 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 ownershipdoc01252016063410.xml X0306 4 2016-01-26-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001180587 BLANKFEIN LLOYD C C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true true false false Chairman of the Board and CEO Common Stock, par value $0.01 per share 2016-01-26-05:00 4 M false 74832 A 1218186 D Common Stock, par value $0.01 per share 2016-01-26-05:00 4 F false 40013 151.12 D 1178173 D Common Stock, par value $0.01 per share 342331 I See footnote Common Stock, par value $0.01 per share 750000 I See footnote Restricted Stock Units 2016-01-26-05:00 4 M false 74832 D Common Stock, par value $0.01 per share 74832 0 D On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. As trustee of grantor retained annuity trusts. /s/ Beverly L. O'Toole, Attorney-in-fact 2016-01-28-05:00