0000769993-15-001029.txt : 20151125
0000769993-15-001029.hdr.sgml : 20151125
20151125184356
ACCESSION NUMBER: 0000769993-15-001029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151123
FILED AS OF DATE: 20151125
DATE AS OF CHANGE: 20151125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLANKFEIN LLOYD C
CENTRAL INDEX KEY: 0001180587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 151256993
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc11242015120902.xml
X0306
4
2015-11-23-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001180587
BLANKFEIN LLOYD C
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
true
true
false
false
Chairman of the Board and CEO
Common Stock, par value $0.01 per share
2015-11-23-05:00
4
M
false
1750
131.64
A
1395104
D
Common Stock, par value $0.01 per share
2015-11-23-05:00
4
S
false
626
189.1855
D
1394478
D
Common Stock, par value $0.01 per share
2015-11-23-05:00
4
S
false
673
190.1417
D
1393805
D
Common Stock, par value $0.01 per share
2015-11-23-05:00
4
S
false
451
190.8633
D
1393354
D
Common Stock, par value $0.01 per share
2015-11-24-05:00
4
M
false
1750
131.64
A
1395104
D
Common Stock, par value $0.01 per share
2015-11-24-05:00
4
S
false
407
187.4163
D
1394697
D
Common Stock, par value $0.01 per share
2015-11-24-05:00
4
S
false
787
188.2769
D
1393910
D
Common Stock, par value $0.01 per share
2015-11-24-05:00
4
S
false
556
189.1098
D
1393354
D
Common Stock, par value $0.01 per share
2015-11-25-05:00
4
M
false
1750
131.64
A
1395104
D
Common Stock, par value $0.01 per share
2015-11-25-05:00
4
S
false
854
188.8453
D
1394250
D
Common Stock, par value $0.01 per share
2015-11-25-05:00
4
S
false
896
189.3815
D
1393354
D
Common Stock, par value $0.01 per share
342331
I
See footnote
Common Stock, par value $0.01 per share
500000
I
See footnote
Nonqualified Stock Options (right to buy)
131.64
2015-11-23-05:00
4
M
false
1750
0
D
2009-01-02-05:00
2015-11-27-05:00
Common Stock, par value $0.01 per share
1750
3500
D
Nonqualified Stock Options (right to buy)
131.64
2015-11-24-05:00
4
M
false
1750
0
D
2009-01-02-05:00
2015-11-27-05:00
Common Stock, par value $0.01 per share
1750
1750
D
Nonqualified Stock Options (right to buy)
131.64
2015-11-25-05:00
4
M
false
1750
0
D
2009-01-02-05:00
2015-11-27-05:00
Common Stock, par value $0.01 per share
1750
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $189.3815 per share, at prices ranging from $189.15 to $189.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
As trustee of grantor retained annuity trust.
/s/ Beverly L. O'Toole, Attorney-in-fact
2015-11-25-05:00