0000769993-15-001029.txt : 20151125 0000769993-15-001029.hdr.sgml : 20151125 20151125184356 ACCESSION NUMBER: 0000769993-15-001029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151123 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLANKFEIN LLOYD C CENTRAL INDEX KEY: 0001180587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 151256993 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 ownershipdoc11242015120902.xml X0306 4 2015-11-23-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001180587 BLANKFEIN LLOYD C C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true true false false Chairman of the Board and CEO Common Stock, par value $0.01 per share 2015-11-23-05:00 4 M false 1750 131.64 A 1395104 D Common Stock, par value $0.01 per share 2015-11-23-05:00 4 S false 626 189.1855 D 1394478 D Common Stock, par value $0.01 per share 2015-11-23-05:00 4 S false 673 190.1417 D 1393805 D Common Stock, par value $0.01 per share 2015-11-23-05:00 4 S false 451 190.8633 D 1393354 D Common Stock, par value $0.01 per share 2015-11-24-05:00 4 M false 1750 131.64 A 1395104 D Common Stock, par value $0.01 per share 2015-11-24-05:00 4 S false 407 187.4163 D 1394697 D Common Stock, par value $0.01 per share 2015-11-24-05:00 4 S false 787 188.2769 D 1393910 D Common Stock, par value $0.01 per share 2015-11-24-05:00 4 S false 556 189.1098 D 1393354 D Common Stock, par value $0.01 per share 2015-11-25-05:00 4 M false 1750 131.64 A 1395104 D Common Stock, par value $0.01 per share 2015-11-25-05:00 4 S false 854 188.8453 D 1394250 D Common Stock, par value $0.01 per share 2015-11-25-05:00 4 S false 896 189.3815 D 1393354 D Common Stock, par value $0.01 per share 342331 I See footnote Common Stock, par value $0.01 per share 500000 I See footnote Nonqualified Stock Options (right to buy) 131.64 2015-11-23-05:00 4 M false 1750 0 D 2009-01-02-05:00 2015-11-27-05:00 Common Stock, par value $0.01 per share 1750 3500 D Nonqualified Stock Options (right to buy) 131.64 2015-11-24-05:00 4 M false 1750 0 D 2009-01-02-05:00 2015-11-27-05:00 Common Stock, par value $0.01 per share 1750 1750 D Nonqualified Stock Options (right to buy) 131.64 2015-11-25-05:00 4 M false 1750 0 D 2009-01-02-05:00 2015-11-27-05:00 Common Stock, par value $0.01 per share 1750 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $189.3815 per share, at prices ranging from $189.15 to $189.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. As trustee of grantor retained annuity trust. /s/ Beverly L. O'Toole, Attorney-in-fact 2015-11-25-05:00