13F-HR/A 1 f13f0204expctawe120704.txt 2Q 2004 13F HR/A3 - GOLDMAN SACHS GROUP, INC. ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 10/7/04 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON 12/7/04. Report for the Calendar Year or Quarter Ended June 30, 2004 If amended report check here: |X| Amendment Number: 3 This Amendment (Check only one): | | is a restatement |X| adds new holding entries. Goldman Sachs Group, Inc. (The) -------------------------------------------------------------------------------- Name of Institutional Investment Manager 85 Broad St. New York NY 10004 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-04981 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Ted Chang Vice President, Central Compliance (212) 902-7202 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Ted Chang ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) New York NY, December 7, 2004 ------------------------------------------ (Place and Date of Signing) Report Type: [ x ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: 1 Number of Other Included Managers: ____________ 2 Form 13F Information Table Entry Total: _____________ 41,936.72 Form 13F Information Table Value Total: $____________ (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): 13F File No.: Name: ------------- ------------------------------------------ 2. 28-00687 Goldman, Sachs & Co. ------------- ------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 VOTING AUTHORITY FAIR TITLE MARKET SHARES OR SH/ Put/ Inv Other NAME OF ISSUER OF CUSIP VALUE PRINCIPAL PRN CLL Dsc Mana- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) gers (A) (B) (C) ------------------------------------------------------------------------------------------------------------------------------------ AT&T WIRELESS SERVICES INC CMN 00209A106 33,236.72 2,321,000 SH SH-DEF 2 2,321,000 AT&T WIRELESS SERVICES INC CAL 00209A106 8,700.00 2,000,000 SH CAL SH-DEF 2 2,000,000