-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2U4lexlse9pMGeoninG/LhAyEUpqVdhACvD4zAHsNRmP9UzozjaXmOq8r19vGzk CTyCfoA4xcRB36cqC8OuGg== 0001325358-07-000154.txt : 20070301 0001325358-07-000154.hdr.sgml : 20070301 20070301154900 ACCESSION NUMBER: 0001325358-07-000154 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 EFFECTIVENESS DATE: 20070301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 07663257 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 0000886244 S000002977 UBS High Yield Fund C000008174 CLASS A BNHYX C000008175 CLASS B BNHBX C000008176 CLASS C BNHCX C000008177 CLASS Y BIHYX 0000886244 S000002978 UBS U.S. Large Cap Equity Fund C000008178 Class A BNEQX C000008179 CLASS B BNQBX C000008180 CLASS C BNQCX C000008181 CLASS Y BPEQX 0000886244 S000002979 UBS GLOBAL ALLOCATION FUND C000008182 CLASS A BNGLX C000008183 CLASS B BNPBX C000008184 CLASS C BNPCX C000008185 CLASS Y BPGLX 0000886244 S000002980 UBS INTERNATIONAL EQUITY FUND C000008186 CLASS A BNIEX C000008187 CLASS B BNIBX C000008188 CLASS C BNICX C000008189 CLASS Y BNUEX 0000886244 S000002981 UBS U.S. BOND FUND C000008190 CLASS A BNBDX C000008191 CLASS B BNOBX C000008192 CLASS C BNOCX C000008193 CLASS Y BPBDX 0000886244 S000002982 UBS U.S. LARGE CAP VALUE EQUITY FUND C000008194 CLASS A BNVAX C000008195 CLASS B BNVBX C000008196 CLASS C BNVCX C000008197 CLASS Y BUSVX 0000886244 S000002983 UBS U.S. LARGE CAP GROWTH FUND C000008198 CLASS A BNLGX C000008199 CLASS B BNWBX C000008200 CLASS C BNWCX C000008201 CLASS Y BLGIX 0000886244 S000002984 UBS GLOBAL BOND FUND C000008202 CLASS A BNGBX C000008203 CLASS B BNDBX C000008204 CLASS C BNDCX C000008205 CLASS Y BPGBX 0000886244 S000002985 UBS U.S. SMALL CAP GROWTH FUND C000008206 CLASS A BNSCX C000008207 CLASS B BNMBX C000008208 CLASS C BNMCX C000008209 CLASS Y BISCX 0000886244 S000003132 UBS GLOBAL EQUITY FUND C000008491 CLASS A BNGEX C000008492 CLASS B BNEBX C000008493 CLASS C BNECX C000008494 CLASS Y BPGEX 0000886244 S000003135 UBS DYNAMIC ALPHA FUND C000008503 CLASS A BNAAX C000008504 CLASS B BNABX C000008505 CLASS C BNACX C000008506 CLASS Y BNAYX 0000886244 S000003136 UBS ABSOLUTE RETURN BOND FUND C000008507 CLASS A BNRAX C000008508 CLASS C BNRCX C000008509 CLASS Y BNRYX 0000886244 S000011180 UBS U.S. Mid Cap Growth Equity Fund C000030845 Class A BMDAX C000030847 Class C BMDDX C000030848 Class Y BMDYX 0000886244 S000013001 UBS U.S. Equity Alpha Fund C000035135 Class A C000035136 Class C C000035137 Class Y NSAR-A 1 answer.fil MAIN DOCUMENT 000 A000000 12/31/2006 000 C000000 0000886244 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE UBS FUNDS 001 B000000 811-6637 001 C000000 8006471568 002 A000000 ONE NORTH WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 14 007 C010100 1 007 C020100 UBS GLOBAL ALLOCATION FUND 007 C030100 N 007 C010200 2 007 C020200 UBS GLOBAL BOND FUND 007 C030200 N 007 C010300 3 007 C020300 UBS GLOBAL EQUITY FUND 007 C030300 N 007 C010400 4 007 C020400 UBS INTERNATIONAL EQUITY FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C020600 UBS U.S. LARGE CAP EQUITY FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C020800 UBS U.S. BOND FUND 007 C030800 N 007 C010900 9 007 C011000 10 007 C021000 UBS U.S. LARGE CAP GROWTH FUND 007 C031000 N 007 C011100 11 007 C021100 UBS U.S. SMALL CAP GROWTH FUND 007 C031100 N 007 C011200 12 007 C021200 UBS HIGH YIELD FUND 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C021500 UBS U.S. LARGE CAP VALUE EQUITY FUND 007 C031500 N 007 C011600 16 007 C021600 UBS DYNAMIC ALPHA FUND 007 C031600 N 007 C011700 17 007 C021700 UBS ABSOLUTE RETURN BOND FUND 007 C031700 N 007 C011800 18 007 C021800 UBS U.S. MID CAP GROWTH EQUITY FUND 007 C031800 N 007 C011900 19 007 C021900 UBS U.S. EQUITY ALPHA FUND 007 C031900 N 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 008 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS), INC. 008 B00AA01 A 008 C00AA01 801-34910 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 008 D04AA01 0000 010 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS), INC. 010 B00AA01 00-00000 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 010 C04AA01 6114 011 A00AA01 UBS GLOBAL ASSET MANAGEMENT (US), INC. 011 B00AA01 8-00000000 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-1761000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 013 B04AA01 6530 014 A00AA01 CANTRADE PRIVATE BANK (CI) LTD. 014 B00AA01 8-000000 014 A00AA02 GAM SERVICES, INC. 014 B00AA02 8-042036 014 A00AA03 GIUBERGIA UBS SIM SPA 014 B00AA03 8-000000 014 A00AA04 PT UBS SECURITIES INDONESIA 014 B00AA04 8-000000 014 A00AA05 UBS WEALTH MANAGEMENT AG 014 B00AA05 8-000000 014 A00AA06 UBS AMERICAS, INC. 014 B00AA06 8-00000 014 A00AA07 UBS BANK (CANADA) 014 B00AA07 8-00000 014 A00AA08 UBS BUNTING LTD. 014 B00AA08 8-00000 014 A00AA09 UBS SERVICES (USA) LLC 014 B00AA09 8-049596 014 A00AA10 UBS GLOBAL ASSET MANAGEMENT (US), INC. 014 B00AA10 8-021901 014 A00AA11 UBS INTERNATIONAL, INC. 014 B00AA11 8-053059 014 A00AA12 UBS FINANCIAL SERVICES, INC. 014 B00AA12 8-016267 014 A00AA13 UBS CASA DE BOLSA, S.A. DE C.V. 014 B00AA13 8-000000 014 A00AA14 UBS INTERNATIONAL U.K. LTD. 014 B00AA14 8-000000 014 A00AA15 UBS INTERNATIONAL (SINGAPORE) PTE. LTD. 014 B00AA15 8-00000 014 A00AA16 UBS FINANCIAL SERVICES, INC. OF PUERTO RICO 014 B00AA16 8-028475 014 A00AA17 UBS LIMITED 014 B00AA17 8-00000 014 A00AA18 UBS (ASIA) LTD. 014 B00AA18 8-000000 014 A00AA19 UBS (BAHAMAS) LTD. 014 B00AA19 8-00000 014 A00AA20 UBS FUND SERVICES (CAYMAN) LTD. 014 B00AA20 8-000000 014 A00AA21 UBS (MONACO) S.A. 014 B00AA21 8-0000000 014 A00AA22 UBS FUTURES & OPTIONS LTD. 014 B00AA22 8-000000 014 A00AA23 UBS SECURITIES (CANADA), INC. 014 B00AA23 8-00000 014 A00AA24 UBS SECURITIES LLC 014 B00AA24 8-022651 014 A00AA25 UBS SECURITIES FRANCE S.A. 014 B00AA25 8-000000 014 A00AA26 UBS FUTURES & OPTIONS SINGAPORE PTE. LTD. 014 B00AA26 8-000000 014 A00AA27 UBS SECURITIES ISRAEL LIMITED 014 B00AA27 8-00000 014 A00AA28 UBS SECURITIES JAPAN LTD. 014 B00AA28 8-000000 014 A00AA29 UBS INVESTMENT BANK NEDERLAND BV 014 B00AA29 8-0000000 014 A00AA30 UBS INVESTMENT BANK AG 014 B00AA30 8-000000 014 A00AA31 UBS SECURITIES ASIA LTD. 014 B00AA31 8-000000 014 A00AA32 UBS SECURITIES AUSTRALIA LTD. 014 B00AA32 8-000000 014 A00AA33 UBS CAPITAL MARKETS AUSTRALIA LTD. 014 B00AA33 8-000000 014 A00AA34 UBS CORRETORA DE CAMBIO E VALORES MOBILIARIOS S.A. 014 B00AA34 8-000000 014 A00AA35 UBS DERIVATIVES HONG KONG LIMITED 014 B00AA35 8-000000 014 A00AA36 UBS FUTURES, INC. 014 B00AA36 8-000000 014 A00AA37 UBS SECURITIES HONG KONG LTD. 014 B00AA37 8-000000 014 A00AA38 UBS NEW ZEALAND LTD. 014 B00AA38 8-000000 014 A00AA39 UBS SECURITIES NEW ZEALAND LTD. 014 B00AA39 8-000000 014 A00AA40 UBS PRIVATE CLIENTS AUSTRALIA LTD. 014 B00AA40 8-000000 014 A00AA41 BANCO PACTUAL S.A. 014 B00AA41 8-000000 014 A00AA42 MELLON FINANCIAL CORPORATION 014 B00AA42 8-000000 014 A00AA43 CITY NATIONAL CORP. 014 B00AA43 8-00000 014 A00AA44 FIFTH THIRD BANK 014 B00AA44 8-00000 014 A00AA45 UBS FUTURES SINGAPORE LTD. 014 B00AA45 8-00000 014 A00AA46 UBS AG 014 B00AA46 8-00000 014 A00AA47 UBS CLEARING SERVICES CORP. 014 B00AA47 8-00000 014 A00AA48 UBS CLEARING AND EXECUTION SERVICES LTD. 014 B00AA48 8-00000 015 A00AA01 JPMORGAN CHASE BANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10017 015 E01AA01 X 015 A00AA02 CITIBANK 015 B00AA02 S 015 C01AA02 WARSAW 015 D01AA02 POLAND 015 D02AA02 01-043 015 E04AA02 X 015 A00AA03 JPMORGAN CHASE BANK 015 B00AA03 S 015 C01AA03 BUENOS AIRES 015 D01AA03 ARGENTINA 015 D02AA03 1061 015 E04AA03 X 015 A00AA04 JPMORGAN CHASE BANK 015 B00AA04 S 015 C01AA04 SYDNEY 015 D01AA04 AUSTRALIA 015 D02AA04 2000 015 E04AA04 X 015 A00AA05 HSBC BANK MIDDLE EAST 015 B00AA05 S 015 C01AA05 MANAMA 015 D01AA05 BAHRAIN 015 D02AA05 304 015 E04AA05 X 015 A00AA06 STANDARD CHARTERED BANK 015 B00AA06 S 015 C01AA06 DHAKA 015 D01AA06 BANGLADESH 015 D02AA06 1000 015 E04AA06 X 015 A00AA07 FORTIS BANK N.V. 015 B00AA07 S 015 C01AA07 BRUSSELS 015 D01AA07 BELGIUM 015 D02AA07 1000 015 E04AA07 X 015 A00AA08 THE BANK OF BERMUDA LTD 015 B00AA08 S 015 C01AA08 HAMILTON 015 D01AA08 BERMUDA 015 D02AA08 HMDX 015 E04AA08 X 015 A00AA09 BARCLAYS BANK OF BOTSWANA LTD 015 B00AA09 S 015 C01AA09 GABORONE 015 D01AA09 BOTSWANA 015 E04AA09 X 015 A00AA10 CITIBANK, N.A. 015 B00AA10 S 015 C01AA10 SAO PAULO 015 D01AA10 BRAZIL 015 D02AA10 01311-920 015 E04AA10 X 015 A00AA11 ING BANK N.V. 015 B00AA11 S 015 C01AA11 SOFIA 015 D01AA11 BULGARIA 015 D02AA11 1408 015 E04AA11 X 015 A00AA12 CANADIAN IMPERIAL BANK OF COMMERCE 015 B00AA12 S 015 C01AA12 TORONTO 015 D01AA12 CANADA 015 D02AA12 M5L 1G9 015 E04AA12 X 015 A00AA13 ROYAL BANK OF CANADA 015 B00AA13 S 015 C01AA13 TORONTO 015 D01AA13 CANADA 015 D02AA13 M5J 2J5 015 E04AA13 X 015 A00AA14 CITIBANK, N.A. 015 B00AA14 S 015 C01AA14 SANTIAGO 015 D01AA14 CHILE 015 E04AA14 X 015 A00AA15 THE HONG KONG AND SHANGHAI BANKING 015 B00AA15 S 015 C01AA15 SHANGHAI 015 D01AA15 CHINA 015 D02AA15 200120 015 E04AA15 X 015 A00AA16 THE HONG KONG AND SHANGHAI BANKING 015 B00AA16 S 015 C01AA16 SHENZHEN 015 D01AA16 CHINA 015 E04AA16 X 015 A00AA17 CITITRUST COLOMBIA S.A. 015 B00AA17 S 015 C01AA17 SANTA FE DE BOGOTA 015 D01AA17 COLOMBIA 015 E04AA17 X 015 A00AA18 THE CYPRUS POPULAR BANK LTD. 015 B00AA18 S 015 C01AA18 NICOSIA 015 D01AA18 CYPRUS 015 D02AA18 CY-1598 015 E04AA18 X 015 A00AA19 DANSKE BANK A/S 015 B00AA19 S 015 C01AA19 COPENHAGEN 015 D01AA19 DENMARK 015 D02AA19 DK 1092 015 E04AA19 X 015 A00AA20 HANSABANK 015 B00AA20 S 015 C01AA20 TALLINN 015 D01AA20 ESTONIA 015 D02AA20 EE0001 015 E04AA20 X 015 A00AA21 NORDEA BANK FINDALAND PLC 015 B00AA21 S 015 C01AA21 HELSINKI 015 D01AA21 FINLAND 015 D02AA21 FIN-00020 015 E04AA21 X 015 A00AA22 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA22 S 015 C01AA22 PARIS 015 D01AA22 FRANCE 015 D02AA22 75078 015 E04AA22 X 015 A00AA23 SOCIETE GENERALE 015 B00AA23 S 015 C01AA23 PARIS 015 D01AA23 FRANCE 015 D02AA23 75009 015 E04AA23 X 015 A00AA24 DRESDNER BANK AG 015 B00AA24 S 015 C01AA24 FRANKFURT 015 D01AA24 GERMANY 015 D02AA24 60284 015 E04AA24 X 015 A00AA25 HSBC BANK PLC 015 B00AA25 S 015 C01AA25 ATHENS 015 D01AA25 GREECE 015 D02AA25 11526 015 E04AA25 X 015 A00AA26 CITIBANK RT. 015 B00AA26 S 015 C01AA26 BUDAPEST 015 D01AA26 HUNGARY 015 D02AA26 H-1051 015 E04AA26 X 015 A00AA27 ISLANDSBANKI-FBA 015 B00AA27 S 015 C01AA27 REYKJAVIK 015 D01AA27 ICELAND 015 D02AA27 155 015 E04AA27 X 015 A00AA28 THE HONG KONG AND SHANGHAI BANKING 015 B00AA28 S 015 C01AA28 MUMBAI 015 D01AA28 INDIA 015 D02AA28 400 025 015 E04AA28 X 015 A00AA29 STANDARD CHARTERED BANK 015 B00AA29 S 015 C01AA29 MUMBAI 015 D01AA29 INDIA 015 D02AA29 400 013 015 E04AA29 X 015 A00AA30 THE HONG KONG SHAGHAI BANKING CORP. LTD. 015 B00AA30 S 015 C01AA30 JAKARTA 015 D01AA30 INDONESIA 015 D02AA30 12920 015 E04AA30 X 015 A00AA31 BANK OF IRELAND 015 B00AA31 S 015 C01AA31 DUBLIN 015 D01AA31 IRELAND 015 E04AA31 X 015 A00AA32 BANK LEUMI LE-ISRAEL B.M. 015 B00AA32 S 015 C01AA32 TEL AVIV 015 D01AA32 ISRAEL 015 D02AA32 61000 015 E04AA32 X 015 A00AA33 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA33 S 015 C01AA33 MILAN 015 D01AA33 ITALY 015 D02AA33 20121 015 E04AA33 X 015 A00AA34 SOCIETE GENERALE DE BANQUESEN COTE D'IVOIRE 015 B00AA34 S 015 C01AA34 ABIDJAN 015 D01AA34 IVORY COAST 015 D02AA34 1355 015 E04AA34 X 015 A00AA35 CIBC TRUST AND MERCHANT BANK JAMAICA LTD 015 B00AA35 S 015 C01AA35 KINGSTON 015 D01AA35 JAMAICA 015 D02AA35 10 015 E04AA35 X 015 A00AA36 MIZUHO CORPORATE BANK, LTD 015 B00AA36 S 015 C01AA36 TOKYO 015 D01AA36 JAPAN 015 D02AA36 103 015 E04AA36 X 015 A00AA37 THE BANK OF TOKYO-MITSUBISHI, LTD 015 B00AA37 S 015 C01AA37 TOKYO 015 D01AA37 JAPAN 015 D02AA37 103 015 E04AA37 X 015 A00AA38 ARAB BANK PLC 015 B00AA38 S 015 C01AA38 SHMEISANI 015 D01AA38 JORDAN 015 E04AA38 X 015 A00AA39 ABN AMRO BANK KAZAKHSTAN 015 B00AA39 S 015 C01AA39 ALMATY 015 D01AA39 KAZAKHSTAN 015 D02AA39 480099 015 E04AA39 X 015 A00AA40 HANSABANKA 015 B00AA40 S 015 C01AA40 RIGA 015 D01AA40 LATVIA 015 D02AA40 LV 1050 015 E04AA40 X 015 A00AA41 VILNIUS BANKAS AB 015 B00AA41 S 015 C01AA41 VILNIUS 015 D01AA41 LITHUANIA 015 D02AA41 2600 015 E04AA41 X 015 A00AA42 BANQUE GENERALE DU LUXEMBOURG S.A. 015 B00AA42 S 015 C01AA42 LUXEMBOURG 015 D01AA42 LUXEMBOURG 015 D02AA42 L-2951 015 E04AA42 X 015 A00AA43 HSBC BANK MALAYSIA BERHAD 015 B00AA43 S 015 C01AA43 KUALA LUMPUR 015 D01AA43 MALAYSIA 015 D02AA43 50100 015 E04AA43 X 015 A00AA44 HSBC BANK MALTA PLC 015 B00AA44 S 015 C01AA44 VALLETTA 015 D01AA44 MALTA 015 D02AA44 VLT05 015 E04AA44 X 015 A00AA45 THE HONG KONG AND SHANGHAI BANKING 015 B00AA45 S 015 C01AA45 PORT LOUIS 015 D01AA45 MARITIUS 015 E04AA45 X 015 A00AA46 BANCO JP MORGAN S.A. 015 B00AA46 S 015 C01AA46 LOMAS DE CHAPULTEPEC 015 D01AA46 MEXICO 015 D02AA46 11000 015 E04AA46 X 015 A00AA47 BANCO NACIONAL DE MEXICO S.A. 015 B00AA47 S 015 C01AA47 COLONIA SANTE FE 015 D01AA47 MEXICO 015 D02AA47 01210 015 E04AA47 X 015 A00AA48 BANQUE COMMERCIALE DE MAROC S.A. 015 B00AA48 S 015 C01AA48 CASABLANCA 015 D01AA48 MOROCCO 015 D02AA48 20000 015 E04AA48 X 015 A00AA49 STANDARD BANK NAMIBIA LTD. 015 B00AA49 S 015 C01AA49 WINDHOEK 015 D01AA49 NAMIBIA 015 E04AA49 X 015 A00AA50 ABN AMRO BANK N.V. 015 B00AA50 S 015 C01AA50 DE BREDA 015 D01AA50 NETHERLANDS 015 D02AA50 4800 015 E04AA50 X 015 A00AA51 FORTIS BANK (NEDERLAND) N.V. 015 B00AA51 S 015 C01AA51 AMSTERDAM 015 D01AA51 NETHERLAND 015 D02AA51 1000 015 E04AA51 X 015 A00AA52 NATIONAL NOMINEES LTD. 015 B00AA52 S 015 C01AA52 AUCKLAND 015 D01AA52 NEW ZEALAND 015 E04AA52 X 015 A00AA53 DEN NORSKE BANK ASA 015 B00AA53 S 015 C01AA53 OSLO 015 D01AA53 NORWAY 015 D02AA53 N-0107 015 E04AA53 X 015 A00AA54 CITIBANK, N.A. 015 B00AA54 S 015 C01AA54 KARACHI 015 D01AA54 PAKISTAN 015 D02AA54 74200 015 E04AA54 X 015 A00AA55 DEUTSCHE BANK AG 015 B00AA55 S 015 C01AA55 KARACHI 015 D01AA55 PAKISTAN 015 D02AA55 74200 015 E04AA55 X 015 A00AA56 STANDARD CHARTERED BANK 015 B00AA56 S 015 C01AA56 KARACHI 015 D01AA56 PAKISTAN 015 D02AA56 74000 015 E04AA56 X 015 A00AA57 BANK HANDLOWY W.NWARSZAWIE S.A. 015 B00AA57 S 015 C01AA57 WARSAW 015 D01AA57 POLAND 015 D02AA57 00-923 015 E04AA57 X 015 A00AA58 BANCO ESPIRITO SANTO, S.A. 015 B00AA58 S 015 C01AA58 LISBON 015 D01AA58 PORTUGAL 015 D02AA58 1250-069 015 E04AA58 X 015 A00AA59 ING BANK (EURASIA) ZAO 015 B00AA59 S 015 C01AA59 MOSCOW 015 D01AA59 RUSSIA 015 D02AA59 123022 015 E04AA59 X 015 A00AA60 STANDARD CHARTERED BANK 015 B00AA60 S 015 C01AA60 SINGAPORE 015 D01AA60 SINGAPORE 015 D02AA60 049909 015 E04AA60 X 015 A00AA61 BANK AUSTRIA CREDITANSTALT D.D LJUBLJANA 015 B00AA61 S 015 C01AA61 LJUBLJANA 015 D01AA61 SLOVENIA 015 D02AA61 SI-1000 015 E04AA61 X 015 A00AA62 THE STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA62 S 015 C01AA62 JOHANNESBURG 015 D01AA62 SOUTH AFRICA 015 D02AA62 2001 015 E04AA62 X 015 A00AA63 THE HONG KONG AND SHANGHAI BANKING 015 B00AA63 S 015 C01AA63 COLOMBO 015 D01AA63 SRI LANKA 015 E04AA63 X 015 A00AA64 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA64 S 015 C01AA64 STOCKHOLM 015 D01AA64 SWEDEN 015 D02AA64 SE-106 40 015 E04AA64 X 015 A00AA65 UBS AG 015 B00AA65 S 015 C01AA65 ZURICH 015 D01AA65 SWITZERLAND 015 D02AA65 8021 015 E04AA65 X 015 A00AA66 STANDARD CHARTERED BANK 015 B00AA66 S 015 C01AA66 BANKGKOK 015 D01AA66 THAILAND 015 D02AA66 10500 015 E04AA66 X 015 A00AA67 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B00AA67 S 015 C01AA67 TUNIS CEDEX 015 D01AA67 TUNISIA 015 D02AA67 1080 015 E04AA67 X 015 A00AA68 JPMORGAN CHASE BANK 015 B00AA68 S 015 C01AA68 ISTANBUL 015 D01AA68 TURKEY 015 D02AA68 80700 015 E04AA68 X 015 A00AA69 ING BANK UKRAINE 015 B00AA69 S 015 C01AA69 KIEV 015 D01AA69 UKRAINE 015 D02AA69 252032 015 E04AA69 X 015 A00AA70 HSBC BANK MIDDLE EAST 015 B00AA70 S 015 C01AA70 DUBAI 015 D01AA70 UNITED ARAB EMIRATES 015 E04AA70 X 015 A00AA71 JPMORGAN CHASE BANK 015 B00AA71 S 015 C01AA71 LONDON 015 D01AA71 UNITED KINGDOM 015 D02AA71 EC2N 4AJ 015 E04AA71 X 015 A00AA72 CITIBANK, N.A. 015 B00AA72 S 015 C01AA72 CARACAS 015 D01AA72 VENEZUELA 015 D02AA72 1010 015 E04AA72 X 015 A00AA73 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA73 S 015 C01AA73 ZAGREB 015 D01AA73 CROATIA 015 D02AA73 10000 015 E04AA73 X 015 A00AA74 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA74 S 015 C01AA74 PRAGUE 015 D01AA74 CZECH REPUBLIC 015 D02AA74 110 00 015 E04AA74 X 015 A00AA75 CITIBANK, N.A. 015 B00AA75 S 015 C01AA75 QUITO 015 D01AA75 ECUADOR 015 D02AA75 P0133B 015 E04AA75 X 015 A00AA76 CITIBANK, N.A. 015 B00AA76 S 015 C01AA76 CAIRO 015 D01AA76 EGYPT 015 D02AA76 11511 015 E04AA76 X 015 A00AA77 BARCLAYS BANK OF GHANA LTD. 015 B00AA77 S 015 C01AA77 ACCRA 015 D01AA77 GHANA 015 D02AA77 233 - 21 015 E04AA77 X 015 A00AA78 THE HONG KONG AND SHANGHAI BANKING CORP., LTD. 015 B00AA78 S 015 C01AA78 WAN CHAI 015 D01AA78 HONG KONG 015 D02AA78 213300 015 E04AA78 X 015 A00AA79 BARCLAYS BANK OF KENYA LTD. 015 B00AA79 S 015 C01AA79 NAIROBI 015 D01AA79 KENYA 015 D02AA79 00100 015 E04AA79 X 015 A00AA80 HSBC BANK MIDDLE EAST 015 B00AA80 S 015 C01AA80 RAS BEIRUT 015 D01AA80 LEBANON 015 D02AA80 1107 - 2805 015 E04AA80 X 015 A00AA81 STANBIC BANK NIGERIA LTD. 015 B00AA81 S 015 C01AA81 LAGOS 015 D01AA81 NIGERIA 015 D02AA81 101008 015 E04AA81 X 015 A00AA82 HSBC BANK MIDDLE EAST 015 B00AA82 S 015 C01AA82 RUWI 015 D01AA82 OMAN 015 D02AA82 112 015 E04AA82 X 015 A00AA83 CITIBANK, N.A. 015 B00AA83 S 015 C01AA83 LIMA 015 D01AA83 PERU 015 D02AA83 27 015 E04AA83 X 015 A00AA84 THE HONG KONG AND SHANGHAI BANKING CORP., LTD. 015 B00AA84 S 015 C01AA84 MANILA 015 D01AA84 PHILIPPINES 015 D02AA84 1008 015 E04AA84 X 015 A00AA85 ING BANK N.V. 015 B00AA85 S 015 C01AA85 BUCHAREST 015 D01AA85 ROMANIA 015 D02AA85 011342 015 E04AA85 X 015 A00AA86 J.P. MORGAN BANK INTERNATIONAL 015 B00AA86 S 015 C01AA86 MOSCOW 015 D01AA86 RUSSIA 015 D02AA86 113054 015 E04AA86 X 015 A00AA87 THE HONG KONG AND SHANGHAI BANKING CORP., LTD. 015 B00AA87 S 015 C01AA87 SEOUL 015 D01AA87 SOUTH KOREA 015 D02AA87 100 015 E04AA87 X 015 A00AA88 STANDARD CHARTERED BANK 015 B00AA88 S 015 C01AA88 SEOUL 015 D01AA88 SOUTH KOREA 015 D02AA88 100 015 E04AA88 X 015 A00AA89 J.P. MORGAN BANK, S.A. 015 B00AA89 S 015 C01AA89 MADRID 015 D01AA89 SPAIN 015 D02AA89 28046 015 E04AA89 X 015 A00AA90 J.P. MORGAN CHASE BANK, N.A. 015 B00AA90 S 015 C01AA90 TAIPEI 015 D01AA90 TAIWAN 015 D02AA90 110 015 E04AA90 X 015 A00AA91 THE HONG KONG AND SHANGHAI BANKING CORP., LTD. 015 B00AA91 S 015 C01AA91 TAIPEI 015 D01AA91 TAIWAN 015 D02AA91 110 015 E04AA91 X 015 A00AA92 BANKBOSTON, N.A. 015 B00AA92 S 015 C01AA92 MOTEVIDEO 015 D01AA92 URUGUAY 015 D02AA92 11000 015 E04AA92 X 015 A00AA93 THE HONG KONG AND SHANGHAI BANKING CORP., LTD. 015 B00AA93 S 015 C01AA93 HO CHI MINH CITY 015 D01AA93 VIETNAM 015 D02AA93 70000 015 E04AA93 X 015 A00AA94 BARCLAYS BANK OF ZAMBIA LTD. 015 B00AA94 S 015 C01AA94 LUSAKA 015 D01AA94 ZAMBIA 015 D02AA94 10101 015 E04AA94 X 015 A00AA95 BARCLAYS BANK OF ZIMBABWE LTD. 015 B00AA95 S 015 C01AA95 HARARE 015 D01AA95 ZIMBABWE 015 D02AA95 113 015 E04AA95 X 015 A00AA96 BANK AUSTRIA CREDITANSTALT AG 015 B00AA96 S 015 C01AA96 VIENNA 015 D01AA96 AUSTRIA 015 D02AA96 A - 1090 015 E04AA96 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 92 019 C00AA00 UBSGLOBLAM 020 A000001 CREDIT SUISSE SECURITIES (USA) LLC 020 B000001 13-2853402 020 C000001 654 020 A000002 MERRILL LYNCH & CO., INC. 020 B000002 13-2740599 020 C000002 378 020 A000003 BANK OF NEW YORK 020 B000003 13-5160382 020 C000003 351 020 A000004 CITIGROUP 020 B000004 13-2614988 020 C000004 226 020 A000005 BEAR STEARNS & CO., INC. 020 B000005 13-4946705 020 C000005 154 020 A000006 GOLDMAN SACHS & CO. 020 B000006 13-5108880 020 C000006 131 020 A000007 JEFFERIES & COMPANY, INC. 020 B000007 95-2622900 020 C000007 126 020 A000008 MORGAN STANLEY & CO., INC. 020 B000008 13-2655985 020 C000008 86 020 A000009 JPMORGAN CHASE & CO. 020 B000009 13-3379014 020 C000009 70 020 A000010 DEUTSCHE BANK AG 020 B000010 62-1223991 020 C000010 65 021 000000 2799 022 A000001 JPMORGAN CHASE & CO. 022 B000001 13-3379014 022 C000001 1983603 022 D000001 2150687 022 A000002 BARCLAYS PLC 022 B000002 13-4942190 022 C000002 0 022 D000002 778721 022 A000003 LEHMAN BROTHERS, INC. 022 B000003 13-2518466 022 C000003 314678 022 D000003 262488 022 A000004 MORGAN STANLEY & CO., INC. 022 B000004 13-2655985 022 C000004 207223 022 D000004 142217 022 A000005 MERRILL LYNCH & CO., INC. 022 B000005 13-2740599 022 C000005 227226 022 D000005 111528 022 A000006 DEUTSCHE BANK AG 022 B000006 13-2944980 022 C000006 178672 022 D000006 155879 022 A000007 GOLDMAN SACHS & CO. 022 B000007 13-5108880 022 C000007 155942 022 D000007 13406 022 A000008 BEAR STEARNS & CO., INC. 022 B000008 13-4946705 022 C000008 95382 022 D000008 32998 022 A000009 BANK OF NEW YORK 022 B000009 13-5160382 022 C000009 47867 022 D000009 71661 022 A000010 CITIGROUP 022 B000010 13-2614988 022 C000010 51479 022 D000010 65957 023 C000000 3493229 023 D000000 3915532 026 A00AA00 N 026 B00AA00 Y 026 C00AA00 N 026 D00AA00 Y 026 E00AA00 N 026 F00AA00 N 026 G01AA00 N 026 G02AA00 N 026 H00AA00 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 024 000100 Y 025 A000101 CITIGROUP 025 B000101 13-2614988 025 C000101 E 025 D000101 83779 025 A000102 JPMORGAN CHASE & CO. 025 B000102 13-3379014 025 C000102 E 025 D000102 33453 025 A000103 CREDIT SUISSE 025 B000103 13-2853402 025 C000103 E 025 D000103 25160 025 A000104 BARCLAYS PLC 025 B000104 13-4942190 025 C000104 E 025 D000104 20893 025 A000105 CREDIT SUISSE 025 B000105 13-2853402 025 C000105 D 025 D000105 17081 025 A000106 BEAR STEARNS & CO., INC 025 B000106 13-4946705 025 C000106 D 025 D000106 10766 025 A000107 CITIGROUP 025 B000107 13-2614988 025 C000107 D 025 D000107 8626 025 A000108 GOLDMAN SACHS GROUP, INC. 025 B000108 13-5108880 025 C000108 D 025 D000108 15390 025 A000109 JPMORGAN CHASE & CO. 025 B000109 13-3379014 025 C000109 D 025 D000109 11156 025 A000110 MERRILL LYNCH & CO., INC. 025 B000110 13-2740599 025 C000110 D 025 D000110 23 025 A000111 GOLDMAN SACHS & CO. 025 B000111 13-5108880 025 C000111 E 025 D000111 5303 025 A000112 MERRILL LYNCH & CO. 025 B000112 12-2745099 025 C000112 E 025 D000112 7727 025 A000113 MORGAN STANLEY & CO., INC. 025 B000113 13-2655985 025 C000113 E 025 D000113 74374 025 A000114 MORGAN STANLEY & CO., INC. 025 B000114 13-2655985 025 C000114 D 025 D000114 8702 025 A000115 DEUTSCHE BANK AG 025 B000115 13-2944980 025 C000115 E 025 D000115 9043 028 A010100 56681 028 A020100 0 028 A030100 0 028 A040100 58003 028 B010100 102086 028 B020100 0 028 B030100 0 028 B040100 57383 028 C010100 102039 028 C020100 0 028 C030100 0 028 C040100 57967 028 D010100 106416 028 D020100 10 028 D030100 0 028 D040100 62401 028 E010100 60811 028 E020100 0 028 E030100 0 028 E040100 51396 028 F010100 171775 028 F020100 296384 028 F030100 0 028 F040100 59577 028 G010100 599808 028 G020100 296394 028 G030100 0 028 G040100 346727 028 H000100 378591 029 000100 Y 030 A000100 2768 030 B000100 5.50 030 C000100 0.00 031 A000100 1666 031 B000100 0 032 000100 23 033 000100 1079 034 000100 Y 035 000100 158 036 A000100 Y 037 000100 Y 038 000100 34 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 9368 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 500000 048 A020100 0.800 048 B010100 500000 048 B020100 0.750 048 C010100 500000 048 C020100 0.700 048 D010100 500000 048 D020100 0.675 048 E010100 1000000 048 E020100 0.650 048 F010100 3000000 048 F020100 0.630 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 6000000 048 K020100 0.610 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 Y 067 000100 Y 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 1620746 071 B000100 1462967 071 C000100 4008128 071 D000100 37 072 A000100 6 072 B000100 26209 072 C000100 23200 072 D000100 0 072 E000100 273 072 F000100 14382 072 G000100 1578 072 H000100 0 072 I000100 1120 072 J000100 1107 072 K000100 0 072 L000100 304 072 M000100 18 072 N000100 66 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 35 072 S000100 8 072 T000100 9368 072 U000100 0 072 V000100 0 072 W000100 147 072 X000100 28133 072 Y000100 0 072 Z000100 21549 072AA000100 141594 072BB000100 26741 072CC010100 252376 072CC020100 0 072DD010100 46010 072DD020100 24553 072EE000100 238977 073 A010100 0.2700 073 A020100 0.6000 073 B000100 0.8000 073 C000100 0.0000 074 A000100 3533 074 B000100 0 074 C000100 1599 074 D000100 962158 074 E000100 0 074 F000100 2758128 074 G000100 0 074 H000100 0 074 I000100 896594 074 J000100 25007 074 K000100 0 074 L000100 68765 074 M000100 0 074 N000100 4715784 074 O000100 68689 074 P000100 4547 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 98203 074 S000100 0 074 T000100 4544345 074 U010100 187083 074 U020100 135170 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 112364 074 Y000100 0 075 A000100 0 075 B000100 4178514 076 000100 0.00 024 000200 Y 025 A000201 GOLDMAN SACHS & CO. 025 B000201 13-5108880 025 C000201 D 025 D000201 1749 025 A000202 JPMORGAN CHASE & CO. 025 B000202 13-3379014 025 C000202 D 025 D000202 1265 025 A000203 BEAR STEARNS & CO., INC. 025 B000203 13-4946705 025 C000203 D 025 D000203 585 025 A000204 MORGAN STANLEY & CO., INC. 025 B000204 13-2655985 025 C000204 D 025 D000204 493 025 A000205 BARCLAYS PLC 025 B000205 13-4942190 025 C000205 D 025 D000205 419 025 A000206 CITIGROUP 025 B000206 13-2614988 025 C000206 D 025 D000206 391 028 A010200 5376 028 A020200 170 028 A030200 0 028 A040200 3710 028 B010200 4754 028 B020200 121 028 B030200 0 028 B040200 1800 028 C010200 4426 028 C020200 170 028 C030200 0 028 C040200 2386 028 D010200 4700 028 D020200 241 028 D030200 0 028 D040200 7728 028 E010200 2719 028 E020200 244 028 E030200 0 028 E040200 1755 028 F010200 3706 028 F020200 242 028 F030200 0 028 F040200 1823 028 G010200 25681 028 G020200 1188 028 G030200 0 028 G040200 19202 028 H000200 1220 029 000200 Y 030 A000200 2 030 B000200 4.50 030 C000200 0.00 031 A000200 1 031 B000200 0 032 000200 0 033 000200 1 034 000200 Y 035 000200 0 036 A000200 Y 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 29 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 1500000 048 A020200 0.650 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 500000 048 D020200 0.600 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 2000000 048 K020200 0.550 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 2.6 062 M000200 8.6 062 N000200 2.7 062 O000200 0.0 062 P000200 19.5 062 Q000200 51.3 062 R000200 14.2 063 A000200 0 063 B000200 5.9 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 Y 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 54451 071 B000200 42088 071 C000200 98754 071 D000200 43 072 A000200 6 072 B000200 1996 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 342 072 G000200 40 072 H000200 0 072 I000200 46 072 J000200 34 072 K000200 0 072 L000200 11 072 M000200 6 072 N000200 24 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 24 072 S000200 9 072 T000200 29 072 U000200 0 072 V000200 0 072 W000200 7 072 X000200 572 072 Y000200 68 072 Z000200 1492 072AA000200 0 072BB000200 764 072CC010200 2134 072CC020200 0 072DD010200 182 072DD020200 1040 072EE000200 0 073 A010200 0.2700 073 A020200 0.7100 073 B000200 0.0000 073 C000200 0.0000 074 A000200 256 074 B000200 0 074 C000200 0 074 D000200 88939 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 18133 074 J000200 2595 074 K000200 0 074 L000200 2345 074 M000200 0 074 N000200 112268 074 O000200 3162 074 P000200 58 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 813 074 S000200 0 074 T000200 108235 074 U010200 1613 074 U020200 8693 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 1444 074 Y000200 0 075 A000200 0 075 B000200 104537 076 000200 0.00 024 000300 Y 025 A000301 CITIGROUP 025 B000301 13-2614988 025 C000301 E 025 D000301 14410 025 A000302 MORGAN STANLEY & CO., INC. 025 B000302 13-2655985 025 C000302 E 025 D000302 9470 025 A000303 BARCLAYS PLC 025 B000303 13-4942190 025 C000303 E 025 D000303 7017 025 A000304 JPMORGAN CHASE & CO. 025 B000304 13-3379014 025 C000304 E 025 D000304 3985 028 A010300 10511 028 A020300 0 028 A030300 0 028 A040300 6978 028 B010300 4367 028 B020300 0 028 B030300 0 028 B040300 8467 028 C010300 4395 028 C020300 0 028 C030300 0 028 C040300 7161 028 D010300 7528 028 D020300 0 028 D030300 0 028 D040300 10474 028 E010300 8599 028 E020300 0 028 E030300 0 028 E040300 8785 028 F010300 7982 028 F020300 3801 028 F030300 0 028 F040300 11565 028 G010300 43382 028 G020300 3801 028 G030300 0 028 G040300 53430 028 H000300 7358 029 000300 Y 030 A000300 25 030 B000300 5.50 030 C000300 0.00 031 A000300 14 031 B000300 0 032 000300 2 033 000300 9 034 000300 Y 035 000300 6 036 A000300 Y 037 000300 Y 038 000300 2 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 562 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 250000 048 A020300 0.750 048 B010300 250000 048 B020300 0.700 048 C010300 500000 048 C020300 0.680 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 1000000 048 K020300 0.650 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 1000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 Y 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 80678 071 B000300 94583 071 C000300 441978 071 D000300 18 072 A000300 6 072 B000300 71 072 C000300 4050 072 D000300 0 072 E000300 0 072 F000300 1627 072 G000300 168 072 H000300 0 072 I000300 244 072 J000300 162 072 K000300 0 072 L000300 70 072 M000300 7 072 N000300 26 072 O000300 0 072 P000300 3 072 Q000300 0 072 R000300 29 072 S000300 10 072 T000300 562 072 U000300 0 072 V000300 0 072 W000300 24 072 X000300 2932 072 Y000300 150 072 Z000300 1339 072AA000300 22448 072BB000300 1912 072CC010300 32733 072CC020300 0 072DD010300 1538 072DD020300 2426 072EE000300 0 073 A010300 0.1200 073 A020300 0.2300 073 B000300 0.0000 073 C000300 0.0000 074 A000300 3854 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 445140 074 G000300 0 074 H000300 0 074 I000300 20355 074 J000300 873 074 K000300 0 074 L000300 3245 074 M000300 0 074 N000300 473467 074 O000300 701 074 P000300 360 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 3460 074 S000300 0 074 T000300 468946 074 U010300 12369 074 U020300 19720 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 23230 074 Y000300 0 075 A000300 0 075 B000300 443552 076 000300 0.00 024 000400 Y 025 A000401 CREDIT SUISSE 025 B000401 13-2853402 025 C000401 E 025 D000401 6212 025 A000402 BARCLAYS PLC 025 B000402 13-4942190 025 C000402 E 025 D000402 5158 025 A000403 DEUTSCHE BANK AG 025 B000403 62-1223991 025 C000403 E 025 D000403 2236 028 A010400 8845 028 A020400 0 028 A030400 0 028 A040400 2377 028 B010400 6935 028 B020400 0 028 B030400 0 028 B040400 2743 028 C010400 6234 028 C020400 0 028 C030400 0 028 C040400 2578 028 D010400 6481 028 D020400 0 028 D030400 0 028 D040400 7199 028 E010400 7634 028 E020400 0 028 E030400 0 028 E040400 3294 028 F010400 8333 028 F020400 11499 028 F030400 0 028 F040400 2918 028 G010400 44462 028 G020400 11499 028 G030400 0 028 G040400 21109 028 H000400 2219 029 000400 Y 030 A000400 20 030 B000400 5.50 030 C000400 0.00 031 A000400 12 031 B000400 0 032 000400 0 033 000400 8 034 000400 Y 035 000400 1 036 A000400 Y 037 000400 Y 038 000400 1 039 000400 N 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 47 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 500000 048 A020400 0.800 048 B010400 500000 048 B020400 0.750 048 C010400 500000 048 C020400 0.700 048 D010400 500000 048 D020400 0.675 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 2000000 048 K020400 0.650 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 N 068 A000400 N 068 B000400 Y 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 Y 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 60325 071 B000400 60649 071 C000400 197780 071 D000400 31 072 A000400 6 072 B000400 58 072 C000400 1694 072 D000400 0 072 E000400 60 072 F000400 792 072 G000400 74 072 H000400 0 072 I000400 83 072 J000400 95 072 K000400 0 072 L000400 12 072 M000400 7 072 N000400 26 072 O000400 0 072 P000400 8 072 Q000400 0 072 R000400 27 072 S000400 8 072 T000400 47 072 U000400 0 072 V000400 0 072 W000400 14 072 X000400 1193 072 Y000400 146 072 Z000400 765 072AA000400 5240 072BB000400 678 072CC010400 22729 072CC020400 0 072DD010400 229 072DD020400 2123 072EE000400 9275 073 A010400 0.1100 073 A020400 0.1700 073 B000400 0.5200 073 C000400 0.0000 074 A000400 1746 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 201431 074 G000400 0 074 H000400 0 074 I000400 29391 074 J000400 234 074 K000400 0 074 L000400 1897 074 M000400 52 074 N000400 234751 074 O000400 0 074 P000400 148 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 9242 074 S000400 0 074 T000400 225361 074 U010400 2187 074 U020400 16599 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 1040 074 Y000400 0 075 A000400 0 075 B000400 196648 076 000400 0.00 024 000600 Y 025 A000601 CITIGROUP 025 B000601 13-2614988 025 C000601 E 025 D000601 38058 025 A000602 MORGAN STANLEY & CO., INC. 025 B000602 13-2655985 025 C000602 E 025 D000602 33419 025 A000603 JPMORGAN CHASE & CO. 025 B000603 13-3379014 025 C000603 E 025 D000603 16050 028 A010600 23370 028 A020600 0 028 A030600 0 028 A040600 10320 028 B010600 30139 028 B020600 0 028 B030600 0 028 B040600 9803 028 C010600 26628 028 C020600 0 028 C030600 0 028 C040600 8030 028 D010600 25342 028 D020600 0 028 D030600 0 028 D040600 17805 028 E010600 24969 028 E020600 0 028 E030600 0 028 E040600 12172 028 F010600 58630 028 F020600 27310 028 F030600 0 028 F040600 12281 028 G010600 189078 028 G020600 27310 028 G030600 0 028 G040600 70411 028 H000600 36436 029 000600 Y 030 A000600 20 030 B000600 5.50 030 C000600 0.00 031 A000600 11 031 B000600 0 032 000600 1 033 000600 8 034 000600 Y 035 000600 3 036 A000600 Y 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 174 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 500000 048 A020600 0.700 048 B010600 500000 048 B020600 0.650 048 C010600 500000 048 C020600 0.600 048 D010600 500000 048 D020600 0.575 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 2000000 048 K020600 0.550 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 Y 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 214848 071 B000600 126979 071 C000600 700975 071 D000600 18 072 A000600 6 072 B000600 798 072 C000600 6472 072 D000600 0 072 E000600 0 072 F000600 2505 072 G000600 274 072 H000600 0 072 I000600 213 072 J000600 163 072 K000600 0 072 L000600 20 072 M000600 8 072 N000600 37 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 25 072 S000600 10 072 T000600 174 072 U000600 0 072 V000600 0 072 W000600 23 072 X000600 3452 072 Y000600 0 072 Z000600 3818 072AA000600 25286 072BB000600 0 072CC010600 59308 072CC020600 0 072DD010600 590 072DD020600 4600 072EE000600 24303 073 A010600 0.1000 073 A020600 0.1400 073 B000600 0.6200 073 C000600 0.0000 074 A000600 12 074 B000600 0 074 C000600 1674 074 D000600 0 074 E000600 0 074 F000600 790192 074 G000600 0 074 H000600 0 074 I000600 46711 074 J000600 2099 074 K000600 0 074 L000600 24587 074 M000600 0 074 N000600 865275 074 O000600 19342 074 P000600 552 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 1453 074 S000600 0 074 T000600 843928 074 U010600 6334 074 U020600 35879 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 4765 074 Y000600 0 075 A000600 0 075 B000600 725834 076 000600 0.00 024 000800 Y 025 A000801 CREDIT SUISSE 025 B000801 13-2853402 025 C000801 D 025 D000801 5046 025 A000802 GOLDMAN SACHS & CO. 025 B000802 13-5108880 025 C000802 D 025 D000802 2911 025 A000803 MORGAN STANLEY & CO., INC 025 B000803 13-2655985 025 C000803 D 025 D000803 2593 025 A000804 CITIGROUP 025 B000804 13-2614988 025 C000804 D 025 D000804 2304 025 A000805 BEAR STEARNS & CO., INC. 025 B000805 13-4946705 025 C000805 D 025 D000805 1499 025 A000806 JPMORGAN CHASE & CO. 025 B000806 13-3379014 025 C000806 D 025 D000806 611 025 A000807 MERRILL LYNCH & CO., INC. 025 B000807 13-2740599 025 C000807 D 025 D000807 18 028 A010800 15332 028 A020800 419 028 A030800 0 028 A040800 2815 028 B010800 4850 028 B020800 524 028 B030800 0 028 B040800 3091 028 C010800 8759 028 C020800 501 028 C030800 0 028 C040800 2899 028 D010800 7611 028 D020800 469 028 D030800 0 028 D040800 2819 028 E010800 5418 028 E020800 457 028 E030800 0 028 E040800 2702 028 F010800 4807 028 F020800 958 028 F030800 0 028 F040800 4920 028 G010800 46777 028 G020800 3328 028 G030800 0 028 G040800 19246 028 H000800 5032 029 000800 Y 030 A000800 0 030 B000800 4.50 030 C000800 0.00 031 A000800 0 031 B000800 0 032 000800 0 033 000800 0 034 000800 Y 035 000800 1 036 A000800 Y 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 52 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 500000 048 A020800 0.500 048 B010800 500000 048 B020800 0.475 048 C010800 500000 048 C020800 0.450 048 D010800 500000 048 D020800 0.425 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 2000000 048 K020800 0.400 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 1000 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.3 062 L000800 1.5 062 M000800 26.6 062 N000800 27.1 062 O000800 0.0 062 P000800 9.9 062 Q000800 6.5 062 R000800 27.4 063 A000800 0 063 B000800 9.8 064 A000800 N 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 Y 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 Y 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 Y 070 L010800 N 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 155398 071 B000800 125994 071 C000800 157273 071 D000800 80 072 A000800 6 072 B000800 3445 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 408 072 G000800 61 072 H000800 0 072 I000800 48 072 J000800 33 072 K000800 0 072 L000800 10 072 M000800 7 072 N000800 26 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 23 072 S000800 9 072 T000800 52 072 U000800 0 072 V000800 0 072 W000800 8 072 X000800 685 072 Y000800 143 072 Z000800 2903 072AA000800 895 072BB000800 324 072CC010800 3394 072CC020800 0 072DD010800 704 072DD020800 2940 072EE000800 0 073 A010800 0.4300 073 A020800 1.1800 073 B000800 0.0000 073 C000800 0.0000 074 A000800 24 074 B000800 0 074 C000800 355 074 D000800 121648 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 456 074 I000800 49600 074 J000800 2895 074 K000800 0 074 L000800 2526 074 M000800 0 074 N000800 177504 074 O000800 3176 074 P000800 70 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 1023 074 S000800 0 074 T000800 173235 074 U010800 3118 074 U020800 13394 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 467 074 Y000800 0 075 A000800 0 075 B000800 162059 076 000800 0.00 037 000900 N 038 000900 0 039 000900 N 040 000900 Y 041 000900 Y 024 001000 Y 025 A001001 MERRILL LYNCH & CO., INC. 025 B001001 13-2740599 025 C001001 E 025 D001001 475 025 A001002 GOLDMAN SACHS & CO. 025 B001002 13-5108880 025 C001002 E 025 D001002 339 025 A001003 CITIGROUP 025 B001003 13-2614988 025 C001003 E 025 D001003 379 028 A011000 173 028 A021000 0 028 A031000 0 028 A041000 504 028 B011000 379 028 B021000 0 028 B031000 0 028 B041000 264 028 C011000 151 028 C021000 0 028 C031000 0 028 C041000 754 028 D011000 557 028 D021000 0 028 D031000 0 028 D041000 424 028 E011000 1709 028 E021000 0 028 E031000 0 028 E041000 162 028 F011000 197 028 F021000 14 028 F031000 0 028 F041000 346 028 G011000 3166 028 G021000 14 028 G031000 0 028 G041000 2454 028 H001000 1992 029 001000 Y 030 A001000 0 030 B001000 5.50 030 C001000 0.00 031 A001000 0 031 B001000 0 032 001000 0 033 001000 0 034 001000 Y 035 001000 0 036 A001000 Y 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 15 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.000 048 A011000 500000 048 A021000 0.700 048 B011000 500000 048 B021000 0.650 048 C011000 500000 048 C021000 0.600 048 D011000 500000 048 D021000 0.575 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 2000000 048 K021000 0.550 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 N 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 N 060 B001000 N 061 001000 1000 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 9522 071 B001000 8878 071 C001000 13331 071 D001000 67 072 A001000 6 072 B001000 5 072 C001000 79 072 D001000 0 072 E001000 0 072 F001000 47 072 G001000 5 072 H001000 0 072 I001000 10 072 J001000 3 072 K001000 0 072 L001000 4 072 M001000 6 072 N001000 23 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 16 072 S001000 9 072 T001000 15 072 U001000 0 072 V001000 0 072 W001000 4 072 X001000 142 072 Y001000 73 072 Z001000 15 072AA001000 74 072BB001000 0 072CC011000 1429 072CC021000 0 072DD011000 4 072DD021000 10 072EE001000 0 073 A011000 0.0100 073 A021000 0.0200 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 14914 074 G001000 0 074 H001000 0 074 I001000 185 074 J001000 487 074 K001000 29 074 L001000 44 074 M001000 0 074 N001000 15659 074 O001000 585 074 P001000 3 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 39 074 S001000 0 074 T001000 15032 074 U011000 805 074 U021000 707 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 402 074 Y001000 0 075 A001000 0 075 B001000 13396 076 001000 0.00 024 001100 N 028 A011100 9351 028 A021100 0 028 A031100 0 028 A041100 7895 028 B011100 12145 028 B021100 0 028 B031100 0 028 B041100 9303 028 C011100 9116 028 C021100 0 028 C031100 0 028 C041100 11028 028 D011100 9080 028 D021100 0 028 D031100 0 028 D041100 15083 028 E011100 7145 028 E021100 0 028 E031100 0 028 E041100 9862 028 F011100 9483 028 F021100 12462 028 F031100 0 028 F041100 13465 028 G011100 56320 028 G021100 12462 028 G031100 0 028 G041100 66636 028 H001100 22238 029 001100 Y 030 A001100 5 030 B001100 5.50 030 C001100 0.00 031 A001100 1 031 B001100 0 032 001100 2 033 001100 2 034 001100 Y 035 001100 2 036 A001100 Y 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 255 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.000 048 A011100 1000000 048 A021100 0.850 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 1000000 048 K021100 0.825 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 1000 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 94312 071 B001100 97968 071 C001100 431368 071 D001100 22 072 A001100 6 072 B001100 224 072 C001100 607 072 D001100 0 072 E001100 0 072 F001100 1875 072 G001100 165 072 H001100 0 072 I001100 531 072 J001100 110 072 K001100 0 072 L001100 26 072 M001100 8 072 N001100 29 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 22 072 S001100 9 072 T001100 255 072 U001100 0 072 V001100 0 072 W001100 23 072 X001100 3053 072 Y001100 520 072 Z001100 -1702 072AA001100 2383 072BB001100 0 072CC011100 18592 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 13748 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.4700 073 C001100 0.0000 074 A001100 0 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 440123 074 G001100 0 074 H001100 0 074 I001100 5014 074 J001100 449 074 K001100 0 074 L001100 810 074 M001100 0 074 N001100 446396 074 O001100 0 074 P001100 321 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 3050 074 S001100 0 074 T001100 443025 074 U011100 10305 074 U021100 19671 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 4714 074 Y001100 0 075 A001100 0 075 B001100 437571 076 001100 0.00 024 001200 Y 025 A001201 GOLDMAN SACHS & CO. 025 B001201 13-5108880 025 C001201 D 025 D001201 525 028 A011200 2074 028 A021200 382 028 A031200 0 028 A041200 1583 028 B011200 3758 028 B021200 436 028 B031200 0 028 B041200 2328 028 C011200 7447 028 C021200 424 028 C031200 0 028 C041200 1881 028 D011200 2068 028 D021200 471 028 D031200 0 028 D041200 1963 028 E011200 0 028 E021200 491 028 E031200 0 028 E041200 1805 028 F011200 4468 028 F021200 488 028 F031200 0 028 F041200 5324 028 G011200 19815 028 G021200 2692 028 G031200 0 028 G041200 14884 028 H001200 2757 029 001200 Y 030 A001200 11 030 B001200 4.50 030 C001200 0.00 031 A001200 7 031 B001200 0 032 001200 0 033 001200 4 034 001200 Y 035 001200 4 036 A001200 Y 037 001200 N 038 001200 0 039 001200 N 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 126 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 500000 048 A021200 0.600 048 B011200 500000 048 B021200 0.550 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 1000000 048 K021200 0.525 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 1000 062 A001200 Y 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 2.1 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 95.9 062 Q001200 0.5 062 R001200 0.0 063 A001200 0 063 B001200 3.2 064 A001200 N 064 B001200 N 066 A001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 20801 071 B001200 15614 071 C001200 101986 071 D001200 15 072 A001200 6 072 B001200 4657 072 C001200 1 072 D001200 0 072 E001200 0 072 F001200 320 072 G001200 40 072 H001200 0 072 I001200 82 072 J001200 19 072 K001200 0 072 L001200 23 072 M001200 7 072 N001200 23 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 25 072 S001200 8 072 T001200 126 072 U001200 0 072 V001200 0 072 W001200 7 072 X001200 680 072 Y001200 47 072 Z001200 4025 072AA001200 0 072BB001200 1264 072CC011200 3396 072CC021200 0 072DD011200 2083 072DD021200 2015 072EE001200 0 073 A011200 0.5500 073 A021200 1.5700 073 B001200 0.0000 073 C001200 0.0000 074 A001200 97 074 B001200 0 074 C001200 0 074 D001200 104602 074 E001200 0 074 F001200 0 074 G001200 0 074 H001200 0 074 I001200 2251 074 J001200 0 074 K001200 0 074 L001200 2201 074 M001200 0 074 N001200 109151 074 O001200 0 074 P001200 82 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 576 074 S001200 0 074 T001200 108493 074 U011200 7605 074 U021200 7814 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 5974 074 Y001200 0 075 A001200 0 075 B001200 106006 076 001200 0.00 024 001500 Y 025 A001501 CITIGROUP 025 B001501 13-2614988 025 C001501 E 025 D001501 8058 025 A001502 MORGAN STANLEY & CO., INC. 025 B001502 13-2655985 025 C001502 E 025 D001502 6400 025 A001503 JPMORGAN CHASE & CO. 025 B001503 13-3379014 025 C001503 E 025 D001503 4775 028 A011500 347 028 A021500 0 028 A031500 0 028 A041500 2337 028 B011500 545 028 B021500 0 028 B031500 0 028 B041500 2581 028 C011500 665 028 C021500 0 028 C031500 0 028 C041500 2133 028 D011500 964 028 D021500 0 028 D031500 0 028 D041500 1743 028 E011500 1078 028 E021500 0 028 E031500 0 028 E041500 1559 028 F011500 462 028 F021500 10871 028 F031500 0 028 F041500 2726 028 G011500 4061 028 G021500 10871 028 G031500 0 028 G041500 13079 028 H001500 2484 029 001500 Y 030 A001500 12 030 B001500 5.50 030 C001500 0.00 031 A001500 4 031 B001500 0 032 001500 4 033 001500 4 034 001500 Y 035 001500 15 036 A001500 Y 037 001500 N 038 001500 0 039 001500 N 040 001500 Y 041 001500 Y 042 A001500 0 042 B001500 0 042 C001500 0 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 100 043 001500 224 044 001500 0 045 001500 Y 047 001500 Y 048 001500 0.000 048 A011500 500000 048 A021500 0.700 048 B011500 500000 048 B021500 0.650 048 C011500 500000 048 C021500 0.600 048 D011500 500000 048 D021500 0.575 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 2000000 048 K021500 0.550 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 055 A001500 N 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 1000 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 Y 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 Y 070 L011500 Y 070 L021500 N 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 N 070 R021500 N 071 A001500 26839 071 B001500 36244 071 C001500 132030 071 D001500 20 072 A001500 6 072 B001500 44 072 C001500 1462 072 D001500 0 072 E001500 0 072 F001500 469 072 G001500 50 072 H001500 0 072 I001500 75 072 J001500 28 072 K001500 0 072 L001500 23 072 M001500 7 072 N001500 23 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 27 072 S001500 9 072 T001500 224 072 U001500 0 072 V001500 0 072 W001500 8 072 X001500 943 072 Y001500 150 072 Z001500 713 072AA001500 8959 072BB001500 0 072CC011500 7080 072CC021500 0 072DD011500 1077 072DD021500 120 072EE001500 10802 073 A011500 0.1100 073 A021500 0.1600 073 B001500 0.9300 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 130549 074 G001500 0 074 H001500 0 074 I001500 7976 074 J001500 395 074 K001500 0 074 L001500 240 074 M001500 0 074 N001500 139160 074 O001500 1384 074 P001500 134 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 494 074 S001500 0 074 T001500 137148 074 U011500 10285 074 U021500 2304 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 7644 074 Y001500 0 075 A001500 0 075 B001500 133031 076 001500 0.00 024 001600 Y 025 A001601 BARCLAYS PLC 025 B001601 13-4942190 025 C001601 E 025 D001601 18117 025 A001602 DEUTSCHE BANK AG 025 B001602 13-2944982 025 C001602 E 025 D001602 2644 025 A001603 CREDIT SUISSE 025 B001603 13-2853402 025 C001603 E 025 D001603 18355 028 A011600 165100 028 A021600 0 028 A031600 0 028 A041600 77640 028 B011600 133448 028 B021600 0 028 B031600 0 028 B041600 49676 028 C011600 102193 028 C021600 0 028 C031600 0 028 C041600 43402 028 D011600 127459 028 D021600 0 028 D031600 0 028 D041600 48916 028 E011600 110336 028 E021600 0 028 E031600 0 028 E041600 50944 028 F011600 107928 028 F021600 43 028 F031600 0 028 F041600 41857 028 G011600 746464 028 G021600 43 028 G031600 0 028 G041600 312435 028 H001600 521400 029 001600 Y 030 A001600 2596 030 B001600 5.50 030 C001600 0.00 031 A001600 1582 031 B001600 0 032 001600 2 033 001600 1012 034 001600 Y 035 001600 209 036 A001600 Y 037 001600 Y 038 001600 44 039 001600 N 040 001600 Y 041 001600 Y 042 A001600 0 042 B001600 0 042 C001600 0 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 100 043 001600 5493 044 001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 500000 048 A021600 0.850 048 B011600 500000 048 B021600 0.800 048 C011600 500000 048 C021600 0.750 048 D011600 500000 048 D021600 0.725 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 2000000 048 K021600 0.700 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 Y 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 1000 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 N 066 E001600 N 066 F001600 N 066 G001600 Y 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 N 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 Y 070 E011600 Y 070 E021600 Y 070 F011600 Y 070 F021600 Y 070 G011600 Y 070 G021600 Y 070 H011600 Y 070 H021600 N 070 I011600 Y 070 I021600 N 070 J011600 Y 070 J021600 Y 070 K011600 Y 070 K021600 Y 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 N 070 O011600 Y 070 O021600 Y 070 P011600 Y 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 Y 070 R021600 Y 071 A001600 593496 071 B001600 424570 071 C001600 2721375 071 D001600 16 072 A001600 6 072 B001600 6948 072 C001600 5672 072 D001600 0 072 E001600 0 072 F001600 11095 072 G001600 1101 072 H001600 0 072 I001600 579 072 J001600 294 072 K001600 0 072 L001600 113 072 M001600 13 072 N001600 113 072 O001600 0 072 P001600 8 072 Q001600 0 072 R001600 23 072 S001600 9 072 T001600 5494 072 U001600 0 072 V001600 0 072 W001600 73 072 X001600 18915 072 Y001600 0 072 Z001600 -6295 072AA001600 38634 072BB001600 212434 072CC011600 319565 072CC021600 0 072DD011600 37 072DD021600 10 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 0 074 B001600 0 074 C001600 144523 074 D001600 122855 074 E001600 0 074 F001600 659078 074 G001600 8642 074 H001600 2445 074 I001600 2273182 074 J001600 5610 074 K001600 1150 074 L001600 313130 074 M001600 0 074 N001600 3530615 074 O001600 16455 074 P001600 3206 074 Q001600 0 074 R011600 0 074 R021600 4658 074 R031600 0 074 R041600 311663 074 S001600 0 074 T001600 3194633 074 U011600 186622 074 U021600 89571 074 V011600 0.00 074 V021600 0.00 074 W001600 0.0000 074 X001600 76991 074 Y001600 0 075 A001600 0 075 B001600 2914370 076 001600 0.00 024 001700 Y 025 A001701 CITIGROUP 025 B001701 13-2614988 025 C001701 D 025 D001701 7633 025 A001702 GOLDMAN SACHS & CO. 025 B001702 13-5108880 025 C001702 D 025 D001702 4224 025 A001703 MERRILL LYNCH & CO., INC. 025 B001703 13-2740599 025 C001703 D 025 D001703 3584 025 A001704 MORGAN STANLEY & CO., INC. 025 B001704 13-2655985 025 C001704 D 025 D001704 6415 025 A001705 BARCLAYS PLC 025 B001705 13-4942190 025 C001705 D 025 D001705 2938 025 A001706 JPMORGAN CHASE & CO. 025 B001706 13-3379014 025 C001706 D 025 D001706 2337 025 A001707 CREDIT SUISSE 025 B001707 13-2853402 025 C001707 D 025 D001707 1960 025 A001708 BEAR STEARNS & CO., INC. 025 B001708 13-4946705 025 C001708 D 025 D001708 2052 028 A011700 20437 028 A021700 0 028 A031700 0 028 A041700 20656 028 B011700 29207 028 B021700 0 028 B031700 0 028 B041700 11554 028 C011700 22794 028 C021700 3954 028 C031700 0 028 C041700 10890 028 D011700 18424 028 D021700 0 028 D031700 0 028 D041700 11711 028 E011700 21331 028 E021700 0 028 E031700 0 028 E041700 7740 028 F011700 14852 028 F021700 9312 028 F031700 0 028 F041700 10827 028 G011700 127045 028 G021700 13266 028 G031700 0 028 G041700 73378 028 H001700 88025 029 001700 Y 030 A001700 60 030 B001700 2.50 030 C001700 0.00 031 A001700 36 031 B001700 0 032 001700 0 033 001700 24 034 001700 Y 035 001700 30 036 A001700 Y 037 001700 N 038 001700 0 039 001700 N 040 001700 Y 041 001700 Y 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 100 043 001700 271 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 500000 048 A021700 0.550 048 B011700 500000 048 B021700 0.500 048 C011700 500000 048 C021700 0.475 048 D011700 500000 048 D021700 0.450 048 E011700 0 048 E021700 0.000 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 2000000 048 K021700 0.425 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 N 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 N 060 B001700 N 061 001700 1000 062 A001700 Y 062 B001700 0.2 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 6.2 062 M001700 0.0 062 N001700 11.9 062 O001700 0.0 062 P001700 42.6 062 Q001700 19.8 062 R001700 11.8 063 A001700 0 063 B001700 3.1 064 A001700 N 064 B001700 N 066 A001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 N 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 Y 070 E021700 Y 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 Y 070 I021700 N 070 J011700 Y 070 J021700 Y 070 K011700 Y 070 K021700 Y 070 L011700 Y 070 L021700 Y 070 M011700 Y 070 M021700 Y 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 Y 071 A001700 129641 071 B001700 83537 071 C001700 435774 071 D001700 19 072 A001700 6 072 B001700 10411 072 C001700 58 072 D001700 0 072 E001700 0 072 F001700 1404 072 G001700 191 072 H001700 0 072 I001700 86 072 J001700 142 072 K001700 0 072 L001700 21 072 M001700 8 072 N001700 33 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 26 072 S001700 11 072 T001700 271 072 U001700 0 072 V001700 0 072 W001700 18 072 X001700 2211 072 Y001700 0 072 Z001700 8258 072AA001700 0 072BB001700 10487 072CC011700 15298 072CC021700 0 072DD011700 4590 072DD021700 5161 072EE001700 4020 073 A011700 0.2700 073 A021700 0.5300 073 B001700 0.0800 073 C001700 0.0000 074 A001700 32892 074 B001700 0 074 C001700 1199 074 D001700 402884 074 E001700 0 074 F001700 0 074 G001700 0 074 H001700 0 074 I001700 97196 074 J001700 26775 074 K001700 0 074 L001700 12070 074 M001700 1809 074 N001700 574825 074 O001700 3054 074 P001700 334 074 Q001700 0 074 R011700 0 074 R021700 26474 074 R031700 0 074 R041700 2923 074 S001700 0 074 T001700 542040 074 U011700 25642 074 U021700 27832 074 V011700 0.00 074 V021700 0.00 074 W001700 0.0000 074 X001700 10408 074 Y001700 0 075 A001700 0 075 B001700 506880 076 001700 0.00 024 001800 N 028 A011800 0 028 A021800 0 028 A031800 0 028 A041800 0 028 B011800 126 028 B021800 0 028 B031800 0 028 B041800 124 028 C011800 0 028 C021800 0 028 C031800 0 028 C041800 0 028 D011800 0 028 D021800 0 028 D031800 0 028 D041800 14 028 E011800 86 028 E021800 0 028 E031800 0 028 E041800 10 028 F011800 16 028 F021800 6 028 F031800 0 028 F041800 49 028 G011800 228 028 G021800 6 028 G031800 0 028 G041800 197 028 H001800 222 029 001800 Y 030 A001800 0 030 B001800 5.50 030 C001800 0.00 031 A001800 0 031 B001800 0 032 001800 0 033 001800 0 034 001800 Y 035 001800 0 036 A001800 Y 037 001800 N 038 001800 0 039 001800 N 040 001800 Y 041 001800 Y 042 A001800 0 042 B001800 0 042 C001800 0 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 100 043 001800 1 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 500000 048 A021800 0.850 048 B011800 500000 048 B021800 0.800 048 C011800 0 048 C021800 0.000 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 1000000 048 K021800 0.775 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 Y 053 B001800 Y 053 C001800 N 055 A001800 Y 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 1000 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 Y 066 D001800 N 066 E001800 N 066 F001800 N 066 G001800 N 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 Y 070 L011800 Y 070 L021800 N 070 M011800 Y 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 N 070 Q021800 N 070 R011800 N 070 R021800 N 071 A001800 1856 071 B001800 1934 071 C001800 4288 071 D001800 43 072 A001800 6 072 B001800 1 072 C001800 13 072 D001800 0 072 E001800 0 072 F001800 21 072 G001800 2 072 H001800 0 072 I001800 5 072 J001800 1 072 K001800 0 072 L001800 4 072 M001800 6 072 N001800 25 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 18 072 S001800 11 072 T001800 1 072 U001800 0 072 V001800 0 072 W001800 30 072 X001800 124 072 Y001800 93 072 Z001800 -17 072AA001800 0 072BB001800 45 072CC011800 271 072CC021800 0 072DD011800 6 072DD021800 0 072EE001800 0 073 A011800 0.0000 073 A021800 0.0100 073 B001800 0.0000 073 C001800 0.0000 074 A001800 0 074 B001800 0 074 C001800 0 074 D001800 0 074 E001800 0 074 F001800 5140 074 G001800 0 074 H001800 0 074 I001800 63 074 J001800 52 074 K001800 34 074 L001800 6 074 M001800 33 074 N001800 5328 074 O001800 0 074 P001800 0 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 55 074 S001800 0 074 T001800 5273 074 U011800 20 074 U021800 507 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 22 074 Y001800 0 075 A001800 0 075 B001800 5022 076 001800 0.00 024 001900 Y 025 A001901 CITIGROUP, INC. 025 B001901 13-2614988 025 C001901 E 025 D001901 7508 025 A001902 JPMORGAN CHASE & CO. 025 B001902 13-3379014 025 C001902 E 025 D001902 6269 025 A001903 MORGAN STANLEY & CO., INC. 025 B001903 13-2655985 025 C001903 E 025 D001903 7451 025 A001904 BEAR STEARNS & CO., INC. 025 B001904 13-4946705 025 C001904 E 025 D001904 1530 025 A001905 GOLDMAN SACHS GROUP, INC. 025 B001905 13-5108880 025 C001905 E 025 D001905 738 028 A011900 0 028 A021900 0 028 A031900 0 028 A041900 0 028 B011900 0 028 B021900 0 028 B031900 0 028 B041900 0 028 C011900 83888 028 C021900 0 028 C031900 0 028 C041900 4045 028 D011900 37593 028 D021900 0 028 D031900 0 028 D041900 4872 028 E011900 19215 028 E021900 0 028 E031900 0 028 E041900 489 028 F011900 15186 028 F021900 263 028 F031900 0 028 F041900 1979 028 G011900 155882 028 G021900 263 028 G031900 0 028 G041900 11385 028 H001900 125235 029 001900 Y 030 A001900 535 030 B001900 5.50 030 C001900 0.00 031 A001900 326 031 B001900 0 032 001900 0 033 001900 209 034 001900 Y 035 001900 4 036 A001900 Y 037 001900 Y 038 001900 9 039 001900 N 040 001900 Y 041 001900 Y 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 100 043 001900 127 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 500000 048 A021900 1.000 048 B011900 500000 048 B021900 0.900 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 1000000 048 K021900 0.850 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 Y 053 B001900 Y 053 C001900 N 055 A001900 Y 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 N 060 B001900 N 061 001900 1000 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 066 A001900 Y 066 B001900 N 066 C001900 N 066 D001900 N 066 E001900 N 066 F001900 N 066 G001900 Y 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 N 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 Y 070 R021900 Y 071 A001900 218915 071 B001900 78613 071 C001900 169700 071 D001900 46 072 A001900 6 072 B001900 11 072 C001900 766 072 D001900 0 072 E001900 0 072 F001900 319 072 G001900 24 072 H001900 0 072 I001900 18 072 J001900 11 072 K001900 0 072 L001900 10 072 M001900 4 072 N001900 2 072 O001900 0 072 P001900 6 072 Q001900 0 072 R001900 14 072 S001900 7 072 T001900 127 072 U001900 0 072 V001900 0 072 W001900 164 072 X001900 706 072 Y001900 20 072 Z001900 91 072AA001900 1289 072BB001900 0 072CC011900 8421 072CC021900 0 072DD011900 113 072DD021900 0 072EE001900 158 074 A001900 2540 074 B001900 0 074 C001900 0 074 D001900 0 074 E001900 0 074 F001900 178889 074 G001900 0 074 H001900 0 074 I001900 3322 074 J001900 755 074 K001900 0 074 L001900 2450 074 M001900 49 074 N001900 188005 074 O001900 2059 074 P001900 207 074 Q001900 0 074 R011900 0 074 R021900 31242 074 R031900 0 074 R041900 208 074 S001900 0 074 T001900 154289 074 U011900 11484 074 U021900 2748 074 V011900 0 074 V021900 0 074 W001900 074 X001900 4084 074 Y001900 0 075 A001900 0 075 B001900 123065 076 001900 0.00 SIGNATURE Thomas Disbrow TITLE Vice President and Treasurer EX-99.77O RULE 10F-3 2 exhibit77o.htm 
For period ending December 31, 2006					Exhibit 77O

File number 811-6637
FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS U.S. Small Cap Growth Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Mindray Medical
2.  Date of Purchase:  9/26/2006		3.  Date offering commenced: 9/26/2006
4.  Underwriter(s) from whom purchased:  Goldman Sachs
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  29,000 shares
7.  Aggregate principal amount or total number of shares of offering:  20,000,000 shares
8.  Purchase price per unit or share(net of fees and expenses):  $13.50
9.  Initial public offering price per unit or share:  $13.50
10.  Commission, spread or profit:  ____4.2________%              $_0.567___________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
 c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______
g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ David Wabnik		Date:	10/16/2006
Print Name:	David Wabnik


FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS U.S. Small Cap Growth Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  WNS Holdings Limited
2.  Date of Purchase:  7/25/2006		3.  Date offering commenced: 7/25/2006
4.  Underwriter(s) from whom purchased:  Morgan Stanley & Co
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  126,800 shares
7.  Aggregate principal amount or total number of shares of offering:  11,202,708 shares
8.  Purchase price per unit or share(net of fees and expenses):  $20
9.  Initial public offering price per unit or share:  $20
10.  Commission, spread or profit:  _____3.9_______%              $0.78_____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______

_______
g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ David Wabnik		Date:	10/16/2006
Print Name:	David Wabnik



FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS Global Bond Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Lyondell Chemical 8% due 9/15/2014
2.  Date of Purchase:  9/15/2006		3.  Date offering commenced: 9/15/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities LLC
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  25,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $1,775,000,000
8.  Purchase price per unit or share(net of fees and expenses):  $100
9.  Initial public offering price per unit or share:  $100
10.  Commission, spread or profit:  __1.125__________%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______

_______

g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Shu-Yang Tan		Date:	10/30/06
Print Name:  Shu-Yang Tan



FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS High Yield Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Lyondell Chemical 8% due 9/15/2014
2.  Date of Purchase:  9/15/2006		3.  Date offering commenced: 9/15/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities LLC
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  75,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $1,775,000,000
8.  Purchase price per unit or share(net of fees and expenses):  $100
9.  Initial public offering price per unit or share:  $100
10.  Commission, spread or profit:  ___1.125_________%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______

_______

g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved: /s/ Shu-Yang Tan			Date:	10/30/2006
Print Name: Shu-Yang Tan



FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS Global Bond Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Lyondell Chemical 8 1/4% due 9/15/2016
2.  Date of Purchase:  9/15/2006		3.  Date offering commenced: 9/15/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities LLC
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  14,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $1,775,000,000
8.  Purchase price per unit or share(net of fees and expenses):  $100
9.  Initial public offering price per unit or share:  $100
10.  Commission, spread or profit:  ___1.125_________%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______

_______

g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:/s/ Shu-Yang Tan			Date: 10/30/2006
Print Name: Shu-Yang Tan



FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS High Yield Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Lyondell Chemical 8 1/4% due 9/15/2016
2.  Date of Purchase:  9/15/2006		3.  Date offering commenced: 9/15/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities LLC
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  39,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $1,775,000,000
8.  Purchase price per unit or share(net of fees and expenses):  $100
9.  Initial public offering price per unit or share:  $100
10.  Commission, spread or profit:  ___1.125_________%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______

_______
g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Shu-Yang Tan		Date:	10/30/2206
Print Name: Shu-Yang Tan



FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS High Yield Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Ashtead Capital Inc 144A
2.  Date of Purchase:  8/1/2006		3.  Date offering commenced: 8/1/2006
4.  Underwriter(s) from whom purchased:  Citigroup Global Markets HLDG
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  $250,000.00
7.  Aggregate principal amount or total number of shares of offering:  $550,000,000
8.  Purchase price (net of fees and expenses):  $100
9.  Initial public offering price:  $100
10.  Commission, spread or profit:  ____________%              $____2 bps________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved: /s/ Shu-Yang Tan			Date:	10/10/2006
Print Name: Shu-Yang Tan




FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS High Yield Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Mosaic Co. 7 5/8% 12/01/16
2.  Date of Purchase:  11/16/2006		3.  Date offering commenced: 11/16/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS
6.  Aggregate principal amount or number of shares purchased:  130,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $475,000,000
8.  Purchase price (net of fees and expenses):  $100.00
9.  Initial public offering price:  $100.00
10.  Commission, spread or profit:  __.375_____%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Matt Ianucci		Date:	1/18/2007
Print Name: Matt Ianucci


FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS High Yield Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Mosaic Co. 7 3/8% 12/01/14
2.  Date of Purchase:  11/16/2006		3.  Date offering commenced: 11/16/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS
6.  Aggregate principal amount or number of shares purchased:  130,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $475,000,000
8.  Purchase price (net of fees and expenses):  $100.00
9.  Initial public offering price:  $100.00
10.  Commission, spread or profit:  __.375_____%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Matt Ianucci		Date:	1/18/07
Print Name: Matt Ianucci



FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS High Yield Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Momentive Performance Materials Inc. 9 3/4% 12/01/14
2.  Date of Purchase:  11/29/2006		3.  Date offering commenced: 11/29/2006
4.  Underwriter(s) from whom purchased:  JP Morgan Chase Securities
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS
6.  Aggregate principal amount or number of shares purchased:  275,000 shares
7.  Aggregate principal amount or total number of shares of offering:  $765,000,000
8.  Purchase price (net of fees and expenses):  $100.00
9.  Initial public offering price:  $100.00
10.  Commission, spread or profit:  __.375_____%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Shu-Yang Tan		Date:	12/15/06
Print Name: Shu-Yang Tan



FORM 10f-3
Registered Domestic Securities and Government Securities

FUND:  The UBS Funds - UBS U.S. Equity Alpha Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Ford Motor Co. 4.25% 12/15/2036
2.  Date of Purchase:  12/7/2006		3.  Date offering commenced: 12/7/2006
4.  Underwriter(s) from whom purchased:  Salomon Smith Barney
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6.  Aggregate principal amount or number of shares purchased:  6,590,000 shares
7.  Aggregate principal amount or total number of shares of offering:  4,500,000,000
8.  Purchase price per unit or share(net of fees and expenses):  $100
9.  Initial public offering price per unit or share:  $100
10.  Commission, spread or profit:  _____1.20_______%              $____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are part of an issue registered under the Securities
Act of 1933 that is being offered to the public, or is part of an issue
of government securities (as defined in section 2(a)(16) of the
1940 Act).
b.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).
c.	The securities purchased at a price not more then the price paid by
each other purchaser in the offering.
d.	The underwriting was a firm commitment underwriting.
terminated).


X_______


X_______





X_______


X_______



_______


_______





_______


_______

e.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.
f.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.
YES

X_______

X_______
NO

_______

_______

g.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.


X_______


_______
h.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.


X_______


_______

Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ James Malles		Date:	1/11/07
Print Name: James Malles



FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS International Equity Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Experian Group Ordinary Shares
2.  Date of Purchase:  10/09/2006		3.  Date offering commenced: 10/09/2006
4.  Underwriter(s) from whom purchased:  Merril Lynch, London
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS
6.  Aggregate principal amount or number of shares purchased:  30,502 shares
7.  Aggregate principal amount or total number of shares of offering:  142,857,000 shares
8.  Purchase price (net of fees and expenses):  GBP 5.60
9.  Initial public offering price:  GBP 5.60
10.  Commission, spread or profit:  _______%              GBP 0.1375____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Sam Chung		Date:	12/6/2006
Print Name:	Sam Chung



FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS Global Equity Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Experian Group Ordinary Shares
2.  Date of Purchase:  10/09/2006		3.  Date offering commenced: 10/09/2006
4.  Underwriter(s) from whom purchased:  Merril Lynch, London
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS
6.  Aggregate principal amount or number of shares purchased:  57,861 shares
7.  Aggregate principal amount or total number of shares of offering:  142,857,000 shares
8.  Purchase price (net of fees and expenses):  GBP 5.60
9.  Initial public offering price:  GBP 5.60
10.  Commission, spread or profit:  _______%              GBP 0.1375____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Sam Chung		Date:	12/6/2006
Print Name:	Sam Chung



FORM 10f-3
Rule 144A Securities
FUND:  The UBS Funds - UBS Global Allocation Fund
Name of Adviser or Sub-Adviser:  UBS Global Asset Management (Americas) Inc.
1.  Issuer:  Experian Group Ordinary Shares
2.  Date of Purchase:  10/09/2006		3.  Date offering commenced: 10/09/2006
4.  Underwriter(s) from whom purchased:  Merril Lynch, London
5.  "Affiliated Underwriter" managing or participating in syndicate:
UBS
6.  Aggregate principal amount or number of shares purchased:  128,417 shares
7.  Aggregate principal amount or total number of shares of offering:  142,857,000 shares
8.  Purchase price (net of fees and expenses):  GBP 5.60
9.  Initial public offering price:  GBP 5.60
10.  Commission, spread or profit:  _______%              GBP 0.1375____________
11.  Have the following conditions been satisfied?
YES
NO
a.	The securities are sold in an offering exempt from registration
under Section 4(2) of the Securities Act of 1933, Rule 144A or
Regulation D.
b.	The securities are sold to persons reasonably believed to be
"qualified institutional buyers" ("QIBs").
c.	The securities are reasonably believed to be eligible for resale to
other QIBs.
d.	The securities were purchased prior to the end of the first day on
which any sales are made (or, if a rights offering, the securities
were purchased on or before the fourth day preceding the day on
which the offering terminated).


X_______


X_______

X_______





X_______



_______


_______

_______





_______

e.	The securities were purchased at a price not more than the price
paid by each other purchaser in the offering or any concurrent
offering.
f.	The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period.


X_______


_______
h.	The issuer of the securities and any predecessor has been in
continuous operation for not less than three years.


X_______


_______
i.	The amount of such securities purchased by the Fund and all other
accounts over which the Adviser (or Sub-Adviser, if applicable)
exercises investment discretion did not exceed 25% of the
principal amount of the offering.




X_______




_______
j.	No Affiliated Underwriter benefited directly or indirectly from the
purchase.

X_______


_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above.  In particular,  "Affiliated
Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.
Approved:	/s/ Sam Chung		Date:	12/6/2006
Print Name:	Sam Chung






28
-----END PRIVACY-ENHANCED MESSAGE-----