-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6FXKzBnk+MBlNNwzr+T9KU3KxvdiTsUkCpVEQ1G5aUoSJg6PknDpnOlPBaG6Dtd 3/NmM6hzlvjsVZ3kOBFJJw== 0001325358-06-000459.txt : 20060829 0001325358-06-000459.hdr.sgml : 20060829 20060829165937 ACCESSION NUMBER: 0001325358-06-000459 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 061063170 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929

0000886244 S000002977 UBS High Yield Fund

C000008174 CLASS A BNHYX

C000008175 CLASS B BNHBX

C000008176 CLASS C BNHCX

C000008177 CLASS Y BIHYX

0000886244 S000002978 UBS U.S. Large Cap Equity Fund

C000008178 Class A BNEQX

C000008179 CLASS B BNQBX

C000008180 CLASS C BNQCX

C000008181 CLASS Y BPEQX

0000886244 S000002979 UBS GLOBAL ALLOCATION FUND

C000008182 CLASS A BNGLX

C000008183 CLASS B BNPBX

C000008184 CLASS C BNPCX

C000008185 CLASS Y BPGLX

0000886244 S000002980 UBS INTERNATIONAL EQUITY FUND

C000008186 CLASS A BNIEX

C000008187 CLASS B BNIBX

C000008188 CLASS C BNICX

C000008189 CLASS Y BNUEX

0000886244 S000002981 UBS U.S. BOND FUND

C000008190 CLASS A BNBDX

C000008191 CLASS B BNOBX

C000008192 CLASS C BNOCX

C000008193 CLASS Y BPBDX

0000886244 S000002982 UBS U.S. LARGE CAP VALUE EQUITY FUND

C000008194 CLASS A BNVAX

C000008195 CLASS B BNVBX

C000008196 CLASS C BNVCX

C000008197 CLASS Y BUSVX

0000886244 S000002983 UBS U.S. LARGE CAP GROWTH FUND

C000008198 CLASS A BNLGX

C000008199 CLASS B BNWBX

C000008200 CLASS C BNWCX

C000008201 CLASS Y BLGIX

0000886244 S000002984 UBS GLOBAL BOND FUND

C000008202 CLASS A BNGBX

C000008203 CLASS B BNDBX

C000008204 CLASS C BNDCX

C000008205 CLASS Y BPGBX

0000886244 S000002985 UBS U.S. SMALL CAP GROWTH FUND

C000008206 CLASS A BNSCX

C000008207 CLASS B BNMBX

C000008208 CLASS C BNMCX

C000008209 CLASS Y BISCX

0000886244 S000003132 UBS GLOBAL EQUITY FUND

C000008491 CLASS A BNGEX

C000008492 CLASS B BNEBX

C000008493 CLASS C BNECX

C000008494 CLASS Y BPGEX

0000886244 S000003135 UBS DYNAMIC ALPHA FUND

C000008503 CLASS A BNAAX

C000008504 CLASS B BNABX

C000008505 CLASS C BNACX

C000008506 CLASS Y BNAYX

0000886244 S000003136 UBS ABSOLUTE RETURN BOND FUND

C000008507 CLASS A BNRAX

C000008508 CLASS C BNRCX

C000008509 CLASS Y BNRYX

0000886244 S000011180 UBS U.S. Mid Cap Growth Equity Fund

C000030845 Class A BMDAX

C000030847 Class C BMDDX

C000030848 Class Y BMDYX

NSAR-B 1 answer.fil MAIN DOCUMENT 000 B000000 06/30/2006 000 C000000 0000886244 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 B 001 A000000 THE UBS FUNDS 001 B000000 811-6637 001 C000000 8006471568 002 A000000 ONE NORTH WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 13 007 C010100 1 007 C020100 UBS GLOBAL ALLOCATION FUND 007 C030100 N 007 C010200 2 007 C020200 UBS GLOBAL BOND FUND 007 C030200 N 007 C010300 3 007 C020300 UBS GLOBAL EQUITY FUND 007 C030300 N 007 C010400 4 007 C020400 UBS INTERNATIONAL EQUITY FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C020600 UBS U.S. LARGE CAP EQUITY FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C020800 UBS U.S. BOND FUND 007 C030800 N 007 C010900 9 007 C011000 10 007 C021000 UBS U.S. LARGE CAP GROWTH FUND 007 C031000 N 007 C011100 11 007 C021100 UBS U.S. SMALL CAP GROWTH FUND 007 C031100 N 007 C011200 12 007 C021200 UBS HIGH YIELD FUND 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C021500 UBS U.S. LARGE CAP VALUE EQUITY FUND 007 C031500 N 007 C011600 16 007 C021600 UBS DYNAMIC ALPHA FUND 007 C031600 N 007 C011700 17 007 C021700 UBS ABSOLUTE RETURN BOND FUND 007 C031700 N 007 C011800 18 007 C021800 UBS U.S. MID CAP GROWTH EQUITY FUND 007 C031800 N 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 008 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS), INC. 008 B00AA01 A 008 C00AA01 801-34910 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 008 D04AA01 0000 010 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS), INC. 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 011 A00AA01 UBS GLOBAL ASSET MANAGEMENT (US), INC. 011 B00AA01 8-00000000 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-1761000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 013 B04AA01 6530 014 A00AA01 CANTRADE PRIVATE BANK (CI) LTD. 014 B00AA01 8-000000 014 A00AA02 GAM SERVICES, INC. 014 B00AA02 8-042036 014 A00AA03 GIUBERGIA UBS SIM SPA 014 B00AA03 8-000000 014 A00AA04 PT UBS SECURITIES INDONESIA 014 B00AA04 8-000000 014 A00AA05 UBS WEALTH MANAGEMENT AG 014 B00AA05 8-000000 014 A00AA06 UBS AMERICAS, INC. 014 B00AA06 8-00000 014 A00AA07 UBS BANK (CANADA) 014 B00AA07 8-00000 014 A00AA08 UBS BUNTING LTD. 014 B00AA08 8-00000 014 A00AA09 UBS SERVICES (USA) LLC 014 B00AA09 8-049596 014 A00AA10 UBS GLOBAL ASSET MANAGEMENT (US), INC. 014 B00AA10 8-021901 014 A00AA11 UBS INTERNATIONAL, INC. 014 B00AA11 8-053059 014 A00AA12 UBS FINANCIAL SERVICES, INC. 014 B00AA12 8-016267 014 A00AA13 UBS CASA DE BOLSA, S.A. DE C.V. 014 B00AA13 8-000000 014 A00AA14 UBS INTERNATIONAL U.K. LTD. 014 B00AA14 8-000000 014 A00AA15 UBS INTERNATIONAL (SINGAPORE) PTE. LTD. 014 B00AA15 8-00000 014 A00AA16 UBS FINANCIAL SERVICES, INC. OF PUERTO RICO 014 B00AA16 8-028475 014 A00AA17 UBS LIMITED 014 B00AA17 8-00000 014 A00AA18 UBS (ASIA) LTD. 014 B00AA18 8-000000 014 A00AA19 UBS (BAHAMAS) LTD. 014 B00AA19 8-00000 014 A00AA20 UBS FUND SERVICES (CAYMAN) LTD. 014 B00AA20 8-000000 014 A00AA21 UBS (MONACO) S.A. 014 B00AA21 8-0000000 014 A00AA22 UBS FUTURES & OPTIONS LTD. 014 B00AA22 8-000000 014 A00AA23 UBS SECURITIES (CANADA), INC. 014 B00AA23 8-00000 014 A00AA24 UBS SECURITIES LLC 014 B00AA24 8-022651 014 A00AA25 UBS SECURITIES FRANCE S.A. 014 B00AA25 8-000000 014 A00AA26 UBS FUTURES & OPTIONS SINGAPORE PTE. LTD. 014 B00AA26 8-000000 014 A00AA27 UBS SECURITIES ISRAEL LIMITED 014 B00AA27 8-00000 014 A00AA28 UBS SECURITIES JAPAN LTD. 014 B00AA28 8-000000 014 A00AA29 UBS INVESTMENT BANK NEDERLAND BV 014 B00AA29 8-0000000 014 A00AA30 UBS INVESTMENT BANK AG 014 B00AA30 8-000000 014 A00AA31 UBS SECURITIES ASIA LTD. 014 B00AA31 8-000000 014 A00AA32 UBS SECURITIES AUSTRALIA LTD. 014 B00AA32 8-000000 014 A00AA33 UBS CAPITAL MARKETS AUSTRALIA LTD. 014 B00AA33 8-000000 014 A00AA34 UBS CORRETORA DE CAMBIO E VALORES MOBILIARIOS S.A. 014 B00AA34 8-000000 014 A00AA35 UBS DERIVATIVES HONG KONG LIMITED 014 B00AA35 8-000000 014 A00AA36 UBS FUTURES, INC. 014 B00AA36 8-000000 014 A00AA37 UBS SECURITIES HONG KONG LTD. 014 B00AA37 8-000000 014 A00AA38 UBS NEW ZEALAND LTD. 014 B00AA38 8-000000 014 A00AA39 UBS SECURITIES NEW ZEALAND LTD. 014 B00AA39 8-000000 014 A00AA40 UBS PRIVATE CLIENTS AUSTRALIA LTD. 014 B00AA40 8-000000 014 A00AA41 BANCO PACTUAL S.A. 014 B00AA41 8-000000 014 A00AA42 MELLON FINANCIAL CORPORATION 014 B00AA42 8-000000 015 A00AA01 JPMORGAN CHASE BANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10017 015 E01AA01 X 015 A00AA02 CITIBANK 015 B00AA02 S 015 C01AA02 WARSAW 015 D01AA02 POLAND 015 D02AA02 01-043 015 E04AA02 X 015 A00AA03 JPMORGAN CHASE BANK 015 B00AA03 S 015 C01AA03 BUENOS AIRES 015 D01AA03 ARGENTINA 015 D02AA03 1061 015 E04AA03 X 015 A00AA04 JPMORGAN CHASE BANK 015 B00AA04 S 015 C01AA04 SYDNEY 015 D01AA04 AUSTRALIA 015 D02AA04 2000 015 E04AA04 X 015 A00AA05 BANK AUSTRA CREDITANSTALT AG 015 B00AA05 S 015 C01AA05 VIENNA 015 D01AA05 AUSTRIA 015 D02AA05 A-1090 015 E04AA05 X 015 A00AA06 HSBC BANK MIDDLE EAST 015 B00AA06 S 015 C01AA06 MANAMA 015 D01AA06 BAHRAIN 015 D02AA06 304 015 E04AA06 X 015 A00AA07 STANDARD CHARTERED BANK 015 B00AA07 S 015 C01AA07 DHAKA 015 D01AA07 BANGLADESH 015 D02AA07 1000 015 E04AA07 X 015 A00AA08 FORTIS BANK N.V. 015 B00AA08 S 015 C01AA08 BRUSSELS 015 D01AA08 BELGIUM 015 D02AA08 1000 015 E04AA08 X 015 A00AA09 THE BANK OF BERMUDA LTD 015 B00AA09 S 015 C01AA09 HAMILTON 015 D01AA09 BERMUDA 015 D02AA09 HMDX 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LTD 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 CITIBANK, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL 015 D02AA11 01311-920 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 D02AA12 1408 015 E04AA12 X 015 A00AA13 CANADIAN IMPERIAL BANK OF COMMERCE 015 B00AA13 S 015 C01AA13 TORONTO 015 D01AA13 CANADA 015 D02AA13 M5L 1G9 015 E04AA13 X 015 A00AA14 ROYAL BANK OF CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 D02AA14 M5J 2J5 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 SANTIAGO 015 D01AA15 CHILE 015 E04AA15 X 015 A00AA16 THE HONG KONG AND SHANGHAI BANKING 015 B00AA16 S 015 C01AA16 SHANGHAI 015 D01AA16 CHINA 015 D02AA16 200120 015 E04AA16 X 015 A00AA17 THE HONG KONG AND SHANGHAI BANKING 015 B00AA17 S 015 C01AA17 SHENZHEN 015 D01AA17 CHINA 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. 015 B00AA18 S 015 C01AA18 SANTA FE DE BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA19 S 015 C01AA19 AZGREB 015 D01AA19 CROATIA 015 E04AA19 X 015 A00AA20 THE CYPRUS POPULAR BANK LTD. 015 B00AA20 S 015 C01AA20 NICOSIA 015 D01AA20 CYPRUS 015 D02AA20 CY-1598 015 E04AA20 X 015 A00AA21 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA21 S 015 C01AA21 PRAGUE 015 D01AA21 CZECH REPUBLIC 015 D02AA21 100 00 015 E04AA21 X 015 A00AA22 DANSKE BANK A/S 015 B00AA22 S 015 C01AA22 COPENHAGEN 015 D01AA22 DENMARK 015 D02AA22 DK 1092 015 E04AA22 X 015 A00AA23 CITIBANK, N.A. 015 B00AA23 S 015 C01AA23 QUITO 015 D01AA23 ECUADOR 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. 015 B00AA24 S 015 C01AA24 CAIRO 015 D01AA24 EGYPT 015 E04AA24 X 015 A00AA25 HANSABANK 015 B00AA25 S 015 C01AA25 TALLINN 015 D01AA25 ESTONIA 015 D02AA25 EE0001 015 E04AA25 X 015 A00AA26 NORDEA BANK FINDALAND PLC 015 B00AA26 S 015 C01AA26 HELSINKI 015 D01AA26 FINLAND 015 D02AA26 FIN-00020 015 E04AA26 X 015 A00AA27 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA27 S 015 C01AA27 PARIS 015 D01AA27 FRANCE 015 D02AA27 75078 015 E04AA27 X 015 A00AA28 SOCIETE GENERALE 015 B00AA28 S 015 C01AA28 PARIS 015 D01AA28 FRANCE 015 D02AA28 75009 015 E04AA28 X 015 A00AA29 DRESDNER BANK AG 015 B00AA29 S 015 C01AA29 FRANKFURT 015 D01AA29 GERMANY 015 D02AA29 60284 015 E04AA29 X 015 A00AA30 BARCLAYS BANK OF GHANA LTD 015 B00AA30 S 015 C01AA30 ACCRA 015 D01AA30 GHANA 015 E04AA30 X 015 A00AA31 HSBC BANK PLC 015 B00AA31 S 015 C01AA31 ATHENS 015 D01AA31 GREECE 015 D02AA31 11526 015 E04AA31 X 015 A00AA32 THE HONG KONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA32 S 015 C01AA32 WAN CHAI 015 D01AA32 HONG KONG 015 E04AA32 X 015 A00AA33 CITIBANK RT. 015 B00AA33 S 015 C01AA33 BUDAPEST 015 D01AA33 HUNGARY 015 D02AA33 H-1051 015 E04AA33 X 015 A00AA34 ISLANDSBANKI-FBA 015 B00AA34 S 015 C01AA34 REYKJAVIK 015 D01AA34 ICELAND 015 D02AA34 155 015 E04AA34 X 015 A00AA35 THE HONG KONG AND SHANGHAI BANKING 015 B00AA35 S 015 C01AA35 MUMBAI 015 D01AA35 INDIA 015 D02AA35 400 025 015 E04AA35 X 015 A00AA36 STANDARD CHARTERED BANK 015 B00AA36 S 015 C01AA36 MUMBAI 015 D01AA36 INDIA 015 D02AA36 400 013 015 E04AA36 X 015 A00AA37 THE HONG KONG SHAGHAI BANKING CORP. LTD. 015 B00AA37 S 015 C01AA37 JAKARTA 015 D01AA37 INDONESIA 015 D02AA37 12920 015 E04AA37 X 015 A00AA38 BANK OF IRELAND 015 B00AA38 S 015 C01AA38 DUBLIN 015 D01AA38 IRELAND 015 E04AA38 X 015 A00AA39 BANK LEUMI LE-ISRAEL B.M. 015 B00AA39 S 015 C01AA39 TEL AVIV 015 D01AA39 ISRAEL 015 D02AA39 61000 015 E04AA39 X 015 A00AA40 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA40 S 015 C01AA40 MILAN 015 D01AA40 ITALY 015 D02AA40 20121 015 E04AA40 X 015 A00AA41 SOCIETE GENERALE DE BANQUESEN COTE D'IVOIRE 015 B00AA41 S 015 C01AA41 ABIDJAN 015 D01AA41 IVORY COAST 015 D02AA41 1355 015 E04AA41 X 015 A00AA42 CIBC TRUST AND MERCHANT BANK JAMAICA LTD 015 B00AA42 S 015 C01AA42 KINGSTON 015 D01AA42 JAMAICA 015 D02AA42 10 015 E04AA42 X 015 A00AA43 MIZUHO CORPORATE BANK, LTD 015 B00AA43 S 015 C01AA43 TOKYO 015 D01AA43 JAPAN 015 D02AA43 103 015 E04AA43 X 015 A00AA44 THE BANK OF TOKYO-MITSUBISHI, LTD 015 B00AA44 S 015 C01AA44 TOKYO 015 D01AA44 JAPAN 015 D02AA44 103 015 E04AA44 X 015 A00AA45 ARAB BANK PLC 015 B00AA45 S 015 C01AA45 SHMEISANI 015 D01AA45 JORDAN 015 E04AA45 X 015 A00AA46 ABN AMRO BANK KAZAKHSTAN 015 B00AA46 S 015 C01AA46 ALMATY 015 D01AA46 KAZAKHSTAN 015 D02AA46 480099 015 E04AA46 X 015 A00AA47 BARCLAYS BANK OF KENYA LTD. 015 B00AA47 S 015 C01AA47 NAIROBI 015 D01AA47 KENYA 015 E04AA47 X 015 A00AA48 HANSABANKA 015 B00AA48 S 015 C01AA48 RIGA 015 D01AA48 LATVIA 015 D02AA48 LV 1050 015 E04AA48 X 015 A00AA49 HSBC BANK MIDDLE EAST 015 B00AA49 S 015 C01AA49 RAS BEIRUT 015 D01AA49 LEBANON 015 E04AA49 X 015 A00AA50 VILNIUS BANKAS AB 015 B00AA50 S 015 C01AA50 VILNIUS 015 D01AA50 LITHUANIA 015 D02AA50 2600 015 E04AA50 X 015 A00AA51 BANQUE GENERALE DU LUXEMBOURG S.A. 015 B00AA51 S 015 C01AA51 LUXEMBOURG 015 D01AA51 LUXEMBOURG 015 D02AA51 L-2951 015 E04AA51 X 015 A00AA52 HSBC BANK MALAYSIA BERHAD 015 B00AA52 S 015 C01AA52 KUALA LUMPUR 015 D01AA52 MALAYSIA 015 D02AA52 50100 015 E04AA52 X 015 A00AA53 HSBC BANK MALTA PLC 015 B00AA53 S 015 C01AA53 VALLETTA 015 D01AA53 MALTA 015 D02AA53 VLT05 015 E04AA53 X 015 A00AA54 THE HONG KONG AND SHANGHAI BANKING 015 B00AA54 S 015 C01AA54 PORT LOUIS 015 D01AA54 MARITIUS 015 E04AA54 X 015 A00AA55 BANCO JP MORGAN S.A. 015 B00AA55 S 015 C01AA55 LOMAS DE CHAPULTEPEC 015 D01AA55 MEXICO 015 D02AA55 11000 015 E04AA55 X 015 A00AA56 BANCO NACIONAL DE MEXICO S.A. 015 B00AA56 S 015 C01AA56 COLONIA SANTE FE 015 D01AA56 MEXICO 015 D02AA56 01210 015 E04AA56 X 015 A00AA57 BANQUE COMMERCIALE DE MAROC S.A. 015 B00AA57 S 015 C01AA57 CASABLANCA 015 D01AA57 MOROCCO 015 D02AA57 20000 015 E04AA57 X 015 A00AA58 STANDARD BANK NAMIBIA LTD. 015 B00AA58 S 015 C01AA58 WINDHOEK 015 D01AA58 NAMIBIA 015 E04AA58 X 015 A00AA59 ABN AMRO BANK N.V. 015 B00AA59 S 015 C01AA59 DE BREDA 015 D01AA59 NETHERLANDS 015 D02AA59 4800 015 E04AA59 X 015 A00AA60 FORTIS BANK (NEDERLAND) N.V. 015 B00AA60 S 015 C01AA60 AMSTERDAM 015 D01AA60 NETHERLAND 015 D02AA60 1000 015 E04AA60 X 015 A00AA61 NATIONAL NOMINEES LTD. 015 B00AA61 S 015 C01AA61 AUCKLAND 015 D01AA61 NEW ZEALAND 015 E04AA61 X 015 A00AA62 STANBIC BANK NIGERIA LTD. 015 B00AA62 S 015 C01AA62 LAGOS 015 D01AA62 NIGERIA 015 E04AA62 X 015 A00AA63 DEN NORSKE BANK ASA 015 B00AA63 S 015 C01AA63 OSLO 015 D01AA63 NORWAY 015 D02AA63 N-0107 015 E04AA63 X 015 A00AA64 HSBC BANK MIDDLE EAST 015 B00AA64 S 015 C01AA64 RUWI 015 D01AA64 OMAN 015 E04AA64 X 015 A00AA65 CITIBANK, N.A. 015 B00AA65 S 015 C01AA65 KARACHI 015 D01AA65 PAKISTAN 015 D02AA65 74200 015 E04AA65 X 015 A00AA66 DEUTSCHE BANK AG 015 B00AA66 S 015 C01AA66 KARACHI 015 D01AA66 PAKISTAN 015 D02AA66 74200 015 E04AA66 X 015 A00AA67 STANDARD CHARTERED BANK 015 B00AA67 S 015 C01AA67 KARACHI 015 D01AA67 PAKISTAN 015 D02AA67 74000 015 E04AA67 X 015 A00AA68 CITIBANK, N.A. 015 B00AA68 S 015 C01AA68 LIMA 015 D01AA68 PERU 015 E04AA68 X 015 A00AA69 THE HONG KONG AND SHANGHAI BANKING 015 B00AA69 S 015 C01AA69 MANILA 015 D01AA69 PHILIPPINES 015 E04AA69 X 015 A00AA70 BANK HANDLOWY W.NWARSZAWIE S.A. 015 B00AA70 S 015 C01AA70 WARSAW 015 D01AA70 POLAND 015 D02AA70 00-923 015 E04AA70 X 015 A00AA71 BANCO ESPIRITO SANTO, S.A. 015 B00AA71 S 015 C01AA71 LISBON 015 D01AA71 PORTUGAL 015 D02AA71 1250-069 015 E04AA71 X 015 A00AA72 ING BANK N.V. 015 B00AA72 S 015 C01AA72 BUCHAREST 015 D01AA72 ROMANIA 015 E04AA72 X 015 A00AA73 JP BANK INTERNATIONAL 015 B00AA73 S 015 C01AA73 MOSCOW 015 D01AA73 RUSSIA 015 E04AA73 X 015 A00AA74 ING BANK (EURASIA) ZAO 015 B00AA74 S 015 C01AA74 MOSCOW 015 D01AA74 RUSSIA 015 D02AA74 123022 015 E04AA74 X 015 A00AA75 STANDARD CHARTERED BANK 015 B00AA75 S 015 C01AA75 SINGAPORE 015 D01AA75 SINGAPORE 015 D02AA75 049909 015 E04AA75 X 015 A00AA76 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA76 S 015 C01AA76 BRATISLAVA 015 D01AA76 SLOVAK REPUBLIC 015 D02AA76 815 63 015 E04AA76 X 015 A00AA77 BANK AUSTRIA CREDITANSTALT D.D LJUBLJANA 015 B00AA77 S 015 C01AA77 LJUBLJANA 015 D01AA77 SLOVENIA 015 D02AA77 SI-1000 015 E04AA77 X 015 A00AA78 THE STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA78 S 015 C01AA78 JOHANNESBURG 015 D01AA78 SOUTH AFRICA 015 D02AA78 2001 015 E04AA78 X 015 A00AA79 THE HONG KONG AND SHANGHAI BANKING 015 B00AA79 S 015 C01AA79 SEOUL 015 D01AA79 SOUTH KOREA 015 E04AA79 X 015 A00AA80 STANDARD CHARTERED BANK 015 B00AA80 S 015 C01AA80 SEOUL 015 D01AA80 SOUTH KOREA 015 E04AA80 X 015 A00AA81 J.P. MORGAN, S.A. 015 B00AA81 S 015 C01AA81 MADRID 015 D01AA81 SPAIN 015 E04AA81 X 015 A00AA82 THE HONG KONG AND SHANGHAI BANKING 015 B00AA82 S 015 C01AA82 COLOMBO 015 D01AA82 SRI LANKA 015 E04AA82 X 015 A00AA83 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA83 S 015 C01AA83 STOCKHOLM 015 D01AA83 SWEDEN 015 D02AA83 SE-106 40 015 E04AA83 X 015 A00AA84 UBS AG 015 B00AA84 S 015 C01AA84 ZURICH 015 D01AA84 SWITZERLAND 015 D02AA84 8021 015 E04AA84 X 015 A00AA85 J.P. MORGAN CHASE BANK 015 B00AA85 S 015 C01AA85 TAIPEI 015 D01AA85 TAIWAN 015 E04AA85 X 015 A00AA86 THE HONG KONG AND SHANGHAI BANKING 015 B00AA86 S 015 C01AA86 TAIPEI 015 D01AA86 TAIWAN 015 E04AA86 X 015 A00AA87 STANDARD CHARTERED BANK 015 B00AA87 S 015 C01AA87 BANKGKOK 015 D01AA87 THAILAND 015 D02AA87 10500 015 E04AA87 X 015 A00AA88 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B00AA88 S 015 C01AA88 TUNIS CEDEX 015 D01AA88 TUNISIA 015 D02AA88 1080 015 E04AA88 X 015 A00AA89 JPMORGAN CHASE BANK 015 B00AA89 S 015 C01AA89 ISTANBUL 015 D01AA89 TURKEY 015 D02AA89 80700 015 E04AA89 X 015 A00AA90 ING BANK UKRAINE 015 B00AA90 S 015 C01AA90 KIEV 015 D01AA90 UKRAINE 015 D02AA90 252032 015 E04AA90 X 015 A00AA91 HSBC BANK MIDDLE EAST 015 B00AA91 S 015 C01AA91 DUBAI 015 D01AA91 UNITED ARAB EMIRATES 015 E04AA91 X 015 A00AA92 JPMORGAN CHASE BANK 015 B00AA92 S 015 C01AA92 LONDON 015 D01AA92 UNITED KINGDOM 015 D02AA92 EC2N 4AJ 015 E04AA92 X 015 A00AA93 BANKBOSTON, N.A. 015 B00AA93 S 015 C01AA93 MOTEVIDEO 015 D01AA93 URUGUAY 015 E04AA93 X 015 A00AA94 CITIBANK, N.A. 015 B00AA94 S 015 C01AA94 CARACAS 015 D01AA94 VENEZUELA 015 D02AA94 1010 015 E04AA94 X 015 A00AA95 THE HONG KONG AND SHANGHAI BANKING 015 B00AA95 S 015 C01AA95 HO CHI MINH CITY 015 D01AA95 VIETNAM 015 E04AA95 X 015 A00AA96 BARCLAYS BANK OF ZAMBIA LTD. 015 B00AA96 S 015 C01AA96 LUSAKA 015 D01AA96 ZAMBIA 015 E04AA96 X 015 A00AA97 BARCLAYS BANK OF ZIMBABWE LTD. 015 B00AA97 S 015 C01AA97 HARRE 015 D01AA97 ZIMBABWE 015 E04AA97 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 90 019 C00AA00 UBSGLOBAAM 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 1464 020 A000002 MERRILL LYNCH & CO., INC. 020 B000002 13-2740599 020 C000002 494 020 A000003 CREDIT SUISSE 020 B000003 13-2853402 020 C000003 467 020 A000004 BANK OF NEW YORK 020 B000004 13-5160382 020 C000004 429 020 A000005 BEAR STEARNS & CO., INC. 020 B000005 13-4946705 020 C000005 320 020 A000006 JPMORGAN CHASE & CO. 020 B000006 13-3379014 020 C000006 237 020 A000007 DEUTSCHE BANK AG 020 B000007 62-1223991 020 C000007 225 020 A000008 CITIGROUP 020 B000008 13-2614988 020 C000008 208 020 A000009 MORGAN STANLEY & CO., INC. 020 B000009 13-2655985 020 C000009 189 020 A000010 JEFFERIES GROUP, INC. 020 B000010 95-2622900 020 C000010 174 021 000000 5605 022 A000001 JPMORGAN CHASE & CO. 022 B000001 13-3379014 022 C000001 6461603 022 D000001 6135463 022 A000002 LEHMAN BROTHERS, INC. 022 B000002 13-2518466 022 C000002 533974 022 D000002 411047 022 A000003 MORGAN STANLEY & CO., INC. 022 B000003 13-2655985 022 C000003 435476 022 D000003 401411 022 A000004 MERRILL LYNCH & CO., INC. 022 B000004 13-2740599 022 C000004 281991 022 D000004 336822 022 A000005 DEUTSCHE BANK AG 022 B000005 13-2944980 022 C000005 362814 022 D000005 239469 022 A000006 BEAR STEARNS & CO., INC. 022 B000006 13-4946705 022 C000006 240151 022 D000006 176399 022 A000007 BARCLAYS PLC 022 B000007 13-4942190 022 C000007 163918 022 D000007 247756 022 A000008 GOLDMAN SACHS & CO. 022 B000008 13-5108880 022 C000008 167427 022 D000008 75964 022 A000009 ROYAL BANK OF SCOTLAND GROUP PLC 022 B000009 00-0000000 022 C000009 49853 022 D000009 157599 022 A000010 CITIGROUP 022 B000010 13-2614988 022 C000010 77345 022 D000010 65864 023 C000000 9274893 023 D000000 8542481 026 A00AA00 N 026 B00AA00 Y 026 C00AA00 N 026 D00AA00 Y 026 E00AA00 N 026 F00AA00 N 026 G01AA00 N 026 G02AA00 N 026 H00AA00 N 027 00AA00 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 60000 081 A00AA00 Y 081 B00AA00 72 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 024 000100 Y 025 A000101 CITIGROUP 025 B000101 13-2614988 025 C000101 E 025 D000101 78545 025 A000102 MORGAN STANLEY & CO.,INC. 025 B000102 13-2655985 025 C000102 E 025 D000102 61829 025 A000103 JPMORGAN CHASE & CO. 025 B000103 13-3379014 025 C000103 E 025 D000103 33268 025 A000104 CREDIT SUISSE 025 B000104 13-2853402 025 C000104 E 025 D000104 19447 025 A000105 ROYAL BANK OF SCOTLAND GROUP PLC 025 B000105 00-0000000 025 C000105 E 025 D000105 16426 025 A000106 BARCLAYS PLC 025 B000106 13-4942190 025 C000106 E 025 D000106 16054 025 A000107 CREDIT SUISSE 025 B000107 13-2853402 025 C000107 D 025 D000107 20075 025 A000108 BEAR STEARNS & CO., INC 025 B000108 13-4946705 025 C000108 D 025 D000108 10669 025 A000109 MORGAN STANLEY & CO.,INC. 025 B000109 13-2655985 025 C000109 D 025 D000109 8467 025 A000110 CITIGROUP 025 B000110 13-2614988 025 C000110 D 025 D000110 5429 025 A000111 GOLDMAN SACHS GROUP, INC. 025 B000111 13-5108880 025 C000111 D 025 D000111 4517 025 A000112 JPMORGAN CHASE & CO. 025 B000112 13-3379014 025 C000112 D 025 D000112 3029 025 A000113 ROYAL BANK OF SCOTLAND GROUP PLC 025 B000113 00-0000000 025 C000113 D 025 D000113 1627 025 A000114 MERRILL LYNCH & CO., INC. 025 B000114 13-2740599 025 C000114 D 025 D000114 179 025 A000115 LEHMAN BROTHERS, INC. 025 B000115 13-2518466 025 C000115 D 025 D000115 47 028 A010100 108738 028 A020100 47 028 A030100 0 028 A040100 69602 028 B010100 104395 028 B020100 0 028 B030100 0 028 B040100 68043 028 C010100 136963 028 C020100 0 028 C030100 0 028 C040100 70420 028 D010100 110497 028 D020100 0 028 D030100 0 028 D040100 56090 028 E010100 112519 028 E020100 0 028 E030100 0 028 E040100 67474 028 F010100 102645 028 F020100 0 028 F030100 0 028 F040100 66353 028 G010100 675757 028 G020100 47 028 G030100 0 028 G040100 397982 028 H000100 489656 029 000100 Y 030 A000100 6554 030 B000100 5.50 030 C000100 0.00 031 A000100 3868 031 B000100 0 032 000100 195 033 000100 2491 034 000100 Y 035 000100 844 036 A000100 Y 037 000100 Y 038 000100 86 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 16548 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 500000 048 A020100 0.800 048 B010100 500000 048 B020100 0.750 048 C010100 500000 048 C020100 0.700 048 D010100 500000 048 D020100 0.675 048 E010100 1000000 048 E020100 0.650 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 3000000 048 K020100 0.630 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 Y 067 000100 Y 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 3415165 071 B000100 2639908 071 C000100 3183517 071 D000100 83 072 A000100 12 072 B000100 49013 072 C000100 40446 072 D000100 0 072 E000100 674 072 F000100 24476 072 G000100 2647 072 H000100 0 072 I000100 2155 072 J000100 1888 072 K000100 0 072 L000100 637 072 M000100 39 072 N000100 264 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 69 072 S000100 16 072 T000100 16549 072 U000100 0 072 V000100 0 072 W000100 326 072 X000100 49066 072 Y000100 0 072 Z000100 41067 072AA000100 184235 072BB000100 0 072CC010100 81438 072CC020100 0 072DD010100 19343 072DD020100 8522 072EE000100 149012 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.6000 073 C000100 0.0000 074 A000100 10103 074 B000100 0 074 C000100 999 074 D000100 883223 074 E000100 0 074 F000100 2421168 074 G000100 0 074 H000100 0 074 I000100 689430 074 J000100 41638 074 K000100 0 074 L000100 50270 074 M000100 505 074 N000100 4097336 074 O000100 64784 074 P000100 3849 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 113070 074 S000100 0 074 T000100 3915633 074 U010100 162042 074 U020100 121728 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 106876 074 Y000100 0 075 A000100 0 075 B000100 3532217 076 000100 0.00 024 000200 Y 025 A000201 GOLDMAN SACHS & CO. 025 B000201 13-5108880 025 C000201 D 025 D000201 1488 025 A000202 JPMORGAN CHASE & CO. 025 B000202 13-3379014 025 C000202 D 025 D000202 888 025 A000203 BEAR STEARNS & CO., INC. 025 B000203 13-4946705 025 C000203 D 025 D000203 585 025 A000204 MORGAN STANLEY & CO., INC. 025 B000204 13-2655985 025 C000204 D 025 D000204 477 025 A000205 BARCLAYS PLC 025 B000205 13-4942190 025 C000205 D 025 D000205 399 025 A000206 CITIGROUP 025 B000206 13-2614988 025 C000206 D 025 D000206 374 025 A000207 LEHMAN BROTHERS, INC. 025 B000207 13-2518466 025 C000207 D 025 D000207 6 028 A010200 10713 028 A020200 96 028 A030200 0 028 A040200 1509 028 B010200 4358 028 B020200 143 028 B030200 0 028 B040200 3424 028 C010200 4221 028 C020200 192 028 C030200 0 028 C040200 2382 028 D010200 11111 028 D020200 241 028 D030200 0 028 D040200 1526 028 E010200 5272 028 E020200 337 028 E030200 0 028 E040200 2081 028 F010200 5421 028 F020200 290 028 F030200 0 028 F040200 2393 028 G010200 41096 028 G020200 1299 028 G030200 0 028 G040200 13315 028 H000200 350112 029 000200 Y 030 A000200 6 030 B000200 4.50 030 C000200 0.00 031 A000200 3 031 B000200 0 032 000200 1 033 000200 2 034 000200 Y 035 000200 7 036 A000200 Y 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 68 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 500000 048 A020200 0.750 048 B010200 500000 048 B020200 0.700 048 C010200 500000 048 C020200 0.650 048 D010200 500000 048 D020200 0.600 048 E010200 1000000 048 E020200 0.550 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.550 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 7.3 062 M000200 11.7 062 N000200 3.5 062 O000200 0.0 062 P000200 16.3 062 Q000200 47.2 062 R000200 11.8 063 A000200 0 063 B000200 6.4 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 Y 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 104795 071 B000200 84470 071 C000200 73937 071 D000200 114 072 A000200 12 072 B000200 2455 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 590 072 G000200 59 072 H000200 0 072 I000200 79 072 J000200 41 072 K000200 0 072 L000200 20 072 M000200 14 072 N000200 46 072 O000200 0 072 P000200 1 072 Q000200 0 072 R000200 50 072 S000200 16 072 T000200 68 072 U000200 0 072 V000200 0 072 W000200 12 072 X000200 996 072 Y000200 218 072 Z000200 1677 072AA000200 120 072BB000200 1681 072CC010200 546 072CC020200 0 072DD010200 649 072DD020200 2314 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 1037 074 B000200 0 074 C000200 0 074 D000200 77874 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 18914 074 J000200 0 074 K000200 0 074 L000200 1965 074 M000200 2 074 N000200 99792 074 O000200 0 074 P000200 49 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 815 074 S000200 0 074 T000200 98928 074 U010200 1637 074 U020200 7960 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 1543 074 Y000200 0 075 A000200 0 075 B000200 78753 076 000200 0.00 024 000300 Y 025 A000301 CITIGROUP 025 B000301 13-2614988 025 C000301 E 025 D000301 12576 025 A000302 MORGAN STANLEY & CO., INC. 025 B000302 13-2655985 025 C000302 E 025 D000302 7402 025 A000303 BARCLAYS PLC 025 B000303 13-4942190 025 C000303 E 025 D000303 5622 025 A000304 ROYAL BANK OF SCOTLAND GROUP PLC 025 B000304 00-0000000 025 C000304 E 025 D000304 4884 025 A000305 JPMORGAN CHASE & CO. 025 B000305 13-3379014 025 C000305 E 025 D000305 3465 028 A010300 16803 028 A020300 0 028 A030300 0 028 A040300 17633 028 B010300 8495 028 B020300 0 028 B030300 0 028 B040300 12536 028 C010300 8055 028 C020300 0 028 C030300 0 028 C040300 13975 028 D010300 10107 028 D020300 0 028 D030300 0 028 D040300 37922 028 E010300 7271 028 E020300 0 028 E030300 0 028 E040300 12874 028 F010300 5876 028 F020300 0 028 F030300 0 028 F040300 12747 028 G010300 56607 028 G020300 0 028 G030300 0 028 G040300 107687 028 H000300 21494 029 000300 Y 030 A000300 106 030 B000300 5.50 030 C000300 0.00 031 A000300 62 031 B000300 0 032 000300 4 033 000300 40 034 000300 Y 035 000300 206 036 A000300 Y 037 000300 Y 038 000300 4 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 1538 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 250000 048 A020300 0.750 048 B010300 250000 048 B020300 0.700 048 C010300 500000 048 C020300 0.680 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 1000000 048 K020300 0.650 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 1000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 Y 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 215966 071 B000300 284401 071 C000300 449369 071 D000300 48 072 A000300 12 072 B000300 116 072 C000300 9571 072 D000300 0 072 E000300 0 072 F000300 3328 072 G000300 341 072 H000300 0 072 I000300 644 072 J000300 368 072 K000300 0 072 L000300 145 072 M000300 15 072 N000300 52 072 O000300 0 072 P000300 8 072 Q000300 0 072 R000300 51 072 S000300 16 072 T000300 1538 072 U000300 0 072 V000300 0 072 W000300 69 072 X000300 6575 072 Y000300 492 072 Z000300 3604 072AA000300 55805 072BB000300 0 072CC010300 0 072CC020300 6401 072DD010300 1097 072DD020300 1346 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 340 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 406961 074 G000300 0 074 H000300 0 074 I000300 16731 074 J000300 5102 074 K000300 0 074 L000300 2334 074 M000300 12 074 N000300 431480 074 O000300 4197 074 P000300 351 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 2382 074 S000300 0 074 T000300 424550 074 U010300 13326 074 U020300 19254 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 26186 074 Y000300 0 075 A000300 0 075 B000300 454771 076 000300 0.00 024 000400 Y 025 A000401 CREDIT SUISSE 025 B000401 13-2853402 025 C000401 E 025 D000401 4833 025 A000402 ROYAL BANK OF SCOTLAND GROUP PLC 025 B000402 00-0000000 025 C000402 E 025 D000402 4082 025 A000403 BARCLAYS PLC 025 B000403 13-4942190 025 C000403 E 025 D000403 3990 028 A010400 10198 028 A020400 0 028 A030400 0 028 A040400 5063 028 B010400 12555 028 B020400 0 028 B030400 0 028 B040400 3292 028 C010400 13320 028 C020400 0 028 C030400 0 028 C040400 3177 028 D010400 7296 028 D020400 0 028 D030400 0 028 D040400 18268 028 E010400 9288 028 E020400 0 028 E030400 0 028 E040400 2623 028 F010400 12144 028 F020400 0 028 F030400 0 028 F040400 24307 028 G010400 64801 028 G020400 0 028 G030400 0 028 G040400 56730 028 H000400 4708 029 000400 Y 030 A000400 37 030 B000400 5.50 030 C000400 0.00 031 A000400 23 031 B000400 0 032 000400 2 033 000400 12 034 000400 Y 035 000400 3 036 A000400 Y 037 000400 Y 038 000400 6 039 000400 N 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 80 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 500000 048 A020400 0.800 048 B010400 500000 048 B020400 0.750 048 C010400 500000 048 C020400 0.700 048 D010400 500000 048 D020400 0.675 048 E010400 1000000 048 E020400 0.650 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 3000000 048 K020400 0.650 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 N 068 A000400 N 068 B000400 Y 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 143890 071 B000400 108024 071 C000400 156636 071 D000400 69 072 A000400 12 072 B000400 212 072 C000400 4064 072 D000400 0 072 E000400 116 072 F000400 1268 072 G000400 119 072 H000400 0 072 I000400 135 072 J000400 177 072 K000400 0 072 L000400 23 072 M000400 12 072 N000400 55 072 O000400 0 072 P000400 6 072 Q000400 0 072 R000400 53 072 S000400 16 072 T000400 80 072 U000400 0 072 V000400 0 072 W000400 31 072 X000400 1975 072 Y000400 300 072 Z000400 2717 072AA000400 8962 072BB000400 105 072CC010400 17238 072CC020400 0 072DD010400 195 072DD020400 1441 072EE000400 5229 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.3700 073 C000400 0.0000 074 A000400 1810 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 178184 074 G000400 0 074 H000400 0 074 I000400 34505 074 J000400 1828 074 K000400 0 074 L000400 1271 074 M000400 149 074 N000400 217747 074 O000400 1557 074 P000400 98 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 42012 074 S000400 0 074 T000400 174080 074 U010400 2145 074 U020400 13637 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 1032 074 Y000400 0 075 A000400 0 075 B000400 158637 076 000400 0.00 024 000600 Y 025 A000601 CITIGROUP 025 B000601 13-2614988 025 C000601 E 025 D000601 28329 025 A000602 MORGAN STANLEY & CO., INC. 025 B000602 13-2655985 025 C000602 E 025 D000602 22300 025 A000603 JPMORGAN CHASE & CO. 025 B000603 13-3379014 025 C000603 E 025 D000603 11999 028 A010600 30994 028 A020600 0 028 A030600 0 028 A040600 20213 028 B010600 32646 028 B020600 0 028 B030600 0 028 B040600 5027 028 C010600 35325 028 C020600 0 028 C030600 0 028 C040600 6783 028 D010600 81309 028 D020600 0 028 D030600 0 028 D040600 9572 028 E010600 29984 028 E020600 0 028 E030600 0 028 E040600 8381 028 F010600 27893 028 F020600 0 028 F030600 0 028 F040600 9220 028 G010600 238151 028 G020600 0 028 G030600 0 028 G040600 59196 028 H000600 46006 029 000600 Y 030 A000600 195 030 B000600 5.50 030 C000600 0.00 031 A000600 96 031 B000600 0 032 000600 25 033 000600 74 034 000600 Y 035 000600 4 036 A000600 Y 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 194 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 500000 048 A020600 0.700 048 B010600 500000 048 B020600 0.650 048 C010600 500000 048 C020600 0.600 048 D010600 500000 048 D020600 0.575 048 E010600 1000000 048 E020600 0.550 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 3000000 048 K020600 0.550 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 Y 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 444923 071 B000600 238272 071 C000600 474702 071 D000600 50 072 A000600 12 072 B000600 769 072 C000600 8016 072 D000600 0 072 E000600 0 072 F000600 3660 072 G000600 370 072 H000600 0 072 I000600 263 072 J000600 251 072 K000600 0 072 L000600 43 072 M000600 15 072 N000600 108 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 65 072 S000600 0 072 T000600 194 072 U000600 0 072 V000600 0 072 W000600 37 072 X000600 5006 072 Y000600 0 072 Z000600 3779 072AA000600 7775 072BB000600 0 072CC010600 21874 072CC020600 0 072DD010600 303 072DD020600 2721 072EE000600 9895 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.4090 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 1049 074 D000600 0 074 E000600 0 074 F000600 618811 074 G000600 0 074 H000600 0 074 I000600 18146 074 J000600 3076 074 K000600 0 074 L000600 2558 074 M000600 12 074 N000600 643652 074 O000600 3424 074 P000600 417 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 779 074 S000600 0 074 T000600 639032 074 U010600 4879 074 U020600 29865 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 3727 074 Y000600 0 075 A000600 0 075 B000600 493854 076 000600 0.00 024 000800 Y 025 A000801 CREDIT SUISSE 025 B000801 13-2853402 025 C000801 D 025 D000801 5720 025 A000802 GOLDMAN SACHS & CO. 025 B000802 13-5108880 025 C000802 D 025 D000802 3034 025 A000803 MORGAN STANLEY & CO., INC 025 B000803 13-2655985 025 C000803 D 025 D000803 2768 025 A000804 CITIGROUP 025 B000804 13-2614988 025 C000804 D 025 D000804 2277 025 A000805 BEAR STEARNS & CO., INC. 025 B000805 13-4946705 025 C000805 D 025 D000805 1495 025 A000806 JPMORGAN CHASE & CO. 025 B000806 13-3379014 025 C000806 D 025 D000806 605 025 A000807 ROYAL BANK OF SCOTLAND GROUP PLC 025 B000807 00-0000000 025 C000807 D 025 D000807 77 025 A000808 LEHMAN BROTHERS, INC. 025 B000808 13-2518466 025 C000808 D 025 D000808 44 025 A000809 MERRILL LYNCH & CO., INC. 025 B000809 13-2740599 025 C000809 D 025 D000809 41 028 A010800 5923 028 A020800 431 028 A030800 0 028 A040800 3115 028 B010800 15034 028 B020800 435 028 B030800 0 028 B040800 3846 028 C010800 7920 028 C020800 475 028 C030800 0 028 C040800 10229 028 D010800 10036 028 D020800 386 028 D030800 0 028 D040800 10367 028 E010800 4649 028 E020800 430 028 E030800 0 028 E040800 8203 028 F010800 4299 028 F020800 335 028 F030800 0 028 F040800 2632 028 G010800 47861 028 G020800 2492 028 G030800 0 028 G040800 38392 028 H000800 17314 029 000800 Y 030 A000800 18 030 B000800 4.50 030 C000800 0.00 031 A000800 7 031 B000800 0 032 000800 4 033 000800 7 034 000800 Y 035 000800 2 036 A000800 Y 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 114 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 500000 048 A020800 0.500 048 B010800 500000 048 B020800 0.475 048 C010800 500000 048 C020800 0.450 048 D010800 500000 048 D020800 0.425 048 E010800 1000000 048 E020800 0.400 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 3000000 048 K020800 0.400 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 1000 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.1 062 L000800 5.8 062 M000800 20.6 062 N000800 37.7 062 O000800 0.0 062 P000800 13.6 062 Q000800 9.5 062 R000800 15.9 063 A000800 0 063 B000800 11.5 064 A000800 N 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 Y 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 Y 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 N 070 L010800 N 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 304548 071 B000800 307203 071 C000800 133002 071 D000800 229 072 A000800 12 072 B000800 6314 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 681 072 G000800 102 072 H000800 0 072 I000800 93 072 J000800 70 072 K000800 0 072 L000800 20 072 M000800 12 072 N000800 50 072 O000800 0 072 P000800 2 072 Q000800 0 072 R000800 49 072 S000800 16 072 T000800 114 072 U000800 0 072 V000800 0 072 W000800 20 072 X000800 1229 072 Y000800 296 072 Z000800 5381 072AA000800 93 072BB000800 1918 072CC010800 0 072CC020800 3637 072DD010800 1516 072DD020800 4389 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 7 074 B000800 0 074 C000800 190 074 D000800 113243 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 128 074 I000800 30012 074 J000800 17519 074 K000800 3 074 L000800 1495 074 M000800 113 074 N000800 162710 074 O000800 23210 074 P000800 40 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 310 074 S000800 0 074 T000800 139150 074 U010800 3045 074 U020800 10501 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 498 074 Y000800 0 075 A000800 0 075 B000800 136152 076 000800 0.00 037 000900 N 038 000900 0 039 000900 N 040 000900 Y 041 000900 Y 024 001000 Y 025 A001001 MERRILL LYNCH & CO., INC. 025 B001001 13-2740599 025 C001001 E 025 D001001 348 025 A001002 GOLDMAN SACHS & CO. 025 B001002 13-5108880 025 C001002 E 025 D001002 196 028 A011000 1693 028 A021000 0 028 A031000 0 028 A041000 1066 028 B011000 936 028 B021000 0 028 B031000 0 028 B041000 779 028 C011000 282 028 C021000 0 028 C031000 0 028 C041000 474 028 D011000 1014 028 D021000 0 028 D031000 0 028 D041000 375 028 E011000 1262 028 E021000 0 028 E031000 0 028 E041000 338 028 F011000 624 028 F021000 0 028 F031000 0 028 F041000 683 028 G011000 5811 028 G021000 0 028 G031000 0 028 G041000 3715 028 H001000 3444 029 001000 Y 030 A001000 28 030 B001000 5.50 030 C001000 0.00 031 A001000 2 031 B001000 0 032 001000 15 033 001000 11 034 001000 Y 035 001000 0 036 A001000 Y 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 24 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.000 048 A011000 500000 048 A021000 0.700 048 B011000 500000 048 B021000 0.650 048 C011000 500000 048 C021000 0.600 048 D011000 500000 048 D021000 0.575 048 E011000 1000000 048 E021000 0.550 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 3000000 048 K021000 0.550 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 N 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 N 060 B001000 N 061 001000 1000 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 19760 071 B001000 14376 071 C001000 10483 071 D001000 137 072 A001000 12 072 B001000 14 072 C001000 81 072 D001000 0 072 E001000 0 072 F001000 75 072 G001000 8 072 H001000 0 072 I001000 14 072 J001000 6 072 K001000 0 072 L001000 4 072 M001000 12 072 N001000 46 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 36 072 S001000 16 072 T001000 24 072 U001000 0 072 V001000 0 072 W001000 8 072 X001000 249 072 Y001000 139 072 Z001000 -15 072AA001000 996 072BB001000 0 072CC011000 0 072CC021000 636 072DD011000 1 072DD021000 4 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 12509 074 G001000 0 074 H001000 0 074 I001000 397 074 J001000 441 074 K001000 17 074 L001000 14 074 M001000 0 074 N001000 13378 074 O001000 501 074 P001000 7 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 68 074 S001000 0 074 T001000 12802 074 U011000 772 074 U021000 673 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 414 074 Y001000 0 075 A001000 0 075 B001000 10730 076 001000 0.00 024 001100 N 028 A011100 10760 028 A021100 0 028 A031100 0 028 A041100 9455 028 B011100 14862 028 B021100 0 028 B031100 0 028 B041100 8189 028 C011100 21239 028 C021100 0 028 C031100 0 028 C041100 11966 028 D011100 18561 028 D021100 0 028 D031100 0 028 D041100 15083 028 E011100 16995 028 E021100 0 028 E031100 0 028 E041100 7797 028 F011100 52026 028 F021100 0 028 F031100 0 028 F041100 13014 028 G011100 134443 028 G021100 0 028 G031100 0 028 G041100 65504 028 H001100 37415 029 001100 Y 030 A001100 51 030 B001100 5.50 030 C001100 0.00 031 A001100 0 031 B001100 0 032 001100 32 033 001100 19 034 001100 Y 035 001100 27 036 A001100 Y 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 513 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.000 048 A011100 500000 048 A021100 0.850 048 B011100 500000 048 B021100 0.850 048 C011100 500000 048 C021100 0.825 048 D011100 500000 048 D021100 0.825 048 E011100 1000000 048 E021100 0.825 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 3000000 048 K021100 0.825 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 1000 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 306118 071 B001100 170204 071 C001100 347630 071 D001100 49 072 A001100 12 072 B001100 576 072 C001100 1088 072 D001100 0 072 E001100 0 072 F001100 3054 072 G001100 270 072 H001100 0 072 I001100 519 072 J001100 187 072 K001100 0 072 L001100 54 072 M001100 15 072 N001100 67 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 43 072 S001100 16 072 T001100 513 072 U001100 0 072 V001100 0 072 W001100 35 072 X001100 4773 072 Y001100 554 072 Z001100 -2555 072AA001100 17173 072BB001100 0 072CC011100 16235 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 13812 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.5700 073 C001100 0.0000 074 A001100 0 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 417792 074 G001100 0 074 H001100 0 074 I001100 15799 074 J001100 4580 074 K001100 0 074 L001100 3622 074 M001100 9 074 N001100 441802 074 O001100 4717 074 P001100 245 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 1486 074 S001100 0 074 T001100 435354 074 U011100 10529 074 U021100 19281 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 5152 074 Y001100 0 075 A001100 0 075 B001100 359754 076 001100 0.00 024 001200 Y 025 A001201 GOLDMAN SACHS & CO. 025 B001201 13-5108880 025 C001201 D 025 D001201 604 028 A011200 1965 028 A021200 396 028 A031200 0 028 A041200 8648 028 B011200 1960 028 B021200 424 028 B031200 0 028 B041200 2188 028 C011200 2239 028 C021200 413 028 C031200 0 028 C041200 2238 028 D011200 1386 028 D021200 494 028 D031200 0 028 D041200 2082 028 E011200 1254 028 E021200 498 028 E031200 0 028 E041200 2190 028 F011200 1348 028 F021200 458 028 F031200 0 028 F041200 6314 028 G011200 10152 028 G021200 2683 028 G031200 0 028 G041200 23660 028 H001200 1944 029 001200 Y 030 A001200 85 030 B001200 4.50 030 C001200 0.00 031 A001200 52 031 B001200 0 032 001200 1 033 001200 32 034 001200 Y 035 001200 15 036 A001200 Y 037 001200 N 038 001200 0 039 001200 N 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 280 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 500000 048 A021200 0.600 048 B011200 500000 048 B021200 0.550 048 C011200 500000 048 C021200 0.525 048 D011200 500000 048 D021200 0.525 048 E011200 1000000 048 E021200 0.525 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 3000000 048 K021200 0.525 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N 055 A001200 Y 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 1000 062 A001200 Y 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 1.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 97.7 062 Q001200 0.6 062 R001200 0.0 063 A001200 0 063 B001200 3.4 064 A001200 N 064 B001200 N 066 A001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 67021 071 B001200 80400 071 C001200 105120 071 D001200 64 072 A001200 12 072 B001200 9922 072 C001200 3 072 D001200 0 072 E001200 0 072 F001200 657 072 G001200 82 072 H001200 0 072 I001200 202 072 J001200 54 072 K001200 0 072 L001200 55 072 M001200 13 072 N001200 43 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 54 072 S001200 25 072 T001200 280 072 U001200 0 072 V001200 0 072 W001200 19 072 X001200 1484 072 Y001200 163 072 Z001200 8604 072AA001200 0 072BB001200 5693 072CC011200 1763 072CC021200 0 072DD011200 4660 072DD021200 3956 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 4 074 B001200 0 074 C001200 0 074 D001200 97133 074 E001200 0 074 F001200 0 074 G001200 0 074 H001200 0 074 I001200 983 074 J001200 0 074 K001200 0 074 L001200 2052 074 M001200 3 074 N001200 100175 074 O001200 814 074 P001200 71 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 479 074 S001200 0 074 T001200 98811 074 U011200 7422 074 U021200 6900 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 7979 074 Y001200 0 075 A001200 0 075 B001200 109489 076 001200 0.00 024 001500 Y 025 A001501 CITIGROUP 025 B001501 13-2614988 025 C001501 E 025 D001501 7389 025 A001502 MORGAN STANLEY & CO., INC. 025 B001502 13-2655985 025 C001502 E 025 D001502 5297 025 A001503 JPMORGAN CHASE & CO. 025 B001503 13-3379014 025 C001503 E 025 D001503 4430 028 A011500 1343 028 A021500 2 028 A031500 0 028 A041500 2242 028 B011500 1004 028 B021500 0 028 B031500 0 028 B041500 1732 028 C011500 1166 028 C021500 2 028 C031500 0 028 C041500 2356 028 D011500 460 028 D021500 0 028 D031500 0 028 D041500 2159 028 E011500 354 028 E021500 0 028 E031500 0 028 E041500 1977 028 F011500 620 028 F021500 0 028 F031500 0 028 F041500 2223 028 G011500 4947 028 G021500 4 028 G031500 0 028 G041500 12689 028 H001500 3463 029 001500 Y 030 A001500 44 030 B001500 5.50 030 C001500 0.00 031 A001500 14 031 B001500 0 032 001500 13 033 001500 17 034 001500 Y 035 001500 15 036 A001500 Y 037 001500 N 038 001500 0 039 001500 N 040 001500 Y 041 001500 Y 042 A001500 0 042 B001500 0 042 C001500 0 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 100 043 001500 472 044 001500 0 045 001500 Y 047 001500 Y 048 001500 0.000 048 A011500 500000 048 A021500 0.700 048 B011500 500000 048 B021500 0.650 048 C011500 500000 048 C021500 0.600 048 D011500 500000 048 D021500 0.575 048 E011500 1000000 048 E021500 0.550 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 3000000 048 K021500 0.550 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 055 A001500 N 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 1000 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 Y 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 Y 070 L011500 Y 070 L021500 N 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 N 070 R021500 N 071 A001500 55007 071 B001500 71970 071 C001500 133032 071 D001500 41 072 A001500 12 072 B001500 61 072 C001500 2842 072 D001500 0 072 E001500 0 072 F001500 938 072 G001500 101 072 H001500 0 072 I001500 159 072 J001500 34 072 K001500 0 072 L001500 45 072 M001500 13 072 N001500 44 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 55 072 S001500 16 072 T001500 472 072 U001500 0 072 V001500 0 072 W001500 24 072 X001500 1901 072 Y001500 290 072 Z001500 1292 072AA001500 10357 072BB001500 0 072CC011500 3542 072CC021500 0 072DD011500 1181 072DD021500 146 072EE001500 12523 073 A011500 0.0000 073 A021500 0.0000 073 B001500 1.0500 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 125768 074 G001500 0 074 H001500 0 074 I001500 5091 074 J001500 102 074 K001500 0 074 L001500 117 074 M001500 4 074 N001500 131082 074 O001500 120 074 P001500 109 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 312 074 S001500 0 074 T001500 130541 074 U011500 10028 074 U021500 2385 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 8123 074 Y001500 0 075 A001500 0 075 B001500 134062 076 001500 0.00 024 001600 Y 025 A001601 ROYAL BANK OF SCOTLAND GROUP PLC 025 B001601 00-0000000 025 C001601 E 025 D001601 16426 025 A001602 BARCLAYS PLC 025 B001602 13-4942190 025 C001602 E 025 D001602 13968 028 A011600 212845 028 A021600 0 028 A031600 0 028 A041600 17766 028 B011600 216739 028 B021600 0 028 B031600 0 028 B041600 36223 028 C011600 269886 028 C021600 0 028 C031600 0 028 C041600 28981 028 D011600 163699 028 D021600 0 028 D031600 0 028 D041600 31790 028 E011600 190780 028 E021600 0 028 E031600 0 028 E041600 33557 028 F011600 173827 028 F021600 0 028 F031600 0 028 F041600 48769 028 G011600 1227776 028 G021600 0 028 G031600 0 028 G041600 197086 028 H001600 862753 029 001600 Y 030 A001600 9360 030 B001600 5.50 030 C001600 0.00 031 A001600 6769 031 B001600 0 032 001600 46 033 001600 2545 034 001600 Y 035 001600 262 036 A001600 Y 037 001600 Y 038 001600 129 039 001600 N 040 001600 Y 041 001600 Y 042 A001600 0 042 B001600 0 042 C001600 0 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 100 043 001600 6515 044 001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 500000 048 A021600 0.850 048 B011600 500000 048 B021600 0.800 048 C011600 500000 048 C021600 0.750 048 D011600 500000 048 D021600 0.725 048 E011600 1000000 048 E021600 0.700 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 3000000 048 K021600 0.700 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 Y 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 1000 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 N 066 E001600 N 066 F001600 N 066 G001600 Y 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 N 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 Y 070 E011600 Y 070 E021600 Y 070 F011600 Y 070 F021600 Y 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N 070 I011600 Y 070 I021600 N 070 J011600 Y 070 J021600 N 070 K011600 Y 070 K021600 Y 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 N 070 O011600 Y 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 Y 070 R021600 N 071 A001600 2082588 071 B001600 557562 071 C001600 1484168 071 D001600 38 072 A001600 12 072 B001600 6376 072 C001600 75 072 D001600 0 072 E001600 0 072 F001600 12866 072 G001600 1224 072 H001600 0 072 I001600 631 072 J001600 42 072 K001600 0 072 L001600 262 072 M001600 25 072 N001600 402 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 43 072 S001600 16 072 T001600 6515 072 U001600 0 072 V001600 0 072 W001600 85 072 X001600 22111 072 Y001600 0 072 Z001600 -15660 072AA001600 45853 072BB001600 24411 072CC011600 100939 072CC021600 0 072DD011600 9086 072DD021600 3006 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 0 074 B001600 0 074 C001600 79196 074 D001600 0 074 E001600 0 074 F001600 230721 074 G001600 4458 074 H001600 0 074 I001600 2218002 074 J001600 3813 074 K001600 0 074 L001600 164102 074 M001600 33 074 N001600 2700325 074 O001600 3816 074 P001600 2553 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 72818 074 S001600 0 074 T001600 2621138 074 U011600 160975 074 U021600 76674 074 V011600 0.00 074 V021600 0.00 074 W001600 0.0000 074 X001600 61281 074 Y001600 0 075 A001600 0 075 B001600 1631331 076 001600 0.00 024 001700 Y 025 A001701 CITIGROUP 025 B001701 13-2614988 025 C001701 D 025 D001701 6451 025 A001702 GOLDMAN SACHS & CO. 025 B001702 13-5108880 025 C001702 D 025 D001702 4191 025 A001703 MERRILL LYNCH & CO., INC. 025 B001703 13-2740599 025 C001703 D 025 D001703 3563 025 A001704 MORGAN STANLEY & CO., INC. 025 B001704 13-2655985 025 C001704 D 025 D001704 3214 025 A001705 BARCLAYS PLC 025 B001705 13-4942190 025 C001705 D 025 D001705 2782 025 A001706 JPMORGAN CHASE & CO. 025 B001706 13-3379014 025 C001706 D 025 D001706 2214 025 A001707 CREDIT SUISSE 025 B001707 13-2853402 025 C001707 D 025 D001707 2140 025 A001708 BEAR STEARNS & CO., INC. 025 B001708 13-4946705 025 C001708 D 025 D001708 2053 028 A011700 15012 028 A021700 0 028 A031700 0 028 A041700 11624 028 B011700 18332 028 B021700 0 028 B031700 0 028 B041700 6540 028 C011700 47710 028 C021700 959 028 C031700 0 028 C041700 9778 028 D011700 22804 028 D021700 0 028 D031700 0 028 D041700 17453 028 E011700 29398 028 E021700 0 028 E031700 0 028 E041700 11694 028 F011700 31556 028 F021700 2743 028 F031700 0 028 F041700 15098 028 G011700 164812 028 G021700 3702 028 G031700 0 028 G041700 72187 028 H001700 100746 029 001700 Y 030 A001700 198 030 B001700 2.50 030 C001700 0.00 031 A001700 138 031 B001700 0 032 001700 1 033 001700 59 034 001700 Y 035 001700 112 036 A001700 Y 037 001700 N 038 001700 0 039 001700 N 040 001700 Y 041 001700 Y 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 100 043 001700 364 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 500000 048 A021700 0.550 048 B011700 500000 048 B021700 0.500 048 C011700 500000 048 C021700 0.475 048 D011700 500000 048 D021700 0.450 048 E011700 1000000 048 E021700 0.425 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 3000000 048 K021700 0.425 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 Y 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 N 060 B001700 N 061 001700 1000 062 A001700 Y 062 B001700 0.2 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 8.4 062 M001700 0.0 062 N001700 13.3 062 O001700 0.0 062 P001700 45.7 062 Q001700 13.5 062 R001700 8.7 063 A001700 0 063 B001700 4.0 064 A001700 N 064 B001700 N 066 A001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 N 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 Y 070 E021700 Y 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 Y 070 I021700 N 070 J011700 Y 070 J021700 Y 070 K011700 Y 070 K021700 Y 070 L011700 Y 070 L021700 Y 070 M011700 Y 070 M021700 Y 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 Y 071 A001700 577993 071 B001700 290074 071 C001700 300925 071 D001700 96 072 A001700 12 072 B001700 13100 072 C001700 61 072 D001700 0 072 E001700 0 072 F001700 1974 072 G001700 262 072 H001700 0 072 I001700 94 072 J001700 187 072 K001700 0 072 L001700 49 072 M001700 15 072 N001700 134 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 51 072 S001700 26 072 T001700 364 072 U001700 0 072 V001700 0 072 W001700 29 072 X001700 3185 072 Y001700 0 072 Z001700 9976 072AA001700 8771 072BB001700 9102 072CC011700 6734 072CC021700 0 072DD011700 4903 072DD021700 5899 072EE001700 344 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0100 073 C001700 0.0000 074 A001700 20814 074 B001700 0 074 C001700 1254 074 D001700 344816 074 E001700 0 074 F001700 0 074 G001700 0 074 H001700 0 074 I001700 102871 074 J001700 32224 074 K001700 0 074 L001700 12003 074 M001700 10 074 N001700 513992 074 O001700 13828 074 P001700 281 074 Q001700 0 074 R011700 0 074 R021700 21451 074 R031700 0 074 R041700 2623 074 S001700 0 074 T001700 475809 074 U011700 20997 074 U021700 25900 074 V011700 0.00 074 V021700 0.00 074 W001700 0.0000 074 X001700 7687 074 Y001700 0 075 A001700 0 075 B001700 349012 076 001700 0.00 024 001800 N 028 A011800 0 028 A021800 0 028 A031800 0 028 A041800 0 028 B011800 0 028 B021800 0 028 B031800 0 028 B041800 0 028 C011800 5000 028 C021800 0 028 C031800 0 028 C041800 0 028 D011800 101 028 D021800 0 028 D031800 0 028 D041800 0 028 E011800 355 028 E021800 0 028 E031800 0 028 E041800 212 028 F011800 0 028 F021800 0 028 F031800 0 028 F041800 0 028 G011800 5456 028 G021800 0 028 G031800 0 028 G041800 212 028 H001800 385 029 001800 Y 030 A001800 1 030 B001800 5.50 030 C001800 0.00 031 A001800 1 031 B001800 0 032 001800 0 033 001800 0 034 001800 Y 035 001800 0 036 A001800 N 036 B001800 0 037 001800 N 038 001800 0 039 001800 N 040 001800 Y 041 001800 Y 042 A001800 0 042 B001800 0 042 C001800 0 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 100 043 001800 0 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 500000 048 A021800 0.850 048 B011800 500000 048 B021800 0.800 048 C011800 500000 048 C021800 0.775 048 D011800 500000 048 D021800 0.775 048 E011800 1000000 048 E021800 0.775 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 3000000 048 K021800 0.775 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 Y 053 B001800 Y 053 C001800 N 055 A001800 N 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 1000 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 Y 066 D001800 N 066 E001800 N 066 F001800 N 066 G001800 N 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 N 070 L011800 Y 070 L021800 N 070 M011800 Y 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 N 070 Q021800 N 070 R011800 N 070 R021800 N 071 A001800 5801 071 B001800 607 071 C001800 1541 071 D001800 12 072 A001800 12 072 B001800 1 072 C001800 7 072 D001800 0 072 E001800 0 072 F001800 11 072 G001800 1 072 H001800 0 072 I001800 0 072 J001800 1 072 K001800 0 072 L001800 1 072 M001800 2 072 N001800 18 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 26 072 S001800 4 072 T001800 0 072 U001800 0 072 V001800 0 072 W001800 14 072 X001800 78 072 Y001800 62 072 Z001800 -8 072AA001800 0 072BB001800 30 072CC011800 0 072CC021800 172 072DD011800 0 072DD021800 0 072EE001800 0 073 A011800 0.0000 073 A021800 0.0000 073 B001800 0.0000 073 C001800 0.0000 074 A001800 0 074 B001800 0 074 C001800 0 074 D001800 0 074 E001800 0 074 F001800 4992 074 G001800 0 074 H001800 0 074 I001800 61 074 J001800 0 074 K001800 0 074 L001800 1 074 M001800 32 074 N001800 5086 074 O001800 0 074 P001800 8 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 44 074 S001800 0 074 T001800 5034 074 U011800 17 074 U021800 507 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 20 074 Y001800 0 075 A001800 0 075 B001800 5083 076 001800 0.00 035 001900 0 036 B001900 0 SIGNATURE Joseph T. Malone TITLE Vice President,Treasurer & Principal Acct Officer EX-99.77O RULE 10F-3 2 a10f3ubsexhibitsonlyjune2006.htm

For period ending June 30, 2006 Exhibit 77O

File number 811-6637

FORM 10f-3
Registered Domestic Securities and Government Securities

Fund: _UBS U.S. Small Cap Growth Fund______________________________________________

Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc.

1. Issuer: Healthspring Inc.

2. Date of Purchase: 02/03/2006 3. Date offering commenced: 02/02/2006

4. Underwriter(s) from whom purchased: Salomon Smith Barney

5. "Affiliated Underwriter" managing or participating in syndicate UBS

6. Aggregate principal amount or number of shares purchased: 65,500 shares

7. Aggregate principal amount or total number of shares of offering: $366,600,000

8. Purchase price (net of fees and expenses): $19.50

9. Initial public offering price per unit or share: $19.50

10. Commission, spread or profit: 3.72 % $

11. Have the following conditions been satisfied?
YES
NO
a. The securities are sold in an offering exempt from registration under Section 4(2) of the Securities Act of 1933, Rule 144A or Regulation D.
b. The securities are sold to persons reasonably believed to be “qualified institutional buyers” (“QIBs”).
c. The securities are reasonably believed to be eligible for resale to other QIBs.
d. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated).

X_______

_______

e. The securities were purchased at a price not more than the price paid by each other purchaser in the offering or any concurrent offering.
f. The underwriting was a firm commitment underwriting.
YES

X_______

X_______
NO

_______
g. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period.

X_______

_______
h. The issuer of the securities and any predecessor has been in continuous operation for not less than three years.

X_______

_______
i. The amount of such securities purchased by the Fund and all other accounts over which the Adviser (or Sub-Adviser, if applicable) exercises investment discretion did not exceed 25% of the principal amount of the offering.

X_______

_______
j. No Affiliated Underwriter benefited directly or indirectly from the purchase.

X_______

_______
Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, “Affiliated Underwriter” is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable.

Approved: /s/ David Wabnik Date: 05/17/2006
Print Name: David Wabnik

For period ending June 30, 2006 Exhibit 77O

File number 811-6637

FORM 10f-3
Registered Domestic Securities and Government Securities

Fund: _UBS High Yield Fund

Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc.

1. Issuer: RH Donnelley

2. Date of Purchase: 01/13/2006 3. Date offering commenced: 01/13/2006

4. Underwriter(s) from whom purchased: JP Morgan Chase

5. "Affiliated Underwriter" managing or participating in syndicate UBS

6. Aggregate principal amount or number of shares purchased: $300,000

7. Aggregate principal amount or total number of shares of offering: $1,210,000,000

8. Purchase price (net of fees and expenses): $100

9. Initial public offering price: $100

10. Commission, spread or profit: 0.375% $1125

X_______

_______

X_______

X_______
NO

_______
g. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period.

X_______

_______
h. The issuer of the securities and any predecessor has been in continuous operation for not less than three years.

X_______

_______
j. No Affiliated Underwriter benefited directly or indirectly from the purchase.

X_______

Approved: /s/ Shu Yang Tan Date: 04/24/2006
Print Name: Shu Yang Tan

For period ending June 30, 2006 Exhibit 77O

File number 811-6637

FUND: UBS High Yield Fund
Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc.
1. Issuer: CMP Susquehanna Corp.
2. Date of Purchase: 5/1/2006 3. Date offering commenced: 5/1/2006
4. Underwriter(s) from whom purchased: Merrill Lynch, Pierce, Fenner
5. “Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6. Aggregate principal amount or number of shares purchased: $275,000.00
7. Aggregate principal amount or total number of shares of offering: $275,000,000
8. Purchase price (net of fees and expenses): $100
9. Initial public offering price: $100
10. Commission, spread or profit: _____2.50_______% $____________
11. Have the following conditions been satisfied?
YES
NO
a. The securities are sold in an offering exempt from registration under Section 4(2) of the Securities Act of 1933, Rule 144A or Regulation D.
b. The securities are sold to persons reasonably believed to be “qualified institutional buyers” (“QIBs”).
c. The securities are reasonably believed to be eligible for resale to other QIBs.
d. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated).

X_______

_______

X_______

X_______
NO

_______
g. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period.

X_______

_______
h. The issuer of the securities and any predecessor has been in continuous operation for not less than three years.

X_______

_______
j. No Affiliated Underwriter benefited directly or indirectly from the purchase.

X_______

Approved: /s/ Marianne Rossi Date:7/11/06
Print Name: Marianne Rossi

For period ending June 30, 2006 Exhibit 77O

File number 811-6637

FUND: UBS High Yield Fund
Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc.
1. Issuer: CMP Susquehanna Corp.
2. Date of Purchase: 5/1/2006 3. Date offering commenced: 5/1/2006
4. Underwriter(s) from whom purchased: Merrill Lynch, Pierce, Fenner
5. “Affiliated Underwriter" managing or participating in syndicate:
UBS Investment Bank
6. Aggregate principal amount or number of shares purchased: $500,000.00
7. Aggregate principal amount or total number of shares of offering: $275,000,000
8. Purchase price (net of fees and expenses): $100
9. Initial public offering price: $100
10. Commission, spread or profit: _____2.50_______% $____________
11. Have the following conditions been satisfied?
YES
NO
a. The securities are sold in an offering exempt from registration under Section 4(2) of the Securities Act of 1933, Rule 144A or Regulation D.
b. The securities are sold to persons reasonably believed to be “qualified institutional buyers” (“QIBs”).
c. The securities are reasonably believed to be eligible for resale to other QIBs.
d. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated).

X_______

_______

X_______

X_______
NO

_______
g. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period.

X_______

_______
h. The issuer of the securities and any predecessor has been in continuous operation for not less than three years.

X_______

_______
j. No Affiliated Underwriter benefited directly or indirectly from the purchase.

X_______

Approved: /s/ Marianne Rossi Date:7/11/06
Print Name: Marianne Rossi

EX-99.77D POLICIES 3 amendmentinvadvagmtforglobal.htm


THE UBS FUNDS, ON BEHALF OF ITS SERIES, UBS GLOBAL ALLOCATION FUND
INVESTMENT ADVISORY AGREEMENT
AMENDMENT NUMBER THREE

       THIS AMENDMENT is made this 2nd day of June, 2006, by and between The UBS Funds, a Delaware statutory trust (the “Fund”), and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the “Advisor”).

	WHEREAS, the Fund and the Advisor have previously entered into an Investment Advisory Agreement, dated July 1, 2002 (the “Advisory Agreement”), pursuant to which the Advisor agreed to manage the investment and reinvestment of assets of the UBS Global Allocation Fund series; and

	WHEREAS, the Fund and the Advisor amended the Advisory Agreement pursuant to a written amendment dated July 1, 2005 (“Amendment Number Two”), which amendment reduced the compensation of the Advisor; and

	WHEREAS, the Advisor and the Fund have decided to amend the Advisory Agreement to reduce compensation of the Advisor further;

	NOW, THEREFORE, in consideration of the terms and conditions hereinafter set forth, it is agreed as follows:

	1.	Section 1 of Amendment Number One of the Advisory Agreement is hereby deleted in its entirety and replaced with the following which shall replace section 3 of the Advisory Agreement:

	3.	Compensation to the Advisor.	 For the services to be rendered by the Advisor as provided in Sections 1 and 2 of this Agreement, the Series shall pay to the Advisor within five business days after the end of each calendar month, a monthly fee equal to a percentage of the Series’ average daily net assets for the month in accordance with the following fee schedule:

	Assets Under Management			Fee
       $0 - $500 million				0.80%
       On the next $ 500 million – $1billion		0.75%
       On the next $1 billion - $1.5 billion		0.70%
       On the next $ 1.5 billion - $ 2 billion		0.675%
       On the next $ 2 billion - $3 billlion		0.65%
       On the next $ 3 billion - $6 billlion		0.63%
       Above $ 6 billion				0.61%

       In the event of termination of this Agreement, the fee provided in this Section 3 shall be paid on a pro rata basis, based on the number of days when this Agreement was in effect.

2. The effective date of this Amendment shall be July 1, 2006.

       3.	The parties hereby further agree that no other provisions of the Advisory Agreement are in any way modified by this Amendment, and that all other provisions of the Advisory Agreement remain in full force and effect.


       IN WITNESS WHEREOF, the parties hereby have caused this Amendment to be executed this 2nd day of June, 2006.

THE UBS FUNDS
THE UBS FUNDS




By:
By:
	Name: Joseph J. Allessie
	Name: Joseph Malone
	Title: Vice President and Assistant
                 Secretary
	Title: Treasurer and Principal
                 Accounting Officer




UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.




By:
By:
	Name:  John Moore
	Name:  Mark F. Kemper
	Title: Managing Director
	Title:  Managing Director and Secretary

EX-99.77D POLICIES 4 agmtforglobalbond.htm


THE UBS FUNDS, ON BEHALF OF ITS SERIES, UBS GLOBAL BOND FUND
INVESTMENT ADVISORY AGREEMENT
AMENDMENT NUMBER TWO

       THIS AMENDMENT is made this 2nd day of June, 2006, by and between The UBS Funds, a Delaware statutory trust (the “Fund”), and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the “Advisor”).

	WHEREAS, the Fund and the Advisor have previously entered into an Investment Advisory Agreement, dated July 1, 2002 (the “Advisory Agreement”), pursuant to which the Advisor agreed to manage the investment and reinvestment of assets of the UBS Global Bond Fund series;

	WHEREAS, the Fund and the Advisor amended the Advisory Agreement pursuant to a written amendment dated July 1, 2004 (“Amendment Number One”), which amendment reduced the compensation of the Advisor; and

	WHEREAS, the Advisor and the Fund have decided to amend the Advisory Agreement to reduce compensation of the Advisor as provided in Section 3 of such Advisory Agreement;

	NOW, THEREFORE, in consideration of the terms and conditions hereinafter set forth, it is agreed as follows:

	1.	Section 3 of the Advisory Agreement is hereby deleted in its entirety and replaced with the following:

	3.	Compensation to the Advisor.	 For the services to be rendered by the Advisor as provided in Sections 1 and 2 of this Agreement, the Series shall pay to the Advisor within five business days after the end of each calendar month, a monthly fee equal to a percentage of the Series’ average daily net assets for the month in accordance with the following fee schedule:

	Assets Under Management			Fee
       $0 - $1.5 billion				0.65%
       On the next $ 1.5 billion - $ 2 billion		0.60%
       Above $ 2 billion				0.55%

       In the event of termination of this Agreement, the fee provided in this Section 3 shall be paid on a pro rata basis, based on the number of days when this Agreement was in effect.

2. The effective date of this Amendment shall be July 1, 2006.

       3.	The parties hereby further agree that no other provisions of the Advisory Agreement are in any way modified by this Amendment, and that all other provisions of the Advisory Agreement remain in full force and effect.


       IN WITNESS WHEREOF, the parties hereby have caused this Amendment to be executed this 2nd day of June, 2006.

THE UBS FUNDS
THE UBS FUNDS




By:
By:
	Name: Joseph J. Allessie
	Name: Joseph Malone
	Title: Vice President and Assistant
                 Secretary
	Title: Treasurer and Principal
                 Accounting Officer




UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.




By:
By:
	Name:  John Moore
	Name:  Mark F. Kemper
	Title: Managing Director
	Title:  Managing Director and Secretary

EX-99.77Q1 OTHR EXHB 5 iaagreementforubsmidcapgrowt.htm

INVESTMENT ADVISORY AGREEMENT


            AGREEMENT made this 27th day of March, 2006, by and between The UBS Funds, a Delaware business trust (the “Trust”) and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the “Advisor”).
            1.	Duties of the Advisor.  The Trust hereby appoints the Advisor to act as investment advisor to the UBS U.S. Mid-Cap Growth Equity Fund (the “Series”) for the period and on such terms set forth in this Agreement.  The Trust employs the Advisor to manage the investment and reinvestment of the assets of the Series, to continuously review, supervise and administer the investment program of the Series, to determine in its discretion the assets to be held uninvested, to provide the Trust with records concerning the Advisor’s activities which the Trust is required to maintain, and to render regular reports to the Trust’s officers and Board of Trustees concerning the Advisor’s discharge of the foregoing responsibilities.  The Advisor shall discharge the foregoing responsibilities subject to the control of the officers and the Board of Trustees of the Trust, and in compliance with the objectives, policies and limitations set forth in the Trust’s Prospectus and Statement of 
Additional Information.  The Advisor accepts such employment and agrees to render the services and to provide, at its own expense, the office space, furnishings, equipment and the personnel required by it to perform the services on the terms and for the compensation provided herein. With respect to foreign securities, at its own expense, the Advisor may obtain statistical and other factual information and advice regarding economic factors and trends from its foreign subsidiaries, and may obtain investment services from the investment advisory personnel of its affiliates located throughout the world to the extent permitted under interpretations of the federal securities laws.
            2.	Portfolio Transactions.  The Advisor shall provide the Series with a trading department, and with respect to foreign securities, the Advisor is authorized to utilize the trading departments of its foreign affiliates.  The Advisor shall select, and with respect to its foreign affiliates or the use of any sub-advisors, shall monitor the selection of, the brokers or dealers that will execute the purchases and sales of securities for the Series and is directed to use its best efforts to ensure that the best available price and most favorable execution of securities transactions for the Series are obtained.  Subject to policies established by the Board of Trustees of the Trust and communicated to the Advisor, it is understood that the Advisor will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or in respect of the Series, or be in breach of any obligation owing to the Trust or in respect of the Series under this Agreement, or otherwise, solely by reason of
 its having caused the Series to pay a member of a securities exchange, a broker or a dealer a commission for effecting a securities transaction for the Series in excess of the amount of commission another member of an exchange, broker or dealer would have charged if the Advisor determines in good faith that the commission paid was reasonable in relation to the brokerage or research services provided by such member, broker or dealer, viewed in terms of that particular transaction or the Advisor’s overall responsibilities with respect to the Series and to other funds and advisory accounts for which the Advisor or any Sub-Advisor, as defined in Section 8 hereof, exercises investment discretion.  The Advisor will promptly communicate to the officers and trustees of the Trust such information relating to the Series transactions as they may reasonably request.
            3.	Compensation of the Advisor.  For the services to be rendered by the Advisor as provided in Sections 1 and 2 of this Agreement, the Series shall pay to the Advisor within five business days after the end of each calendar month, a monthly fee of one twelfth of the effective advisory fee rate multiplied by the Series’ average daily net assets for the month.  The effective advisory fee rate is calculated according to the following fee schedule:  0.850% on the first $500 million of assets under management; 0.800% on the next $500 million to $1 billion of assets under management; and 0.775% above $1 billion of assets under management.
            In the event of termination of this Agreement, the fee provided in this Section 3 shall be paid on a pro rata basis, based on the number of days when this Agreement was in effect.
            4.	Reimbursement of Fee Waivers and Expense Reimbursements.  If on any day during which this Agreement is in effect, the estimated annualized Operating Expenses (as defined below) of the Series for that day are less than the Operating Expense Limit (as defined below), the Advisor shall be entitled to reimbursement by the Series of the investment management fees waived or reduced, and of any expense reimbursements or similar payments remitted by the Advisor to the Series pursuant to the Advisor’s agreement to limit the Series’ Operating Expenses (the “Reimbursement Amount”) during any of the previous three (3) years, to the extent that the Series’ annualized Operating Expenses, plus the amount so reimbursed, equals, for such day, the Operating Expense Limit, provided that such amount paid to the Advisor will in no event exceed the total Reimbursement Amount and will not include any amounts previously reimbursed by the Series to the Advisor.  For purposes of this Section 4:
  (i) “Operating Expenses” shall include the ordinary operating expenses incurred by the Series in any fiscal year, including, without limitation, management fees paid to the Advisor, but excluding interest, taxes, brokerage commissions, other investment-related costs and extraordinary expenses not incurred in the ordinary course of the Series’ business; and (ii) “Operating Expense Limit” shall mean the rate of the “Total Expense Limit” as a percentage of average daily net assets of the Series as stated in the then current registration statement of the Series, plus any distribution or service fees under Rule 12b-1 under the Investment Company Act of 1940 and/or shareholder service fees as described in the then current registration statement of the Series, as determined from time to time by the Board of Trustees of the Trust.
            5.	Reports.  The Series and the Advisor agree to furnish to each other such information regarding their operations with regard to their affairs as each may reasonably request.
            6.	Status of Advisor.  The services of the Advisor to the Series are not to be deemed exclusive, and the Advisor shall be free to render similar services to others so long as its services to the Series are not impaired thereby.
            7.	Liability of Advisor.  In the absence of willful misfeasance, bad faith, gross negligence or reckless disregard by the Advisor of its obligations and duties hereunder, the Advisor shall not be subject to any liability whatsoever to the Series, or to any shareholder of the Series, for any error of judgment, mistake of law or any other act or omission in the course of, or connected with, rendering services hereunder including, without limitation, for any losses that may be sustained in connection with the purchase, holding, redemption or sale of any security on behalf of the Series.
            8.	Delegation of Responsibilities to Sub-Advisors.  The Advisor may, at its expense, select and contract with one or more affiliated or unaffiliated investment advisors registered under the Investment Advisers Act of 1940 (“Sub-Advisors”) to perform some or all of the services for the Series for which it is responsible under this Agreement.  The Advisor will compensate any Sub-Advisor for its services to the Series.  The Advisor may terminate the services of any Sub-Advisor at any time in its sole discretion, and shall at such time assume the responsibility of such Sub-Advisor unless and until a successor Sub-Advisor is selected and the requisite approval of the Series’ shareholders is obtained.  The Advisor will continue to have responsibility for all advisory services furnished by any Sub-Advisor.
            9.	 Duration and Termination.  This Agreement shall become effective on March 27, 2006 provided that first it is approved by the Board of Trustees of the Trust, including a majority of those trustees who are not parties to this Agreement or interested persons of any party hereto, in the manner provided in Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”) and by the holders of a majority of the outstanding voting securities of the Series; and shall continue in effect until March 26, 2008.  Thereafter, this Agreement may continue in effect only if such continuance is approved at least annually by:  (i) the Trust’s Board of Trustees; or (ii) by the vote of a majority of the outstanding voting securities of the Series; and in either event by a vote of a majority of those trustees of the Trust who are not parties to this Agreement or interested persons of any such party in the manner provided in Section 15(c) of the 1940 Act.  This Agreement may be termina
ted by the Trust at any time, without the payment of any penalty, by the Board of Trustees of the Trust or by vote of the holders of a majority of the outstanding voting securities of the Series on 60 days’ written notice to the Advisor.  This Agreement may be terminated by the Advisor at any time, without the payment of any penalty, upon 60 days’ written notice to the Trust.  This Agreement will automatically terminate in the event of its assignment.  Any notice under this Agreement shall be given in writing, addressed and delivered or mailed postpaid, to the other party at the principal office of such party.
            As used in this Section 9, the terms “assignment,” “interested person,” and “a vote of a majority of the outstanding voting securities” shall have the respective meanings set forth in Section 2(a)(4), Section 2(a)(19) and Section 2(a)(42) of the 1940 Act and Rule 18f-2 thereunder.
            10.	Name of Advisor.  The parties agree that the Advisor has a proprietary interest in the name “UBS,” and the Trust agrees to promptly take such action as may be necessary to delete from its corporate name and/or the name of the Series any reference to the name of the Advisor promptly after receipt from the Advisor of a written request therefor.
            11.	Severability.  If any provisions of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby.
            12.	Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement shall be effective until approved by vote of a majority of the Series' outstanding voting securities.

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of this 27th day of March, 2006.
THE UBS FUNDS
THE UBS FUNDS




By:	/s/ Joseph J. Allessie
By:	/s/ Joseph Malone
	Name: Joseph J. Allessie
	Name: Joseph Malone
	Title: Vice President and Assistant
                 Secretary
	Title: Treasurer and Principal
                 Accounting Officer




UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.




By:	/s/ John Moore
By:	/s/ Mark F. Kemper
	Name:  John Moore
	Name:  Mark F. Kemper
	Title: Managing Director
	Title:  Managing Director and Secretary



??

??

??

??




4



I 188958v.1


I 188958v.1

EX-99.77B ACCT LTTR 6 auditletter.htm AUDIT LETTER THE UBS FUNDS

Report of Independent Registered Public Accounting Firm

To the Shareholders and Board of Trustees of
The UBS Funds

In planning and performing our audit of the financial statements of The UBS Funds (comprising respectively UBS Global Allocation Fund, UBS Global Equity Fund, UBS Global Bond Fund, UBS International Equity Fund, UBS U.S. Large Cap Equity Fund, UBS U.S. Large Cap Growth Fund, UBS U.S. Large Cap Value Equity Fund, UBS U.S Small Cap Growth Fund, UBS Dynamic Alpha Fund, UBS U.S. Bond Fund, UBS Absolute Return Bond Fund, UBS High Yield Fund and UBS U.S. Mid Cap Growth Equity Fund) (collectively the “Funds”) for the year ended June 30, 2006, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered its internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the intern
al control over financial reporting.  Accordingly, we express no such opinion.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected.

Our consideration of the internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness as defined above as of June 30, 2006.

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.



								ERNST & YOUNG LLP

New York, New York
August 25, 2006
??

??

??

??

EX-99.77Q1 OTHR EXHB 7 inserttoitem77dubsfundsjun20.htm

INSERT TO ITEM 77D The UBS Funds

UBS Global Bond Fund:  At the March 2006 Board meeting, the Board of Trustees approved changing the Fund’s investment policy to permit the Fund to invest up to 20% of its net assets in high yield and emerging market debt.

UBS U.S. Bond Fund: At the March 2006 Board meeting, the Board of Trustees approved changing the Fund’s investment policy to permit the Fund to invest up to 20% of its net assets in high yield debt.

??

??

??

??

S:\Legal\Brinson Advisors\FUNDS\N-SAR's\Brinson Funds\INSERT TO ITEM 77D (UBS Funds) 06-30-06.doc

-----END PRIVACY-ENHANCED MESSAGE-----