-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DxaK86yOkL3ORYkd1/robG+w69inQMZmy2rGS0Ae2CZIjdeKC9p/NfVcCYRzN5JS 3Rbnj7j6QjZSU3rORokvmQ== 0001188327-04-000029.txt : 20040302 0001188327-04-000029.hdr.sgml : 20040302 20040302125224 ACCESSION NUMBER: 0001188327-04-000029 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040302 EFFECTIVENESS DATE: 20040302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 04641840 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 NSAR-A 1 mutualnsar.fil NSAR PAGE 1 000 A000000 12/31/2003 000 C000000 0000886244 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE UBS FUNDS 001 B000000 811-6637 001 C000000 8006471568 002 A000000 ONE NORTH WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 11 007 C010100 1 007 C020100 UBS GLOBAL ALLOCATION FUND 007 C030100 N 007 C010200 2 007 C020200 UBS GLOBAL BOND FUND 007 C030200 N 007 C010300 3 007 C020300 UBS GLOBAL EQUITY FUND 007 C030300 N 007 C010400 4 007 C020400 UBS INTERNATIONAL EQUITY FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C020600 UBS U.S. EQUITY FUND 007 C030600 N 007 C010700 7 007 C020700 UBS U.S. ALLOCATION FUND 007 C030700 N 007 C010800 8 007 C020800 UBS U.S. BOND FUND 007 C030800 N 007 C010900 9 007 C011000 10 007 C021000 UBS U.S. LARGE CAP GROWTH FUND 007 C031000 N 007 C011100 11 007 C021100 UBS U.S. SMALL CAP GROWTH FUND 007 C031100 N PAGE 2 007 C011200 12 007 C021200 UBS HIGH YIELD FUND 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C021500 UBS U.S. VALUE EQUITY FUND 007 C031500 N 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 PAGE 3 007 C015900 59 007 C016000 60 008 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. 008 B00AA01 A 008 C00AA01 801-34910 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 008 D04AA01 0000 008 A00AA02 UBS GLOBAL ASSET MANAGEMENT (NEW YORK) INC. 008 B00AA02 S 008 C00AA02 801-13219 008 D01AA02 NEW YORK 008 D02AA02 NY 008 D03AA02 10019 008 D04AA02 6114 010 A00AA01 UBS GLOBAL ASSET MANAGEMENT,INC. 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 011 A00AA01 UBS GLOBAL ASSET MANAGEMENT,INC. 011 B00AA01 8-00000000 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-1761000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 013 B04AA01 6530 014 A00AA01 CANTRADE PRIVATE BANK (CI) LTD. 014 B00AA01 8-000000 014 A00AA02 GAM SERVICES, INC. 014 B00AA02 8-042036 014 A00AA03 J.C. BRADFORD & CO. 014 B00AA03 8-003953 014 A00AA04 CORRESPONDENT SERVICES CORPORATION 014 B00AA04 8-042167 014 A00AA05 GIUBERGIA UBS SECURITIES SIM SPA 014 B00AA05 8-00000 014 A00AA06 PT UBS SECURITIES INDONESIA 014 B00AA06 8-00000 014 A00AA07 SCHRODER MUNCHMEYER HENGST AG 014 B00AA07 8-00000 014 A00AA08 UBS AMERICAS, INC. 014 B00AA08 8-00000 PAGE 4 014 A00AA09 UBS BUNTING WARBURG, INC. 014 B00AA09 8-00000 014 A00AA10 UBS FUND SRVICES (USA) LLC 014 B00AA10 8-049596 014 A00AA11 UBS GLOBAL ASSET MANAGEMENT (US), INC. 014 B00AA11 8-021901 014 A00AA12 UBS INTERNATIONAL, INC. 014 B00AA12 8-053059 014 A00AA13 UBS FINANCIAL SERVICES,INC. 014 B00AA13 8-016267 014 A00AA14 UBS FINANCIAL SERVICES, INC. 014 B00AA14 8-051404 014 A00AA15 UBS FINANCIAL SERVICES,INC. 014 B00AA15 8-00000 014 A00AA16 UBS FINANCIAL SERVICES, INC. INTL (UK)LTD. 014 B00AA16 8-00000 014 A00AA17 UBS FINANCIAL SERVICES,INC.INTL(SINGAPORE)PTE 014 B00AA17 8-00000 014 A00AA18 UBS FINANCIAL SERVICES,INC. PUERTO RICO 014 B00AA18 8-028475 014 A00AA19 UBS FINANCIAL SERVICES,INC. ASIA LTD. 014 B00AA19 8-00000 014 A00AA20 FINANCIAL SERVICES,INC RESIDUAL TRADING LLC 014 B00AA20 8-000000 014 A00AA21 UBS (BAHAMAS) LTD. 014 B00AA21 8-0000000 014 A00AA22 UBS (CAYMAN ISLANDS) LTD. 014 B00AA22 8-000000 014 A00AA23 UBS (MONACO) S.A. 014 B00AA23 8-00000 014 A00AA24 UBS FUTURES & OPTIONS LTD. 014 B00AA24 8-00000 014 A00AA25 UBS SECURITIES (CANADA) INC. 014 B00AA25 8-00000000 014 A00AA26 UBS SECURITIES LLC 014 B00AA26 8-022651 014 A00AA27 UBS SECURITIES (FRANCE) SA 014 B00AA27 8-00000 014 A00AA28 UBS SECURITIES (FUTURES & OPTIONS)PTE LTD. 014 B00AA28 8-000000 014 A00AA29 UBS SECURITIES (ISRAEL) LTD. 014 B00AA29 8-0000000 014 A00AA30 UBS SECURITIES (JAPAN)LTD. BRANCH TOKYO 014 B00AA30 8-000000 014 A00AA31 UBS SECURITIES(NEDERLAND) BV 014 B00AA31 8-000000 014 A00AA32 UBS SECURITIES AG 014 B00AA32 8-0000000 014 A00AA33 UBS SECURITIES ASIA LIMITED 014 B00AA33 8-00000000 014 A00AA34 UBS SECURITIES AUSTRALIA EQUITIES LTD. PAGE 5 014 B00AA34 8-00000 014 A00AA35 UBS SECURITIES AUSTRALIA LIMITED 014 B00AA35 8-00000000 014 A00AA36 UBS SECURITIES CORRETORA DE CAMBIO E VM SA 014 B00AA36 8-00000000 014 A00AA37 UBS SECURITIES DERIVATIVES LIMITED 014 B00AA37 8-00000 014 A00AA38 UBS SECURITIES FUTURES, INC. 014 B00AA38 8-00000 014 A00AA39 UBS SECURITIES HONG KONG LTD. 014 B00AA39 8-0000 014 A00AA40 UBS SECURITIES NEW ZEALAND EQUITIES LTD. 014 B00AA40 8-00000 014 A00AA41 UBS SECURITIES NEW ZEALAND LTD. 014 B00AA41 8-0000 014 A00AA42 UBS SECURITIES PRIVATE CLIENTS PTY., LTD. 014 B00AA42 8-0000 014 A00AA43 UBS SECURITIES(ESPANA) SV 014 B00AA43 8-00000 014 A00AA44 UBS SECURITIES (SOUTH AFRICA) PTY LTD 014 B00AA44 8-00000000 014 A00AA45 UBS SECURITIES CO., LTD 014 B00AA45 8-000000 014 A00AA46 UBS SECURITIES INDIA PRIVATE LTD 014 B00AA46 8-0000000 014 A00AA47 UBS SECURITIES LTD 014 B00AA47 8-0000000 014 A00AA48 UBS SECURITIES LTD. SEOUL BRANCH 014 B00AA48 8-00000 014 A00AA49 UBS SECURITIES LTD TAIWAN BRANCH 014 B00AA49 8-00000 014 A00AA50 UBS SECURITIES PHILIPPINES,INC. 014 B00AA50 8-00000 014 A00AA51 UBS SECURITIES TRADING SA 014 B00AA51 8-0000000 014 A00AA52 ZAO BRUNSWICK UBS WARBURG 014 B00AA52 8-000000 014 A00AA53 UBS SECURITIES SOCIEDAD DE BOLSA SA 014 B00AA53 8-00000 015 A00AA01 JPMORGAN CHASE BANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10017 015 E01AA01 X 015 A00AA02 CITIBANK 015 B00AA02 S 015 C01AA02 WARSAW 015 D01AA02 POLAND 015 D02AA02 01-043 015 E04AA02 X PAGE 6 015 A00AA03 JPMORGAN CHASE BANK 015 B00AA03 S 015 C01AA03 BUENOS AIRES 015 D01AA03 ARGENTINA 015 D02AA03 1061 015 E04AA03 X 015 A00AA04 JPMORGAN CHASE BANK 015 B00AA04 S 015 C01AA04 SYDNEY 015 D01AA04 AUSTRALIA 015 D02AA04 2000 015 E04AA04 X 015 A00AA05 BANK AUSTRA CREDITANSTALT AG 015 B00AA05 S 015 C01AA05 VIENNA 015 D01AA05 AUSTRIA 015 D02AA05 A-1090 015 E04AA05 X 015 A00AA06 HSBC BANK MIDDLE EAST 015 B00AA06 S 015 C01AA06 MANAMA 015 D01AA06 BAHRAIN 015 D02AA06 304 015 E04AA06 X 015 A00AA07 STANDARD CHARTERED BANK 015 B00AA07 S 015 C01AA07 DHAKA 015 D01AA07 BANGLADESH 015 D02AA07 1000 015 E04AA07 X 015 A00AA08 FORTIS BANK N.V. 015 B00AA08 S 015 C01AA08 BRUSSELS 015 D01AA08 BELGIUM 015 D02AA08 1000 015 E04AA08 X 015 A00AA09 THE BANK OF BERMUDA LTD 015 B00AA09 S 015 C01AA09 HAMILTON 015 D01AA09 BERMUDA 015 D02AA09 HMDX 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LTD 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 CITIBANK, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL PAGE 7 015 D02AA11 01311-920 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 D02AA12 1408 015 E04AA12 X 015 A00AA13 CANADIAN IMPERIAL BANK OF COMMERCE 015 B00AA13 S 015 C01AA13 TORONTO 015 D01AA13 CANADA 015 D02AA13 M5L 1G9 015 E04AA13 X 015 A00AA14 ROYAL BANK OF CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 D02AA14 M5J 2J5 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 SANTIAGO 015 D01AA15 CHILE 015 E04AA15 X 015 A00AA16 THE HONG KONG AND SHANGHAI BANKING 015 B00AA16 S 015 C01AA16 SHANGHAI 015 D01AA16 CHINA 015 D02AA16 200120 015 E04AA16 X 015 A00AA17 THE HONG KONG AND SHANGHAI BANKING 015 B00AA17 S 015 C01AA17 SHENZHEN 015 D01AA17 CHINA 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. 015 B00AA18 S 015 C01AA18 SANTA FE DE BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA19 S 015 C01AA19 AZGREB 015 D01AA19 CROATIA 015 E04AA19 X 015 A00AA20 THE CYPRUS POPULAR BANK LTD. 015 B00AA20 S 015 C01AA20 NICOSIA 015 D01AA20 CYPRUS 015 D02AA20 CY-1598 PAGE 8 015 E04AA20 X 015 A00AA21 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA21 S 015 C01AA21 PRAGUE 015 D01AA21 CZECH REPUBLIC 015 D02AA21 100 00 015 E04AA21 X 015 A00AA22 DANSKE BANK A/S 015 B00AA22 S 015 C01AA22 COPENHAGEN 015 D01AA22 DENMARK 015 D02AA22 DK 1092 015 E04AA22 X 015 A00AA23 CITIBANK, N.A. 015 B00AA23 S 015 C01AA23 QUITO 015 D01AA23 ECUADOR 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. 015 B00AA24 S 015 C01AA24 CAIRO 015 D01AA24 EGYPT 015 E04AA24 X 015 A00AA25 HANSABANK 015 B00AA25 S 015 C01AA25 TALLINN 015 D01AA25 ESTONIA 015 D02AA25 EE0001 015 E04AA25 X 015 A00AA26 NORDEA BANK FINDALAND PLC 015 B00AA26 S 015 C01AA26 HELSINKI 015 D01AA26 FINLAND 015 D02AA26 FIN-00020 015 E04AA26 X 015 A00AA27 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA27 S 015 C01AA27 PARIS 015 D01AA27 FRANCE 015 D02AA27 75078 015 E04AA27 X 015 A00AA28 SOCIETE GENERALE 015 B00AA28 S 015 C01AA28 PARIS 015 D01AA28 FRANCE 015 D02AA28 75009 015 E04AA28 X 015 A00AA29 DRESDNER BANK AG 015 B00AA29 S 015 C01AA29 FRANKFURT 015 D01AA29 GERMANY PAGE 9 015 D02AA29 60284 015 E04AA29 X 015 A00AA30 BARCLAYS BANK OF GHANA LTD 015 B00AA30 S 015 C01AA30 ACCRA 015 D01AA30 GHANA 015 E04AA30 X 015 A00AA31 HSBC BANK PLC 015 B00AA31 S 015 C01AA31 ATHENS 015 D01AA31 GREECE 015 D02AA31 11526 015 E04AA31 X 015 A00AA32 THE HONG KONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA32 S 015 C01AA32 WAN CHAI 015 D01AA32 HONG KONG 015 E04AA32 X 015 A00AA33 CITIBANK RT. 015 B00AA33 S 015 C01AA33 BUDAPEST 015 D01AA33 HUNGARY 015 D02AA33 H-1051 015 E04AA33 X 015 A00AA34 ISLANDSBANKI-FBA 015 B00AA34 S 015 C01AA34 REYKJAVIK 015 D01AA34 ICELAND 015 D02AA34 155 015 E04AA34 X 015 A00AA35 THE HONG KONG AND SHANGHAI BANKING 015 B00AA35 S 015 C01AA35 WORLI MUMBAI 015 D01AA35 INDIA 015 D02AA35 400 025 015 E04AA35 X 015 A00AA36 STANDARD CHARTERED BANK 015 B00AA36 S 015 C01AA36 MUMBAI 015 D01AA36 INDIA 015 D02AA36 400 013 015 E04AA36 X 015 A00AA37 THE HONG KONG SHAGHAI BANKING CORP. LTD. 015 B00AA37 S 015 C01AA37 JAKARTA 015 D01AA37 INDONESIA 015 D02AA37 12920 015 E04AA37 X 015 A00AA38 BANK OF IRELAND 015 B00AA38 S 015 C01AA38 DUBLIN PAGE 10 015 D01AA38 IRELAND 015 E04AA38 X 015 A00AA39 BANK LEUMI LE-ISRAEL B.M. 015 B00AA39 S 015 C01AA39 TEL AVIV 015 D01AA39 ISRAEL 015 D02AA39 61000 015 E04AA39 X 015 A00AA40 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA40 S 015 C01AA40 MILAN 015 D01AA40 ITALY 015 D02AA40 20121 015 E04AA40 X 015 A00AA41 SOCIETE GENERALE DE BANQUESEN COTE D'IVOIRE 015 B00AA41 S 015 C01AA41 ABIDJAN 015 D01AA41 IVORY COAST 015 D02AA41 1355 015 E04AA41 X 015 A00AA42 CIBC TRUST AND MERCHANT BANK JAMAICA LTD 015 B00AA42 S 015 C01AA42 KINGSTON 015 D01AA42 JAMAICA 015 D02AA42 10 015 E04AA42 X 015 A00AA43 MIZUHO CORPORATE BANK, LTD 015 B00AA43 S 015 C01AA43 TOKYO 015 D01AA43 JAPAN 015 D02AA43 103 015 E04AA43 X 015 A00AA44 THE BANK OF TOKYO-MITSUBISHI, LTD 015 B00AA44 S 015 C01AA44 TOKYO 015 D01AA44 JAPAN 015 D02AA44 103 015 E04AA44 X 015 A00AA45 ARAB BANK PLC 015 B00AA45 S 015 C01AA45 SHMEISANI 015 D01AA45 JORDAN 015 E04AA45 X 015 A00AA46 ABN AMRO BANK KAZAKHSTAN 015 B00AA46 S 015 C01AA46 ALMATY 015 D01AA46 KAZAKHSTAN 015 D02AA46 480099 015 E04AA46 X 015 A00AA47 BARCLAYS BANK OF KENYA LTD. 015 B00AA47 S PAGE 11 015 C01AA47 NAIROBI 015 D01AA47 KENYA 015 E04AA47 X 015 A00AA48 HANSABANKA 015 B00AA48 S 015 C01AA48 RIGA 015 D01AA48 LATVIA 015 D02AA48 LV 1050 015 E04AA48 X 015 A00AA49 HSBC BANK MIDDLE EAST 015 B00AA49 S 015 C01AA49 RAS BEIRUT 015 D01AA49 LEBANON 015 E04AA49 X 015 A00AA50 VILNIUS BANKAS AB 015 B00AA50 S 015 C01AA50 VILNIUS 015 D01AA50 LITHUANIA 015 D02AA50 2600 015 E04AA50 X 015 A00AA51 BANQUE GENERALE DU LUXEMBOURG S.A. 015 B00AA51 S 015 C01AA51 LUXEMBOURG 015 D01AA51 LUXEMBOURG 015 D02AA51 L-2951 015 E04AA51 X 015 A00AA52 HSBC BANK MALAYSIA BERHAD 015 B00AA52 S 015 C01AA52 KUALA LUMPUR 015 D01AA52 MALAYSIA 015 D02AA52 50100 015 E04AA52 X 015 A00AA53 HSBC BANK MALTA PLC 015 B00AA53 S 015 C01AA53 VALLETTA 015 D01AA53 MALTA 015 D02AA53 VLT05 015 E04AA53 X 015 A00AA54 THE HONG KONG AND SHANGHAI BANKING 015 B00AA54 S 015 C01AA54 PORT LOUIS 015 D01AA54 MARITIUS 015 E04AA54 X 015 A00AA55 BANCO JP MORGAN S.A. 015 B00AA55 S 015 C01AA55 LOMAS DE CHAPULTEPEC 015 D01AA55 MEXICO 015 D02AA55 11000 015 E04AA55 X 015 A00AA56 BANCO NACIONAL DE MEXICO S.A. 015 B00AA56 S PAGE 12 015 C01AA56 COLONIA SANTE FE 015 D01AA56 MEXICO 015 D02AA56 01210 015 E04AA56 X 015 A00AA57 BANQUE COMMERCIALE DE MAROC S.A. 015 B00AA57 S 015 C01AA57 CASABLANCA 015 D01AA57 MOROCCO 015 D02AA57 20000 015 E04AA57 X 015 A00AA58 STANDARD BANK NAMIBIA LTD. 015 B00AA58 S 015 C01AA58 WINDHOEK 015 D01AA58 NAMIBIA 015 E04AA58 X 015 A00AA59 ABN AMRO BANK N.V. 015 B00AA59 S 015 C01AA59 DE BREDA 015 D01AA59 NETHERLANDS 015 D02AA59 4800 015 E04AA59 X 015 A00AA60 FORTIS BANK (NEDERLAND) N.V. 015 B00AA60 S 015 C01AA60 AMSTERDAM 015 D01AA60 NETHERLAND 015 D02AA60 1000 015 E04AA60 X 015 A00AA61 NATIONAL NOMINEES LTD. 015 B00AA61 S 015 C01AA61 AUCKLAND 015 D01AA61 NEW ZEALAND 015 E04AA61 X 015 A00AA62 STANBIC BANK NIGERIA LTD. 015 B00AA62 S 015 C01AA62 LAGOS 015 D01AA62 NIGERIA 015 E04AA62 X 015 A00AA63 DEN NORSKE BANK ASA 015 B00AA63 S 015 C01AA63 OSLO 015 D01AA63 NORWAY 015 D02AA63 N-0107 015 E04AA63 X 015 A00AA64 HSBC BANK MIDDLE EAST 015 B00AA64 S 015 C01AA64 RUWI 015 D01AA64 OMAN 015 E04AA64 X 015 A00AA65 CITIBANK, N.A. 015 B00AA65 S 015 C01AA65 KARACHI PAGE 13 015 D01AA65 PAKISTAN 015 D02AA65 74200 015 E04AA65 X 015 A00AA66 DEUTSCHE BANK AG 015 B00AA66 S 015 C01AA66 KARACHI 015 D01AA66 PAKISTAN 015 D02AA66 74200 015 E04AA66 X 015 A00AA67 STANDARD CHARTERED BANK 015 B00AA67 S 015 C01AA67 KARACHI 015 D01AA67 PAKISTAN 015 D02AA67 74000 015 E04AA67 X 015 A00AA68 CITIBANK, N.A. 015 B00AA68 S 015 C01AA68 LIMA 015 D01AA68 PERU 015 E04AA68 X 015 A00AA69 THE HONG KONG AND SHANGHAI BANKING 015 B00AA69 S 015 C01AA69 MANILA 015 D01AA69 PHILIPPINES 015 E04AA69 X 015 A00AA70 BANK HANDLOWY W.NWARSZAWIE S.A. 015 B00AA70 S 015 C01AA70 WARSAW 015 D01AA70 POLAND 015 D02AA70 00-923 015 E04AA70 X 015 A00AA71 BANCO ESPIRITO SANTO, S.A. 015 B00AA71 S 015 C01AA71 LISBON 015 D01AA71 PORTUGAL 015 D02AA71 1250-069 015 E04AA71 X 015 A00AA72 ING BANK N.V. 015 B00AA72 S 015 C01AA72 BUCHAREST 015 D01AA72 ROMANIA 015 E04AA72 X 015 A00AA73 JP BANK INTERNATIONAL 015 B00AA73 S 015 C01AA73 MOSCOW 015 D01AA73 RUSSIA 015 E04AA73 X 015 A00AA74 ING BANK (EURASIA) ZAO 015 B00AA74 S 015 C01AA74 MOSCOW 015 D01AA74 RUSSIA PAGE 14 015 D02AA74 123022 015 E04AA74 X 015 A00AA75 STANDARD CHARTERED BANK 015 B00AA75 S 015 C01AA75 SINGAPORE 015 D01AA75 SINGAPORE 015 D02AA75 049909 015 E04AA75 X 015 A00AA76 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA76 S 015 C01AA76 BRATISLAVA 015 D01AA76 SLOVAK REPUBLIC 015 D02AA76 815 63 015 E04AA76 X 015 A00AA77 BANK AUSTRIA CREDITANSTALT D.D LJUBLJANA 015 B00AA77 S 015 C01AA77 LJUBLJANA 015 D01AA77 SLOVENIA 015 D02AA77 SI-1000 015 E04AA77 X 015 A00AA78 THE STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA78 S 015 C01AA78 JOHANNESBURG 015 D01AA78 SOUTH AFRICA 015 D02AA78 2001 015 E04AA78 X 015 A00AA79 THE HONG KONG AND SHANGHAI BANKING 015 B00AA79 S 015 C01AA79 SEOUL 015 D01AA79 SOUTH KOREA 015 E04AA79 X 015 A00AA80 STANDARD CHARTERED BANK 015 B00AA80 S 015 C01AA80 SEOUL 015 D01AA80 SOUTH KOREA 015 E04AA80 X 015 A00AA81 J.P. MORGAN, S.A. 015 B00AA81 S 015 C01AA81 MADRID 015 D01AA81 SPAIN 015 E04AA81 X 015 A00AA82 THE HONG KONG AND SHANGHAI BANKING 015 B00AA82 S 015 C01AA82 COLOMBO 015 D01AA82 SRI LANKA 015 E04AA82 X 015 A00AA83 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA83 S 015 C01AA83 STOCKHOLM 015 D01AA83 SWEDEN 015 D02AA83 SE-106 40 PAGE 15 015 E04AA83 X 015 A00AA84 UBS AG 015 B00AA84 S 015 C01AA84 ZURICH 015 D01AA84 SWITZERLAND 015 D02AA84 8021 015 E04AA84 X 015 A00AA85 J.P. MORGAN CHASE BANK 015 B00AA85 S 015 C01AA85 TAIPEI 015 D01AA85 TAIWAN 015 E04AA85 X 015 A00AA86 THE HONG KONG AND SHANGHAI BANKING 015 B00AA86 S 015 C01AA86 TAIPEI 015 D01AA86 TAIWAN 015 E04AA86 X 015 A00AA87 STANDARD CHARTERED BANK 015 B00AA87 S 015 C01AA87 BANKGKOK 015 D01AA87 THAILAND 015 D02AA87 10500 015 E04AA87 X 015 A00AA88 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B00AA88 S 015 C01AA88 TUNIS CEDEX 015 D01AA88 TUNISIA 015 D02AA88 1080 015 E04AA88 X 015 A00AA89 JPMORGAN CHASE BANK 015 B00AA89 S 015 C01AA89 ISTANBUL 015 D01AA89 TURKEY 015 D02AA89 80700 015 E04AA89 X 015 A00AA90 ING BANK UKRAINE 015 B00AA90 S 015 C01AA90 KIEV 015 D01AA90 UKRAINE 015 D02AA90 252032 015 E04AA90 X 015 A00AA91 HSBC BANK MIDDLE EAST 015 B00AA91 S 015 C01AA91 DUBAI 015 D01AA91 UNITED ARAB EMIRATES 015 E04AA91 X 015 A00AA92 JPMORGAN CHASE BANK 015 B00AA92 S 015 C01AA92 LONDON 015 D01AA92 UNITED KINGDOM 015 D02AA92 EC2N 4AJ PAGE 16 015 E04AA92 X 015 A00AA93 BANKBOSTON, N.A. 015 B00AA93 S 015 C01AA93 MOTEVIDEO 015 D01AA93 URUGUAY 015 E04AA93 X 015 A00AA94 CITIBANK, N.A. 015 B00AA94 S 015 C01AA94 CARACAS 015 D01AA94 VENEZUELA 015 D02AA94 1010 015 E04AA94 X 015 A00AA95 THE HONG KONG AND SHANGHAI BANKING 015 B00AA95 S 015 C01AA95 HO CHI MINH CITY 015 D01AA95 VIETNAM 015 E04AA95 X 015 A00AA96 BARCLAYS BANK OF ZAMBIA LTD. 015 B00AA96 S 015 C01AA96 LUSAKA 015 D01AA96 ZAMBIA 015 E04AA96 X 015 A00AA97 BARCLAYS BANK OF ZIMBABWE LTD. 015 B00AA97 S 015 C01AA97 HARRE 015 D01AA97 ZIMBABWE 015 E04AA97 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 75 019 C00AA00 UBSGLOBAAM 020 A000001 J.P. MORGAN CHASE & CO. 020 B000001 13-3379014 020 C000001 361 020 A000002 UBS AG 020 B000002 00-0000000 020 C000002 278 020 A000003 BEAR STEARNS & CO., INC. 020 B000003 13-4946705 020 C000003 263 020 A000004 CITIGROUP 020 B000004 13-3604897 020 C000004 223 020 A000005 MORGAN STANLEY & CO. 020 B000005 13-2655985 020 C000005 198 020 A000006 MERRILL LYNCH,PIERCE,FENNER & SMITH 020 B000006 13-5674085 020 C000006 164 020 A000007 WEEDEN & CO. 020 B000007 13-3364318 PAGE 17 020 C000007 157 020 A000008 DEUTSCHE NATIONAL BANK CORP. 020 B000008 62-1223991 020 C000008 141 020 A000009 CREDIT SUISSE FIRST BOSTON 020 B000009 13-2853402 020 C000009 127 020 A000010 JEFFERIES & CO., INC. 020 B000010 95-2622900 020 C000010 104 021 000000 2888 022 A000001 J.P. MORGAN CHASE & CO. 022 B000001 13-3379014 022 C000001 1958427 022 D000001 1452252 022 A000002 GOLDMAN SACHS & CO. 022 B000002 13-5108880 022 C000002 264347 022 D000002 131974 022 A000003 LEHMAN BROS.,INC. 022 B000003 13-2518466 022 C000003 161609 022 D000003 139818 022 A000004 DEUTSCHE BANK 022 B000004 13-2944980 022 C000004 113768 022 D000004 75418 022 A000005 MERRILL LYNCH & CO. 022 B000005 13-2740599 022 C000005 114029 022 D000005 41557 022 A000006 MORGAN STANLEY & CO., INC. 022 B000006 13-2655985 022 C000006 76391 022 D000006 58989 022 A000007 BEAR STEARNS & CO.,INC. 022 B000007 13-4946705 022 C000007 69971 022 D000007 62687 022 A000008 CREDIT SUISSE FIRST BOSTON 022 B000008 13-2853402 022 C000008 87517 022 D000008 36758 022 A000009 BARCLAYS CAPITAL SECURITIES LTD. 022 B000009 06-1031656 022 C000009 40958 022 D000009 27987 022 A000010 CITIGROUP 022 B000010 13-3604897 022 C000010 34621 022 D000010 21130 PAGE 18 023 C000000 3287702 023 D000000 2195369 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 Y 030 A00AA00 3155 030 B00AA00 5.50 030 C00AA00 0.75 031 A00AA00 219 031 B00AA00 0 032 00AA00 2936 033 00AA00 0 034 00AA00 Y 035 00AA00 202 036 A00AA00 Y 036 B00AA00 0 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N PAGE 19 077 M000000 Y 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 024 000100 Y 025 A000101 CITICORP 025 B000101 13-2614988 025 C000101 E 025 D000101 17436 025 A000102 MORGAN STANLEY 025 B000102 13-2655985 025 C000102 E 025 D000102 10784 025 A000103 JP MORGAN CHASE & CO. 025 B000103 13-3379014 025 C000103 E 025 D000103 10369 025 A000104 BARCLAYS BANK 025 B000104 13-4942190 025 C000104 E 025 D000104 5503 025 A000105 CREDIT SUISSE FIRST BOSTON 025 B000105 13-2853402 025 C000105 E 025 D000105 529 025 A000106 CREDIT SUISSE FIRST BOSTON 025 B000106 13-2853402 025 C000106 D 025 D000106 400 025 A000107 BEAR STEARNS COS., INC. 025 B000107 13-4946705 025 C000107 D 025 D000107 382 025 A000108 LEHMAN BROS., INC. 025 B000108 13-2518466 025 C000108 E 025 D000108 203 025 D000109 0 025 D000110 0 025 D000111 0 025 D000112 0 025 D000113 0 025 D000114 0 025 D000115 0 025 D000116 0 028 A010100 84410 028 A020100 0 PAGE 20 028 A030100 0 028 A040100 10201 028 B010100 71976 028 B020100 0 028 B030100 0 028 B040100 9289 028 C010100 92859 028 C020100 0 028 C030100 0 028 C040100 13861 028 D010100 105739 028 D020100 0 028 D030100 0 028 D040100 26719 028 E010100 105458 028 E020100 0 028 E030100 0 028 E040100 11105 028 F010100 122604 028 F020100 12048 028 F030100 0 028 F040100 19384 028 G010100 583046 028 G020100 12048 028 G030100 0 028 G040100 90559 028 H000100 450824 037 000100 Y 038 000100 42 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 1941 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.800 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 PAGE 21 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 Y 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 PAGE 22 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 Y 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 Y 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 796471 071 B000100 305894 071 C000100 794067 071 D000100 39 PAGE 23 072 A000100 6 072 B000100 3293 072 C000100 4654 072 D000100 0 072 E000100 -70 072 F000100 3311 072 G000100 310 072 H000100 0 072 I000100 172 072 J000100 336 072 K000100 0 072 L000100 46 072 M000100 4 072 N000100 17 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 34 072 S000100 10 072 T000100 1941 072 U000100 0 072 V000100 0 072 W000100 11 072 X000100 6192 072 Y000100 0 072 Z000100 1685 072AA000100 19146 072BB000100 0 072CC010100 101555 072CC020100 0 072DD010100 6885 072DD020100 6489 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 9 074 B000100 0 074 C000100 999 074 D000100 255176 074 E000100 0 074 F000100 729257 074 G000100 0 074 H000100 0 074 I000100 276010 074 J000100 8180 074 K000100 0 074 L000100 13145 074 M000100 2347 074 N000100 1285123 PAGE 24 074 O000100 31832 074 P000100 747 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 82424 074 S000100 0 074 T000100 1170120 074 U010100 0 074 U020100 0 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 36182 074 Y000100 0 075 A000100 0 075 B000100 821633 076 000100 0.00 024 000200 Y 025 A000201 LEHMAN BORS., INC. 025 C000201 D 025 D000201 11 025 A000202 CREDIT SUISSE FIRST BOSTON 025 C000202 D 025 D000202 11 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 5273 028 A020200 71 028 A030200 0 028 A040200 4814 028 B010200 2085 028 B020200 83 028 B030200 0 028 B040200 3668 028 C010200 9192 028 C020200 83 028 C030200 0 028 C040200 8099 028 D010200 5919 028 D020200 84 028 D030200 0 028 D040200 4575 028 E010200 3207 028 E020200 84 028 E030200 0 PAGE 25 028 E040200 2699 028 F010200 4955 028 F020200 3079 028 F030200 0 028 F040200 3112 028 G010200 30631 028 G020200 3484 028 G030200 0 028 G040200 26967 028 H000200 2266 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 37 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.750 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 PAGE 26 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 2.2 062 M000200 0.0 062 N000200 3.3 062 O000200 0.0 062 P000200 11.2 062 Q000200 82.6 062 R000200 0.0 063 A000200 0 063 B000200 7.6 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 Y 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y PAGE 27 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 32256 071 B000200 33968 071 C000200 51803 071 D000200 62 072 A000200 6 072 B000200 815 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 201 072 G000200 20 072 H000200 0 072 I000200 16 072 J000200 22 072 K000200 0 072 L000200 6 072 M000200 3 072 N000200 15 072 O000200 0 072 P000200 2 072 Q000200 0 072 R000200 21 072 S000200 6 072 T000200 37 PAGE 28 072 U000200 0 072 V000200 0 072 W000200 3 072 X000200 352 072 Y000200 75 072 Z000200 536 072AA000200 1142 072BB000200 0 072CC010200 2328 072CC020200 0 072DD010200 1155 072DD020200 3079 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 57298 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 1286 074 J000200 0 074 K000200 0 074 L000200 1362 074 M000200 0 074 N000200 59946 074 O000200 284 074 P000200 23 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 622 074 S000200 0 074 T000200 59017 074 U010200 0 074 U020200 0 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 1666 074 Y000200 0 075 A000200 0 075 B000200 53089 076 000200 0.00 024 000300 Y PAGE 29 025 A000301 CITICROUP 025 B000301 13-2614988 025 C000301 E 025 D000301 15609 025 A000302 JP MORGAN CHASE & CO. 025 B000302 13-3379014 025 C000302 E 025 D000302 6208 025 A000303 BARCLAYS BANK 025 B000303 13-4942190 025 C000303 E 025 D000303 5358 025 A000304 MORGAN STANLEY 025 B000304 13-2655985 025 C000304 E 025 D000304 4951 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 025 D000309 0 025 D000310 0 025 D000311 0 025 D000312 0 025 D000313 0 025 D000314 0 025 D000315 0 025 D000316 0 028 A010300 30516 028 A020300 0 028 A030300 0 028 A040300 12266 028 B010300 9732 028 B020300 0 028 B030300 0 028 B040300 11228 028 C010300 903280 028 C020300 0 028 C030300 0 028 C040300 17925 028 D010300 17643 028 D020300 0 028 D030300 0 028 D040300 10367 028 E010300 4676 028 E020300 0 028 E030300 0 028 E040300 10481 028 F010300 5149 028 F020300 4434 028 F030300 0 PAGE 30 028 F040300 15862 028 G010300 970996 028 G020300 4434 028 G030300 0 028 G040300 78129 028 H000300 -29631 037 000300 Y 038 000300 107 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 1359 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.750 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N PAGE 31 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 Y 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 1000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 Y 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N PAGE 32 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 131036 071 B000300 133680 071 C000300 453266 071 D000300 29 072 A000300 6 072 B000300 102 072 C000300 4236 072 D000300 0 072 E000300 -188 072 F000300 1759 072 G000300 177 072 H000300 0 072 I000300 437 072 J000300 191 072 K000300 0 072 L000300 182 072 M000300 3 072 N000300 16 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 22 072 S000300 8 072 T000300 1359 072 U000300 0 PAGE 33 072 V000300 0 072 W000300 6 072 X000300 4160 072 Y000300 462 072 Z000300 452 072AA000300 17894 072BB000300 0 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C020400 0 028 C030400 0 028 C040400 13598 028 D010400 7045 028 D020400 0 028 D030400 0 028 D040400 15958 028 E010400 19469 028 E020400 0 028 E030400 0 028 E040400 2738 028 F010400 5477 028 F020400 2652 028 F030400 0 028 F040400 1636 028 G010400 69722 028 G020400 2652 028 G030400 0 028 G040400 79062 028 H000400 1369 037 000400 Y 038 000400 92 039 000400 N 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 PAGE 35 043 000400 9 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.800 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 PAGE 36 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 N 068 A000400 N 068 B000400 Y 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N PAGE 37 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 53009 071 B000400 65101 071 C000400 83067 071 D000400 64 072 A000400 6 072 B000400 11 072 C000400 672 072 D000400 0 072 E000400 -1 072 F000400 326 072 G000400 31 072 H000400 0 072 I000400 35 072 J000400 45 072 K000400 0 072 L000400 2 072 M000400 3 072 N000400 17 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 25 072 S000400 6 072 T000400 9 072 U000400 0 072 V000400 0 072 W000400 4 072 X000400 503 072 Y000400 88 072 Z000400 266 072AA000400 4358 072BB000400 0 072CC010400 13691 072CC020400 0 072DD010400 132 072DD020400 2594 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 0 074 D000400 357 PAGE 38 074 E000400 0 074 F000400 99556 074 G000400 0 074 H000400 0 074 I000400 9576 074 J000400 25 074 K000400 0 074 L000400 2707 074 M000400 5 074 N000400 112226 074 O000400 1033 074 P000400 42 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 7838 074 S000400 0 074 T000400 103313 074 U010400 0 074 U020400 0 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 929 074 Y000400 0 075 A000400 0 075 B000400 81050 076 000400 0.00 024 000600 Y 025 A000601 CITIGROUP 025 B000601 13-2614988 025 C000601 E 025 D000601 5282 025 A000602 MORGAN STANLEY & CO. 025 B000602 13-2655985 025 C000602 E 025 D000602 3281 025 A000603 JP MORGAN CHASE & CO. 025 B000603 13-3379014 025 C000603 E 025 D000603 3143 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 4625 028 A020600 0 028 A030600 0 028 A040600 1594 PAGE 39 028 B010600 2969 028 B020600 0 028 B030600 0 028 B040600 1899 028 C010600 2953 028 C020600 0 028 C030600 0 028 C040600 2825 028 D010600 4111 028 D020600 0 028 D030600 0 028 D040600 2753 028 E010600 3198 028 E020600 0 028 E030600 0 028 E040600 1167 028 F010600 3600 028 F020600 1386 028 F030600 0 028 F040600 1361 028 G010600 21456 028 G020600 1386 028 G030600 0 028 G040600 11599 028 H000600 715 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 17 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.700 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 PAGE 40 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 055 A000600 N 055 B000600 Y 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N PAGE 41 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 Y 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 Y 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 35542 071 B000600 22079 071 C000600 110970 071 D000600 20 072 A000600 6 072 B000600 46 072 C000600 1053 PAGE 42 072 D000600 0 072 E000600 0 072 F000600 412 072 G000600 44 072 H000600 0 072 I000600 14 072 J000600 31 072 K000600 0 072 L000600 3 072 M000600 3 072 N000600 16 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 22 072 S000600 8 072 T000600 17 072 U000600 0 072 V000600 0 072 W000600 4 072 X000600 573 072 Y000600 1 072 Z000600 526 072AA000600 3720 072BB000600 0 072CC010600 13266 072CC020600 0 072DD010600 60 072DD020600 1476 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 5 074 B000600 0 074 C000600 3554 074 D000600 0 074 E000600 0 074 F000600 128576 074 G000600 0 074 H000600 0 074 I000600 699 074 J000600 319 074 K000600 0 074 L000600 275 074 M000600 0 074 N000600 133428 074 O000600 220 074 P000600 75 074 Q000600 0 PAGE 43 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 157 074 S000600 0 074 T000600 132976 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 980 074 Y000600 0 075 A000600 0 075 B000600 116866 076 000600 0.00 024 000700 Y 025 A000701 CITIGROUP 025 B000701 13-2614988 025 C000701 E 025 D000701 883 025 A000702 MORGAN STANLEY 025 B000702 13-2655985 025 C000702 E 025 D000702 547 025 A000703 JP MORGAN CHASE & CO. 025 B000703 13-3379014 025 C000703 E 025 D000703 525 025 A000704 CREDIT SUISSE FIRST BOSTON 025 B000704 13-2853402 025 C000704 D 025 D000704 17 025 A000705 LEHMAN BROS., INC. 025 B000705 13-2518466 025 C000705 D 025 D000705 11 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 1021 028 A020700 0 028 A030700 0 028 A040700 658 028 B010700 1877 028 B020700 0 028 B030700 0 028 B040700 738 028 C010700 1659 028 C020700 0 028 C030700 0 PAGE 44 028 C040700 921 028 D010700 648 028 D020700 0 028 D030700 0 028 D040700 391 028 E010700 2484 028 E020700 0 028 E030700 0 028 E040700 406 028 F010700 1618 028 F020700 578 028 F030700 0 028 F040700 1194 028 G010700 9307 028 G020700 578 028 G030700 0 028 G040700 4308 028 H000700 3940 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 33 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.700 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 PAGE 45 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 1000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 Y 067 000700 Y 068 A000700 N PAGE 46 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 Y 070 F010700 Y 070 F020700 Y 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 N 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 19364 071 B000700 16279 071 C000700 32959 071 D000700 49 072 A000700 6 072 B000700 248 072 C000700 201 072 D000700 0 072 E000700 0 072 F000700 121 072 G000700 13 072 H000700 0 072 I000700 5 PAGE 47 072 J000700 9 072 K000700 0 072 L000700 2 072 M000700 3 072 N000700 15 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 16 072 S000700 6 072 T000700 33 072 U000700 0 072 V000700 0 072 W000700 3 072 X000700 228 072 Y000700 56 072 Z000700 277 072AA000700 669 072BB000700 0 072CC010700 2361 072CC020700 0 072DD010700 159 072DD020700 440 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 4 074 B000700 0 074 C000700 0 074 D000700 10783 074 E000700 0 074 F000700 21509 074 G000700 0 074 H000700 0 074 I000700 7225 074 J000700 57 074 K000700 0 074 L000700 324 074 M000700 0 074 N000700 39901 074 O000700 377 074 P000700 4 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 130 074 S000700 0 074 T000700 39390 PAGE 48 074 U010700 0 074 U020700 0 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 763 074 Y000700 0 075 A000700 0 075 B000700 34387 076 000700 0.00 024 000800 Y 025 A000801 CREDIT SUISSE FIRST BOSTON 025 B000801 13-2853402 025 C000801 E 025 D000801 200 025 A000802 LEHMAN BROS., INC. 025 B000802 13-2518466 025 C000802 D 025 D000802 163 025 A000803 BEAR STEARNS COS., INC. 025 B000803 13-4946705 025 C000803 D 025 D000803 142 025 A000804 CREDIT SUISSE FIRST BOSTON 025 B000804 13-2853402 025 C000804 D 025 D000804 105 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 8833 028 A020800 332 028 A030800 0 028 A040800 5706 028 B010800 3073 028 B020800 373 028 B030800 0 028 B040800 9366 028 C010800 6576 028 C020800 310 028 C030800 0 028 C040800 4607 028 D010800 5901 028 D020800 377 028 D030800 0 028 D040800 3355 028 E010800 2901 028 E020800 400 028 E030800 0 028 E040800 4470 PAGE 49 028 F010800 4218 028 F020800 444 028 F030800 0 028 F040800 4097 028 G010800 31502 028 G020800 2236 028 G030800 0 028 G040800 31601 028 H000800 2805 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 67 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.500 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 049 000800 N PAGE 50 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 1000 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 3.6 062 M000800 21.7 062 N000800 40.1 062 O000800 0.0 062 P000800 20.3 062 Q000800 15.4 062 R000800 0.0 063 A000800 0 063 B000800 14.8 064 A000800 N 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y PAGE 51 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 N 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 77268 071 B000800 78151 071 C000800 112094 071 D000800 69 072 A000800 6 072 B000800 2507 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 290 072 G000800 44 072 H000800 0 072 I000800 21 072 J000800 30 072 K000800 0 072 L000800 4 072 M000800 3 072 N000800 16 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 13 072 S000800 6 072 T000800 67 PAGE 52 072 U000800 0 072 V000800 0 072 W000800 5 072 X000800 499 072 Y000800 86 072 Z000800 2093 072AA000800 0 072BB000800 837 072CC010800 0 072CC020800 1032 072DD010800 738 072DD020800 1788 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 1 074 B000800 0 074 C000800 0 074 D000800 113873 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 0 074 I000800 4229 074 J000800 0 074 K000800 0 074 L000800 1110 074 M000800 0 074 N000800 119212 074 O000800 2229 074 P000800 34 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 161 074 S000800 0 074 T000800 116788 074 U010800 0 074 U020800 0 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 1289 074 Y000800 0 075 A000800 0 075 B000800 115152 076 000800 0.00 037 000900 N PAGE 53 038 000900 0 039 000900 N 040 000900 Y 041 000900 Y 024 001000 Y 025 A001001 CITIGROUP 025 B001001 13-2614988 025 C001001 E 025 D001001 130 025 A001002 GOLDMAN SACHS & CO. 025 B001002 13-5108880 025 C001002 E 025 D001002 109 025 A001003 MORGAN STANLEY 025 B001003 13-2655985 025 C001003 E 025 D001003 78 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 531 028 A021000 0 028 A031000 0 028 A041000 87920 028 B011000 167 028 B021000 0 028 B031000 0 028 B041000 175 028 C011000 207 028 C021000 0 028 C031000 0 028 C041000 54 028 D011000 360 028 D021000 0 028 D031000 0 028 D041000 122 028 E011000 322 028 E021000 0 028 E031000 0 028 E041000 89 028 F011000 201 028 F021000 0 028 F031000 0 028 F041000 124 028 G011000 1788 028 G021000 0 028 G031000 0 028 G041000 88484 028 H001000 408 PAGE 54 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 5 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.700 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 Y 055 B001000 N 056 001000 Y PAGE 55 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 N 060 B001000 N 061 001000 1000 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N PAGE 56 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 2934 071 B001000 1902 071 C001000 4478 071 D001000 42 072 A001000 6 072 B001000 1 072 C001000 18 072 D001000 0 072 E001000 0 072 F001000 16 072 G001000 2 072 H001000 0 072 I001000 1 072 J001000 1 072 K001000 0 072 L001000 0 072 M001000 4 072 N001000 16 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 8 072 S001000 6 072 T001000 5 072 U001000 0 072 V001000 0 072 W001000 3 072 X001000 63 072 Y001000 39 072 Z001000 -5 072AA001000 0 PAGE 57 072BB001000 51 072CC011000 730 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 5331 074 G001000 0 074 H001000 0 074 I001000 186 074 J001000 96 074 K001000 15 074 L001000 3 074 M001000 0 074 N001000 5630 074 O001000 81 074 P001000 0 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 46 074 S001000 0 074 T001000 5503 074 U011000 0 074 U021000 0 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 206 074 Y001000 0 075 A001000 0 075 B001000 4650 076 001000 0.00 024 001100 N 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 PAGE 58 025 D001108 0 028 A011100 12908 028 A021100 0 028 A031100 0 028 A041100 1677 028 B011100 5675 028 B021100 0 028 B031100 0 028 B041100 1044 028 C011100 15373 028 C021100 0 028 C031100 0 028 C041100 1939 028 D011100 15248 028 D021100 0 028 D031100 0 028 D041100 3271 028 E011100 39378 028 E021100 0 028 E031100 0 028 E041100 6333 028 F011100 20732 028 F021100 361 028 F031100 0 028 F041100 10260 028 G011100 109314 028 G021100 361 028 G031100 0 028 G041100 24524 028 H001100 46412 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 77 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.850 048 A011100 0 048 A021100 0.000 PAGE 59 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 N 060 B001100 N 061 001100 1000 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 PAGE 60 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 134187 PAGE 61 071 B001100 53062 071 C001100 95404 071 D001100 56 072 A001100 6 072 B001100 25 072 C001100 200 072 D001100 0 072 E001100 0 072 F001100 468 072 G001100 37 072 H001100 0 072 I001100 43 072 J001100 26 072 K001100 0 072 L001100 3 072 M001100 3 072 N001100 16 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 8 072 S001100 11 072 T001100 77 072 U001100 0 072 V001100 0 072 W001100 4 072 X001100 696 072 Y001100 70 072 Z001100 -400 072AA001100 5979 072BB001100 0 072CC011100 11755 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 396 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 3 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 149447 074 G001100 0 074 H001100 0 074 I001100 13553 074 J001100 359 074 K001100 0 PAGE 62 074 L001100 106 074 M001100 0 074 N001100 163468 074 O001100 9262 074 P001100 55 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 283 074 S001100 0 074 T001100 153868 074 U011100 0 074 U021100 0 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 7376 074 Y001100 0 075 A001100 0 075 B001100 99047 076 001100 0.00 024 001200 N 025 D001201 0 025 D001202 0 025 D001203 0 025 D001204 0 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 13730 028 A021200 815 028 A031200 0 028 A041200 16744 028 B011200 17921 028 B021200 790 028 B031200 0 028 B041200 14340 028 C011200 29310 028 C021200 769 028 C031200 0 028 C041200 14859 028 D011200 3182 028 D021200 853 028 D031200 0 028 D041200 9081 028 E011200 7270 028 E021200 706 028 E031200 0 028 E041200 5538 PAGE 63 028 F011200 2411 028 F021200 879 028 F031200 0 028 F041200 6526 028 G011200 73824 028 G021200 4812 028 G031200 0 028 G041200 67088 028 H001200 -6613 037 001200 N 038 001200 0 039 001200 N 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 228 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.600 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 049 001200 N PAGE 64 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 1000 062 A001200 Y 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 1.2 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 95.1 062 Q001200 0.3 062 R001200 0.6 063 A001200 0 063 B001200 5.0 064 A001200 N 064 B001200 N 066 A001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y PAGE 65 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 N 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 73779 071 B001200 87437 071 C001200 171639 071 D001200 43 072 A001200 6 072 B001200 8655 072 C001200 22 072 D001200 0 072 E001200 0 072 F001200 540 072 G001200 67 072 H001200 0 072 I001200 116 072 J001200 47 072 K001200 0 072 L001200 47 072 M001200 3 072 N001200 17 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 18 072 S001200 8 072 T001200 228 PAGE 66 072 U001200 0 072 V001200 0 072 W001200 6 072 X001200 1097 072 Y001200 40 072 Z001200 7617 072AA001200 0 072BB001200 9703 072CC011200 17679 072CC021200 0 072DD011200 3794 072DD021200 3991 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 0 074 B001200 0 074 C001200 0 074 D001200 170861 074 E001200 421 074 F001200 626 074 G001200 0 074 H001200 0 074 I001200 2838 074 J001200 2063 074 K001200 0 074 L001200 3583 074 M001200 0 074 N001200 180392 074 O001200 0 074 P001200 0 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 637 074 S001200 0 074 T001200 179755 074 U011200 0 074 U021200 0 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 12530 074 Y001200 0 075 A001200 0 075 B001200 178688 076 001200 0.00 024 001500 Y PAGE 67 025 A001501 CITIGROUP 025 B001501 13-2614988 025 C001501 E 025 D001501 7070 025 A001502 JP MORGAN CHASE & CO. 025 B001502 13-3379014 025 C001502 E 025 D001502 5415 025 A001503 MORGAN STANLEY 025 B001503 13-2655985 025 C001503 E 025 D001503 4243 025 A001504 DELETE 025 D001504 0 025 D001505 0 025 D001506 0 025 D001507 0 025 D001508 0 028 A011500 333 028 A021500 0 028 A031500 0 028 A041500 39 028 B011500 284 028 B021500 0 028 B031500 0 028 B041500 88 028 C011500 1509 028 C021500 0 028 C031500 0 028 C041500 23 028 D011500 463 028 D021500 0 028 D031500 0 028 D041500 125 028 E011500 174 028 E021500 0 028 E031500 0 028 E041500 56016 028 F011500 2669 028 F021500 161 028 F031500 0 028 F041500 10001 028 G011500 5432 028 G021500 161 028 G031500 0 028 G041500 66292 028 H001500 1069 042 A001500 0 042 B001500 0 042 C001500 0 042 D001500 0 PAGE 68 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 100 043 001500 113 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.700 048 A011500 0 048 A021500 0.000 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 0 048 K021500 0.000 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 055 A001500 Y 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 1000 062 A001500 N 062 B001500 0.0 062 C001500 0.0 PAGE 69 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 Y 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 N 070 M011500 Y PAGE 70 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 217254 071 B001500 109988 071 C001500 48496 071 D001500 227 072 A001500 6 072 B001500 8 072 C001500 395 072 D001500 0 072 E001500 0 072 F001500 173 072 G001500 19 072 H001500 0 072 I001500 21 072 J001500 13 072 K001500 0 072 L001500 0 072 M001500 3 072 N001500 14 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 8 072 S001500 10 072 T001500 113 072 U001500 0 072 V001500 0 072 W001500 0 072 X001500 377 072 Y001500 49 072 Z001500 74 072AA001500 17925 072BB001500 0 072CC011500 17945 072CC021500 0 072DD011500 170 072DD021500 15 072EE001500 0 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0600 PAGE 71 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 150286 074 G001500 0 074 H001500 0 074 I001500 5937 074 J001500 221 074 K001500 0 074 L001500 676 074 M001500 0 074 N001500 157120 074 O001500 557 074 P001500 71 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 979 074 S001500 0 074 T001500 155513 074 U011500 0 074 U021500 0 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 12929 074 Y001500 0 075 A001500 0 075 B001500 49915 076 001500 0.00 SIGNATURE PAUL H. SCHUBERT TITLE TREASURER EX-99.77M MERGERS 2 reorgmerger.txt MERGER For period ending December 31, 2003 Exhibit 77.M File number 811-6637 At a Special Meeting of Shareholders convened on October 29, 2003, the shareholders of the UBS Enhanced NASDAQ-100 Fund approved an Agreement and Plan of Reorganization between UBS Mutual Funds Securities Trust, on behalf of UBS Enhanced NASDAQ-100 Fund and The UBS Funds on behalf of UBS U.S. Small Cap Growth Fund. The transaction was consummated on November 7, 2003. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the 485(b) Combined Proxy Statement and Prospectus of the UBS Enhanced NASDAQ-100 Fund (a series of UBS Mutual Funds Securities Trust) and the UBS U.S. Small Cap Growth Fund (a series of The UBS Funds) dated September 17, 2003, filed with the SEC on August 6, 2003 (Accession Number 0001118378-03-000075; SEC File No. 333-107707.) EX-99.77M MERGERS 3 reorgfin.txt MERGER For period ending December 31, 2003 Exhibit 77.M File number 811-6637 At a Special Meeting of Shareholders convened on October 29, 2003, the shareholders of the UBS Financial Sector Fund Inc. approved an Agreement and Plan of Reorganization between UBS Financial Sector Fund Inc. and The UBS Funds on behalf of UBS U.S. Small Cap Growth Fund. The transaction was consummated on November 7, 2003. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the 485(b) Combined Proxy Statement and Prospectus of the UBS Financial Sector Fund Inc. and the UBS U.S. Small Cap Growth Fund (a series of The UBS Funds) dated September 17, 2003, filed with the SEC on August 6, 2003 (Accession Number; 0001137439-03-000095 SEC File No. 333-107708.) EX-99.77Q1 OTHR EXHB 4 amendadv.txt AMENDMENT TO ADV AGREEMENT For period ending: December 31, 2003 Exhibit 99.77Q1(e) File number: 811-6637 THE UBS FUNDS INVESTMENT ADVISORY AGREEMENT AMENDMENT NUMBER ONE THIS AMENDMENT is made this 28th day of October, 2003, by and between The UBS Funds, a Delaware business trust (the "Fund"), and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the "Advisor"). WHEREAS, the Fund and the Advisor have previously entered into an Investment Advisory Agreement, dated July 1, 2002 (the "Advisory Agreement"), pursuant to which the Advisor agreed to manage the investment and reinvestment of assets of the UBS U.S. Balanced Fund series; and WHEREAS, the Advisor has been informed by the Fund that UBS U.S. Balanced Fund desires to change its name; NOW, THEREFORE, in consideration of the terms and conditions hereinafter set forth, it is agreed as follows: 1. The name of UBS U.S. Balanced Fund, and all references in the Advisory Agreement to UBS U.S. Balanced Fund, shall be changed to UBS U.S. Allocation Fund. 2. The effective date of this Amendment shall be October 28, 2003. 3. The parties hereby further agree that no other provisions of the Advisory Agreement are in any way modified by this Amendment, and that all other provisions of the Advisory Agreement remain in full force and effect. IN WITNESS WHEREOF, the parties hereby have caused this Amendment to be executed this 28th day of October, 2003. THE UBS FUNDS UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. By: /s/ David M. Goldenberg ___ By: /s/ Amy R. Doberman Name: David M. Goldenberg Name: Amy R. Doberman Title: Vice President and Secretary Title Managing Director and Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----