-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ONeeLVYWu4qso5aTWCf6itU1wqNKdjk2qMpsGNF3j1Q28Q2o95KIB/lSnHqbuJwj nHYVfotJlcBNNypIpvjd1g== 0001188327-03-000072.txt : 20030829 0001188327-03-000072.hdr.sgml : 20030829 20030829145516 ACCESSION NUMBER: 0001188327-03-000072 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030829 EFFECTIVENESS DATE: 20030829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 03873959 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 NSAR-B 1 mutualanswer.fil NSAR PAGE 1 000 B000000 06/30/2003 000 C000000 0000886244 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE UBS FUNDS 001 B000000 811-6637 001 C000000 8006471568 002 A000000 ONE NORTH WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 11 007 C010100 1 007 C020100 UBS GLOBAL ALLOCATION FUND 007 C030100 N 007 C010200 2 007 C020200 UBS GLOBAL BOND FUND 007 C030200 N 007 C010300 3 007 C020300 UBS GLOBAL EQUITY FUND 007 C030300 N 007 C010400 4 007 C020400 UBS INTERNATIONAL EQUITY FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C020600 UBS U.S. EQUITY FUND 007 C030600 N 007 C010700 7 007 C020700 UBS U.S. BALANCED FUND 007 C030700 N 007 C010800 8 007 C020800 UBS U.S. BOND FUND 007 C030800 N 007 C010900 9 007 C011000 10 007 C021000 UBS U.S. LARGE CAP GROWTH FUND 007 C031000 N 007 C011100 11 007 C021100 UBS U.S. SMALL CAP GROWTH FUND 007 C031100 N PAGE 2 007 C011200 12 007 C021200 UBS HIGH YIELD FUND 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C021500 UBS U.S. VALUE EQUITY FUND 007 C031500 N 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 PAGE 3 007 C015900 59 007 C016000 60 008 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. 008 B00AA01 A 008 C00AA01 801-34910 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 008 D04AA01 0000 008 A00AA02 UBS GLOBAL ASSET MANAGEMENT (NEW YORK) INC. 008 B00AA02 S 008 C00AA02 801-13219 008 D01AA02 NEW YORK 008 D02AA02 NY 008 D03AA02 10019 008 D04AA02 6114 010 A00AA01 UBS GLOBAL ASSET MANAGEMENT,INC. 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 011 A00AA01 UBS GLOBAL ASSET MANAGEMENT,INC. 011 B00AA01 8-00000000 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-1761000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 013 B04AA01 6530 014 A00AA01 CANTRADE PRIVATE BANK (CI) LTD. 014 B00AA01 8-000000 014 A00AA02 GAM SERVICES, INC. 014 B00AA02 8-042036 014 A00AA03 J.C. BRADFORD & CO. 014 B00AA03 8-003953 014 A00AA04 CORRESPONDENT SERVICES CORPORATION 014 B00AA04 8-042167 014 A00AA05 GIUBERGIA UBS SECURITIES SIM SPA 014 B00AA05 8-00000 014 A00AA06 PT UBS SECURITIES INDONESIA 014 B00AA06 8-00000 014 A00AA07 SCHRODER MUNCHMEYER HENGST AG 014 B00AA07 8-00000 014 A00AA08 UBS AMERICAS, INC. 014 B00AA08 8-00000 PAGE 4 014 A00AA09 UBS BUNTING WARBURG, INC. 014 B00AA09 8-00000 014 A00AA10 UBS FUND SRVICES (USA) LLC 014 B00AA10 8-049596 014 A00AA11 UBS GLOBAL ASSET MANAGEMENT (US), INC. 014 B00AA11 8-021901 014 A00AA12 UBS INTERNATIONAL, INC. 014 B00AA12 8-053059 014 A00AA13 UBS FINANCIAL SERVICES,INC. 014 B00AA13 8-016267 014 A00AA14 UBS FINANCIAL SERVICES, INC. 014 B00AA14 8-051404 014 A00AA15 UBS FINANCIAL SERVICES,INC. 014 B00AA15 8-00000 014 A00AA16 UBS FINANCIAL SERVICES, INC. INTL (UK)LTD. 014 B00AA16 8-00000 014 A00AA17 UBS FINANCIAL SERVICES,INC.INTL(SINGAPORE)PTE 014 B00AA17 8-00000 014 A00AA18 UBS FINANCIAL SERVICES,INC. PUERTO RICO 014 B00AA18 8-028475 014 A00AA19 UBS FINANCIAL SERVICES,INC. ASIA LTD. 014 B00AA19 8-00000 014 A00AA20 FINANCIAL SERVICES,INC RESIDUAL TRADING LLC 014 B00AA20 8-000000 014 A00AA21 UBS (BAHAMAS) LTD. 014 B00AA21 8-0000000 014 A00AA22 UBS (CAYMAN ISLANDS) LTD. 014 B00AA22 8-000000 014 A00AA23 UBS (MONACO) S.A. 014 B00AA23 8-00000 014 A00AA24 UBS FUTURES & OPTIONS LTD. 014 B00AA24 8-00000 014 A00AA25 UBS SECURITIES (CANADA) INC. 014 B00AA25 8-00000000 014 A00AA26 UBS SECURITIES LLC 014 B00AA26 8-022651 014 A00AA27 UBS SECURITIES (FRANCE) SA 014 B00AA27 8-00000 014 A00AA28 UBS SECURITIES (FUTURES & OPTIONS)PTE LTD. 014 B00AA28 8-000000 014 A00AA29 UBS SECURITIES (ISRAEL) LTD. 014 B00AA29 8-0000000 014 A00AA30 UBS SECURITIES (JAPAN)LTD. BRANCH TOKYO 014 B00AA30 8-000000 014 A00AA31 UBS SECURITIES(NEDERLAND) BV 014 B00AA31 8-000000 014 A00AA32 UBS SECURITIES AG 014 B00AA32 8-0000000 014 A00AA33 UBS SECURITIES ASIA LIMITED 014 B00AA33 8-00000000 014 A00AA34 UBS SECURITIES AUSTRALIA EQUITIES LTD. PAGE 5 014 B00AA34 8-00000 014 A00AA35 UBS SECURITIES AUSTRALIA LIMITED 014 B00AA35 8-00000000 014 A00AA36 UBS SECURITIES CORRETORA DE CAMBIO E VM SA 014 B00AA36 8-00000000 014 A00AA37 UBS SECURITIES DERIVATIVES LIMITED 014 B00AA37 8-00000 014 A00AA38 UBS SECURITIES FUTURES, INC. 014 B00AA38 8-00000 014 A00AA39 UBS SECURITIES HONG KONG LTD. 014 B00AA39 8-0000 014 A00AA40 UBS SECURITIES NEW ZEALAND EQUITIES LTD. 014 B00AA40 8-00000 014 A00AA41 UBS SECURITIES NEW ZEALAND LTD. 014 B00AA41 8-0000 014 A00AA42 UBS SECURITIES PRIVATE CLIENTS PTY., LTD. 014 B00AA42 8-0000 014 A00AA43 UBS SECURITIES(ESPANA) SV 014 B00AA43 8-00000 014 A00AA44 UBS SECURITIES (SOUTH AFRICA) PTY LTD 014 B00AA44 8-00000000 014 A00AA45 UBS SECURITIES CO., LTD 014 B00AA45 8-000000 014 A00AA46 UBS SECURITIES INDIA PRIVATE LTD 014 B00AA46 8-0000000 014 A00AA47 UBS SECURITIES LTD 014 B00AA47 8-0000000 014 A00AA48 UBS SECURITIES LTD. SEOUL BRANCH 014 B00AA48 8-00000 014 A00AA49 UBS SECURITIES LTD TAIWAN BRANCH 014 B00AA49 8-00000 014 A00AA50 UBS SECURITIES PHILIPPINES,INC. 014 B00AA50 8-00000 014 A00AA51 UBS SECURITIES TRADING SA 014 B00AA51 8-0000000 014 A00AA52 ZAO BRUNSWICK UBS WARBURG 014 B00AA52 8-000000 014 A00AA53 UBS SECURITIES SOCIEDAD DE BOLSA SA 014 B00AA53 8-00000 015 A00AA01 JPMORGAN CHASE BANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10017 015 E01AA01 X 015 A00AA02 CITIBANK 015 B00AA02 S 015 C01AA02 WARSAW 015 D01AA02 POLAND 015 D02AA02 01-043 015 E04AA02 X PAGE 6 015 A00AA03 JPMORGAN CHASE BANK 015 B00AA03 S 015 C01AA03 BUENOS AIRES 015 D01AA03 ARGENTINA 015 D02AA03 1061 015 E04AA03 X 015 A00AA04 JPMORGAN CHASE BANK 015 B00AA04 S 015 C01AA04 SYDNEY 015 D01AA04 AUSTRALIA 015 D02AA04 2000 015 E04AA04 X 015 A00AA05 BANK AUSTRA CREDITANSTALT AG 015 B00AA05 S 015 C01AA05 VIENNA 015 D01AA05 AUSTRIA 015 D02AA05 A-1090 015 E04AA05 X 015 A00AA06 HSBC BANK MIDDLE EAST 015 B00AA06 S 015 C01AA06 MANAMA 015 D01AA06 BAHRAIN 015 D02AA06 304 015 E04AA06 X 015 A00AA07 STANDARD CHARTERED BANK 015 B00AA07 S 015 C01AA07 DHAKA 015 D01AA07 BANGLADESH 015 D02AA07 1000 015 E04AA07 X 015 A00AA08 FORTIS BANK N.V. 015 B00AA08 S 015 C01AA08 BRUSSELS 015 D01AA08 BELGIUM 015 D02AA08 1000 015 E04AA08 X 015 A00AA09 THE BANK OF BERMUDA LTD 015 B00AA09 S 015 C01AA09 HAMILTON 015 D01AA09 BERMUDA 015 D02AA09 HMDX 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LTD 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 CITIBANK, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL PAGE 7 015 D02AA11 01311-920 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 D02AA12 1408 015 E04AA12 X 015 A00AA13 CANADIAN IMPERIAL BANK OF COMMERCE 015 B00AA13 S 015 C01AA13 TORONTO 015 D01AA13 CANADA 015 D02AA13 M5L 1G9 015 E04AA13 X 015 A00AA14 ROYAL BANK OF CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 D02AA14 M5J 2J5 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 SANTIAGO 015 D01AA15 CHILE 015 E04AA15 X 015 A00AA16 THE HONG KONG AND SHANGHAI BANKING 015 B00AA16 S 015 C01AA16 SHANGHAI 015 D01AA16 CHINA 015 D02AA16 200120 015 E04AA16 X 015 A00AA17 THE HONG KONG AND SHANGHAI BANKING 015 B00AA17 S 015 C01AA17 SHENZHEN 015 D01AA17 CHINA 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. 015 B00AA18 S 015 C01AA18 SANTA FE DE BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA19 S 015 C01AA19 AZGREB 015 D01AA19 CROATIA 015 E04AA19 X 015 A00AA20 THE CYPRUS POPULAR BANK LTD. 015 B00AA20 S 015 C01AA20 NICOSIA 015 D01AA20 CYPRUS 015 D02AA20 CY-1598 PAGE 8 015 E04AA20 X 015 A00AA21 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA21 S 015 C01AA21 PRAGUE 015 D01AA21 CZECH REPUBLIC 015 D02AA21 100 00 015 E04AA21 X 015 A00AA22 DANSKE BANK A/S 015 B00AA22 S 015 C01AA22 COPENHAGEN 015 D01AA22 DENMARK 015 D02AA22 DK 1092 015 E04AA22 X 015 A00AA23 CITIBANK, N.A. 015 B00AA23 S 015 C01AA23 QUITO 015 D01AA23 ECUADOR 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. 015 B00AA24 S 015 C01AA24 CAIRO 015 D01AA24 EGYPT 015 E04AA24 X 015 A00AA25 HANSABANK 015 B00AA25 S 015 C01AA25 TALLINN 015 D01AA25 ESTONIA 015 D02AA25 EE0001 015 E04AA25 X 015 A00AA26 NORDEA BANK FINDALAND PLC 015 B00AA26 S 015 C01AA26 HELSINKI 015 D01AA26 FINLAND 015 D02AA26 FIN-00020 015 E04AA26 X 015 A00AA27 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA27 S 015 C01AA27 PARIS 015 D01AA27 FRANCE 015 D02AA27 75078 015 E04AA27 X 015 A00AA28 SOCIETE GENERALE 015 B00AA28 S 015 C01AA28 PARIS 015 D01AA28 FRANCE 015 D02AA28 75009 015 E04AA28 X 015 A00AA29 DRESDNER BANK AG 015 B00AA29 S 015 C01AA29 FRANKFURT 015 D01AA29 GERMANY PAGE 9 015 D02AA29 60284 015 E04AA29 X 015 A00AA30 BARCLAYS BANK OF GHANA LTD 015 B00AA30 S 015 C01AA30 ACCRA 015 D01AA30 GHANA 015 E04AA30 X 015 A00AA31 HSBC BANK PLC 015 B00AA31 S 015 C01AA31 ATHENS 015 D01AA31 GREECE 015 D02AA31 11526 015 E04AA31 X 015 A00AA32 THE HONG KONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA32 S 015 C01AA32 WAN CHAI 015 D01AA32 HONG KONG 015 E04AA32 X 015 A00AA33 CITIBANK RT. 015 B00AA33 S 015 C01AA33 BUDAPEST 015 D01AA33 HUNGARY 015 D02AA33 H-1051 015 E04AA33 X 015 A00AA34 ISLANDSBANKI-FBA 015 B00AA34 S 015 C01AA34 REYKJAVIK 015 D01AA34 ICELAND 015 D02AA34 155 015 E04AA34 X 015 A00AA35 THE HONG KONG AND SHANGHAI BANKING 015 B00AA35 S 015 C01AA35 WORLI MUMBAI 015 D01AA35 INDIA 015 D02AA35 400 025 015 E04AA35 X 015 A00AA36 STANDARD CHARTERED BANK 015 B00AA36 S 015 C01AA36 MUMBAI 015 D01AA36 INDIA 015 D02AA36 400 013 015 E04AA36 X 015 A00AA37 THE HONG KONG SHAGHAI BANKING CORP. LTD. 015 B00AA37 S 015 C01AA37 JAKARTA 015 D01AA37 INDONESIA 015 D02AA37 12920 015 E04AA37 X 015 A00AA38 BANK OF IRELAND 015 B00AA38 S 015 C01AA38 DUBLIN PAGE 10 015 D01AA38 IRELAND 015 E04AA38 X 015 A00AA39 BANK LEUMI LE-ISRAEL B.M. 015 B00AA39 S 015 C01AA39 TEL AVIV 015 D01AA39 ISRAEL 015 D02AA39 61000 015 E04AA39 X 015 A00AA40 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA40 S 015 C01AA40 MILAN 015 D01AA40 ITALY 015 D02AA40 20121 015 E04AA40 X 015 A00AA41 SOCIETE GENERALE DE BANQUESEN COTE D'IVOIRE 015 B00AA41 S 015 C01AA41 ABIDJAN 015 D01AA41 IVORY COAST 015 D02AA41 1355 015 E04AA41 X 015 A00AA42 CIBC TRUST AND MERCHANT BANK JAMAICA LTD 015 B00AA42 S 015 C01AA42 KINGSTON 015 D01AA42 JAMAICA 015 D02AA42 10 015 E04AA42 X 015 A00AA43 MIZUHO CORPORATE BANK, LTD 015 B00AA43 S 015 C01AA43 TOKYO 015 D01AA43 JAPAN 015 D02AA43 103 015 E04AA43 X 015 A00AA44 THE BANK OF TOKYO-MITSUBISHI, LTD 015 B00AA44 S 015 C01AA44 TOKYO 015 D01AA44 JAPAN 015 D02AA44 103 015 E04AA44 X 015 A00AA45 ARAB BANK PLC 015 B00AA45 S 015 C01AA45 SHMEISANI 015 D01AA45 JORDAN 015 E04AA45 X 015 A00AA46 ABN AMRO BANK KAZAKHSTAN 015 B00AA46 S 015 C01AA46 ALMATY 015 D01AA46 KAZAKHSTAN 015 D02AA46 480099 015 E04AA46 X 015 A00AA47 BARCLAYS BANK OF KENYA LTD. 015 B00AA47 S PAGE 11 015 C01AA47 NAIROBI 015 D01AA47 KENYA 015 E04AA47 X 015 A00AA48 HANSABANKA 015 B00AA48 S 015 C01AA48 RIGA 015 D01AA48 LATVIA 015 D02AA48 LV 1050 015 E04AA48 X 015 A00AA49 HSBC BANK MIDDLE EAST 015 B00AA49 S 015 C01AA49 RAS BEIRUT 015 D01AA49 LEBANON 015 E04AA49 X 015 A00AA50 VILNIUS BANKAS AB 015 B00AA50 S 015 C01AA50 VILNIUS 015 D01AA50 LITHUANIA 015 D02AA50 2600 015 E04AA50 X 015 A00AA51 BANQUE GENERALE DU LUXEMBOURG S.A. 015 B00AA51 S 015 C01AA51 LUXEMBOURG 015 D01AA51 LUXEMBOURG 015 D02AA51 L-2951 015 E04AA51 X 015 A00AA52 HSBC BANK MALAYSIA BERHAD 015 B00AA52 S 015 C01AA52 KUALA LUMPUR 015 D01AA52 MALAYSIA 015 D02AA52 50100 015 E04AA52 X 015 A00AA53 HSBC BANK MALTA PLC 015 B00AA53 S 015 C01AA53 VALLETTA 015 D01AA53 MALTA 015 D02AA53 VLT05 015 E04AA53 X 015 A00AA54 THE HONG KONG AND SHANGHAI BANKING 015 B00AA54 S 015 C01AA54 PORT LOUIS 015 D01AA54 MARITIUS 015 E04AA54 X 015 A00AA55 BANCO JP MORGAN S.A. 015 B00AA55 S 015 C01AA55 LOMAS DE CHAPULTEPEC 015 D01AA55 MEXICO 015 D02AA55 11000 015 E04AA55 X 015 A00AA56 BANCO NACIONAL DE MEXICO S.A. 015 B00AA56 S PAGE 12 015 C01AA56 COLONIA SANTE FE 015 D01AA56 MEXICO 015 D02AA56 01210 015 E04AA56 X 015 A00AA57 BANQUE COMMERCIALE DE MAROC S.A. 015 B00AA57 S 015 C01AA57 CASABLANCA 015 D01AA57 MOROCCO 015 D02AA57 20000 015 E04AA57 X 015 A00AA58 STANDARD BANK NAMIBIA LTD. 015 B00AA58 S 015 C01AA58 WINDHOEK 015 D01AA58 NAMIBIA 015 E04AA58 X 015 A00AA59 ABN AMRO BANK N.V. 015 B00AA59 S 015 C01AA59 DE BREDA 015 D01AA59 NETHERLANDS 015 D02AA59 4800 015 E04AA59 X 015 A00AA60 FORTIS BANK (NEDERLAND) N.V. 015 B00AA60 S 015 C01AA60 AMSTERDAM 015 D01AA60 NETHERLAND 015 D02AA60 1000 015 E04AA60 X 015 A00AA61 NATIONAL NOMINEES LTD. 015 B00AA61 S 015 C01AA61 AUCKLAND 015 D01AA61 NEW ZEALAND 015 E04AA61 X 015 A00AA62 STANBIC BANK NIGERIA LTD. 015 B00AA62 S 015 C01AA62 LAGOS 015 D01AA62 NIGERIA 015 E04AA62 X 015 A00AA63 DEN NORSKE BANK ASA 015 B00AA63 S 015 C01AA63 OSLO 015 D01AA63 NORWAY 015 D02AA63 N-0107 015 E04AA63 X 015 A00AA64 HSBC BANK MIDDLE EAST 015 B00AA64 S 015 C01AA64 RUWI 015 D01AA64 OMAN 015 E04AA64 X 015 A00AA65 CITIBANK, N.A. 015 B00AA65 S 015 C01AA65 KARACHI PAGE 13 015 D01AA65 PAKISTAN 015 D02AA65 74200 015 E04AA65 X 015 A00AA66 DEUTSCHE BANK AG 015 B00AA66 S 015 C01AA66 KARACHI 015 D01AA66 PAKISTAN 015 D02AA66 74200 015 E04AA66 X 015 A00AA67 STANDARD CHARTERED BANK 015 B00AA67 S 015 C01AA67 KARACHI 015 D01AA67 PAKISTAN 015 D02AA67 74000 015 E04AA67 X 015 A00AA68 CITIBANK, N.A. 015 B00AA68 S 015 C01AA68 LIMA 015 D01AA68 PERU 015 E04AA68 X 015 A00AA69 THE HONG KONG AND SHANGHAI BANKING 015 B00AA69 S 015 C01AA69 MANILA 015 D01AA69 PHILIPPINES 015 E04AA69 X 015 A00AA70 BANK HANDLOWY W.NWARSZAWIE S.A. 015 B00AA70 S 015 C01AA70 WARSAW 015 D01AA70 POLAND 015 D02AA70 00-923 015 E04AA70 X 015 A00AA71 BANCO ESPIRITO SANTO, S.A. 015 B00AA71 S 015 C01AA71 LISBON 015 D01AA71 PORTUGAL 015 D02AA71 1250-069 015 E04AA71 X 015 A00AA72 ING BANK N.V. 015 B00AA72 S 015 C01AA72 BUCHAREST 015 D01AA72 ROMANIA 015 E04AA72 X 015 A00AA73 JP BANK INTERNATIONAL 015 B00AA73 S 015 C01AA73 MOSCOW 015 D01AA73 RUSSIA 015 E04AA73 X 015 A00AA74 ING BANK (EURASIA) ZAO 015 B00AA74 S 015 C01AA74 MOSCOW 015 D01AA74 RUSSIA PAGE 14 015 D02AA74 123022 015 E04AA74 X 015 A00AA75 STANDARD CHARTERED BANK 015 B00AA75 S 015 C01AA75 SINGAPORE 015 D01AA75 SINGAPORE 015 D02AA75 049909 015 E04AA75 X 015 A00AA76 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA76 S 015 C01AA76 BRATISLAVA 015 D01AA76 SLOVAK REPUBLIC 015 D02AA76 815 63 015 E04AA76 X 015 A00AA77 BANK AUSTRIA CREDITANSTALT D.D LJUBLJANA 015 B00AA77 S 015 C01AA77 LJUBLJANA 015 D01AA77 SLOVENIA 015 D02AA77 SI-1000 015 E04AA77 X 015 A00AA78 THE STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA78 S 015 C01AA78 JOHANNESBURG 015 D01AA78 SOUTH AFRICA 015 D02AA78 2001 015 E04AA78 X 015 A00AA79 THE HONG KONG AND SHANGHAI BANKING 015 B00AA79 S 015 C01AA79 SEOUL 015 D01AA79 SOUTH KOREA 015 E04AA79 X 015 A00AA80 STANDARD CHARTERED BANK 015 B00AA80 S 015 C01AA80 SEOUL 015 D01AA80 SOUTH KOREA 015 E04AA80 X 015 A00AA81 J.P. MORGAN, S.A. 015 B00AA81 S 015 C01AA81 MADRID 015 D01AA81 SPAIN 015 E04AA81 X 015 A00AA82 THE HONG KONG AND SHANGHAI BANKING 015 B00AA82 S 015 C01AA82 COLOMBO 015 D01AA82 SRI LANKA 015 E04AA82 X 015 A00AA83 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA83 S 015 C01AA83 STOCKHOLM 015 D01AA83 SWEDEN 015 D02AA83 SE-106 40 PAGE 15 015 E04AA83 X 015 A00AA84 UBS AG 015 B00AA84 S 015 C01AA84 ZURICH 015 D01AA84 SWITZERLAND 015 D02AA84 8021 015 E04AA84 X 015 A00AA85 J.P. 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0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 PAGE 22 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 Y 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 Y 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 492638 071 B000100 152501 071 C000100 231814 PAGE 23 071 D000100 66 072 A000100 12 072 B000100 1641 072 C000100 3867 072 D000100 0 072 E000100 43 072 F000100 1904 072 G000100 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C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 PAGE 36 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 N 068 A000400 N 068 B000400 Y 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N PAGE 37 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 109944 071 B000400 103295 071 C000400 85762 071 D000400 120 072 A000400 12 072 B000400 24 072 C000400 2248 072 D000400 0 072 E000400 61 072 F000400 697 072 G000400 47 072 H000400 0 072 I000400 25 072 J000400 96 072 K000400 0 072 L000400 52 072 M000400 8 072 N000400 80 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 44 072 S000400 2 072 T000400 12 072 U000400 0 072 V000400 0 072 W000400 5 072 X000400 1068 072 Y000400 183 072 Z000400 1448 072AA000400 0 072BB000400 5645 072CC010400 0 072CC020400 3855 072DD010400 115 072DD020400 4119 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MORGAN CHASE & CO. 025 B000601 13-3379014 025 C000601 E 025 D000601 2591 025 A000602 MORGAN STANLEY & CO. 025 B000602 13-2655985 025 C000602 E 025 D000602 1744 025 A000603 CITICORP 025 B000603 13-2614988 025 C000603 E 025 D000603 3846 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 4306 028 A020600 0 028 A030600 0 028 A040600 2585 028 B010600 3718 028 B020600 0 PAGE 39 028 B030600 0 028 B040600 1605 028 C010600 3876 028 C020600 0 028 C030600 0 028 C040600 1384 028 D010600 2915 028 D020600 0 028 D030600 0 028 D040600 2416 028 E010600 2878 028 E020600 0 028 E030600 0 028 E040600 910 028 F010600 2828 028 F020600 0 028 F030600 0 028 F040600 1709 028 G010600 20521 028 G020600 0 028 G030600 0 028 G040600 10609 028 H000600 7146 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 28 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.700 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 PAGE 40 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 055 A000600 N 055 B000600 Y 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N PAGE 41 066 F000600 N 066 G000600 Y 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 Y 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 29002 071 B000600 31003 071 C000600 88858 071 D000600 33 072 A000600 12 072 B000600 53 072 C000600 1717 072 D000600 0 072 E000600 0 PAGE 42 072 F000600 639 072 G000600 50 072 H000600 0 072 I000600 48 072 J000600 48 072 K000600 0 072 L000600 55 072 M000600 7 072 N000600 60 072 O000600 0 072 P000600 1 072 Q000600 0 072 R000600 36 072 S000600 4 072 T000600 28 072 U000600 0 072 V000600 0 072 W000600 6 072 X000600 981 072 Y000600 222 072 Z000600 1011 072AA000600 0 072BB000600 6747 072CC010600 7806 072CC020600 0 072DD010600 39 072DD020600 900 072EE000600 2530 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.3800 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 350 074 D000600 0 074 E000600 0 074 F000600 98738 074 G000600 0 074 H000600 0 074 I000600 6558 074 J000600 364 074 K000600 0 074 L000600 536 074 M000600 1 074 N000600 106547 074 O000600 0 074 P000600 54 074 Q000600 0 074 R010600 0 074 R020600 0 PAGE 43 074 R030600 0 074 R040600 737 074 S000600 0 074 T000600 105756 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 735 074 Y000600 0 075 A000600 0 075 B000600 91322 076 000600 0.00 024 000700 Y 025 A000701 J.P. MORGAN CHASE CO. 025 B000701 13-3379014 025 C000701 E 025 D000701 520 025 A000702 MORGAN STANLEY & CO. 025 B000702 13-2655985 025 C000702 E 025 D000702 353 025 A000703 CITICORP 025 B000703 13-2614988 025 C000703 E 025 D000703 774 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 1166 028 A020700 0 028 A030700 0 028 A040700 134 028 B010700 2008 028 B020700 0 028 B030700 0 028 B040700 491 028 C010700 1783 028 C020700 0 028 C030700 0 028 C040700 939 028 D010700 533 028 D020700 0 028 D030700 0 028 D040700 371 028 E010700 760 028 E020700 0 028 E030700 0 PAGE 44 028 E040700 415 028 F010700 1251 028 F020700 0 028 F030700 0 028 F040700 762 028 G010700 7501 028 G020700 0 028 G030700 0 028 G040700 3112 028 H000700 2758 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 38 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.700 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 PAGE 45 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 1000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 Y 067 000700 Y 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N PAGE 46 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 Y 070 F010700 Y 070 F020700 Y 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 N 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 28596 071 B000700 22630 071 C000700 24788 071 D000700 91 072 A000700 12 072 B000700 423 072 C000700 320 072 D000700 0 072 E000700 0 072 F000700 179 072 G000700 14 072 H000700 0 072 I000700 10 072 J000700 13 072 K000700 0 072 L000700 13 072 M000700 4 072 N000700 59 072 O000700 0 072 P000700 0 072 Q000700 0 PAGE 47 072 R000700 30 072 S000700 13 072 T000700 39 072 U000700 0 072 V000700 0 072 W000700 2 072 X000700 376 072 Y000700 134 072 Z000700 501 072AA000700 0 072BB000700 1244 072CC010700 2367 072CC020700 0 072DD010700 100 072DD020700 452 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 53 074 B000700 0 074 C000700 0 074 D000700 10609 074 E000700 0 074 F000700 19881 074 G000700 0 074 H000700 0 074 I000700 749 074 J000700 405 074 K000700 0 074 L000700 218 074 M000700 0 074 N000700 31915 074 O000700 602 074 P000700 8 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 200 074 S000700 0 074 T000700 31105 074 U010700 0 074 U020700 0 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 586 074 Y000700 0 075 A000700 0 PAGE 48 075 B000700 25561 076 000700 0.00 024 000800 Y 025 A000801 BEAR STEARNS & CO., INC. 025 B000801 13-4946705 025 C000801 D 025 D000801 146 025 D000802 0 025 D000803 0 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 9674 028 A020800 302 028 A030800 0 028 A040800 2082 028 B010800 9590 028 B020800 253 028 B030800 0 028 B040800 1477 028 C010800 8659 028 C020800 341 028 C030800 0 028 C040800 4469 028 D010800 4862 028 D020800 355 028 D030800 0 028 D040800 4026 028 E010800 5675 028 E020800 370 028 E030800 0 028 E040800 6793 028 F010800 5068 028 F020800 350 028 F030800 0 028 F040800 6627 028 G010800 43528 028 G020800 1971 028 G030800 0 028 G040800 25474 028 H000800 13645 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 PAGE 49 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 109 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.500 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 1000 062 A000800 Y 062 B000800 0.0 PAGE 50 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 2.0 062 M000800 26.4 062 N000800 36.6 062 O000800 0.0 062 P000800 18.3 062 Q000800 18.9 062 R000800 0.0 063 A000800 0 063 B000800 15.0 064 A000800 N 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 N 070 L020800 N 070 M010800 N 070 M020800 N PAGE 51 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 211585 071 B000800 172703 071 C000800 95781 071 D000800 180 072 A000800 12 072 B000800 4687 072 C000800 1 072 D000800 0 072 E000800 0 072 F000800 495 072 G000800 57 072 H000800 0 072 I000800 28 072 J000800 52 072 K000800 0 072 L000800 57 072 M000800 5 072 N000800 48 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 20 072 S000800 5 072 T000800 110 072 U000800 0 072 V000800 0 072 W000800 11 072 X000800 888 072 Y000800 185 072 Z000800 3985 072AA000800 1964 072BB000800 0 072CC010800 2696 072CC020800 0 072DD010800 1176 072DD020800 3192 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 PAGE 52 074 A000800 922 074 B000800 0 074 C000800 0 074 D000800 117188 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 0 074 I000800 2286 074 J000800 1145 074 K000800 0 074 L000800 1530 074 M000800 0 074 N000800 123071 074 O000800 4124 074 P000800 34 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 1959 074 S000800 0 074 T000800 116954 074 U010800 0 074 U020800 0 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 1255 074 Y000800 0 075 A000800 0 075 B000800 98900 076 000800 0.00 037 000900 N 038 000900 0 039 000900 N 040 000900 Y 041 000900 Y 024 001000 Y 025 A001001 MORGAN STANLEY & CO. 025 B001001 13-2655985 025 C001001 E 025 D001001 62 025 A001002 CITICORP 025 B001002 13-2614988 025 C001002 E 025 D001002 102 025 D001003 0 025 D001004 0 025 D001005 0 025 D001006 0 PAGE 53 025 D001007 0 025 D001008 0 028 A011000 196 028 A021000 0 028 A031000 0 028 A041000 168 028 B011000 59 028 B021000 0 028 B031000 0 028 B041000 173 028 C011000 47 028 C021000 0 028 C031000 0 028 C041000 170 028 D011000 304 028 D021000 0 028 D031000 0 028 D041000 57 028 E011000 186 028 E021000 0 028 E031000 0 028 E041000 355 028 F011000 296 028 F021000 0 028 F031000 0 028 F041000 110 028 G011000 1088 028 G021000 0 028 G031000 0 028 G041000 1033 028 H001000 254 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 8 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.700 048 A011000 0 PAGE 54 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 Y 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 N 060 B001000 N 061 001000 1000 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 PAGE 55 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N PAGE 56 071 A001000 2978 071 B001000 3308 071 C001000 3433 071 D001000 87 072 A001000 12 072 B001000 1 072 C001000 37 072 D001000 0 072 E001000 0 072 F001000 25 072 G001000 1 072 H001000 0 072 I001000 7 072 J001000 2 072 K001000 0 072 L001000 2 072 M001000 4 072 N001000 58 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 18 072 S001000 11 072 T001000 8 072 U001000 0 072 V001000 0 072 W001000 1 072 X001000 137 072 Y001000 101 072 Z001000 2 072AA001000 0 072BB001000 1284 072CC011000 1210 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 3620 074 G001000 0 074 H001000 0 074 I001000 145 074 J001000 28 PAGE 57 074 K001000 8 074 L001000 4 074 M001000 0 074 N001000 3805 074 O001000 41 074 P001000 0 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 70 074 S001000 0 074 T001000 3694 074 U011000 0 074 U021000 0 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 174 074 Y001000 0 075 A001000 0 075 B001000 3507 076 001000 0.00 024 001100 N 028 A011100 3202 028 A021100 0 028 A031100 0 028 A041100 2442 028 B011100 1096 028 B021100 0 028 B031100 0 028 B041100 2347 028 C011100 3094 028 C021100 0 028 C031100 0 028 C041100 1725 028 D011100 5885 028 D021100 0 028 D031100 0 028 D041100 4093 028 E011100 2249 028 E021100 0 028 E031100 0 028 E041100 610 028 F011100 8924 028 F021100 0 028 F031100 0 028 F041100 3233 028 G011100 24450 028 G021100 0 028 G031100 0 PAGE 58 028 G041100 14450 028 H001100 7458 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 23 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 1.000 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 N PAGE 59 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 N 060 B001100 N 061 001100 1000 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N PAGE 60 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 37747 071 B001100 25247 071 C001100 36767 071 D001100 69 072 A001100 12 072 B001100 25 072 C001100 159 072 D001100 0 072 E001100 0 072 F001100 372 072 G001100 21 072 H001100 0 072 I001100 22 072 J001100 19 072 K001100 0 072 L001100 25 072 M001100 5 072 N001100 64 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 14 072 S001100 10 072 T001100 23 072 U001100 0 072 V001100 0 072 W001100 1 072 X001100 576 072 Y001100 126 PAGE 61 072 Z001100 -266 072AA001100 0 072BB001100 1382 072CC011100 3332 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 4 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 50588 074 G001100 0 074 H001100 0 074 I001100 7038 074 J001100 1067 074 K001100 0 074 L001100 209 074 M001100 0 074 N001100 58906 074 O001100 6264 074 P001100 41 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 1086 074 S001100 0 074 T001100 51515 074 U011100 0 074 U021100 0 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 940 074 Y001100 0 075 A001100 0 075 B001100 37208 076 001100 0.00 024 001200 N 028 A011200 8507 028 A021200 776 028 A031200 0 028 A041200 8211 028 B011200 7615 PAGE 62 028 B021200 681 028 B031200 0 028 B041200 3609 028 C011200 9427 028 C021200 835 028 C031200 0 028 C041200 25839 028 D011200 10759 028 D021200 731 028 D031200 0 028 D041200 7276 028 E011200 16012 028 E021200 698 028 E031200 0 028 E041200 15308 028 F011200 17732 028 F021200 755 028 F031200 0 028 F041200 13521 028 G011200 70052 028 G021200 4476 028 G031200 0 028 G041200 73764 028 H001200 566 037 001200 N 038 001200 0 039 001200 N 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 448 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.600 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 PAGE 63 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 1000 062 A001200 Y 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 97.5 062 Q001200 0.3 062 R001200 0.7 063 A001200 0 063 B001200 4.9 064 A001200 N PAGE 64 064 B001200 N 066 A001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 N 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 137414 071 B001200 107521 071 C001200 151872 071 D001200 71 072 A001200 12 072 B001200 15542 072 C001200 34 072 D001200 0 072 E001200 0 PAGE 65 072 F001200 969 072 G001200 92 072 H001200 0 072 I001200 230 072 J001200 85 072 K001200 0 072 L001200 161 072 M001200 5 072 N001200 61 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 42 072 S001200 26 072 T001200 448 072 U001200 0 072 V001200 0 072 W001200 9 072 X001200 2128 072 Y001200 555 072 Z001200 14003 072AA001200 0 072BB001200 17579 072CC011200 31594 072CC021200 0 072DD011200 7366 072DD021200 7038 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 0 074 B001200 0 074 C001200 0 074 D001200 176314 074 E001200 311 074 F001200 580 074 G001200 0 074 H001200 0 074 I001200 302 074 J001200 7023 074 K001200 0 074 L001200 4606 074 M001200 0 074 N001200 189136 074 O001200 4949 074 P001200 32 074 Q001200 0 074 R011200 0 074 R021200 0 PAGE 66 074 R031200 0 074 R041200 3928 074 S001200 0 074 T001200 180227 074 U011200 0 074 U021200 0 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 13186 074 Y001200 0 075 A001200 0 075 B001200 160988 076 001200 0.00 024 001500 Y 025 A001501 J.P. MORGAN CHASE & CO. 025 B001501 13-3379014 025 C001501 E 025 D001501 322 025 A001502 MORGAN STANLEY & CO. 025 B001502 13-2655985 025 C001502 E 025 D001502 214 025 A001503 BANK OF AMERICA CORP. 025 B001503 56-0906609 025 C001503 E 025 D001503 71 025 A001504 CITICORP 025 B001504 13-2614988 025 C001504 E 025 D001504 441 025 D001505 0 025 D001506 0 025 D001507 0 025 D001508 0 028 A011500 223 028 A021500 0 028 A031500 0 028 A041500 162 028 B011500 117 028 B021500 0 028 B031500 0 028 B041500 252 028 C011500 196 028 C021500 0 028 C031500 0 028 C041500 198 028 D011500 262 028 D021500 0 028 D031500 0 028 D041500 333 PAGE 67 028 E011500 158 028 E021500 0 028 E031500 0 028 E041500 216 028 F011500 139 028 F021500 0 028 F031500 0 028 F041500 329 028 G011500 1095 028 G021500 0 028 G031500 0 028 G041500 1490 028 H001500 1070 042 A001500 0 042 B001500 0 042 C001500 0 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 100 043 001500 15 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.700 048 A011500 0 048 A021500 0.000 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 0 048 K021500 0.000 049 001500 N 050 001500 N PAGE 68 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 055 A001500 Y 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 1000 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 Y 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N PAGE 69 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 N 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 7065 071 B001500 3575 071 C001500 6044 071 D001500 59 072 A001500 12 072 B001500 2 072 C001500 150 072 D001500 0 072 E001500 0 072 F001500 44 072 G001500 4 072 H001500 0 072 I001500 10 072 J001500 3 072 K001500 0 072 L001500 1 072 M001500 4 072 N001500 57 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 13 072 S001500 15 PAGE 70 072 T001500 15 072 U001500 0 072 V001500 0 072 W001500 7 072 X001500 173 072 Y001500 105 072 Z001500 84 072AA001500 0 072BB001500 838 072CC011500 795 072CC021500 0 072DD011500 9 072DD021500 36 072EE001500 51 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0600 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 7481 074 G001500 0 074 H001500 0 074 I001500 195 074 J001500 0 074 K001500 24 074 L001500 44 074 M001500 0 074 N001500 7744 074 O001500 0 074 P001500 0 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 147 074 S001500 0 074 T001500 7597 074 U011500 0 074 U021500 0 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 204 074 Y001500 0 075 A001500 0 075 B001500 6233 076 001500 0.00 PAGE 71 SIGNATURE CAROLYN M. BURKE TITLE TREASURER EX-99.77B ACCT LTTR 2 audit.txt AUDITOR LETTER August 13, 2003 Ernst & Young LLP 5 Times Square New York, NY 10036 In connection with your audit of the statements of assets and liabilities of The UBS Funds-UBS Global Allocation Fund, UBS Global Equity Fund, UBS Global Bond Fund, UBS U.S. Balanced Fund, UBS U.S. Equity Fund, UBS U.S Large Cap Growth Fund, UBS U.S. Small Cap Growth Fund, UBS U.S. Bond Fund, UBS High Yield Fund, UBS International Equity Fund and UBS U.S. Value Equity Fund (collectively the "Funds") ,including the related schedules of investments, as of June 30, 2003, and the related statements of operations for the year then ended, the statements of changes in net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated therein, we recognize that obtaining representations from us concerning the information contained in this letter is a significant procedure in enabling you to form an opinion whether the respective financial statements and financial highlights present fairly, in all material respects, the financial position, results of operations, changes in net assets and the financial highlights of the Funds in conformity with accounting principles generally accepted in the United States. Certain representations in this letter are described as being limited to matters that are material. Items are considered material, regardless of size, if they involve an omission or misstatement of accounting information that, in the light of surrounding circumstances, makes it probable that the judgment of a reasonable person relying on the information would be changed or influenced by the omission or misstatement. Accordingly, we make the following representations, which are true to the best of our knowledge and belief: General We recognize that, as members of management of the Funds, we are responsible for the fair presentation of the Funds' financial statements and financial highlights. We believe the respective statements of financial position, results of operations and changes in net assets and the financial highlights are fairly presented in conformity with accounting principles generally accepted in the United States applied on a basis consistent with that of the preceding year. We have made available to your representatives all financial records and related data. We acknowledge that no unadjusted audit differences were discovered during the current audit pertaining to the latest year presented. We have no plans or intentions that may materially affect the carrying value or classification of assets and liabilities of the Funds. Internal Controls There are no material transactions that have not been properly recorded in the accounting records underlying the financial statements. There are no material weaknesses in internal controls, including any for which we believe the cost of corrective action exceeds the benefits There have been no significant changes in internal controls since June 30, 2003. Minutes and Contracts We have made available to you all minutes of the meetings of the Funds shareholders, directors and committees of directors or summaries of actions of recent meetings for which minutes have not yet been prepared. We have made available information relating to all statutes, laws, or regulations that have a direct effect on the Funds' financial statements. We have complied, in all material respects, with contractual agreements that would have a material effect on the financial statements in the event of noncompliance. Risks and Uncertainties There are no risks and uncertainties related to certain significant estimates and current vulnerabilities due to certain concentrations that have not been disclosed in accordance with AICPA Statement of Position 94-6, Disclosure of Certain Significant Risks and Uncertainties. Ownership and Pledging of Assets The Funds have satisfactory title to all owned assets, including all assets appearing in the statements of assets and liabilities, and there are no liens or encumbrances on such assets, nor has any asset been pledged except as disclosed in the financial statements. Investments Portfolio securities are stated at fair value as determined in accordance with the valuation method set forth in the current registration statement on Form N-1A. Unless otherwise disclosed in writing to you, all of the Funds' investments during the year covered by the financial statements were made in accordance with the investment policies stated in the Funds' current registration statement on Form N-1A in effect during the year. There are no nonmarketable or restricted portfolio securities that are not disclosed. The Funds complied, in all material respects, with the provisions of the Investment Company Act of 1940 ("1940 Act") and the rules and regulations thereunder, and with provisions of its current registration statement on Form N-1A and the requirements of the various Blue Sky laws under which the Funds operates. The daily net asset value has been properly computed throughout the year for the Funds in accordance with Rule 2a-4 under the 1940 Act and was correctly applied in the computation of daily capital stock sales and redemption transactions. The Funds did not make any commitments during the year as underwriter, and did not engage in any transactions made on margin, or in short selling. The Funds have complied with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended through the date of this letter, and intends to continue to so comply. The Funds do not, except to the extent indicated in its financial statements, own any securities issued by persons who are affiliated persons as defined in Section 2(a)(3) of the 1940 Act. All financial instruments, including those with off - -balance-sheet risk (such as swaps, forwards and futures), as required under accounting principles generally accepted in the United States, have been properly recorded or disclosed in the financial statements. Officers of the Funds have complied with the provisions of its code of ethics. Related Party Transactions Transactions with related parties, as defined in Statement of Financial Accounting Standards No. 57, and other transactions with affiliates, including fees, commissions, purchases and sales have been properly recorded or disclosed in the financial statements. Furthermore, except to the extent disclosed, the Funds do not/have not: ? own any securities of directly or indirectly affiliated entities; ? received income from, or realized gain or loss on sales of, investments in or indebtedness of such affiliated entities; ? incurred expenses for management or other service fees payable to such affiliated entities; and ? engaged in any joint transactions as described in section 17(d) of the 1940 Act and the rules thereunder or engaged in transactions with affiliated entities, except in accordance with an applicable exemptive rule or exemptive order obtained from the Securities and Exchange Commission. Arrangements with Financial Institutions Arrangements with financial institutions involving compensating balances or other arrangements involving restrictions on cash balances and lines-of-credit or similar arrangements have been properly recorded or disclosed in the financial statements. Contingent Liabilities There are no unasserted claims or assessments, including those our lawyers have advised us of, that are probable of assertion and must be disclosed in accordance with Statement of Financial Accounting Standards No. 5, "Accounting for Contingencies" (other than those disclosed in the financial statements). There have been no violations or possible violations of laws or regulations in any jurisdiction whose effects should be considered for disclosure in the financial statements or as a basis for recording a loss contingency (other than those disclosed in the financial statements). There have been no communications from regulatory agencies, such as the Securities and Exchange Commission or the Internal Revenue Service, concerning investigations or allegations of noncompliance with laws or regulations in any jurisdiction, or deficiencies in financial reporting practices or other matters that could have a material effect on the financial statements. There are no material liabilities or gain or loss contingencies that are required to be accrued or disclosed by Statement of Financial Accounting Standards No. 5 (other than those accrued or disclosed in the financial statements ) nor are there any accruals for loss contingencies included in the statements of assets and liabilities that are not in conformity with the provisions of Statement of Financia l Accounting Standards No. 5. We have not consulted a lawyer concerning litigation, claims, or assessments in connection with the Funds. Capital Stock Capital stock repurchase options or agreements, or capital stock reserved for options, warrants, conversions or other requirements, if any, have been properly recorded or disclosed in the financial statements. Fraud and Conflicts of Interest We acknowledge our responsibility for the design and implementation of programs and controls to prevent and detect fraud. We have no knowledge of any allegations of fraud or suspected fraud affecting the Funds received in communications from employees, former employees, analysts, regulators, short sellers, or others. There have been no instances of fraud involving management or employees who have significant roles in internal controls relative to the operation of the Funds. There have been no instances of fraud involving other employees that could have a material effect on the financial statements. There are no instances where any officer or employee of the Funds have an interest in a company with which the Funds do business that would be considered a "conflict of interest." Such an interest would be contrary to the Funds' policy. Subsequent Events No events or transactions have occurred since the statements of assets and liabilities date or are pending that would have a material effect on the financial statements and financial highlights at that date or for the period then ended, or that are of such significance in relation to the Funds' affairs to require mention in a note to the financial statements and financial highlights in order to make them not misleading, regarding the financial position, results of operations, changes in net assets or the financial highlights of the Funds. We are not aware of any matters arising during the year ended June 30, 2003, that would materially affect the comparative statements of changes in net assets for the year ended June 30, 2002, or the financial highlights for each of the periods indicated therein. We understand that your audits were conducted in accordance with auditing standards generally accepted in the United States as defined and described by the American Institute of Certified Public Accountants and was, therefore, designed primarily for the purpose of expressing an opinion on the financial statements of the Funds taken as a whole, and that your tests of the accounting records and other auditing procedures were limited to those thatyou considered necessary for that purpose. Very truly yours, _________________________________ Paul Schubert Vice President & Treasurer _________________________________ Joseph Varnas President EX-99.77O RULE 10F-3 3 tenfthree.txt 10F-3 For Filing period ended: June 30, 2003 Exhibit 99.77.O File Number 811-6637 FORM 10f-3 Registered Domestic Securities Fund: UBS Small Cap Growth Fund Name of Adviser or Sub-Adviser: UBS Global Asset Management (Americas) Inc. 1. Issuer: American Financial Realty Trust 2. Date of Purchase: 6/25/03 3. Date offering commenced: 6/25/03 4. Underwriter(s) from whom purchased: Banc of America Securities Friedman Billings Ramsey 5. "Affiliated Underwriter" managing or participating in syndicate: UBS Investment Bank 6. Aggregate principal amount or number of shares purchase: 18,600 7. Aggregate principal amount or total number of shares of offering: 55,950,000 8. Purchase price per unit or share (net of fees and expenses): $12.50 9. Initial public offering price per unit or share: $12.50 10. Commission, spread or profit: 4.2% $0.525/share 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public, or is part of an issue of government securities (as defined in section 2(a)(16) of the 1940 Act). __X___ _______ b. The securities were purchased prior to the end of the first day on which any sales are made (of, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). __X___ _______ c. The securities were purchased at a price not more than the price paid by each purchaser in the offering. ___X___ _______ d. The underwriting was a firm commitment underwriting. _X___ _______ e. The commission, spread or profit was reasonable and fair in relation tothat being received by others for underwriting similar securities during the same period. ___X___ _______ f. The issuer of the securities and any predecessor has been in continuous operation for not less than three years. ___X___ _______ g. The amount of such securities purchased by the Fund and all other accounts over which the Adviser (or Sub-Adviser, if applicable) exercises investment discretion did not exceed 25% of the principal amount of the offering. ___X___ _______ h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sale. ___X___ _______ Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, "Affiliated Underwriter" is defined as affiliates of the Adviser or Sub-Adviser participating in a selling syndicate, as applicable. Approved: David Wabnik Date: July 7, 2003 -----END PRIVACY-ENHANCED MESSAGE-----