-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWCjXeyXJeBEdX5ftNuxgdkYtkLDu//4rgjKoY46cLr0BGusO70djnCwtNc6/4fC T5b/IljeOT+Ktmoy88Wz6A== 0001188327-03-000029.txt : 20030303 0001188327-03-000029.hdr.sgml : 20030303 20030303142958 ACCESSION NUMBER: 0001188327-03-000029 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030303 EFFECTIVENESS DATE: 20030303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 03588998 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 NSAR-A 1 ans.fil NSAR ANSWERS PAGE 1 000 A000000 12/31/2002 000 C000000 0000886244 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 THE UBS FUNDS 001 B000000 811-6637 001 C000000 8006471568 002 A000000 ONE NORTH WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 14 007 C010100 1 007 C020100 UBS GLOBAL ALLOCATION FUND 007 C030100 N 007 C010200 2 007 C020200 UBS GLOBAL BOND FUND 007 C030200 N 007 C010300 3 007 C020300 UBS GLOBAL EQUITY FUND 007 C030300 N 007 C010400 4 007 C020400 UBS INTERNATIONAL EQUITY FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C020600 UBS U.S. EQUITY FUND 007 C030600 N 007 C010700 7 007 C020700 UBS U.S. BALANCED FUND 007 C030700 N 007 C010800 8 007 C020800 UBS U.S. BOND FUND 007 C030800 N 007 C010900 9 007 C020900 UBS U.S. LARGE CAP EQUITY FUND 007 C030900 Y 007 C011000 10 007 C021000 UBS U.S. LARGE CAP GROWTH FUND 007 C031000 N 007 C011100 11 PAGE 2 007 C021100 UBS U.S. SMALL CAP GROWTH FUND 007 C031100 N 007 C011200 12 007 C021200 UBS HIGH YIELD FUND 007 C031200 N 007 C011300 13 007 C021300 UBS GLOBAL TECHNOLOGY FUND 007 C031300 Y 007 C011400 14 007 C021400 UBS GLOBAL BIOTECH FUND 007 C031400 Y 007 C011500 15 007 C021500 UBS U.S. VALUE EQUITY FUND 007 C031500 N 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 008 A00AA01 UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. 008 B00AA01 A 008 C00AA01 801-34910 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 008 D04AA01 0000 008 A00AA02 UBS GLOBAL ASSET MANAGEMENT (NEW YORK) INC. 008 B00AA02 S 008 C00AA02 801-00000 008 D01AA02 NEW YORK 008 D02AA02 NY 008 D03AA02 10019 008 D04AA02 0000 010 A00AA01 UBS GLOBAL ASSET MANAGEMENT,INC. 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 010 A00AA02 DELETE 011 A00AA01 UBS GLOBAL ASSET MANAGEMENT,INC. 011 B00AA01 8-00000000 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-1761000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY PAGE 3 013 B03AA01 10036 013 B04AA01 6530 014 A00AA01 CANTRADE PRIVATE BANK (CI) LTD. 014 B00AA01 8-000000 014 A00AA02 GAM SERVICES, INC. 014 B00AA02 8-042036 014 A00AA03 J.C. BRADFORD & CO. 014 B00AA03 8-003953 014 A00AA04 CORRESPONDENT SERVICES CORPORATION 014 B00AA04 8-042167 014 A00AA05 GIUBERGIA UBS WARBURG SIM S.P.A. 014 B00AA05 8-00000 014 A00AA06 PT UBS WARBURG INDONESIA 014 B00AA06 8-00000 014 A00AA07 SCHRODER MUNCHMEYER HENGST AG 014 B00AA07 8-00000 014 A00AA08 UBS AMERICAS, INC. 014 B00AA08 8-00000 014 A00AA09 UBS BUNTING WARBURG, INC. 014 B00AA09 8-00000 014 A00AA10 UBS FUND SRVICES (USA) LLC 014 B00AA10 8-049596 014 A00AA11 UBS GLOBAL ASSET MANAGEMENT (US), INC. 014 B00AA11 8-021901 014 A00AA12 UBS INTERNATIONAL, INC. 014 B00AA12 8-053059 014 A00AA13 UBS PAINEWEBBER, INC. 014 B00AA13 8-016267 014 A00AA14 UBS PAINEWEBBER SERVICES, INC. 014 B00AA14 8-051404 014 A00AA15 UBS PAINEWEBBER SPECIALISTS, INC. 014 B00AA15 8-00000 014 A00AA16 UBS PAINEWEBBER INTERNATIONAL (U.K.) LTD. 014 B00AA16 8-00000 014 A00AA17 UBS PAINEWEBBER INTERNATIONAL (SING.)PTE LTD 014 B00AA17 8-00000 014 A00AA18 UBS PAINEWEBBER, INC. OF PUERTO RICO 014 B00AA18 8-028475 014 A00AA19 UBS PAINEWEBBER ASIA LTD. 014 B00AA19 8-00000 014 A00AA20 PAINEWEBBER RESIDUALS TRADING LLC 014 B00AA20 8-000000 014 A00AA21 UBS (BAHAMAS) LTD. 014 B00AA21 8-0000000 014 A00AA22 UBS (CAYMAN ISLANDS) LTD. 014 B00AA22 8-000000 014 A00AA23 UBS (MONACO) S.A. 014 B00AA23 8-00000 014 A00AA24 UBS FUTURES & OPTIONS LTD. 014 B00AA24 8-00000 014 A00AA25 UBS SECURITIES (CANADA) INC. PAGE 4 014 B00AA25 8-00000000 014 A00AA26 UBS WARBURG LLC 014 B00AA26 8-022651 014 A00AA27 UBS WARBURG (FRANCE) SA 014 B00AA27 8-00000 014 A00AA28 UBS WARBURG (FUTURES & OPTIONS) PTE LTD 014 B00AA28 8-000000 014 A00AA29 UBS WARBURG (ISRAEL) LTD 014 B00AA29 8-0000000 014 A00AA30 UBS WARBURG (JAPAN) LTD BRANCH TOKYO 014 B00AA30 8-000000 014 A00AA31 UBS WARBURG (NEDERLAND) BV 014 B00AA31 8-000000 014 A00AA32 UBS WARBURG AG 014 B00AA32 8-0000000 014 A00AA33 UBS WARBURG ASIA LTD 014 B00AA33 8-00000000 014 A00AA34 UBS WARBURG AUSTRALIA EQUITIES LTD 014 B00AA34 8-00000 014 A00AA35 UBS WARBURG AUSTRALIA LTD 014 B00AA35 8-00000000 014 A00AA36 UBS WARBURG CORRETORA DE CAMBIO E VALORES MOB 014 B00AA36 8-00000000 014 A00AA37 UBS WARBURG DERIVATIVES LTD 014 B00AA37 8-00000 014 A00AA38 UBS WARBURG FUTURES, INC. 014 B00AA38 8-00000 014 A00AA39 UBS WARBURG HONG KONG LTD 014 B00AA39 8-0000 014 A00AA40 UBS WARBURG NEW ZEALAND EQUITIES LTD 014 B00AA40 8-00000 014 A00AA41 UBS WARBURG NEW ZEALAND LTD 014 B00AA41 8-0000 014 A00AA42 UBS WARBURG PRIVATE CLIENTS PTY., LTD 014 B00AA42 8-0000 014 A00AA43 UBS WARBURG SECURITIES (ESPANA) SV 014 B00AA43 8-00000 014 A00AA44 UBS WARBURG SECURITIES (SOUTH AFRICA) PTY LTD 014 B00AA44 8-00000000 014 A00AA45 UBS WARBURG SECURITIES CO., LTD 014 B00AA45 8-000000 014 A00AA46 UBS WARBURG SECURITIES INDIA PRIVATE LTD 014 B00AA46 8-0000000 014 A00AA47 UBS WARBURG SECURITIES LTD 014 B00AA47 8-0000000 014 A00AA48 UBS WARBURG SECURITIES LTD. SEOUL BRANCH 014 B00AA48 8-00000 014 A00AA49 UBS WARBURG SECURITIES LTD TAIWAN BRANCH 014 B00AA49 8-00000 014 A00AA50 UBS WARBURG SECURITIES PHILIPPINES, INC. 014 B00AA50 8-00000 PAGE 5 014 A00AA51 UBS WARBURG TRADING SA 014 B00AA51 8-0000000 014 A00AA52 ZAO BRUNSWICK UBS WARBURG 014 B00AA52 8-000000 014 A00AA53 UBS WARBURG SOCIEDAD DE BOLSA SA 014 B00AA53 8-00000 015 A00AA01 JPMORGAN CHASE BANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10017 015 E01AA01 X 015 A00AA02 CITIBANK 015 B00AA02 S 015 C01AA02 WARSAW 015 D01AA02 POLAND 015 D02AA02 01-043 015 E04AA02 X 015 A00AA03 JPMORGAN CHASE BANK 015 B00AA03 S 015 C01AA03 BUENOS AIRES 015 D01AA03 ARGENTINA 015 D02AA03 1061 015 E04AA03 X 015 A00AA04 JPMORGAN CHASE BANK 015 B00AA04 S 015 C01AA04 SYDNEY 015 D01AA04 AUSTRALIA 015 D02AA04 2000 015 E04AA04 X 015 A00AA05 BANK AUSTRA CREDITANSTALT AG 015 B00AA05 S 015 C01AA05 VIENNA 015 D01AA05 AUSTRIA 015 D02AA05 A-1090 015 E04AA05 X 015 A00AA06 HSBC BANK MIDDLE EAST 015 B00AA06 S 015 C01AA06 MANAMA 015 D01AA06 BAHRAIN 015 D02AA06 304 015 E04AA06 X 015 A00AA07 STANDARD CHARTERED BANK 015 B00AA07 S 015 C01AA07 DHAKA 015 D01AA07 BANGLADESH 015 D02AA07 1000 015 E04AA07 X 015 A00AA08 FORTIS BANK N.V. 015 B00AA08 S 015 C01AA08 BRUSSELS PAGE 6 015 D01AA08 BELGIUM 015 D02AA08 1000 015 E04AA08 X 015 A00AA09 THE BANK OF BERMUDA LTD 015 B00AA09 S 015 C01AA09 HAMILTON 015 D01AA09 BERMUDA 015 D02AA09 HMDX 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LTD 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 CITIBANK, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL 015 D02AA11 01311-920 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 D02AA12 1408 015 E04AA12 X 015 A00AA13 CANADIAN IMPERIAL BANK OF COMMERCE 015 B00AA13 S 015 C01AA13 TORONTO 015 D01AA13 CANADA 015 D02AA13 M5L 1G9 015 E04AA13 X 015 A00AA14 ROYAL BANK OF CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 D02AA14 M5J 2J5 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 SANTIAGO 015 D01AA15 CHILE 015 E04AA15 X 015 A00AA16 THE HONG KONG AND SHANGHAI BANKING 015 B00AA16 S 015 C01AA16 SHANGHAI 015 D01AA16 CHINA 015 D02AA16 200120 015 E04AA16 X 015 A00AA17 THE HONG KONG AND SHANGHAI BANKING 015 B00AA17 S PAGE 7 015 C01AA17 SHENZHEN 015 D01AA17 CHINA 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. 015 B00AA18 S 015 C01AA18 SANTA FE DE BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA19 S 015 C01AA19 AZGREB 015 D01AA19 CROATIA 015 E04AA19 X 015 A00AA20 THE CYPRUS POPULAR BANK LTD. 015 B00AA20 S 015 C01AA20 NICOSIA 015 D01AA20 CYPRUS 015 D02AA20 CY-1598 015 E04AA20 X 015 A00AA21 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA21 S 015 C01AA21 PRAGUE 015 D01AA21 CZECH REPUBLIC 015 D02AA21 100 00 015 E04AA21 X 015 A00AA22 DANSKE BANK A/S 015 B00AA22 S 015 C01AA22 COPENHAGEN 015 D01AA22 DENMARK 015 D02AA22 DK 1092 015 E04AA22 X 015 A00AA23 CITIBANK, N.A. 015 B00AA23 S 015 C01AA23 QUITO 015 D01AA23 ECUADOR 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. 015 B00AA24 S 015 C01AA24 CAIRO 015 D01AA24 EGYPT 015 E04AA24 X 015 A00AA25 HANSABANK 015 B00AA25 S 015 C01AA25 TALLINN 015 D01AA25 ESTONIA 015 D02AA25 EE0001 015 E04AA25 X 015 A00AA26 NORDEA BANK FINDALAND PLC 015 B00AA26 S 015 C01AA26 HELSINKI 015 D01AA26 FINLAND PAGE 8 015 D02AA26 FIN-00020 015 E04AA26 X 015 A00AA27 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA27 S 015 C01AA27 PARIS 015 D01AA27 FRANCE 015 D02AA27 75078 015 E04AA27 X 015 A00AA28 SOCIETE GENERALE 015 B00AA28 S 015 C01AA28 PARIS 015 D01AA28 FRANCE 015 D02AA28 75009 015 E04AA28 X 015 A00AA29 DRESDNER BANK AG 015 B00AA29 S 015 C01AA29 FRANKFURT 015 D01AA29 GERMANY 015 D02AA29 60284 015 E04AA29 X 015 A00AA30 BARCLAYS BANK OF GHANA LTD 015 B00AA30 S 015 C01AA30 ACCRA 015 D01AA30 GHANA 015 E04AA30 X 015 A00AA31 HSBC BANK PLC 015 B00AA31 S 015 C01AA31 ATHENS 015 D01AA31 GREECE 015 D02AA31 11526 015 E04AA31 X 015 A00AA32 THE HONG KONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA32 S 015 C01AA32 WAN CHAI 015 D01AA32 HONG KONG 015 E04AA32 X 015 A00AA33 CITIBANK RT. 015 B00AA33 S 015 C01AA33 BUDAPEST 015 D01AA33 HUNGARY 015 D02AA33 H-1051 015 E04AA33 X 015 A00AA34 ISLANDSBANKI-FBA 015 B00AA34 S 015 C01AA34 REYKJAVIK 015 D01AA34 ICELAND 015 D02AA34 155 015 E04AA34 X 015 A00AA35 THE HONG KONG AND SHANGHAI BANKING 015 B00AA35 S 015 C01AA35 WORLI MUMBAI PAGE 9 015 D01AA35 INDIA 015 D02AA35 400 025 015 E04AA35 X 015 A00AA36 STANDARD CHARTERED BANK 015 B00AA36 S 015 C01AA36 MUMBAI 015 D01AA36 INDIA 015 D02AA36 400 013 015 E04AA36 X 015 A00AA37 THE HONG KONG SHAGHAI BANKING CORP. LTD. 015 B00AA37 S 015 C01AA37 JAKARTA 015 D01AA37 INDONESIA 015 D02AA37 12920 015 E04AA37 X 015 A00AA38 BANK OF IRELAND 015 B00AA38 S 015 C01AA38 DUBLIN 015 D01AA38 IRELAND 015 E04AA38 X 015 A00AA39 BANK LEUMI LE-ISRAEL B.M. 015 B00AA39 S 015 C01AA39 TEL AVIV 015 D01AA39 ISRAEL 015 D02AA39 61000 015 E04AA39 X 015 A00AA40 BNP PARIBAS SECURITIES SERVICES S.A. 015 B00AA40 S 015 C01AA40 MILAN 015 D01AA40 ITALY 015 D02AA40 20121 015 E04AA40 X 015 A00AA41 SOCIETE GENERALE DE BANQUESEN COTE D'IVOIRE 015 B00AA41 S 015 C01AA41 ABIDJAN 015 D01AA41 IVORY COAST 015 D02AA41 1355 015 E04AA41 X 015 A00AA42 CIBC TRUST AND MERCHANT BANK JAMAICA LTD 015 B00AA42 S 015 C01AA42 KINGSTON 015 D01AA42 JAMAICA 015 D02AA42 10 015 E04AA42 X 015 A00AA43 MIZUHO CORPORATE BANK, LTD 015 B00AA43 S 015 C01AA43 TOKYO 015 D01AA43 JAPAN 015 D02AA43 103 015 E04AA43 X 015 A00AA44 THE BANK OF TOKYO-MITSUBISHI, LTD PAGE 10 015 B00AA44 S 015 C01AA44 TOKYO 015 D01AA44 JAPAN 015 D02AA44 103 015 E04AA44 X 015 A00AA45 ARAB BANK PLC 015 B00AA45 S 015 C01AA45 SHMEISANI 015 D01AA45 JORDAN 015 E04AA45 X 015 A00AA46 ABN AMRO BANK KAZAKHSTAN 015 B00AA46 S 015 C01AA46 ALMATY 015 D01AA46 KAZAKHSTAN 015 D02AA46 480099 015 E04AA46 X 015 A00AA47 BARCLAYS BANK OF KENYA LTD. 015 B00AA47 S 015 C01AA47 NAIROBI 015 D01AA47 KENYA 015 E04AA47 X 015 A00AA48 HANSABANKA 015 B00AA48 S 015 C01AA48 RIGA 015 D01AA48 LATVIA 015 D02AA48 LV 1050 015 E04AA48 X 015 A00AA49 HSBC BANK MIDDLE EAST 015 B00AA49 S 015 C01AA49 RAS BEIRUT 015 D01AA49 LEBANON 015 E04AA49 X 015 A00AA50 VILNIUS BANKAS AB 015 B00AA50 S 015 C01AA50 VILNIUS 015 D01AA50 LITHUANIA 015 D02AA50 2600 015 E04AA50 X 015 A00AA51 BANQUE GENERALE DU LUXEMBOURG S.A. 015 B00AA51 S 015 C01AA51 LUXEMBOURG 015 D01AA51 LUXEMBOURG 015 D02AA51 L-2951 015 E04AA51 X 015 A00AA52 HSBC BANK MALAYSIA BERHAD 015 B00AA52 S 015 C01AA52 KUALA LUMPUR 015 D01AA52 MALAYSIA 015 D02AA52 50100 015 E04AA52 X 015 A00AA53 HSBC BANK MALTA PLC PAGE 11 015 B00AA53 S 015 C01AA53 VALLETTA 015 D01AA53 MALTA 015 D02AA53 VLT05 015 E04AA53 X 015 A00AA54 THE HONG KONG AND SHANGHAI BANKING 015 B00AA54 S 015 C01AA54 PORT LOUIS 015 D01AA54 MARITIUS 015 E04AA54 X 015 A00AA55 BANCO JP MORGAN S.A. 015 B00AA55 S 015 C01AA55 LOMAS DE CHAPULTEPEC 015 D01AA55 MEXICO 015 D02AA55 11000 015 E04AA55 X 015 A00AA56 BANCO NACIONAL DE MEXICO S.A. 015 B00AA56 S 015 C01AA56 COLONIA SANTE FE 015 D01AA56 MEXICO 015 D02AA56 01210 015 E04AA56 X 015 A00AA57 BANQUE COMMERCIALE DE MAROC S.A. 015 B00AA57 S 015 C01AA57 CASABLANCA 015 D01AA57 MOROCCO 015 D02AA57 20000 015 E04AA57 X 015 A00AA58 STANDARD BANK NAMIBIA LTD. 015 B00AA58 S 015 C01AA58 WINDHOEK 015 D01AA58 NAMIBIA 015 E04AA58 X 015 A00AA59 ABN AMRO BANK N.V. 015 B00AA59 S 015 C01AA59 DE BREDA 015 D01AA59 NETHERLANDS 015 D02AA59 4800 015 E04AA59 X 015 A00AA60 FORTIS BANK (NEDERLAND) N.V. 015 B00AA60 S 015 C01AA60 AMSTERDAM 015 D01AA60 NETHERLAND 015 D02AA60 1000 015 E04AA60 X 015 A00AA61 NATIONAL NOMINEES LTD. 015 B00AA61 S 015 C01AA61 AUCKLAND 015 D01AA61 NEW ZEALAND 015 E04AA61 X 015 A00AA62 STANBIC BANK NIGERIA LTD. PAGE 12 015 B00AA62 S 015 C01AA62 LAGOS 015 D01AA62 NIGERIA 015 E04AA62 X 015 A00AA63 DEN NORSKE BANK ASA 015 B00AA63 S 015 C01AA63 OSLO 015 D01AA63 NORWAY 015 D02AA63 N-0107 015 E04AA63 X 015 A00AA64 HSBC BANK MIDDLE EAST 015 B00AA64 S 015 C01AA64 RUWI 015 D01AA64 OMAN 015 E04AA64 X 015 A00AA65 CITIBANK, N.A. 015 B00AA65 S 015 C01AA65 KARACHI 015 D01AA65 PAKISTAN 015 D02AA65 74200 015 E04AA65 X 015 A00AA66 DEUTSCHE BANK AG 015 B00AA66 S 015 C01AA66 KARACHI 015 D01AA66 PAKISTAN 015 D02AA66 74200 015 E04AA66 X 015 A00AA67 STANDARD CHARTERED BANK 015 B00AA67 S 015 C01AA67 KARACHI 015 D01AA67 PAKISTAN 015 D02AA67 74000 015 E04AA67 X 015 A00AA68 CITIBANK, N.A. 015 B00AA68 S 015 C01AA68 LIMA 015 D01AA68 PERU 015 E04AA68 X 015 A00AA69 THE HONG KONG AND SHANGHAI BANKING 015 B00AA69 S 015 C01AA69 MANILA 015 D01AA69 PHILIPPINES 015 E04AA69 X 015 A00AA70 BANK HANDLOWY W.NWARSZAWIE S.A. 015 B00AA70 S 015 C01AA70 WARSAW 015 D01AA70 POLAND 015 D02AA70 00-923 015 E04AA70 X 015 A00AA71 BANCO ESPIRITO SANTO, S.A. 015 B00AA71 S PAGE 13 015 C01AA71 LISBON 015 D01AA71 PORTUGAL 015 D02AA71 1250-069 015 E04AA71 X 015 A00AA72 ING BANK N.V. 015 B00AA72 S 015 C01AA72 BUCHAREST 015 D01AA72 ROMANIA 015 E04AA72 X 015 A00AA73 JP BANK INTERNATIONAL 015 B00AA73 S 015 C01AA73 MOSCOW 015 D01AA73 RUSSIA 015 E04AA73 X 015 A00AA74 ING BANK (EURASIA) ZAO 015 B00AA74 S 015 C01AA74 MOSCOW 015 D01AA74 RUSSIA 015 D02AA74 123022 015 E04AA74 X 015 A00AA75 STANDARD CHARTERED BANK 015 B00AA75 S 015 C01AA75 SINGAPORE 015 D01AA75 SINGAPORE 015 D02AA75 049909 015 E04AA75 X 015 A00AA76 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B00AA76 S 015 C01AA76 BRATISLAVA 015 D01AA76 SLOVAK REPUBLIC 015 D02AA76 815 63 015 E04AA76 X 015 A00AA77 BANK AUSTRIA CREDITANSTALT D.D LJUBLJANA 015 B00AA77 S 015 C01AA77 LJUBLJANA 015 D01AA77 SLOVENIA 015 D02AA77 SI-1000 015 E04AA77 X 015 A00AA78 THE STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA78 S 015 C01AA78 JOHANNESBURG 015 D01AA78 SOUTH AFRICA 015 D02AA78 2001 015 E04AA78 X 015 A00AA79 THE HONG KONG AND SHANGHAI BANKING 015 B00AA79 S 015 C01AA79 SEOUL 015 D01AA79 SOUTH KOREA 015 E04AA79 X 015 A00AA80 STANDARD CHARTERED BANK 015 B00AA80 S PAGE 14 015 C01AA80 SEOUL 015 D01AA80 SOUTH KOREA 015 E04AA80 X 015 A00AA81 J.P. MORGAN, S.A. 015 B00AA81 S 015 C01AA81 MADRID 015 D01AA81 SPAIN 015 E04AA81 X 015 A00AA82 THE HONG KONG AND SHANGHAI BANKING 015 B00AA82 S 015 C01AA82 COLOMBO 015 D01AA82 SRI LANKA 015 E04AA82 X 015 A00AA83 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA83 S 015 C01AA83 STOCKHOLM 015 D01AA83 SWEDEN 015 D02AA83 SE-106 40 015 E04AA83 X 015 A00AA84 UBS AG 015 B00AA84 S 015 C01AA84 ZURICH 015 D01AA84 SWITZERLAND 015 D02AA84 8021 015 E04AA84 X 015 A00AA85 J.P. MORGAN CHASE BANK 015 B00AA85 S 015 C01AA85 TAIPEI 015 D01AA85 TAIWAN 015 E04AA85 X 015 A00AA86 THE HONG KONG AND SHANGHAI BANKING 015 B00AA86 S 015 C01AA86 TAIPEI 015 D01AA86 TAIWAN 015 E04AA86 X 015 A00AA87 STANDARD CHARTERED BANK 015 B00AA87 S 015 C01AA87 BANKGKOK 015 D01AA87 THAILAND 015 D02AA87 10500 015 E04AA87 X 015 A00AA88 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B00AA88 S 015 C01AA88 TUNIS CEDEX 015 D01AA88 TUNISIA 015 D02AA88 1080 015 E04AA88 X 015 A00AA89 JPMORGAN CHASE BANK 015 B00AA89 S 015 C01AA89 ISTANBUL 015 D01AA89 TURKEY PAGE 15 015 D02AA89 80700 015 E04AA89 X 015 A00AA90 ING BANK UKRAINE 015 B00AA90 S 015 C01AA90 KIEV 015 D01AA90 UKRAINE 015 D02AA90 252032 015 E04AA90 X 015 A00AA91 HSBC BANK MIDDLE EAST 015 B00AA91 S 015 C01AA91 DUBAI 015 D01AA91 UNITED ARAB EMIRATES 015 E04AA91 X 015 A00AA92 JPMORGAN CHASE BANK 015 B00AA92 S 015 C01AA92 LONDON 015 D01AA92 UNITED KINGDOM 015 D02AA92 EC2N 4AJ 015 E04AA92 X 015 A00AA93 BANKBOSTON, N.A. 015 B00AA93 S 015 C01AA93 MOTEVIDEO 015 D01AA93 URUGUAY 015 E04AA93 X 015 A00AA94 CITIBANK, N.A. 015 B00AA94 S 015 C01AA94 CARACAS 015 D01AA94 VENEZUELA 015 D02AA94 1010 015 E04AA94 X 015 A00AA95 THE HONG KONG AND SHANGHAI BANKING 015 B00AA95 S 015 C01AA95 HO CHI MINH CITY 015 D01AA95 VIETNAM 015 E04AA95 X 015 A00AA96 BARCLAYS BANK OF ZAMBIA LTD. 015 B00AA96 S 015 C01AA96 LUSAKA 015 D01AA96 ZAMBIA 015 E04AA96 X 015 A00AA97 BARCLAYS BANK OF ZIMBABWE LTD. 015 B00AA97 S 015 C01AA97 HARRE 015 D01AA97 ZIMBABWE 015 E04AA97 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 80 019 C00AA00 UBSGLOBAAM 020 A000001 J.P. MORGAN CHASE & CO. 020 B000001 13-5659485 PAGE 16 020 C000001 193 020 A000002 MERRILL LYNCH & CO., INC. 020 B000002 13-5674085 020 C000002 72 020 A000003 SALOMON SMITH BARNEY, INC. 020 B000003 00-0000000 020 C000003 68 020 A000004 MORGAN STANLEY & CO., INC. 020 B000004 13-2655985 020 C000004 62 020 A000005 DRESDNER KLEINWORT BENSON 020 B000005 00-0000000 020 C000005 49 020 A000006 UBS WARBURG 020 B000006 00-0000000 020 C000006 48 020 A000007 DEUTSCHE BANK 020 B000007 00-0000000 020 C000007 45 020 A000008 CS FIRST BOSTON CORP. 020 B000008 13-5659485 020 C000008 41 020 A000009 JEFFERIES & CO., INC. 020 B000009 00-0000000 020 C000009 40 020 A000010 WEEDEN & CO. 020 B000010 00-0000000 020 C000010 38 021 000000 1007 022 A000001 J.P. MORGAN CHASE & CO. 022 B000001 13-5659485 022 C000001 950118 022 D000001 854756 022 A000002 GOLDMAN SACHS GROUP 022 B000002 13-5108880 022 C000002 183609 022 D000002 107550 022 A000003 LEHMAN BROTHERS HOLDINGS 022 B000003 94-2537674 022 C000003 117131 022 D000003 78843 022 A000004 CS FIRST BOSTON CORP. 022 B000004 13-5659485 022 C000004 80426 022 D000004 57765 022 A000005 DEUTSCHE BANK 022 B000005 00-0000000 022 C000005 55387 022 D000005 58368 022 A000006 MERRILL LYNCH & CO., INC. 022 B000006 13-5674085 PAGE 17 022 C000006 58168 022 D000006 29513 022 A000007 BEAR STEARNS SECURITIES CORP. 022 B000007 00-0000000 022 C000007 36107 022 D000007 44966 022 A000008 MORGAN STANLEY & CO., INC. 022 B000008 13-2655985 022 C000008 49725 022 D000008 17598 022 A000009 SALOMON SMITH BARNEY 022 B000009 00-0000000 022 C000009 37234 022 D000009 16911 022 A000010 BANK OF AMERICA CORP. 022 B000010 00-0000000 022 C000010 31897 022 D000010 20766 023 C000000 1673161 023 D000000 1368664 026 A000000 N 026 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D000104 0 025 A000105 DELETE 025 D000105 0 025 A000106 DELETE 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 6649 028 A020100 0 028 A030100 0 028 A040100 12399 028 B010100 4740 028 B020100 0 028 B030100 0 PAGE 19 028 B040100 4381 028 C010100 6468 028 C020100 0 028 C030100 0 028 C040100 1992 028 D010100 16331 028 D020100 0 028 D030100 0 028 D040100 4462 028 E010100 13312 028 E020100 5293 028 E030100 0 028 E040100 4405 028 F010100 15380 028 F020100 0 028 F030100 0 028 F040100 3575 028 G010100 62880 028 G020100 5293 028 G030100 0 028 G040100 31214 028 H000100 35848 037 000100 Y 038 000100 11193 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 56 044 000100 0 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 Y 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 PAGE 20 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 Y 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y PAGE 21 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 Y 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 101328 071 B000100 69579 071 C000100 161343 071 D000100 43 072 A000100 6 072 B000100 670 072 C000100 1029 072 D000100 0 072 E000100 12 072 F000100 677 072 G000100 31 072 H000100 0 072 I000100 4 072 J000100 68 072 K000100 10 072 L000100 57 072 M000100 4 072 N000100 30 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 21 072 S000100 2 072 T000100 56 072 U000100 0 072 V000100 0 072 W000100 3 072 X000100 963 072 Y000100 0 072 Z000100 748 072AA000100 17 072BB000100 0 072CC010100 0 072CC020100 8642 072DD010100 6269 072DD020100 1231 072EE000100 0 PAGE 22 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 17237 074 D000100 28334 074 E000100 0 074 F000100 123161 074 G000100 0 074 H000100 0 074 I000100 36524 074 J000100 138 074 K000100 0 074 L000100 2753 074 M000100 0 074 N000100 208147 074 O000100 3713 074 P000100 153 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 7062 074 S000100 0 074 T000100 197219 074 U010100 0 074 U020100 0 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 1882 074 Y000100 0 075 A000100 0 075 B000100 167649 076 000100 0.00 025 A000201 BANK OF AMERICA CORP. 025 C000201 D 025 D000201 29 025 A000202 CREDIT SUISSE FIRST BOSTON USA, INC. 025 C000202 D 025 D000202 21 025 A000203 GOLDMAN SACHS GROUP 025 C000203 D 025 D000203 11 025 A000204 LEHMAN BROTHERS HOLDINGS, INC. 025 C000204 D 025 D000204 6 025 A000205 MORGAN STANLEY 025 C000205 D PAGE 23 025 D000205 17 025 D000206 0 025 D000207 0 025 D000208 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 8 044 000200 0 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 3.0 062 M000200 0.0 062 N000200 8.2 062 O000200 0.0 062 P000200 6.1 062 Q000200 82.7 062 R000200 0.0 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N PAGE 24 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 19246 071 B000200 18138 071 C000200 35035 071 D000200 52 072 A000200 6 072 B000200 702 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 138 072 G000200 6 072 H000200 0 072 I000200 7 072 J000200 15 072 K000200 2 072 L000200 15 072 M000200 2 072 N000200 33 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 29 072 S000200 12 072 T000200 8 072 U000200 0 PAGE 25 072 V000200 0 072 W000200 1 072 X000200 268 072 Y000200 95 072 Z000200 529 072AA000200 1236 072BB000200 0 072CC010200 1087 072CC020200 0 072DD010200 422 072DD020200 43 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 N000200 39984 074 O000200 602 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 182 074 S000200 0 074 T000200 39200 074 U010200 0 074 U020200 0 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 577 074 Y000200 0 075 A000200 0 075 B000200 36483 037 000300 Y 038 000300 17210 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 21 044 000300 0 055 A000300 Y PAGE 26 055 B000300 N 056 000300 Y 057 000300 N 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 Y 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y PAGE 27 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 18961 071 B000300 13287 071 C000300 52372 071 D000300 25 072 A000300 6 072 B000300 15 072 C000300 521 072 D000300 0 072 E000300 0 072 F000300 216 072 G000300 9 072 H000300 0 072 I000300 2 072 J000300 21 072 K000300 2 072 L000300 17 072 M000300 3 072 N000300 35 072 O000300 0 072 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072DD010400 4108 072DD020400 126 072EE000400 124 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0400 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 862 074 D000400 0 074 E000400 0 074 F000400 85313 074 G000400 0 074 H000400 0 074 I000400 8257 074 J000400 0 074 K000400 0 074 L000400 641 074 M000400 0 074 N000400 95073 074 O000400 0 074 P000400 135 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 6671 074 S000400 0 074 T000400 88267 074 U010400 0 074 U020400 0 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 PAGE 31 074 X000400 424 074 Y000400 0 075 A000400 0 075 B000400 88326 072 Y000500 0 072 Z000500 0 072AA000500 0 072BB000500 0 072CC010500 0 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 17 044 000600 0 055 A000600 N 055 B000600 Y 056 000600 Y 057 000600 N 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 PAGE 32 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 Y 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 14992 071 B000600 22512 071 C000600 89359 071 D000600 17 072 A000600 6 072 I000600 26 072 J000600 24 072 K000600 4 072 L000600 29 072 M000600 0 072 N000600 32 072 O000600 0 PAGE 33 072 P000600 0 072 Q000600 0 072 R000600 13 072 S000600 2 072 T000600 17 072 U000600 0 072 V000600 0 072 W000600 6 072 X000600 490 072 Y000600 107 072 Z000600 531 072AA000600 0 072BB000600 5918 072CC010600 0 072CC020600 4478 072DD010600 898 072DD020600 41 072EE000600 2530 073 A010600 0.0000 073 A020600 0.0000 073 B000600 1.5200 073 C000600 0.0000 074 N000600 84330 074 T000600 83908 075 A000600 0 075 B000600 91029 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 14 044 000700 0 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 PAGE 34 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 N 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 14836 071 B000700 13265 071 C000700 22724 071 D000700 58 072 A000700 6 072 I000700 3 072 J000700 6 PAGE 35 072 K000700 1 072 L000700 7 072 M000700 2 072 N000700 34 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 14 072 S000700 10 072 T000700 14 072 U000700 0 072 V000700 0 072 W000700 2 072 X000700 181 072 Y000700 71 072 Z000700 251 072AA000700 0 072BB000700 995 072CC010700 0 072CC020700 382 072DD010700 431 072DD020700 121 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 N000700 24074 074 T000700 23968 075 A000700 0 075 B000700 23757 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 43 044 000800 0 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 062 A000800 Y PAGE 36 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 2.0 062 M000800 27.6 062 N000800 33.5 062 O000800 0.0 062 P000800 15.4 062 Q000800 19.8 062 R000800 0.0 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 N 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 Y 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N PAGE 37 070 R010800 N 070 R020800 N 071 A000800 73694 071 B000800 58892 071 C000800 82415 071 D000800 71 072 A000800 6 072 I000800 3 072 J000800 23 072 K000800 2 072 L000800 25 072 M000800 0 072 N000800 36 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 6 072 S000800 3 072 T000800 43 072 U000800 0 072 V000800 0 072 W000800 4 072 X000800 377 072 Y000800 73 072 Z000800 1936 072AA000800 498 072BB000800 0 072CC010800 2146 072CC020800 0 072DD010800 1572 072DD020800 545 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 N000800 95222 074 T000800 95112 075 A000800 0 075 B000800 86007 028 A010900 221 028 A020900 0 028 A030900 0 028 A040900 61 028 B010900 34 028 B020900 0 028 B030900 0 028 B040900 166 028 C010900 498 028 C020900 0 028 C030900 0 PAGE 38 028 C040900 369 028 D010900 541 028 D020900 24 028 D030900 0 028 D040900 129 028 E010900 0 028 E020900 0 028 E030900 0 028 E040900 45 028 F010900 0 028 F020900 0 028 F030900 0 028 F040900 0 028 G010900 1294 028 G020900 24 028 G030900 0 028 G040900 770 028 H000900 584 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 6 044 000900 0 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 071 A000900 0 071 B000900 0 071 C000900 0 071 D000900 0 072 A000900 10 PAGE 39 072 B000900 11 072 C000900 86 072 D000900 0 072 E000900 0 072 F000900 39 072 G000900 0 072 H000900 0 072 I000900 8 072 J000900 0 072 K000900 0 072 L000900 5 072 M000900 4 072 N000900 57 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 0 072 S000900 3 072 T000900 8 072 U000900 0 072 V000900 0 072 W000900 42 072 X000900 166 072 Y000900 114 072 Z000900 45 072AA000900 0 072BB000900 183 072CC010900 0 072CC020900 400 072DD010900 12 072DD020900 2 072EE000900 0 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 0 074 B000900 0 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 0 074 G000900 0 074 H000900 0 074 I000900 0 074 J000900 0 074 K000900 0 074 L000900 0 074 M000900 0 074 N000900 0 074 O000900 0 PAGE 40 074 P000900 0 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 0 074 S000900 0 074 T000900 0 074 U010900 0 074 U020900 0 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 0 074 Y000900 0 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 5 044 001000 0 055 A001000 Y 055 B001000 N 056 001000 Y 057 001000 N 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N PAGE 41 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 1525 071 B001000 1882 071 C001000 3591 071 D001000 42 072 A001000 6 072 I001000 2 072 J001000 0 072 K001000 0 072 L001000 2 072 M001000 2 072 N001000 36 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 12 072 S001000 3 072 T001000 5 072 U001000 0 072 V001000 0 PAGE 42 072 W001000 1 072 X001000 76 072 Y001000 56 072 Z001000 2 072AA001000 0 072BB001000 944 072CC011000 499 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 N001000 3298 074 T001000 3267 075 A001000 0 075 B001000 3697 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 8 044 001100 0 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 N 060 B001100 N 061 001100 1000 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 PAGE 43 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 12157 071 B001100 9595 071 C001100 35568 071 D001100 27 072 A001100 6 072 B001100 14 072 C001100 75 072 D001100 0 072 E001100 0 072 F001100 184 PAGE 44 072 G001100 6 072 H001100 0 072 I001100 5 072 J001100 10 072 K001100 2 072 L001100 12 072 M001100 2 072 N001100 38 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 9 072 S001100 5 072 T001100 8 072 U001100 0 072 V001100 0 072 W001100 0 072 X001100 281 072 Y001100 61 072 Z001100 -130 072AA001100 0 072BB001100 865 072CC011100 0 072CC021100 3485 072DD011100 0 072DD021100 0 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 N001100 35776 074 T001100 35350 075 A001100 0 075 B001100 36421 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 221 044 001200 0 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 062 A001200 Y 062 B001200 0.0 PAGE 45 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 1.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 93.6 062 Q001200 0.9 062 R001200 2.4 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 N 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 Y 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y PAGE 46 070 R021200 N 071 A001200 54878 071 B001200 26791 071 C001200 140538 071 D001200 19 072 A001200 6 072 I001200 115 072 J001200 40 072 K001200 45 072 L001200 55 072 M001200 2 072 N001200 35 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 16 072 S001200 20 072 T001200 221 072 U001200 0 072 V001200 0 072 W001200 1 072 X001200 1032 072 Y001200 288 072 Z001200 6973 072AA001200 0 072BB001200 14836 072CC011200 0 072CC021200 76131 072DD011200 2649 072DD021200 4605 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 74 074 B001200 0 074 C001200 1668 074 D001200 156894 074 E001200 1249 074 F001200 2584 074 G001200 0 074 H001200 0 074 I001200 150 074 J001200 439 074 K001200 0 074 L001200 4579 074 M001200 0 074 N001200 167637 074 T001200 166004 075 A001200 0 PAGE 47 075 B001200 148838 042 A001300 0 042 B001300 0 042 C001300 0 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 100 043 001300 0 044 001300 0 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 071 A001300 8028 071 B001300 8432 071 C001300 1321 071 D001300 608 072 A001300 12 072 I001300 8 072 J001300 0 072 K001300 0 072 L001300 5 072 M001300 0 072 N001300 52 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 0 072 S001300 0 072 T001300 3 072 U001300 0 072 V001300 0 072 W001300 32 072 X001300 122 072 Y001300 95 PAGE 48 072 Z001300 -22 072AA001300 0 072BB001300 737 072CC011300 244 072CC021300 0 072DD011300 0 072DD021300 0 072EE001300 3 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.0000 073 C001300 0.0000 074 A001300 0 074 B001300 0 074 C001300 0 074 D001300 0 074 E001300 0 074 F001300 0 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 0 074 K001300 0 074 L001300 0 074 M001300 0 074 N001300 0 074 O001300 0 074 P001300 0 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 0 074 S001300 0 074 T001300 0 074 U011300 0 074 U021300 0 074 V011300 0.00 074 V021300 0.00 074 W001300 0.0000 074 X001300 0 074 Y001300 0 042 A001400 0 042 B001400 0 042 C001400 0 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 100 043 001400 0 PAGE 49 044 001400 0 062 A001400 N 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 062 N001400 0.0 062 O001400 0.0 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 071 A001400 7053 071 B001400 5840 071 C001400 2623 071 D001400 223 072 A001400 12 072 I001400 8 072 J001400 0 072 K001400 2 072 L001400 3 072 M001400 4 072 N001400 51 072 O001400 0 072 P001400 0 072 Q001400 0 072 R001400 0 072 S001400 0 072 T001400 3 072 U001400 0 072 V001400 0 072 W001400 36 072 X001400 139 074 A001400 0 074 B001400 0 074 C001400 0 074 D001400 0 074 E001400 0 074 F001400 0 074 G001400 0 074 H001400 0 074 I001400 0 074 J001400 0 074 K001400 0 PAGE 50 074 L001400 0 074 M001400 0 074 N001400 0 074 O001400 0 074 P001400 0 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 0 074 S001400 0 074 T001400 0 074 U011400 0 074 U021400 0 074 V011400 0.00 074 V021400 0.00 074 W001400 0.0000 074 X001400 0 074 Y001400 0 028 A011500 28 028 A021500 0 028 A031500 0 028 A041500 54 028 B011500 53 028 B021500 0 028 B031500 0 028 B041500 2 028 C011500 16 028 C021500 0 028 C031500 0 028 C041500 109 028 D011500 3932 028 D021500 0 028 D031500 0 028 D041500 28 028 E011500 278 028 E021500 0 028 E031500 0 028 E041500 225 028 F011500 441 028 F021500 73 028 F031500 0 028 F041500 461 028 G011500 4748 028 G021500 73 028 G031500 0 028 G041500 879 028 H001500 1711 042 A001500 0 042 B001500 0 042 C001500 0 PAGE 51 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 100 043 001500 6 044 001500 0 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 N 055 A001500 Y 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 1000 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N PAGE 52 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 Y 070 L011500 N 070 L021500 N 070 M011500 N 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 N 070 R021500 N 071 A001500 5775 071 B001500 1876 071 C001500 5144 071 D001500 36 072 A001500 6 072 I001500 0 072 J001500 1 072 K001500 1 072 L001500 4 072 M001500 0 072 N001500 46 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 10 072 S001500 4 072 T001500 6 072 U001500 0 072 V001500 0 072 W001500 9 072 X001500 101 072 Y001500 72 072 Z001500 39 072AA001500 0 072BB001500 547 072CC011500 0 072CC021500 264 PAGE 53 072DD011500 33 072DD021500 12 072EE001500 50 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.2400 073 C001500 0.0000 074 N001500 7255 074 T001500 7181 075 A001500 0 075 B001500 5316 071 A003600 0 071 B003600 0 071 C003600 0 071 D003600 0 072 A003600 0 072 B003600 0 072 C003600 0 072 D003600 0 072 E003600 0 072 F003600 0 072 G003600 0 072 H003600 0 SIGNATURE CAROLYN M. BURKE TITLE TREASURER EX-99.77Q1 OTHR EXHB 2 certification.txt CETIFICATION Model N-SAR Exhibit 99.77Q3 EXHIBIT 99.77Q3 TO FORM N-SAR Registrant Name: The UBS Funds File Number: 811- 6637 Registrant CIK Number: 0000886244 Sub-Item 77Q3 (a)(i) The registrant's principal executive officer and principal financial officer have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a-2(c) under the Investment Company Act of 1940, as amended) are effective based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this document. (a)(ii) There were no significant changes in the registrant's internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. (a)(iii) Certifications: CERTIFICATIONS I, Brian M. Storms, certify that: 1. I have reviewed this report on Form N-SAR of The UBS Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for stablishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly ffect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: /s/ Brian M. Storms Brian M. Storms President CERTIFICATIONS I, Paul H. Schubert, certify that: 1. I have reviewed this report on Form N-SAR of The UBS Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: /s/ Paul H. Schubert Paul H. Schubert Treasurer EX-99.77M MERGERS 3 fundmerger.txt MERGER For period ending: December 31, 2002 Exhibit 99.77Q1(e) File number: 811-6637 UBS U.S. Large Cap Equity Fund At a Special Meeting of Shareholders held on September 25, 2002, the shareholders of the UBS U.S. Large Cap Equity Fund ("Large Cap Fund") approved an Agreement and Plan of Reorganization providing for its reorganization into UBS U.S. Value Equity Fund, each a series of The UBS Funds. Large Cap Fund's shares were voted as follows with respect to the transaction: 520,606.462 shares were voted "for"; 3,087.000 shares were voted "against"; and 0 shares were voted "abstain". The transaction was consummated on October 4, 2002. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive combined Prospectus/Proxy Statemen dated and filed with the SEC on August 5, 2002 (Accession Number 0000912057-02-029889; SEC File No. 333-91566.) For period ending: December 31, 2002 Exhibit 99.77Q1(e) File number: 811-6637 A copy of the Investment Advisory Agreements dated July 1, 2002 between the Advisor and the Registrant each on behalf of UBS Global Allocation Fund UBS Global Bond Fund, UBS Global Equity Fund, UBS U.S. Equity Fund, UBS U.S. Balanced Fund, UBS U.S. Large Cap Equity Fund, UBS U.S. Large Cap Growth Fund, UBS U.S. Small Cap Growth Fund, UBS High Yield Fund and UBS U.S. Value Equity Fund were filed with the Securities and Exchange Commission on September 30, 2002 and are hereby incorporated by reference in response to this sub-item. (Post-Effective Amendment No. 39; Exhibits 99.d (1), (2), (4), (5), (6), (7), (8), (9), (10), (11) and (15); Accession Number: 0000912057-02-037217; File Nos. 033-47287 and 811-06637). -----END PRIVACY-ENHANCED MESSAGE-----