<SEC-DOCUMENT>0001104659-23-107115-index.html : 20231005 <SEC-HEADER>0001104659-23-107115.hdr.sgml : 20231005 <ACCEPTANCE-DATETIME>20231005143419 ACCESSION NUMBER: 0001104659-23-107115 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 231311022 BUSINESS ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-7100 MAIL ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002979 <SERIES-NAME>UBS GLOBAL ALLOCATION FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008182 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNGLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008185 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPGLX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002980 <SERIES-NAME>UBS International Sustainable Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008186 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNIEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008189 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BNUEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000222877 <CLASS-CONTRACT-NAME>Class P2 <CLASS-CONTRACT-TICKER-SYMBOL>ESPTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002985 <SERIES-NAME>UBS U.S. SMALL CAP GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008206 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008209 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BISCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000236701 <CLASS-CONTRACT-NAME>CLASS P2 <CLASS-CONTRACT-TICKER-SYMBOL>BIPTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000003134 <SERIES-NAME>UBS Emerging Markets Equity Opportunity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008499 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>UEMAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008502 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>UEMPX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200986 <CLASS-CONTRACT-NAME>CLASS P2 <CLASS-CONTRACT-TICKER-SYMBOL>EMPTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000003135 <SERIES-NAME>UBS DYNAMIC ALPHA FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008503 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNAAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008506 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BNAYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000053041 <SERIES-NAME>UBS Multi Income Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000166868 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UTBAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000166870 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UTBPX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000237722 <CLASS-CONTRACT-NAME>Class P2 <CLASS-CONTRACT-TICKER-SYMBOL>UTBTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000063381 <SERIES-NAME>UBS Engage For Impact Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205441 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UEIPX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205442 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UEIAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000225935 <CLASS-CONTRACT-NAME>Class P2 <CLASS-CONTRACT-TICKER-SYMBOL>EIPTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000063382 <SERIES-NAME>UBS Sustainable Development Bank Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205443 <CLASS-CONTRACT-NAME>Class P2 <CLASS-CONTRACT-TICKER-SYMBOL>UDBTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205444 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UDBPX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205445 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UDBAX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000065858 <SERIES-NAME>UBS All China Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000212770 <CLASS-CONTRACT-NAME>Class P2 <CLASS-CONTRACT-TICKER-SYMBOL>ACPTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000212771 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UACAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000212772 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UACPX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000068969 <SERIES-NAME>UBS US Dividend Ruler Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000220414 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>DVRUX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000241422 <CLASS-CONTRACT-NAME>Class P2 <CLASS-CONTRACT-TICKER-SYMBOL>DVRPX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000068970 <SERIES-NAME>UBS US Quality Growth At Reasonable Price Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000220415 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>QGRPX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>DEF 14A <SEQUENCE>1 <FILENAME>tm2325369d3_def14a.htm <DESCRIPTION>DEF 14A <TEXT> Document 1 - file: tm2325369d3_def14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>j23253692_aa001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: j23253692_aa001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>j23253692_ba002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: j23253692_ba002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>j23253692_za003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: j23253692_za003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>tm2325369d3_def14a-img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: tm2325369d3_def14a-img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>tm2325369d3_def14a-img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: tm2325369d3_def14a-img002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>tm2325369d3_def14a-img003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: tm2325369d3_def14a-img003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>tm2325369d3_def14a-img004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: tm2325369d3_def14a-img004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>tm2325369d3_def14a-img005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: tm2325369d3_def14a-img005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>tm2325369d3_def14a-img006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: tm2325369d3_def14a-img006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>tm2325369d3_def14a-img007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: tm2325369d3_def14a-img007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>tm2325369d3_def14a-img008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: tm2325369d3_def14a-img008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>tm2325369d3_coverimg001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: tm2325369d3_coverimg001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>tm2325369d3_coverimg002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: tm2325369d3_coverimg002.jpg
</DOCUMENT> </SEC-DOCUMENT>