0001104659-19-051146.txt : 20190924 0001104659-19-051146.hdr.sgml : 20190924 20190924130031 ACCESSION NUMBER: 0001104659-19-051146 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190924 DATE AS OF CHANGE: 20190924 EFFECTIVENESS DATE: 20190924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-47287 FILM NUMBER: 191110194 BUSINESS ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-7100 MAIL ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 0000886244 S000002978 UBS U.S. Sustainable Equity Fund C000008178 Class A BNEQX C000008180 CLASS C BNQCX C000008181 CLASS P BPEQX 0000886244 S000002979 UBS GLOBAL ALLOCATION FUND C000008182 CLASS A BNGLX C000008184 CLASS C BNPCX C000008185 CLASS P BPGLX 0000886244 S000002980 UBS International Sustainable Equity Fund C000008186 CLASS A BNIEX C000008188 CLASS C BNICX C000008189 CLASS P BNUEX 0000886244 S000002985 UBS U.S. SMALL CAP GROWTH FUND C000008206 CLASS A BNSCX C000008208 CLASS C BNMCX C000008209 CLASS P BISCX 0000886244 S000003134 UBS Emerging Markets Equity Opportunity Fund C000008499 CLASS A UEMAX C000008502 CLASS P UEMPX C000200986 CLASS P2 EMPTX 0000886244 S000003135 UBS DYNAMIC ALPHA FUND C000008503 CLASS A BNAAX C000008505 CLASS C BNACX C000008506 CLASS P BNAYX 0000886244 S000047156 UBS Municipal Bond Fund C000147812 Class A UMBAX C000147813 Class C UMBCX C000147814 Class P UMBPX 0000886244 S000053041 UBS Total Return Bond Fund C000166868 Class A UTBAX C000166869 Class C UTBCX C000166870 Class P UTBPX 0000886244 S000063381 UBS Engage For Impact Fund C000205441 Class P C000205442 Class A 0000886244 S000063382 UBS Sustainable Development Bank Bond Fund C000205443 Class P2 C000205444 Class P C000205445 Class A 0000886244 S000065858 UBS All China Equity Fund C000212770 Class P2 C000212771 Class A C000212772 Class P 24F-2NT 1 a19-18209_124f2nt.htm 24F-2NT

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 24F-2

Annual Notice of Securities Sold

Pursuant to Rule 24f-2

 

 

Read instructions at end of Form before preparing Form.  Please print or type.

 

 

1.

Name and address of issuer:

 

 

 

The UBS Funds

One North Wacker Drive

Chicago, Illinois  60606

 

 

2.

The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes):                      þ

 

 

 

 

3.

Investment Company Act File Number:  811-06637

 

 

 

Securities Act File Number:  033-47287

 

 

 

 

4(a).

Last day of fiscal year for which this form is filed:

 

 

 

June 30, 2019

 

 

 

 

 

 

4(b).

¨   Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer’s fiscal year).  (See Instruction A.2)

 

 

 

 

Note:  If the Form is being filed late, interest must be paid on the registration fee due.

 

 

4(c).

¨   Check box if this is the last time the issuer will be filing this Form.

 

 

 

 

 

 

 

 

 

 

5.

Calculation of registration fee:

 

 

 

(i)

Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): (See Schedules A and B)

 

 

 

$       423,706,241

 

 

(ii)

Aggregate price of securities redeemed or repurchased during the fiscal year: (See Schedule C)

 

$   271,677,054

 

 

 

 

(iii)

Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission:

 

$ 7,601,159,753

 

 

 

 

 

 

 

 

 

 

(iv)

Total available redemption credits [add Items 5(ii) and 5(iii)]:

 

$ -7,872,836,807

 

 

 

 

 

 

 

 

 

 

(v)

Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:

 

 

 

$0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(vi)

Redemption credits available for use in future years —if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:

 

$ (7,449,130,566)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(vii)

Multiplier for determining registration fee (See Instruction C.9):

 

 

 

x

 0.0001212

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(viii)

Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter “0” if no fee is due):

 

 

 

=$

0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6.

Prepaid Shares

 

 

 

If the response to item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here:      0    .  If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here:        0      .

 

 

7.

Interest due - if this Form is being filed more than 90 days after the end of the issuer’s fiscal year (see Instruction D):

 

 

 

 

 

 

 

 

+$

0

 

 

 

 

 

8.

Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:

 

 

 

 

 

 

 

 

=$

0

 

 

 

 

 

9.

Date the registration fee and any interest payment was sent to the Commission’s lockbox depository:

 

 

 

 

 

Method of Delivery:

 

 

 

 

 

o 

 

Wire Transfer.  Fed Reference #                          

 

o 

 

Mail or other means

 

 

 

 

SIGNATURES

This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated.

 

 

By  (Signature and Title)*

/s/ Nancy Osborn, Vice President and Assistant Treasurer

 

 

 

 

 

Nancy Osborn, Vice President and Assistant Treasurer

 

 

 

 

Date

September 24, 2019

 

 

 

*Please print the name and title of the signing officer below the signature.