485BPOS 1 a18-28088_7485bpos.htm 485BPOS

 

As filed with the U.S. Securities and Exchange Commission on July 15, 2019

 

File No. 033-47287

File No. 811-06637

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

x

Pre-Effective Amendment No.    

 

o

Post-Effective Amendment No. 140

 

x

 

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 

x

Amendment No. 141

 

 

 

(Check appropriate box or boxes.)

 

THE UBS FUNDS

(Exact Name of Registrant as Specified in Charter)

 

One North Wacker, Chicago, Illinois  60606

(Address of Principal Executive Office)  (Zip Code)

 

Registrant’s Telephone Number, including Area Code  312-525-7240

 

Keith A. Weller

UBS Asset Management (Americas) Inc.

One North Wacker

Chicago, Illinois  60606

(Name and Address of Agent for Service)

 

Please send copies of all communications to:

 

Bruce G. Leto, Esq.

Stradley Ronon Stevens & Young, LLP

2005 Market Street, Suite 2600

Philadelphia, PA 19103

(215) 564-8027

 

Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of this registration statement.

 

It is proposed that this filing will become effective (check appropriate box):

 

x  immediately upon filing pursuant to paragraph (b)

o  on [Date] pursuant to paragraph (b)

o  60 days after filing pursuant to paragraph (a)(1)

o  on [Date] pursuant to paragraph (a)(1)

o  75 days after filing pursuant to paragraph (a)(2)

o  on [Date] pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

o  This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused Post-Effective Amendment Nos. 140/141 to this Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago, and the State of Illinois on the 15th day of July, 2019.

 

 

THE UBS FUNDS

 

 

 

 

 

By:

/s/ Igor Lasun

 

 

Igor Lasun*

 

 

President and Principal Executive Officer

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Igor Lasun

 

President and Principal Executive Officer

 

July 15, 2019

Igor Lasun*

 

 

 

 

 

 

 

 

 

/s/ Frank K. Reilly

 

Chairman and Trustee

 

July 15, 2019

Frank K. Reilly*

 

 

 

 

 

 

 

 

 

/s/ Joanne M. Kilkeary

 

Principal Accounting Officer and Treasurer

 

July 15, 2019

Joanne M. Kilkeary*

 

 

 

 

 

 

 

 

 

/s/ Adela Cepeda

 

Trustee

 

July 15, 2019

Adela Cepeda*

 

 

 

 

 

 

 

 

 

/s/ J. Mikesell Thomas

 

Trustee

 

July 15, 2019

J. Mikesell Thomas*

 

 

 

 

 

 

 

 

 

/s/ Abbie J. Smith

 

Trustee

 

July 15, 2019

Abbie J. Smith*

 

 

 

 

 

 

* By

/s/ Keith A. Weller

 

 

 

Keith A. Weller, Attorney-in-Fact

 

 

 

(Pursuant to Powers of Attorney, incorporated herein by reference)

 


 

EXHIBITS INDEX

 

Index No.

 

Description of Exhibit

EX-101.INS

 

XBRL Instance Document

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase