N-PX 1 a17-17033_13npx.htm N-PX

 

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE
COMMISSION
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OMB Number:  3235-0582

 

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FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-6637

 

The UBS Funds

(Exact name of registrant as specified in charter)

 

 

 

One North Wacker Drive

Chicago, Illinois

 

60606-2807

(Address of principal executive offices)

 

(Zip code)

 

Eric Sanders

UBS Asset Management (Americas) Inc.

1285 Avenue of the Americas

New York, New York 10019-6028

 

Registrant’s telephone number, including area code:  212.821.3000

 

 

Date of fiscal year end:  6/30

 

 

Date of reporting period:  7/1/2016 – 6/30/2017

 

 

 



 

Item 1. Proxy Voting Record.

 



 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-6637                                                      

 

The UBS Funds                                                                  

One North Wacker Drive

Chicago, Illinois  60606-2825

212-821-3000

Eric Sanders

UBS Asset Management (Americas) Inc.

1285 Avenue of the Americas

New York, NY 10019

Fiscal year end: 6/30 

                                                                                

                                                                                

Reporting Period: 07/01/2016 - 06/30/2017

                                                                               

                                                                                

                                                                                

 

========================== UBS Global Allocation Fund ==========================

 

 

ABBOTT LABORATORIES                                                             

 

Ticker:       ABT            Security ID:  002824100                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Alpern         For       For          Management

1.2   Elect Director Roxanne S. Austin        For       For          Management

1.3   Elect Director Sally E. Blount          For       For          Management

1.4   Elect Director Edward M. Liddy          For       For          Management

1.5   Elect Director Nancy McKinstry          For       For          Management

1.6   Elect Director Phebe N. Novakovic       For       For          Management

1.7   Elect Director William A. Osborn        For       For          Management

1.8   Elect Director Samuel C. Scott, III     For       For          Management

1.9   Elect Director Daniel J. Starks         For       For          Management

1.10  Elect Director Glenn F. Tilton          For       For          Management

1.11  Elect Director Miles D. White           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

6     Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                             

7     Require Independent Board Chairman      Against   For          Shareholder

 

 

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ABC-MART INC.                                                                   

 

Ticker:       2670           Security ID:  J00056101                           

Meeting Date: MAY 30, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 60                                                 

2.1   Elect Director Noguchi, Minoru          For       For          Management

2.2   Elect Director Yoshida, Yukie           For       For          Management

2.3   Elect Director Katsunuma, Kiyoshi       For       For          Management

2.4   Elect Director Kojima, Jo               For       For          Management

2.5   Elect Director Kikuchi, Takashi         For       For          Management

2.6   Elect Director Hattori, Kiichiro        For       For          Management

3.1   Elect Director and Audit Committee      For       For          Management

      Member Hayashi, Yutaka                                                   

3.2   Elect Director and Audit Committee      For       For          Management

      Member Matsuoka, Tadashi                                                  

3.3   Elect Director and Audit Committee      For       For          Management

      Member Sugahara, Taio                                                    

 

 

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ACTIVISION BLIZZARD, INC.                                                      

 

Ticker:       ATVI           Security ID:  00507V109                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                               

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert Corti             For       For          Management

1.2   Elect Director Hendrik Hartong, III     For       For          Management

1.3   Elect Director Brian G. Kelly           For       For          Management

1.4   Elect Director Robert A. Kotick         For       For          Management

1.5   Elect Director Barry Meyer              For       For          Management

1.6   Elect Director Robert Morgado           For       Against      Management

1.7   Elect Director Peter Nolan              For       For          Management

1.8   Elect Director Casey Wasserman          For       For          Management

1.9   Elect Director Elaine Wynn              For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

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ADOBE SYSTEMS INCORPORATED                                                     

 

Ticker:       ADBE           Security ID:  00724F101                            

Meeting Date: APR 12, 2017   Meeting Type: Annual                              

Record Date:  FEB 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Amy Banse                For       For          Management

1b    Elect Director Edward Barnholt          For       For          Management

1c    Elect Director Robert Burgess           For       For          Management

1d    Elect Director Frank Calderoni          For       For          Management

1e    Elect Director James Daley              For       For          Management

1f    Elect Director Laura Desmond            For       For          Management

1g    Elect Director Charles Geschke          For       For          Management

1h    Elect Director Shantanu Narayen         For       For          Management

1i    Elect Director Daniel Rosensweig        For       For          Management

1j    Elect Director John Warnock             For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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AFLAC INCORPORATED                                                             

 

Ticker:       AFL            Security ID:  001055102                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  FEB 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Daniel P. Amos           For       For          Management

1b    Elect Director Paul S. Amos, II         For       For          Management

1c    Elect Director W. Paul Bowers           For       For          Management

1d    Elect Director Kriss Cloninger, III     For       For          Management

1e    Elect Director Toshihiko Fukuzawa       For       For          Management

1f    Elect Director Elizabeth J. Hudson      For       For          Management

1g    Elect Director Douglas W. Johnson       For       For          Management

1h    Elect Director Robert B. Johnson        For       For          Management

1i    Elect Director Thomas J. Kenny          For       For          Management

1j    Elect Director Charles B. Knapp         For       For          Management

1k    Elect Director Karole F. Lloyd          For       For          Management

1l    Elect Director Joseph L. Moskowitz      For       For          Management

1m    Elect Director Barbara K. Rimer         For       For          Management

1n    Elect Director Melvin T. Stith          For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Amend Executive Incentive Bonus Plan    For       For          Management

 

 

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AIA GROUP LTD.                                                                 

 

Ticker:       1299           Security ID:  Y002A1105                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAY 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Elect Mohamed Azman Yahya as Director   For       For          Management

4     Elect Edmund Sze-Wing Tse as Director   For       For          Management

5     Elect Jack Chak-Kwong So as Director    For       For          Management

6     Approve PricewaterhouseCoopers as       For       For          Management

      Auditor and Authorize Board to Fix                                       

      Their Remuneration                                                       

7A    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

7B    Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

7C    Approve Allotment and Issuance of       For       For          Management

      Additional Shares Under the Restricted                                   

      Share Unit Scheme                                                        

 

 

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ALLEGION PLC                                                                    

 

Ticker:       ALLE           Security ID:  G0176J109                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael J. Chesser       For       For          Management

1b    Elect Director Carla Cico               For       For          Management

1c    Elect Director Kirk S. Hachigian        For       For          Management

1d    Elect Director David D. Petratis        For       For          Management

1e    Elect Director Dean I. Schaffer         For       For          Management

1f    Elect Director Martin E. Welch, III     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve PricewaterhouseCoopers as       For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                      

 

 

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ALLERGAN PLC                                                                   

 

Ticker:       AGN            Security ID:  G0177J108                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nesli Basgoz             For       For          Management

1b    Elect Director Paul M. Bisaro           For       Against      Management

1c    Elect Director James H. Bloem           For       For          Management

1d    Elect Director Christopher W. Bodine    For       For          Management

1e    Elect Director Adriane M. Brown         For       For          Management

1f    Elect Director Christopher J. Coughlin  For       For          Management

1g    Elect Director Catherine M. Klema       For       For          Management

1h    Elect Director Peter J. McDonnell       For       For          Management

1i    Elect Director Patrick J. O'Sullivan    For       For          Management

1j    Elect Director Brenton L. Saunders      For       For          Management

1k    Elect Director Ronald R. Taylor         For       For          Management

1l    Elect Director Fred G. Weiss            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Require Independent Board Chairman      Against   For          Shareholder

 

 

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ALNYLAM PHARMACEUTICALS, INC.                                                  

 

Ticker:       ALNY           Security ID:  02043Q107                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael W. Bonney        For       For          Management

1.2   Elect Director John M. Maraganore       For       For          Management

1.3   Elect Director Paul R. Schimmel         For       For          Management

1.4   Elect Director Phillip A. Sharp         For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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ALPHABET INC.                                                                  

 

Ticker:       GOOGL          Security ID:  02079K305                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Larry Page               For       For          Management

1.2   Elect Director Sergey Brin              For       For          Management

1.3   Elect Director Eric E. Schmidt          For       For          Management

1.4   Elect Director L. John Doerr            For       For          Management

1.5   Elect Director Roger W. Ferguson, Jr.   For       For          Management

1.6   Elect Director Diane B. Greene          For       For          Management

1.7   Elect Director John L. Hennessy         For       For          Management

1.8   Elect Director Ann Mather               For       Withhold     Management

1.9   Elect Director Alan R. Mulally          For       For          Management

1.10  Elect Director Paul S. Otellini         For       For          Management

1.11  Elect Director K. Ram Shriram           For       For          Management

1.12  Elect Director Shirley M. Tilghman      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       Against      Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

6     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

7     Report on Lobbying Payments and Policy  Against   For          Shareholder

8     Report on Political Contributions       Against   For          Shareholder

9     Report on Gender Pay Gap                Against   Against      Shareholder

10    Report on Charitable Contributions      Against   Against      Shareholder

11    Adopt Holy Land Principles              Against   Against      Shareholder

12    Report on Fake News                     Against   Against      Shareholder

 

 

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AMAZON.COM, INC.                                                               

 

Ticker:       AMZN           Security ID:  023135106                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                               

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jeffrey P. Bezos         For       For          Management

1b    Elect Director Tom A. Alberg            For       For          Management

1c    Elect Director John Seely Brown         For       For          Management

1d    Elect Director Jamie S. Gorelick        For       For          Management

1e    Elect Director Daniel P. Huttenlocher   For       For          Management

1f    Elect Director Judith A. McGrath        For       For          Management

1g    Elect Director Jonathan J. Rubinstein   For       For          Management

1h    Elect Director Thomas O. Ryder          For       For          Management

1i    Elect Director Patricia Q. Stonesifer   For       For          Management

1j    Elect Director Wendell P. Weeks         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

5     Amend Omnibus Stock Plan                For       For          Management

6     Report on Use of Criminal Background    Against   Against      Shareholder

      Checks in Hiring                                                         

7     Include Sustainability as a             Against   Against      Shareholder

      Performance Measure for Senior                                           

      Executive Compensation                                                   

8     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                               

 

 

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AMERICAN EXPRESS COMPANY                                                       

 

Ticker:       AXP            Security ID:  025816109                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  MAR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charlene Barshefsky      For       For          Management

1b    Elect Director John J. Brennan          For       For          Management

1c    Elect Director Ursula M. Burns          For       For          Management

1d    Elect Director Kenneth I. Chenault      For       For          Management

1e    Elect Director Peter Chernin            For       For          Management

1f    Elect Director Ralph de la Vega         For       For          Management

1g    Elect Director Anne L. Lauvergeon       For       For          Management

1h    Elect Director Michael O. Leavitt       For       For          Management

1i    Elect Director Theodore J. Leonsis      For       For          Management

1j    Elect Director Richard C. Levin         For       For          Management

1k    Elect Director Samuel J. Palmisano      For       For          Management

1l    Elect Director Daniel L. Vasella        For       For          Management

1m    Elect Director Robert D. Walter         For       For          Management

1n    Elect Director Ronald A. Williams       For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

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ANGLO AMERICAN PLC                                                             

 

Ticker:       AAL            Security ID:  G03764134                           

Meeting Date: APR 24, 2017   Meeting Type: Annual                               

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Elect Stephen Pearce as Director        For       For          Management

3     Elect Nolitha Fakude as Director        For       For          Management

4     Re-elect Mark Cutifani as Director      For       For          Management

5     Re-elect Byron Grote as Director        For       For          Management

6     Re-elect Sir Philip Hampton as Director For       For          Management

7     Re-elect Tony O'Neill as Director       For       For          Management

8     Re-elect Sir John Parker as Director    For       Against      Management

9     Re-elect Mphu Ramatlapeng as Director   For       For          Management

10    Re-elect Jim Rutherford as Director     For       For          Management

11    Re-elect Anne Stevens as Director       For       For          Management

12    Re-elect Jack Thompson as Director      For       For          Management

13    Reappoint Deloitte LLP as Auditors      For       For          Management

14    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

15    Approve Remuneration Policy             For       For          Management

16    Approve Remuneration Report             For       For          Management

17    Reduce the Minimum Number of Directors  For       For          Management

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authrorise Issue of Equity without      For       For          Management

      Pre-emptive Rights                                                        

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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APPLE INC.                                                                     

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  DEC 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James Bell               For       For          Management

1.2   Elect Director Tim Cook                 For       For          Management

1.3   Elect Director Al Gore                  For       For          Management

1.4   Elect Director Bob Iger                 For       For          Management

1.5   Elect Director Andrea Jung              For       For          Management

1.6   Elect Director Art Levinson             For       For          Management

1.7   Elect Director Ron Sugar                For       For          Management

1.8   Elect Director Sue Wagner               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Disclose Charitable Contributions       Against   Against      Shareholder

6     Adopt Policy to Increase Diversity of   Against   Against      Shareholder

      Senior Management and Board of                                            

      Directors                                                                

7     Proxy Access Amendments                 Against   For          Shareholder

8     Engage Outside Independent Experts for  Against   Against      Shareholder

      Compensation Reforms                                                     

9     Adopt Share Retention Policy For        Against   Against      Shareholder

      Senior Executives                                                        

 

 

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ARISTA NETWORKS, INC.                                                          

 

Ticker:       ANET           Security ID:  040413106                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark Templeton           For       For          Management

1.2   Elect Director Nikos Theodosopoulos     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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ASHTEAD GROUP PLC                                                               

 

Ticker:       AHT            Security ID:  G05320109                           

Meeting Date: SEP 07, 2016   Meeting Type: Annual                              

Record Date:  SEP 05, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Chris Cole as Director         For       Against      Management

6     Re-elect Geoff Drabble as Director      For       For          Management

7     Re-elect Brendan Horgan as Director     For       For          Management

8     Re-elect Sat Dhaiwal as Director        For       For          Management

9     Re-elect Suzanne Wood as Director       For       For          Management

10    Re-elect Ian Sutcliffe as Director      For       For          Management

11    Re-elect Wayne Edmunds as Director      For       For          Management

12    Elect Lucinda Riches as Director        For       For          Management

13    Elect Tanya Fratto as Director          For       For          Management

14    Reappoint Deloitte LLP as Auditors      For       For          Management

15    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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ASR NEDERLAND NV                                                               

 

Ticker:       ASRNL          Security ID:  N0709G103                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  MAY 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Discuss Remuneration Report Containing  None      None         Management

      Remuneration Policy for Management                                       

      Board Members                                                            

4.a   Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

4.b   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                              

4.c   Approve Dividends of EUR 1.27 Per Share For       For          Management

5.a   Approve Discharge of Management Board   For       For          Management

5.b   Approve Discharge of Supervisory Board  For       For          Management

6.a   Grant Board Authority to Issue Shares   For       For          Management

      Up To 10 Percent of Issued Capital                                       

6.b   Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances                                              

6.c   Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

7     Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

8     Allow Questions                         None      None         Management

9     Close Meeting                           None      None         Management

 

 

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ATLANTIA SPA                                                                   

 

Ticker:       ATL            Security ID:  T05404107                           

Meeting Date: APR 21, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, and Allocation of                                     

      Income                                                                    

2     Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares                                         

3     Approve Phantom Stock Option Plan       For       Against      Management

      (2017) and Phantom Stock Grant Plan                                      

      (2017)                                                                   

4     Elect Marco Emilio Angelo Patuano as    For       For          Management

      Director                                                                 

5     Approve Remuneration Policy             For       For          Management

A     Deliberations on Possible Legal Action  None      Abstain      Management

      Against Directors if Presented by                                        

      Shareholders                                                             

 

 

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ATLASSIAN CORPORATION PLC                                                      

 

Ticker:       TEAM           Security ID:  G06242104                           

Meeting Date: DEC 06, 2016   Meeting Type: Annual                              

Record Date:  OCT 17, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       Against      Management

4     Appoint Ernst & Young LLP as Auditors   For       For          Management

5     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

6     Authorise Issue of Equity with          For       Against      Management

      Pre-emptive Rights                                                       

7     Authorise Issue of Equity without       For       Against      Management

      Pre-emptive Rights                                                        

8     Amend Articles of Association           For       For          Management

 

 

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AUTOGRILL SPA                                                                   

 

Ticker:       AGL            Security ID:  T8347V105                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAY 16, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income            For       For          Management

3     Fix Number of Directors                 None      For          Shareholder

4     Fix Board Terms for Directors           None      For          Shareholder

5.1   Slate Submitted by Schematrentaquattro  None      Did Not Vote Shareholder

      SpA                                                                      

5.2   Slate Submitted by Institutional        None      For          Shareholder

      Investors (Assogestioni)                                                 

6     Approve Remuneration of Directors       For       Against      Management

7     Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares                                          

8     Approve Remuneration Policy             For       For          Management

A     Deliberations on Possible Legal Action  None      Abstain      Management

      Against Directors if Presented by                                         

      Shareholders                                                             

 

 

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BANCA MEDIOLANUM S.P.A                                                          

 

Ticker:       BMED           Security ID:  T1R88K108                           

Meeting Date: APR 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Allocation of Income            For       For          Management

2.1   Approve Remuneration Policy             For       For          Management

2.2   Approve Severance Payments Policy       For       For          Management

3.1   Approve Executive Incentive Bonus Plan  For       For          Management

3.2   Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares to                                      

      Service Executive Incentive Bonus Plan                                   

4     Elect Director                          For       Against      Management

5.1   Appoint Internal Statutory Auditor      For       Against      Management

5.2   Appoint Chair of the Board of           For       Against      Management

      Statutory Auditors                                                       

5.3   Appoint Alternate Internal Statutory    For       Against      Management

      Auditor                                                                   

A     Deliberations on Possible Legal Action  None      Abstain      Management

      Against Directors if Presented by                                        

      Shareholders                                                              

 

 

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BANCO SANTANDER S.A.                                                           

 

Ticker:       SAN            Security ID:  E19790109                            

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:  APR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.A   Approve Consolidated and Standalone     For       For          Management

      Financial Statements                                                     

1.B   Approve Discharge of Board              For       For          Management

2     Approve Allocation of Income and        For       For          Management

      Dividends                                                                

3.A   Ratify Appointment of and Elect         For       For          Management

      Homaira Akbari as Director                                               

3.B   Reelect Jose Antonio Alvarez Alvarez    For       For          Management

      as Director                                                              

3.C   Reelect Belen Romana Garcia as Director For       For          Management

3.D   Reelect Ana Patricia Botin-Sanz de      For       Against      Management

      Sautuola y O'Shea as Director                                            

3.E   Reelect Rodrigo Echenique Gordillo as   For       For          Management

      Director                                                                 

3.F   Reelect Esther Gimenez-Salinas i        For       For          Management

      Colomer as Director                                                       

4     Approve Capital Raising                 For       For          Management

5     Authorize Increase in Capital up to 50  For       Against      Management

      Percent via Issuance of Equity or                                         

      Equity-Linked Securities, Excluding                                      

      Preemptive Rights of up to 20 Percent                                    

6     Authorize Capitalization of Reserves    For       For          Management

      for Scrip Dividends                                                      

7     Authorize Issuance of Non-Convertible   For       For          Management

      Debt Securities up to EUR 50 Billion                                     

8     Approve Remuneration Policy             For       For          Management

9     Approve Remuneration of Directors       For       For          Management

10    Fix Maximum Variable Compensation Ratio For       For          Management

11.A  Approve Deferred Multiyear Objectives   For       For          Management

      Variable Remuneration Plan                                               

11.B  Approve Deferred and Conditional        For       For          Management

      Variable Remuneration Plan                                               

11.C  Approve Buy-out Policy                  For       For          Management

11.D  Approve Employee Stock Purchase Plan    For       For          Management

12    Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

13    Advisory Vote on Remuneration Report    For       For          Management

 

 

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BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Michael D. White         For       For          Management

1m    Elect Director Thomas D. Woods          For       For          Management

1n    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend the General Clawback Policy       Against   Against      Shareholder

6     Non-core banking operations             Against   Against      Shareholder

7     Require Independent Board Chairman      Against   For          Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

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BIO-RAD LABORATORIES, INC.                                                     

 

Ticker:       BIO            Security ID:  090572207                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arnold A. Pinkston       For       For          Management

1.2   Elect Director Melinda Litherland       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Approve Omnibus Stock Plan              For       Against      Management

4     Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                            

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

 

 

--------------------------------------------------------------------------------

 

BLUEBIRD BIO, INC.                                                             

 

Ticker:       BLUE           Security ID:  09609G100                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nick Leschly             For       For          Management

1b    Elect Director Mark Vachon              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

BP PLC                                                                         

 

Ticker:       BP.            Security ID:  G12793108                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                               

Record Date:  MAY 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Re-elect Bob Dudley as Director         For       For          Management

5     Re-elect Dr Brian Gilvary as Director   For       For          Management

6     Elect Nils Andersen as Director         For       For          Management

7     Re-elect Paul Anderson as Director      For       For          Management

8     Re-elect Alan Boeckmann as Director     For       For          Management

9     Re-elect Frank Bowman as Director       For       For          Management

10    Re-elect Ian Davis as Director          For       For          Management

11    Re-elect Dame Ann Dowling as Director   For       For          Management

12    Elect Melody Meyer as Director          For       For          Management

13    Re-elect Brendan Nelson as Director     For       For          Management

14    Re-elect Paula Reynolds as Director     For       For          Management

15    Re-elect Sir John Sawers as Director    For       For          Management

16    Re-elect Carl-Henric Svanberg as        For       For          Management

      Director                                                                 

17    Reappoint Ernst & Young LLP as          For       For          Management

      Auditors and Authorise Their                                             

      Remuneration                                                             

18    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

19    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

22    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

BRITISH AMERICAN TOBACCO PLC                                                   

 

Ticker:       BATS           Security ID:  G1510J102                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Reappoint KPMG LLP as Auditors          For       For          Management

5     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

6     Re-elect Richard Burrows as Director    For       For          Management

7     Re-elect Nicandro Durante as Director   For       For          Management

8     Re-elect Sue Farr as Director           For       For          Management

9     Re-elect Ann Godbehere as Director      For       For          Management

10    Re-elect Savio Kwan as Director         For       For          Management

11    Re-elect Dr Pedro Malan as Director     For       For          Management

12    Re-elect Dimitri Panayotopoulos as      For       For          Management

      Director                                                                 

13    Re-elect Kieran Poynter as Director     For       For          Management

14    Re-elect Ben Stevens as Director        For       For          Management

15    Elect Dr Marion Helmes as Director      For       For          Management

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

18    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                            

 

 

--------------------------------------------------------------------------------

 

BROADCOM LIMITED                                                               

 

Ticker:       AVGO           Security ID:  Y09827109                            

Meeting Date: APR 05, 2017   Meeting Type: Annual                              

Record Date:  FEB 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Hock E. Tan              For       For          Management

1b    Elect Director James V. Diller          For       For          Management

1c    Elect Director Lewis C. Eggebrecht      For       For          Management

1d    Elect Director Kenneth Y. Hao           For       For          Management

1e    Elect Director Eddy W. Hartenstein      For       For          Management

1f    Elect Director Check Kian Low           For       For          Management

1g    Elect Director Donald Macleod           For       For          Management

1h    Elect Director Peter J. Marks           For       For          Management

1i    Elect Director Henry Samueli            For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

3     Approve Issuance of Shares with or      For       Against      Management

      without Preemptive Rights                                                

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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CANADIAN PACIFIC RAILWAY LIMITED                                                

 

Ticker:       CP             Security ID:  13645T100                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Ratify Deloitte LLP as Auditors         For       For          Management

2     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

3.1   Elect Director John Baird               For       For          Management

3.2   Elect Director Isabelle Courville       For       For          Management

3.3   Elect Director Keith E. Creel           For       For          Management

3.4   Elect Director Gillian (Jill) H. Denham For       For          Management

3.5   Elect Director William R. Fatt          For       For          Management

3.6   Elect Director Rebecca MacDonald        For       For          Management

3.7   Elect Director Matthew H. Paull         For       For          Management

3.8   Elect Director Jane L. Peverett         For       For          Management

3.9   Elect Director Andrew F. Reardon        For       For          Management

3.10  Elect Director Gordon T. Trafton II     For       For          Management

 

 

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CATALENT, INC.                                                                  

 

Ticker:       CTLT           Security ID:  148806102                           

Meeting Date: OCT 25, 2016   Meeting Type: Annual                              

Record Date:  AUG 30, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Melvin D. Booth          For       For          Management

1.2   Elect Director J. Martin Carroll        For       For          Management

1.3   Elect Director James Quella             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CATERPILLAR INC.                                                               

 

Ticker:       CAT            Security ID:  149123101                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David L. Calhoun         For       For          Management

1.2   Elect Director Daniel M. Dickinson      For       For          Management

1.3   Elect Director Juan Gallardo            For       For          Management

1.4   Elect Director Jesse J. Greene, Jr.     For       For          Management

1.5   Elect Director Jon M. Huntsman, Jr.     For       For          Management

1.6   Elect Director Dennis A. Muilenburg     For       For          Management

1.7   Elect Director William A. Osborn        For       For          Management

1.8   Elect Director Debra L. Reed            For       For          Management

1.9   Elect Director Edward B. Rust, Jr.      For       For          Management

1.10  Elect Director Susan C. Schwab          For       For          Management

1.11  Elect Director Jim Umpleby              For       For          Management

1.12  Elect Director Miles D. White           For       For          Management

1.13  Elect Director Rayford Wilkins, Jr.     For       For          Management

2     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Report on Lobbying Payments and Policy  Against   For          Shareholder

7     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

8     Report on Lobbying Priorities           Against   Against      Shareholder

9     Include Sustainability as a             Against   Against      Shareholder

      Performance Measure for Senior                                           

      Executive Compensation                                                   

10    Amend Compensation Clawback Policy      Against   For          Shareholder

11    Require Independent Board Chairman      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

CELGENE CORPORATION                                                            

 

Ticker:       CELG           Security ID:  151020104                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Hugin          For       Withhold     Management

1.2   Elect Director Mark J. Alles            For       Withhold     Management

1.3   Elect Director Richard W. Barker        For       Withhold     Management

1.4   Elect Director Michael W. Bonney        For       Withhold     Management

1.5   Elect Director Michael D. Casey         For       Withhold     Management

1.6   Elect Director Carrie S. Cox            For       Withhold     Management

1.7   Elect Director Michael A. Friedman      For       Withhold     Management

1.8   Elect Director Julia A. Haller          For       Withhold     Management

1.9   Elect Director Gilla S. Kaplan          For       Withhold     Management

1.10  Elect Director James J. Loughlin        For       Withhold     Management

1.11  Elect Director Ernest Mario             For       Withhold     Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Provide For Confidential Running Vote   Against   Against      Shareholder

      Tallies On Executive Pay Matters                                         

 

 

--------------------------------------------------------------------------------

 

CIGNA CORPORATION                                                              

 

Ticker:       CI             Security ID:  125509109                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David M. Cordani         For       For          Management

1.2   Elect Director Eric J. Foss             For       For          Management

1.3   Elect Director Isaiah Harris, Jr.       For       For          Management

1.4   Elect Director Jane E. Henney           For       For          Management

1.5   Elect Director Roman Martinez, IV       For       For          Management

1.6   Elect Director Donna F. Zarcone         For       For          Management

1.7   Elect Director William D. Zollars       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Adopt Proxy Access Right                Against   For          Shareholder

 

 

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COLFAX CORPORATION                                                             

 

Ticker:       CFX            Security ID:  194014106                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mitchell P. Rales        For       For          Management

1b    Elect Director Matthew L. Trerotola     For       For          Management

1c    Elect Director Patrick W. Allender      For       For          Management

1d    Elect Director Thomas S. Gayner         For       Against      Management

1e    Elect Director Rhonda L. Jordan         For       For          Management

1f    Elect Director San W. Orr, III          For       For          Management

1g    Elect Director A. Clayton Perfall       For       For          Management

1h    Elect Director Rajiv Vinnakota          For       For          Management

1i    Elect Director Sharon Wienbar           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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CREDIT AGRICOLE SA                                                             

 

Ticker:       ACA            Security ID:  F22797108                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.60 per Share and of                                   

      EUR 0.66 per Share to Long-Term                                          

      Registered Shares                                                        

4     Approve Transaction with Regional       For       For          Management

      Banks and SACAM Mutualisation Re: the                                    

      Pooling of Regional Banks' Earnings                                      

5     Approve Transaction with SACAM          For       For          Management

      Mutualisation Re: Transfer of CCI and                                    

      CCA                                                                      

6     Approve Amendment to the Nov. 22nd,     For       For          Management

      2001, Agreement with Regional Banks                                      

7     Amendment to the Dec. 16, 2011,         For       For          Management

      Agreement with Regional Banks                                            

8     Approve Transaction with Regional       For       Against      Management

      Banks Re: Tax Consolidation Agreement                                    

9     Approve Transaction with SACAM          For       Against      Management

      Mutualisation Re: Tax Consolidation                                      

      Agreement                                                                

10    Approve Transaction with Regional       For       For          Management

      Banks Re: Loans to Finance Caisse                                        

      Regionales Subscription to SACAM                                         

      Mutualisation Share Capital Increase                                     

11    Approve Amendment to Transaction with   For       Against      Management

      SAS Rue de la Boetie, Segur,                                             

      Miromesnil and Holdings Federal Re:                                      

      Tax Consolidation Agreement                                               

12    Approve Amendment to Tax Consolidation  For       For          Management

      Agreement with Credit Agricole CIB                                       

13    Elect Catherine Pourre as Director      For       For          Management

14    Elect Jean-Pierre Paviet as Director    For       For          Management

15    Elect Louis Tercinier as Director       For       For          Management

16    Reelect Caroline Catoire as Director    For       For          Management

17    Reelect Laurence Dors as Director       For       For          Management

18    Reelect Francoise Gris as Director      For       For          Management

19    Reelect Daniel Epron as Director        For       For          Management

20    Reelect Gerard Ouvrier-Buffet as        For       Against      Management

      Director                                                                 

21    Reelect Christian Streiff as Director   For       For          Management

22    Reelect Francois Thibault as Director   For       For          Management

23    Non-Binding Vote on Compensation of     For       For          Management

      Dominique Lefebvre, Chairman of the                                      

      Board                                                                     

24    Non-Binding Vote on Compensation of     For       Against      Management

      Philippe Brassac, CEO                                                    

25    Non-Binding Vote on Compensation of     For       Against      Management

      Xavier Musca, Vice-CEO                                                   

26    Advisory Vote on the Aggregate          For       For          Management

      Remuneration Granted in 2016 to Senior                                   

      Management, Responsible Officers and                                     

      Regulated Risk-Takers                                                    

27    Fix Maximum Variable Compensation       For       For          Management

      Ratio for Executives and Risk Takers                                     

28    Approve Remuneration Policy of the      For       For          Management

      Chairman of the Board                                                     

29    Approve Remuneration Policy of the CEO  For       For          Management

30    Approve Remuneration Policy of the      For       For          Management

      Vice-CEO                                                                  

31    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

32    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

33    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

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DANAHER CORPORATION                                                            

 

Ticker:       DHR            Security ID:  235851102                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Donald J. Ehrlich        For       For          Management

1.2   Elect Director Linda Hefner Filler      For       For          Management

1.3   Elect Director Robert J. Hugin          For       For          Management

1.4   Elect Director Thomas P. Joyce, Jr.     For       For          Management

1.5   Elect Director Teri List-Stoll          For       For          Management

1.6   Elect Director Walter G. Lohr, Jr.      For       For          Management

1.7   Elect Director Mitchell P. Rales        For       For          Management

1.8   Elect Director Steven M. Rales          For       For          Management

1.9   Elect Director John T. Schwieters       For       For          Management

1.10  Elect Director Alan G. Spoon            For       For          Management

1.11  Elect Director Raymond C. Stevens       For       For          Management

1.12  Elect Director Elias A. Zerhouni        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Report on Goals to Reduce Greenhouse    Against   For          Shareholder

      Gas Emissions                                                            

 

 

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DELEK US HOLDINGS, INC.                                                        

 

Ticker:       DK             Security ID:  246647101                           

Meeting Date: JUN 29, 2017   Meeting Type: Special                             

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with         For       For          Management

      Acquisition                                                              

2     Adjourn Meeting                         For       For          Management

 

 

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DEUTSCHE TELEKOM AG                                                            

 

Ticker:       DTE            Security ID:  D2035M136                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.60 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify PricewaterhouseCoopers GmbH as   For       For          Management

      Auditors for Fiscal 2017                                                 

6     Approve Creation of EUR 3.6 Billion     For       Against      Management

      Pool of Capital with Partial Exclusion                                   

      of Preemptive Rights                                                     

7     Elect Dagmar Kollmann to the            For       For          Management

      Supervisory Board                                                        

 

 

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DIGITAL REALTY TRUST, INC.                                                     

 

Ticker:       DLR            Security ID:  253868103                           

Meeting Date: MAY 08, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Dennis E. Singleton      For       For          Management

1b    Elect Director Laurence A. Chapman      For       For          Management

1c    Elect Director Kathleen Earley          For       For          Management

1d    Elect Director Kevin J. Kennedy         For       For          Management

1e    Elect Director William G. LaPerch       For       For          Management

1f    Elect Director Afshin Mohebbi           For       For          Management

1g    Elect Director Mark R. Patterson        For       For          Management

1h    Elect Director A. William Stein         For       For          Management

1i    Elect Director Robert H. Zerbst         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ECOLAB INC.                                                                    

 

Ticker:       ECL            Security ID:  278865100                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Douglas M. Baker, Jr.    For       Against      Management

1b    Elect Director Barbara J. Beck          For       For          Management

1c    Elect Director Leslie S. Biller         For       For          Management

1d    Elect Director Carl M. Casale           For       For          Management

1e    Elect Director Stephen I. Chazen        For       For          Management

1f    Elect Director Jeffrey M. Ettinger      For       For          Management

1g    Elect Director Arthur J. Higgins        For       For          Management

1h    Elect Director Michael Larson           For       For          Management

1i    Elect Director David W. MacLennan       For       For          Management

1j    Elect Director Tracy B. McKibben        For       For          Management

1k    Elect Director Victoria J. Reich        For       For          Management

1l    Elect Director Suzanne M. Vautrinot     For       For          Management

1m    Elect Director John J. Zillmer          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ELI LILLY AND COMPANY                                                          

 

Ticker:       LLY            Security ID:  532457108                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Eskew         For       For          Management

1b    Elect Director William G. Kaelin, Jr.   For       For          Management

1c    Elect Director John C. Lechleiter       For       For          Management

1d    Elect Director David A. Ricks           For       For          Management

1e    Elect Director Marschall S. Runge       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Amend Deferred Compensation Plan        For       For          Management

6     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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EMERGENT BIOSOLUTIONS INC.                                                      

 

Ticker:       EBS            Security ID:  29089Q105                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kathryn C. Zoon          For       For          Management

1b    Elect Director Zsolt Harsanyi           For       For          Management

1c    Elect Director George Joulwan           For       For          Management

1d    Elect Director Louis W. Sullivan        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ENERPLUS CORPORATION                                                           

 

Ticker:       ERF            Security ID:  292766102                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David H. Barr            For       For          Management

1.2   Elect Director Michael R. Culbert       For       For          Management

1.3   Elect Director Ian C. Dundas            For       For          Management

1.4   Elect Director Hilary A. Foulkes        For       For          Management

1.5   Elect Director Robert B. Hodgins        For       For          Management

1.6   Elect Director Susan M. MacKenzie       For       For          Management

1.7   Elect Director Elliott Pew              For       For          Management

1.8   Elect Director Glen D. Roane            For       For          Management

1.9   Elect Director Sheldon B. Steeves       For       For          Management

2     Ratify Deloitte LLP as Auditors         For       For          Management

3     Re-approve Share Award Incentive Plan   For       For          Management

4     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

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ENVISION HEALTHCARE HOLDINGS, INC.                                             

 

Ticker:       EVHC           Security ID:  29413U103                           

Meeting Date: NOV 28, 2016   Meeting Type: Special                             

Record Date:  OCT 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

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EOG RESOURCES, INC.                                                            

 

Ticker:       EOG            Security ID:  26875P101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Janet F. Clark           For       For          Management

1b    Elect Director Charles R. Crisp         For       For          Management

1c    Elect Director Robert P. Daniels        For       For          Management

1d    Elect Director James C. Day             For       For          Management

1e    Elect Director Donald F. Textor         For       For          Management

1f    Elect Director William R. Thomas        For       For          Management

1g    Elect Director Frank G. Wisner          For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Increase Authorized Common Stock        For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ERSTE GROUP BANK AG                                                            

 

Ticker:       EBS            Security ID:  A19494102                            

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAY 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports (Non-Voting)                                           

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.00 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

4     Approve Discharge of Supervisory Board  For       For          Management

5     Approve Remuneration of Supervisory     For       For          Management

      Board Members                                                            

6     Ratify PwC Wirtschaftspruefung GmbH     For       For          Management

      Auditors                                                                  

7.1   Re-Elect Brian Deveraux O'Neill as      For       For          Management

      Supervisory Board Member                                                 

7.2   Elect Jordi Gual Sole as Supervisory    For       For          Management

      Board Member                                                             

7.3   Re-Elect John James Stack as            For       For          Management

      Supervisory Board Member                                                  

7.4   Elect Marion Khueny as Supervisory      For       For          Management

      Board Member                                                             

7.5   Re-Elect Friedrich Roedler as           For       Against      Management

      Supervisory Board Member                                                 

7.6   Re-Elect Jan Homan as Supervisory       For       Against      Management

      Board Member                                                              

8     Authorize Repurchase of Up to Ten       For       For          Management

      Percent of Issued Share Capital                                          

9     Authorize Share Repurchase Program and  For       Against      Management

      Reissuance or Cancellation of                                            

      Repurchased Shares                                                       

10    Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares to                                      

      Key Employees                                                            

11    Amend Articles Re: Corporate Purpose;   For       For          Management

      Management and Supervisory Board                                         

 

 

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EXPEDIA, INC.                                                                  

 

Ticker:       EXPE           Security ID:  30212P303                           

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:  AUG 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan C. Athey           For       For          Management

1b    Elect Director A. George 'Skip' Battle  For       For          Management

1c    Elect Director Pamela L. Coe            For       For          Management

1d    Elect Director Barry Diller             For       For          Management

1e    Elect Director Jonathan L. Dolgen       For       For          Management

1f    Elect Director Craig A. Jacobson        For       For          Management

1g    Elect Director Victor A. Kaufman        For       For          Management

1h    Elect Director Peter M. Kern            For       For          Management

1i    Elect Director Dara Khosrowshahi        For       For          Management

1j    Elect Director John C. Malone           For       For          Management

1k    Elect Director Scott Rudin              For       For          Management

1l    Elect Director Christopher W. Shean     For       For          Management

1m    Elect Director Alexander Von            For       For          Management

      Furstenberg                                                              

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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EXPEDIA, INC.                                                                  

 

Ticker:       EXPE           Security ID:  30212P303                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan C. Athey           For       For          Management

1b    Elect Director A. George "Skip" Battle  For       For          Management

1c    Elect Director Chelsea Clinton          For       For          Management

1d    Elect Director Pamela L. Coe            For       For          Management

1e    Elect Director Barry Diller             For       For          Management

1f    Elect Director Jonathan L. Dolgen       For       For          Management

1g    Elect Director Craig A. Jacobson        For       For          Management

1h    Elect Director Victor A. Kaufman        For       For          Management

1i    Elect Director Peter M. Kern            For       For          Management

1j    Elect Director Dara Khosrowshahi        For       For          Management

1k    Elect Director John C. Malone           For       Withhold     Management

1l    Elect Director Scott Rudin              For       For          Management

1m    Elect Director Christopher W. Shean     For       For          Management

1n    Elect Director Alexander von            For       For          Management

      Furstenberg                                                               

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Report on Political Contributions and   Against   For          Shareholder

      Expenditures                                                             

 

 

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FACEBOOK, INC.                                                                 

 

Ticker:       FB             Security ID:  30303M102                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Marc L. Andreessen       For       For          Management

1.2   Elect Director Erskine B. Bowles        For       For          Management

1.3   Elect Director Susan D.                 For       For          Management

      Desmond-Hellmann                                                         

1.4   Elect Director Reed Hastings            For       For          Management

1.5   Elect Director Jan Koum                 For       For          Management

1.6   Elect Director Sheryl K. Sandberg       For       For          Management

1.7   Elect Director Peter A. Thiel           For       For          Management

1.8   Elect Director Mark Zuckerberg          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

4     Report on Lobbying Payments and Policy  Against   For          Shareholder

5     Report on Public Policy Issues          Against   Against      Shareholder

      Associated with Fake News                                                

6     Gender Pay Gap                          Against   Against      Shareholder

7     Require Independent Board Chairman      Against   For          Shareholder

 

 

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FLEETCOR TECHNOLOGIES, INC.                                                    

 

Ticker:       FLT            Security ID:  339041105                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael Buckman          For       For          Management

1.2   Elect Director Thomas M. Hagerty        For       For          Management

1.3   Elect Director Steven T. Stull          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                             

5     Adopt Simple Majority Vote              Against   For          Shareholder

 

 

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FORTIVE CORPORATION                                                            

 

Ticker:       FTV            Security ID:  34959J108                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Kate Mitchell            For       For          Management

1B    Elect Director Israel Ruiz              For       For          Management

2     Ratify Ernst and Young LLP as Auditors  For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Declassify the Board of Directors       For       For          Management

 

 

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FRESENIUS SE & CO KGAA                                                          

 

Ticker:       FRE            Security ID:  D27348263                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.62 per Share                                          

3     Approve Discharge of Personally Liable  For       For          Management

      Partner for Fiscal 2016                                                  

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

6     Amend Stock Option Plan                 For       For          Management

7     Amend Remuneration of Supervisory Board For       For          Management

 

 

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GALAPAGOS                                                                      

 

Ticker:       GLPG           Security ID:  B44170106                           

Meeting Date: APR 25, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Directors' and Auditors'        None      None         Management

      Reports (Non-Voting)                                                     

2     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

3     Receive Auditors' Reports (Non-Voting)  None      None         Management

4     Receive Consolidated Financial          None      None         Management

      Statements and Statutory Reports                                         

      (Non-Voting)                                                             

5     Approve Remuneration Report             For       Against      Management

6     Approve Discharge of Directors and      For       For          Management

      Auditors                                                                 

7     Approve Remuneration of Auditors        For       For          Management

8     Ratify Deloitte as Auditors             For       For          Management

9i    Reelect Onno van Stolpe as Director     For       For          Management

9ii   Reelect Raj Parekh as Director          For       For          Management

9iii  Reelect Katrine Bosley as Independent   For       Against      Management

      Director                                                                 

10    Approve Remuneration of Directors       For       For          Management

11    Approve Galapagos Warrant Plan 2017     For       Against      Management

12    Approve Change-of-Control Clause        For       For          Management

13    Transact Other Business                 None      None         Management

1     Receive Special Board Report Re:        None      None         Management

      Authorization to Increase Capital                                        

2     Renew Authorization to Increase Share   For       Against      Management

      Capital within the Framework of                                           

      Authorized Capital up to 20 Percent of                                   

      the Share Capital                                                        

3     Renew Authorization to Increase Share   For       Against      Management

      Capital within the Framework of                                          

      Authorized Capital up to 33 Percent of                                   

      the Share Capital                                                         

 

 

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GENERAL ELECTRIC COMPANY                                                       

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Sebastien M. Bazin       For       For          Management

2     Elect Director W. Geoffrey Beattie      For       For          Management

3     Elect Director John J. Brennan          For       For          Management

4     Elect Director Francisco D'Souza        For       For          Management

5     Elect Director Marijn E. Dekkers        For       For          Management

6     Elect Director Peter B. Henry           For       For          Management

7     Elect Director Susan J. Hockfield       For       For          Management

8     Elect Director Jeffrey R. Immelt        For       For          Management

9     Elect Director Andrea Jung              For       For          Management

10    Elect Director Robert W. Lane           For       For          Management

11    Elect Director Risa Lavizzo-Mourey      For       For          Management

12    Elect Director Rochelle B. Lazarus      For       For          Management

13    Elect Director Lowell C. McAdam         For       For          Management

14    Elect Director Steven M. Mollenkopf     For       For          Management

15    Elect Director James J. Mulva           For       For          Management

16    Elect Director James E. Rohr            For       For          Management

17    Elect Director Mary L. Schapiro         For       For          Management

18    Elect Director James S. Tisch           For       Against      Management

19    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

20    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

21    Amend Omnibus Stock Plan                For       For          Management

22    Approve Material Terms of Senior        For       For          Management

      Officer Performance Goals                                                

23    Ratify KPMG LLP as Auditors             For       For          Management

24    Report on Lobbying Payments and Policy  Against   For          Shareholder

25    Require Independent Board Chairman      Against   For          Shareholder

26    Restore or Provide for Cumulative       Against   Against      Shareholder

      Voting                                                                   

27    Report on Charitable Contributions      Against   Against      Shareholder

 

 

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GENERAL MOTORS COMPANY                                                         

 

Ticker:       GM             Security ID:  37045V100                           

Meeting Date: JUN 06, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Joseph J. Ashton         For       For          Management

1.2   Elect Director Mary T. Barra            For       For          Management

1.3   Elect Director Linda R. Gooden          For       For          Management

1.4   Elect Director Joseph Jimenez           For       For          Management

1.5   Elect Director Jane L. Mendillo         For       For          Management

1.6   Elect Director Michael G. Mullen        For       For          Management

1.7   Elect Director James J. Mulva           For       For          Management

1.8   Elect Director Patricia F. Russo        For       For          Management

1.9   Elect Director Thomas M. Schoewe        For       For          Management

1.10  Elect Director Theodore M. Solso        For       For          Management

1.11  Elect Director Carol M. Stephenson      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   For          Shareholder

7     Creation of Dual-Class Common Stock     Against   Against      Shareholder

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Proxy Card)      None                             

1.1   Elect Directors Leo Hindery, Jr.        For       Did Not Vote Shareholder

1.2   Elect Director Vinit Sethi              For       Did Not Vote Shareholder

1.3   Elect Director William N. Thorndike,    For       Did Not Vote Shareholder

      Jr.                                                                      

1.4   Management Nominee  Joseph J. Ashton    For       Did Not Vote Shareholder

1.5   Management Nominee Mary T. Barra        For       Did Not Vote Shareholder

1.6   Management Nominee Linda R. Gooden      For       Did Not Vote Shareholder

1.7   Management Nominee Joseph Jimenez       For       Did Not Vote Shareholder

1.8   Management Nominee James J. Mulva       For       Did Not Vote Shareholder

1.9   Management Nominee Patricia F. Russo    For       Did Not Vote Shareholder

1.10  Management Nominee Thomas M. Schoewe    For       Did Not Vote Shareholder

1.11  Management Nominee Theodore M. Solso    For       Did Not Vote Shareholder

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                          

3     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

4     Approve Omnibus Stock Plan              For       Did Not Vote Management

5     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   Did Not Vote Shareholder

7     Creation of Dual-Class Common Stock     For       Did Not Vote Shareholder

 

 

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GILEAD SCIENCES, INC.                                                          

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John F. Cogan            For       For          Management

1b    Elect Director Kelly A. Kramer          For       For          Management

1c    Elect Director Kevin E. Lofton          For       For          Management

1d    Elect Director John C. Martin           For       For          Management

1e    Elect Director John F. Milligan         For       For          Management

1f    Elect Director Nicholas G. Moore        For       For          Management

1g    Elect Director Richard J. Whitley       For       For          Management

1h    Elect Director Gayle E. Wilson          For       For          Management

1i    Elect Director Per Wold-Olsen           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Provide Right to Act by Written Consent Against   For          Shareholder

7     Require Independent Board Chairman      Against   For          Shareholder

 

 

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GLENCORE PLC                                                                   

 

Ticker:       GLEN           Security ID:  G39420107                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Reduction of the Company's      For       For          Management

      Capital Contribution Reserves                                            

3     Re-elect Anthony Hayward as Director    For       For          Management

4     Re-elect Leonhard Fischer as Director   For       For          Management

5     Re-elect Ivan Glasenberg as Director    For       For          Management

6     Re-elect Peter Coates as Director       For       For          Management

7     Re-elect John Mack as Director          For       For          Management

8     Re-elect Peter Grauer as Director       For       Abstain      Management

9     Re-elect Patrice Merrin as Director     For       For          Management

10    Approve Remuneration Report             For       For          Management

11    Approve Remuneration Policy             For       For          Management

12    Reappoint Deloitte LLP as Auditors      For       For          Management

13    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

 

 

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HALLIBURTON COMPANY                                                            

 

Ticker:       HAL            Security ID:  406216101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Abdulaziz F. Al Khayyal  For       For          Management

1b    Elect Director William E. Albrecht      For       For          Management

1c    Elect Director Alan M. Bennett          For       For          Management

1d    Elect Director James R. Boyd            For       Against      Management

1e    Elect Director Milton Carroll           For       For          Management

1f    Elect Director Nance K. Dicciani        For       For          Management

1g    Elect Director Murry S. Gerber          For       For          Management

1h    Elect Director Jose C. Grubisich        For       For          Management

1i    Elect Director David J. Lesar           For       For          Management

1j    Elect Director Robert A. Malone         For       For          Management

1k    Elect Director J. Landis Martin         For       For          Management

1l    Elect Director Jeffrey A. Miller        For       For          Management

1m    Elect Director Debra L. Reed            For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

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HESS CORPORATION                                                               

 

Ticker:       HES            Security ID:  42809H107                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Rodney F. Chase          For       For          Management

1.2   Elect Director Terrence J. Checki       For       For          Management

1.3   Elect Director Leonard S. Coleman, Jr.  For       For          Management

1.4   Elect Director John B. Hess             For       For          Management

1.5   Elect Director Edith E. Holiday         For       For          Management

1.6   Elect Director Risa Lavizzo-Mourey      For       For          Management

1.7   Elect Director Marc S. Lipschultz       For       For          Management

1.8   Elect Director David McManus            For       For          Management

1.9   Elect Director Kevin O. Meyers          For       For          Management

1.10  Elect Director James H. Quigley         For       For          Management

1.11  Elect Director Fredric G. Reynolds      For       For          Management

1.12  Elect Director William G. Schrader      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Approve Omnibus Stock Plan              For       For          Management

6     Report on Plans to Address Stranded     Against   For          Shareholder

      Carbon Asset Risks                                                       

 

 

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HONEYWELL INTERNATIONAL INC.                                                   

 

Ticker:       HON            Security ID:  438516106                           

Meeting Date: APR 24, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Darius Adamczyk          For       For          Management

1B    Elect Director William S. Ayer          For       For          Management

1C    Elect Director Kevin Burke              For       For          Management

1D    Elect Director Jaime Chico Pardo        For       For          Management

1E    Elect Director David M. Cote            For       For          Management

1F    Elect Director D. Scott Davis           For       For          Management

1G    Elect Director Linnet F. Deily          For       For          Management

1H    Elect Director Judd Gregg               For       For          Management

1I    Elect Director Clive Hollick            For       For          Management

1J    Elect Director Grace D. Lieblein        For       For          Management

1K    Elect Director George Paz               For       For          Management

1L    Elect Director Bradley T. Sheares       For       For          Management

1M    Elect Director Robin L. Washington      For       For          Management

2     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Require Independent Board Chairman      Against   For          Shareholder

6     Political Lobbying Disclosure           Against   For          Shareholder

 

 

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HSBC HOLDINGS PLC                                                              

 

Ticker:       HSBA           Security ID:  G4634U169                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3(a)  Elect David Nish as Director            For       For          Management

3(b)  Elect Jackson Tai as Director           For       For          Management

3(c)  Re-elect Phillip Ameen as Director      For       For          Management

3(d)  Re-elect Kathleen Casey as Director     For       For          Management

3(e)  Re-elect Laura Cha as Director          For       For          Management

3(f)  Re-elect Henri de Castries as Director  For       For          Management

3(g)  Re-elect Lord Evans of Weardale as      For       For          Management

      Director                                                                 

3(h)  Re-elect Joachim Faber as Director      For       For          Management

3(i)  Re-elect Douglas Flint as Director      For       For          Management

3(j)  Re-elect Stuart Gulliver as Director    For       For          Management

3(k)  Re-elect Irene Lee as Director          For       Against      Management

3(l)  Re-elect John Lipsky as Director        For       For          Management

3(m)  Re-elect Iain Mackay as Director        For       For          Management

3(n)  Re-elect Heidi Miller as Director       For       For          Management

3(o)  Re-elect Marc Moses as Director         For       For          Management

3(p)  Re-elect Jonathan Symonds as Director   For       For          Management

3(q)  Re-elect Pauline van der Meer Mohr as   For       For          Management

      Director                                                                  

3(r)  Re-elect Paul Walsh as Director         For       Against      Management

4     Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                               

5     Authorise the Group Audit Committee to  For       For          Management

      Fix Remuneration of Auditors                                             

6     Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

7     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

8     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

9     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

10    Authorise Directors to Allot Any        For       For          Management

      Repurchased Shares                                                       

11    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

12    Authorise Issue of Equity in Relation   For       For          Management

      to Contingent Convertible Securities                                     

13    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Relation to                                        

      Contingent Convertible Securities                                        

14    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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HUSKY ENERGY INC.                                                               

 

Ticker:       HSE            Security ID:  448055103                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Victor T.K. Li           For       Withhold     Management

1.2   Elect Director Canning K.N. Fok         For       Withhold     Management

1.3   Elect Director Stephen E. Bradley       For       For          Management

1.4   Elect Director Asim Ghosh               For       For          Management

1.5   Elect Director Martin J.G. Glynn        For       Withhold     Management

1.6   Elect Director Poh Chan Koh             For       For          Management

1.7   Elect Director Eva Lee Kwok             For       Withhold     Management

1.8   Elect Director Stanley T.L. Kwok        For       For          Management

1.9   Elect Director Frederick S.H. Ma        For       For          Management

1.10  Elect Director George C. Magnus         For       For          Management

1.11  Elect Director Neil D. McGee            For       For          Management

1.12  Elect Director Robert J. Peabody        For       For          Management

1.13  Elect Director Colin S. Russel          For       For          Management

1.14  Elect Director Wayne E. Shaw            For       Withhold     Management

1.15  Elect Director William Shurniak         For       For          Management

1.16  Elect Director Frank J. Sixt            For       Withhold     Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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ICON PLC                                                                       

 

Ticker:       ICLR           Security ID:  G4705A100                           

Meeting Date: JUL 22, 2016   Meeting Type: Annual                              

Record Date:  MAY 27, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William Hall             For       For          Management

1.2   Elect Director John Climax              For       For          Management

1.3   Elect Director Steve Cutler             For       For          Management

2     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

3     Authorize Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

4     Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights                                                        

5     Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

6     Authorise Share Repurchase Program      For       For          Management

7     Approve the Price Range for the         For       For          Management

      Reissuance of Shares                                                     

8     Amend Articles of Association           For       For          Management

9     Amend Memorandum of Association         For       For          Management

 

 

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INCYTE CORPORATION                                                              

 

Ticker:       INCY           Security ID:  45337C102                           

Meeting Date: MAY 26, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Julian C. Baker          For       For          Management

1.2   Elect Director Jean-Jacques Bienaime    For       For          Management

1.3   Elect Director Paul A. Brooke           For       For          Management

1.4   Elect Director Paul J. Clancy           For       For          Management

1.5   Elect Director Wendy L. Dixon           For       For          Management

1.6   Elect Director Paul A. Friedman         For       For          Management

1.7   Elect Director Herve Hoppenot           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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INFINEON TECHNOLOGIES AG                                                       

 

Ticker:       IFX            Security ID:  D35415104                           

Meeting Date: FEB 16, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.22 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                           

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

6     Elect Geraldine Picaud to the           For       For          Management

      Supervisory Board                                                         

7     Approve Affiliation Agreement with      For       For          Management

      Subsidiary Infineon Technologies                                         

      Mantel 28 GmbH                                                           

8     Approve Affiliation Agreement with      For       For          Management

      Subsidiary Infineon Technologies                                         

      Mantel 29 GmbH                                                           

 

 

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INGERSOLL-RAND PLC                                                             

 

Ticker:       IR             Security ID:  G47791101                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ann C. Berzin            For       For          Management

1b    Elect Director John Bruton              For       For          Management

1c    Elect Director Jared L. Cohon           For       For          Management

1d    Elect Director Gary D. Forsee           For       For          Management

1e    Elect Director Linda P. Hudson          For       For          Management

1f    Elect Director Michael W. Lamach        For       For          Management

1g    Elect Director Myles P. Lee             For       For          Management

1h    Elect Director John P. Surma            For       For          Management

1i    Elect Director Richard J. Swift         For       For          Management

1j    Elect Director Tony L. White            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                      

5     Renew Directors' Authority to Issue     For       For          Management

      Shares                                                                   

6     Renew Directors' Authority to Issue     For       For          Management

      Shares for Cash                                                          

7     Authorize Reissuance of Repurchased     For       For          Management

      Shares                                                                   

 

 

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INPEX CORPORATION                                                              

 

Ticker:       1605           Security ID:  J2467E101                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 9                                                  

2.1   Elect Director Kitamura, Toshiaki       For       For          Management

2.2   Elect Director Sano, Masaharu           For       For          Management

2.3   Elect Director Murayama, Masahiro       For       For          Management

2.4   Elect Director Ito, Seiya               For       For          Management

2.5   Elect Director Sugaya, Shunichiro       For       For          Management

2.6   Elect Director Ikeda, Takahiko          For       For          Management

2.7   Elect Director Kurasawa, Yoshikazu      For       For          Management

2.8   Elect Director Kittaka, Kimihisa        For       For          Management

2.9   Elect Director Sase, Nobuharu           For       For          Management

2.10  Elect Director Okada, Yasuhiko          For       For          Management

2.11  Elect Director Sato, Hiroshi            For       For          Management

2.12  Elect Director Matsushita, Isao         For       For          Management

2.13  Elect Director Yanai, Jun               For       For          Management

2.14  Elect Director Iio, Norinao             For       For          Management

2.15  Elect Director Nishimura, Atsuko        For       For          Management

3     Approve Annual Bonus                    For       For          Management

4     Approve Compensation Ceilings for       For       For          Management

      Directors and Statutory Auditors                                         

 

 

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INTEGRATED DEVICE TECHNOLOGY, INC.                                             

 

Ticker:       IDTI           Security ID:  458118106                           

Meeting Date: SEP 20, 2016   Meeting Type: Annual                              

Record Date:  JUL 26, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John Schofield           For       For          Management

1.2   Elect Director Gregory L. Waters        For       For          Management

1.3   Elect Director Umesh Padval             For       For          Management

1.4   Elect Director Gordon Parnell           For       For          Management

1.5   Elect Director Ken Kannappan            For       For          Management

1.6   Elect Director Robert Rango             For       For          Management

1.7   Elect Director Norman Taffe             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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INTESA SANPAOLO SPA                                                            

 

Ticker:       ISP            Security ID:  T55067101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.a   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

1.b   Approve Allocation of Income            For       For          Management

2.a   2017 Remuneration Policies for          For       For          Management

      Employees and Non-Employed Staff                                         

2.b   Extend Maximum Variable Compensation    For       For          Management

      Ratio to All Risk Takers Who Are Not                                     

      Part of Corporate Control Functions                                       

2.c   Approve Severance Payments Policy       For       For          Management

2.d   Approve Incentive Bonus Plan            For       For          Management

2.e   Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares to                                      

      Service Incentive Bonus Plan                                             

 

 

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ISHARES TRUST                                                                  

 

Ticker:                      Security ID:  464288281                           

Meeting Date: JUN 19, 2017   Meeting Type: Special                             

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jane D. Carlin           For       For          Management

1.2   Elect Director Richard L. Fagnani       For       For          Management

1.3   Elect Director Drew E. Lawton           For       For          Management

1.4   Elect Director Madhav V. Rajan          For       For          Management

1.5   Elect Director Mark Wiedman             For       For          Management

 

 

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ISHARES, INC.                                                                  

 

Ticker:                      Security ID:  464286533                           

Meeting Date: JUN 19, 2017   Meeting Type: Special                             

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jane D. Carlin           For       For          Management

1.2   Elect Director Richard L. Fagnani       For       For          Management

1.3   Elect Director Drew E. Lawton           For       For          Management

1.4   Elect Director Madhav V. Rajan          For       For          Management

1.5   Elect Director Mark Wiedman             For       For          Management

 

 

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JABIL CIRCUIT, INC.                                                            

 

Ticker:       JBL            Security ID:  466313103                           

Meeting Date: JAN 26, 2017   Meeting Type: Annual                              

Record Date:  NOV 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Anousheh Ansari          For       For          Management

1.2   Elect Director Martha F. Brooks         For       For          Management

1.3   Elect Director Timothy L. Main          For       For          Management

1.4   Elect Director Mark T. Mondello         For       For          Management

1.5   Elect Director Frank A. Newman          For       For          Management

1.6   Elect Director John C. Plant            For       For          Management

1.7   Elect Director Steven A. Raymund        For       For          Management

1.8   Elect Director Thomas A. Sansone        For       For          Management

1.9   Elect Director David M. Stout           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

 

 

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JARDINE MATHESON HOLDINGS LTD.                                                  

 

Ticker:       J36            Security ID:  G50736100                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports and Declare Final                                      

      Dividend                                                                 

2     Elect David Hsu as Director             For       For          Management

3     Re-elect Adam Keswick as Director       For       Against      Management

4     Re-elect Simon Keswick as Director      For       For          Management

5     Re-elect Dr Richard Lee as Director     For       Against      Management

6     Approve Directors' Fees                 For       For          Management

7     Ratify Auditors and Authorise Their     For       For          Management

      Remuneration                                                             

8     Authorise Issue of Equity with and      For       For          Management

      without Pre-emptive Rights                                                

 

 

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JPMORGAN CHASE & CO.                                                           

 

Ticker:       JPM            Security ID:  46625H100                            

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linda B. Bammann         For       For          Management

1b    Elect Director James A. Bell            For       For          Management

1c    Elect Director Crandall C. Bowles       For       For          Management

1d    Elect Director Stephen B. Burke         For       For          Management

1e    Elect Director Todd A. Combs            For       For          Management

1f    Elect Director James S. Crown           For       For          Management

1g    Elect Director James Dimon              For       For          Management

1h    Elect Director Timothy P. Flynn         For       For          Management

1i    Elect Director Laban P. Jackson, Jr.    For       For          Management

1j    Elect Director Michael A. Neal          For       For          Management

1k    Elect Director Lee R. Raymond           For       For          Management

1l    Elect Director William C. Weldon        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

6     Prohibit Accelerated Vesting of Awards  Against   For          Shareholder

      to Pursue Government Service                                             

7     Clawback Amendment                      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

10    Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call a Special Meeting                                   

 

 

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KDDI CORPORATION                                                               

 

Ticker:       9433           Security ID:  J31843105                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 45                                                 

2.1   Elect Director Onodera, Tadashi         For       For          Management

2.2   Elect Director Tanaka, Takashi          For       For          Management

2.3   Elect Director Morozumi, Hirofumi       For       For          Management

2.4   Elect Director Takahashi, Makoto        For       For          Management

2.5   Elect Director Ishikawa, Yuzo           For       For          Management

2.6   Elect Director Uchida, Yoshiaki         For       For          Management

2.7   Elect Director Shoji, Takashi           For       For          Management

2.8   Elect Director Muramoto, Shinichi       For       For          Management

2.9   Elect Director Mori, Keiichi            For       For          Management

2.10  Elect Director Yamaguchi, Goro          For       Against      Management

2.11  Elect Director Kodaira, Nobuyori        For       Against      Management

2.12  Elect Director Fukukawa, Shinji         For       For          Management

2.13  Elect Director Tanabe, Kuniko           For       For          Management

2.14  Elect Director Nemoto, Yoshiaki         For       For          Management

 

 

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KION GROUP AG                                                                  

 

Ticker:       KGX            Security ID:  D4S14D103                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.80 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                           

5     Ratify Deloitte as Auditors for Fiscal  For       For          Management

      2017                                                                     

6.1   Elect Birgit Behrendt to the            For       For          Management

      Supervisory Board                                                        

6.2   Elect Alexander Dibelius to the         For       For          Management

      Supervisory Board                                                         

6.3   Elect John Feldmann to the Supervisory  For       For          Management

      Board                                                                    

6.4   Elect Jiang Kui to the Supervisory      For       For          Management

      Board                                                                    

6.5   Elect Christina Reuter to the           For       For          Management

      Supervisory Board                                                        

6.6   Elect Hans Peter Ring to the            For       For          Management

      Supervisory Board                                                        

6.7   Elect Tan Xuguang to the Supervisory    For       For          Management

      Board                                                                    

6.8   Elect Xu Ping to the Supervisory Board  For       For          Management

7     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                     

8     Approve Remuneration System for         For       Against      Management

      Management Board Members                                                 

9     Approve Creation of EUR 10.9 Million    For       Against      Management

      Pool of Capital without Preemptive                                       

      Rights                                                                   

10    Approve Issuance of Warrants/Bonds      For       Against      Management

      with Warrants Attached/Convertible                                       

      Bonds without Preemptive Rights up to                                    

      Aggregate Nominal Amount of EUR 1                                         

      Billion; Approve Creation of EUR 10.9                                    

      Million Pool of Capital to Guarantee                                     

      Conversion Rights                                                         

11    Amend Corporate Purpose                 For       For          Management

12    Approve Merger by Absorption of Kion    For       For          Management

      Holding 2 GmbH                                                            

 

 

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KONINKLIJKE AHOLD DELHAIZE NV                                                  

 

Ticker:       AD             Security ID:  N0074E105                           

Meeting Date: APR 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

4     Discuss Remuneration Report Containing  None      None         Management

      Remuneration Policy for Management                                       

      Board Members                                                            

5     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

6     Approve Dividends of EUR 0.57 Per Share For       For          Management

7     Approve Discharge of Management Board   For       For          Management

8     Approve Discharge of Supervisory Board  For       For          Management

9     Receive Report of Management Board of   None      None         Management

      the Former Board of Directors of                                         

      Delhaize Group and Receive Report of                                      

      the Former Statutory Auditor of                                          

      Delhaize Group                                                           

10    Adopt Financial Statements and          For       For          Management

      Statutory Reports of Delhaize Group                                      

11    Approve End of Mandate and Discharge    For       For          Management

      of Directors of Delhaize Group                                           

12    Approve End of Term and Discharge of    For       For          Management

      the Former Statutory Auditor of                                          

      Delhaize Group                                                           

13    Reelect Jan Hommen to Supervisory Board For       For          Management

14    Reelect Ben Noteboom to Supervisory     For       For          Management

      Board                                                                    

15    Approve Application of Different Peer   For       For          Management

      Group for US COO                                                         

16    Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

17    Grant Board Authority to Issue Shares   For       For          Management

      Up To 10 Percent of Issued Capital                                       

18    Authorize Board to Exclude Preemptive   For       For          Management

      Rights from  Share Issuances Under                                       

      Item  17                                                                 

19    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

20    Approve Reduction in Share Capital by   For       For          Management

      Cancellation of Shares Under Item  19                                     

21    Close Meeting                           None      None         Management

 

 

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KONINKLIJKE DSM NV                                                              

 

Ticker:       DSM            Security ID:  N5017D122                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Discuss Remuneration Report             None      None         Management

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

5a    Amend Article 32.3 Re: Dividend on      For       For          Management

      Cumulative Preference Shares                                             

5b    Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

5c    Approve Dividends of EUR 1.75 Per Share For       For          Management

6a    Approve Discharge of Management Board   For       For          Management

6b    Approve Discharge of Supervisory Board  For       For          Management

7     Reelect Dimitri de Vreeze to            For       For          Management

      Management Board                                                          

8a    Elect John Ramsay to Supervisory Board  For       For          Management

8b    Elect Frits Dirk van Paaschen to        For       For          Management

      Supervisory Board                                                         

9     Ratify KPMG as Auditors                 For       For          Management

10a   Grant Board Authority to Issue Shares   For       Against      Management

      Up To 10 Percent of Issued Capital                                        

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

10b   Authorize Board to Exclude Preemptive   For       Against      Management

      Rights from Share Issuances                                              

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

13    Allow Questions                         None      None         Management

14    Close Meeting                           None      None         Management

 

 

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LABORATORY CORPORATION OF AMERICA HOLDINGS                                     

 

Ticker:       LH             Security ID:  50540R409                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kerrii B. Anderson       For       For          Management

1b    Elect Director Jean-Luc Belingard       For       For          Management

1c    Elect Director D. Gary Gilliland        For       For          Management

1d    Elect Director David P. King            For       For          Management

1e    Elect Director Garheng Kong             For       For          Management

1f    Elect Director Robert E. Mittelstaedt,  For       For          Management

      Jr.                                                                      

1g    Elect Director Peter M. Neupert         For       For          Management

1h    Elect Director Richelle P. Parham       For       For          Management

1i    Elect Director Adam H. Schechter        For       For          Management

1j    Elect Director R. Sanders Williams      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Report on Zika Virus Controls for       Against   Against      Shareholder

      Primates and Employees                                                   

 

 

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LAM RESEARCH CORPORATION                                                       

 

Ticker:       LRCX           Security ID:  512807108                           

Meeting Date: NOV 09, 2016   Meeting Type: Annual                              

Record Date:  SEP 13, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Martin B. Anstice        For       For          Management

1.2   Elect Director Eric K. Brandt           For       For          Management

1.3   Elect Director Michael R. Cannon        For       For          Management

1.4   Elect Director Youssef A. El-Mansy      For       For          Management

1.5   Elect Director Christine A. Heckart     For       For          Management

1.6   Elect Director Catherine P. Lego        For       For          Management

1.7   Elect Director Stephen G. Newberry      For       For          Management

1.8   Elect Director Abhijit Y. Talwalkar     For       For          Management

1.9   Elect Director Lih Shyng (Rick L.) Tsai For       For          Management

2.10  Elect Director John T. Dickson -        None      None         Management

      Withdrawn Resolution                                                     

2.11  Elect Director Gary B. Moore -          None      None         Management

      Withdrawn Resolution                                                      

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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LAREDO PETROLEUM, INC.                                                         

 

Ticker:       LPI            Security ID:  516806106                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randy A. Foutch          For       For          Management

1.2   Elect Director Peter R. Kagan           For       For          Management

1.3   Elect Director Edmund P. Segner, III    For       For          Management

1.4   Elect Director Myles W. Scoggins        For       For          Management

2     Ratify Grant Thornton LLP as Auditors   For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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LEXICON PHARMACEUTICALS, INC.                                                  

 

Ticker:       LXRX           Security ID:  528872302                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Samuel L. Barker         For       For          Management

1.2   Elect Director Christopher J. Sobecki   For       For          Management

1.3   Elect Director Judith L. Swain          For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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LINCOLN NATIONAL CORPORATION                                                   

 

Ticker:       LNC            Security ID:  534187109                           

Meeting Date: MAY 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Deirdre P. Connelly      For       For          Management

1.2   Elect Director William H. Cunningham    For       For          Management

1.3   Elect Director Dennis R. Glass          For       For          Management

1.4   Elect Director George W. Henderson, III For       For          Management

1.5   Elect Director Eric G. Johnson          For       For          Management

1.6   Elect Director Gary C. Kelly            For       For          Management

1.7   Elect Director M. Leanne Lachman        For       For          Management

1.8   Elect Director Michael F. Mee           For       For          Management

1.9   Elect Director Patrick S. Pittard       For       For          Management

1.10  Elect Director Isaiah Tidwell           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5a    Eliminate Supermajority Vote            For       For          Management

      Requirement for Existing Preferred                                       

      Stock and Bylaw Amendments                                               

5b    Eliminate Supermajority Vote            For       For          Management

      Requirement to Remove Directors                                          

5c    Eliminate Supermajority Vote            For       For          Management

      Requirement for Business Combinations                                    

 

 

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LONDON STOCK EXCHANGE GROUP PLC                                                

 

Ticker:       LSE            Security ID:  G5689U103                           

Meeting Date: JUL 04, 2016   Meeting Type: Special                             

Record Date:  JUN 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Deutsche Borse Acquisition  For       For          Management

      by HoldCo in Connection with the Merger                                  

2     Authorise Directors to Implement the    For       For          Management

      Scheme and Amend Articles of                                              

      Association                                                              

 

 

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LONDON STOCK EXCHANGE GROUP PLC                                                

 

Ticker:       LSE            Security ID:  G5689U103                           

Meeting Date: JUL 04, 2016   Meeting Type: Court                               

Record Date:  JUN 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Scheme of Arrangement           For       For          Management

 

 

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LYONDELLBASELL INDUSTRIES N.V.                                                 

 

Ticker:       LYB            Security ID:  N53745100                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 26, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Robert G. Gwin           For       For          Management

1b    Elect Director Jacques Aigrain          For       For          Management

1c    Elect Director Lincoln Benet            For       For          Management

1d    Elect Director Jagjeet S. Bindra        For       For          Management

1e    Elect Director Robin Buchanan           For       For          Management

1f    Elect Director Stephen F. Cooper        For       For          Management

1g    Elect Director Nance K. Dicciani        For       For          Management

1h    Elect Director Claire S. Farley         For       For          Management

1i    Elect Director Isabella D. Goren        For       For          Management

1j    Elect Director Bruce A. Smith           For       For          Management

1k    Elect Director Rudy van der Meer        For       For          Management

2     Adoption of Dutch Statutory Annual      For       For          Management

      Accounts                                                                 

3     Approve Discharge of Management Board   For       For          Management

4     Approve Discharge of Supervisory Board  For       For          Management

5     Ratify PricewaterhouseCoopers           For       For          Management

      Accountants N.V. as Auditors                                             

6     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

7     Approve Dividends of EUR 0.85 Per Share For       For          Management

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

11    Amend Omnibus Stock Plan                For       For          Management

 

 

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MACROGENICS, INC.                                                              

 

Ticker:       MGNX           Security ID:  556099109                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                               

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Matthew Fust             For       For          Management

1.2   Elect Director Scott Koenig             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

 

 

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MALLINCKRODT PLC                                                               

 

Ticker:       MNK            Security ID:  G5785G107                           

Meeting Date: MAR 01, 2017   Meeting Type: Annual                              

Record Date:  JAN 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Melvin D. Booth          For       For          Management

1b    Elect Director David R. Carlucci        For       For          Management

1c    Elect Director J. Martin Carroll        For       For          Management

1d    Elect Director Diane H. Gulyas          For       For          Management

1e    Elect Director JoAnn A. Reed            For       For          Management

1f    Elect Director Angus C. Russell         For       For          Management

1g    Elect Director Virgil D. Thompson -     None      None         Management

      Withdrawn Resolution                                                     

1h    Elect Director Mark C. Trudeau          For       For          Management

1i    Elect Director Kneeland C. Youngblood   For       For          Management

1j    Elect Director Joseph A. Zaccagnino     For       For          Management

2     Approve Deloitte & Touche LLP as        For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                      

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Authorize Share Repurchase up to 10     For       For          Management

      Percent of Issued Share Capital                                          

5     Determine Price Range for Reissuance    For       For          Management

      of Treasury Shares                                                        

6a    Amend Memorandum of Association         For       For          Management

6b    Amend Articles of Association           For       For          Management

7     Approve Reduction in Share Capital      For       For          Management

 

 

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MARSH & MCLENNAN COMPANIES, INC.                                               

 

Ticker:       MMC            Security ID:  571748102                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Anthony K. Anderson      For       For          Management

1b    Elect Director Oscar Fanjul             For       For          Management

1c    Elect Director Daniel S. Glaser         For       For          Management

1d    Elect Director H. Edward Hanway         For       For          Management

1e    Elect Director Deborah C. Hopkins       For       For          Management

1f    Elect Director Elaine La Roche          For       For          Management

1g    Elect Director Steven A. Mills          For       For          Management

1h    Elect Director Bruce P. Nolop           For       For          Management

1i    Elect Director Marc D. Oken             For       For          Management

1j    Elect Director Morton O. Schapiro       For       For          Management

1k    Elect Director Lloyd M. Yates           For       For          Management

1l    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Adopt Holy Land Principles              Against   Against      Shareholder

 

 

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MARTIN MARIETTA MATERIALS, INC.                                                

 

Ticker:       MLM            Security ID:  573284106                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Sue W. Cole              For       For          Management

1.2   Elect Director Michael J. Quillen       For       For          Management

1.3   Elect Director John J. Koraleski        For       For          Management

1.4   Elect Director Stephen P. Zelnak, Jr.   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Proxy Access Right                Against   For          Shareholder

 

 

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MARVELL TECHNOLOGY GROUP LTD.                                                  

 

Ticker:       MRVL           Security ID:  G5876H105                           

Meeting Date: NOV 08, 2016   Meeting Type: Annual                              

Record Date:  SEP 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter A. Feld            For       For          Management

1b    Elect Director Juergen Gromer           For       Against      Management

1c    Elect Director Richard S. Hill          For       For          Management

1d    Elect Director John G. Kassakian        For       Against      Management

1e    Elect Director Oleg Khaykin             For       For          Management

1f    Elect Director Arturo Krueger           For       Against      Management

1g    Elect Director Matthew J. Murphy        For       For          Management

1h    Elect Director Michael Strachan         For       For          Management

1i    Elect Director Robert E. Switz          For       For          Management

1j    Elect Director Randhir Thakur           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Deloitte & Touche, LLP as       For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

4     Provide Proxy Access Right              For       For          Management

5     Amend Bye-Laws to Add Advance Notice    For       For          Management

      Provisions for Director Nominations                                      

6     Reduce Supermajority Vote Requirement   For       For          Management

7     Amend Bye-Laws to Allow Majority Vote   For       For          Management

      to Approve Business Combinations                                         

8     Amend Bye-Laws to Allow the Adoption    For       For          Management

      of a Shareholder Rights Plan                                             

9     Provide Directors May Be Removed With   For       For          Management

      or Without Cause                                                         

10    Adopt Plurality Voting in a Contested   For       For          Management

      Election of Directors                                                    

 

 

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MARVELL TECHNOLOGY GROUP LTD.                                                   

 

Ticker:       MRVL           Security ID:  G5876H105                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Tudor Brown              For       For          Management

1.2   Elect Director Peter A. Feld            For       For          Management

1.3   Elect Director Richard S. Hill          For       Against      Management

1.4   Elect Director Oleg Khaykin             For       For          Management

1.5   Elect Director Matthew J. Murphy        For       For          Management

1.6   Elect Director Michael Strachan         For       For          Management

1.7   Elect Director Robert E. Switz          For       For          Management

1.8   Elect Director Randhir Thakur           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Deloitte & Touche LLP as        For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

 

 

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MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Julius Genachowski       For       For          Management

1g    Elect Director Merit E. Janow           For       For          Management

1h    Elect Director Nancy J. Karch           For       For          Management

1i    Elect Director Oki Matsumoto            For       For          Management

1j    Elect Director Rima Qureshi             For       For          Management

1k    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                  

1l    Elect Director Jackson Tai              For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

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MATSUI SECURITIES                                                              

 

Ticker:       8628           Security ID:  J4086C102                           

Meeting Date: JUN 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 20                                                 

2.1   Elect Director Matsui, Michio           For       For          Management

2.2   Elect Director Imada, Hirohito          For       For          Management

2.3   Elect Director Moribe, Takashi          For       For          Management

2.4   Elect Director Warita, Akira            For       For          Management

2.5   Elect Director Sato, Kunihiko           For       For          Management

2.6   Elect Director Uzawa, Shinichi          For       For          Management

2.7   Elect Director Saiga, Moto              For       For          Management

2.8   Elect Director Shibata, Masashi         For       For          Management

2.9   Elect Director Igawa, Moto              For       For          Management

2.10  Elect Director Annen, Junji             For       For          Management

3     Approve Deep Discount Stock Option Plan For       Against      Management

 

 

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MAXIM INTEGRATED PRODUCTS, INC.                                                

 

Ticker:       MXIM           Security ID:  57772K101                           

Meeting Date: NOV 09, 2016   Meeting Type: Annual                              

Record Date:  SEP 16, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William (Bill) P.        For       For          Management

      Sullivan                                                                 

1.2   Elect Director Tunc Doluca              For       For          Management

1.3   Elect Director Tracy C. Accardi         For       For          Management

1.4   Elect Director James R. Bergman         For       For          Management

1.5   Elect Director Joseph R. Bronson        For       For          Management

1.6   Elect Director Robert E. Grady          For       For          Management

1.7   Elect Director William D. Watkins       For       For          Management

1.8   Elect Director MaryAnn Wright           For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Amend Omnibus Stock Plan                For       For          Management

5     Adopt the Jurisdiction of               For       For          Management

      Incorporation as the Exclusive Forum                                     

      for Certain Disputes                                                     

6     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MEDIASET ESPANA COMUNICACION SA                                                

 

Ticker:       TL5            Security ID:  E7418Y101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Consolidated and Standalone     For       For          Management

      Financial Statements                                                     

2     Approve Allocation of Income and        For       For          Management

      Dividends                                                                

3     Approve Special Dividends               For       For          Management

4     Approve Discharge of Board              For       For          Management

5     Approve Stock-for-Salary Plan           For       For          Management

6     Approve Share Appreciation Rights Plan  For       Against      Management

7     Approve Remuneration Report             For       Against      Management

8     Appoint Deloitte as Auditor             For       For          Management

9     Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

 

 

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METLIFE, INC.                                                                  

 

Ticker:       MET            Security ID:  59156R108                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Cheryl W. Grise          For       For          Management

1.2   Elect Director Carlos M. Gutierrez      For       For          Management

1.3   Elect Director David L. Herzog          For       For          Management

1.4   Elect Director R. Glenn Hubbard         For       For          Management

1.5   Elect Director Steven A. Kandarian      For       For          Management

1.6   Elect Director Alfred F. Kelly, Jr.     For       For          Management

1.7   Elect Director Edward J. Kelly, III     For       For          Management

1.8   Elect Director William E. Kennard       For       For          Management

1.9   Elect Director James M. Kilts           For       For          Management

1.10  Elect Director Catherine R. Kinney      For       For          Management

1.11  Elect Director Denise M. Morrison       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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MICRON TECHNOLOGY, INC.                                                        

 

Ticker:       MU             Security ID:  595112103                           

Meeting Date: JAN 18, 2017   Meeting Type: Annual                              

Record Date:  NOV 21, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert L. Bailey         For       For          Management

1.2   Elect Director Richard M. Beyer         For       For          Management

1.3   Elect Director Patrick J. Byrne         For       For          Management

1.4   Elect Director D. Mark Durcan           For       For          Management

1.5   Elect Director Mercedes Johnson         For       For          Management

1.6   Elect Director Lawrence N. Mondry       For       For          Management

1.7   Elect Director Robert E. Switz          For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Adopt NOL Rights Plan (NOL Pill)        For       For          Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MICROSOFT CORPORATION                                                          

 

Ticker:       MSFT           Security ID:  594918104                           

Meeting Date: NOV 30, 2016   Meeting Type: Annual                              

Record Date:  SEP 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Gates, lll    For       For          Management

1.2   Elect Director Teri L. List-Stoll       For       For          Management

1.3   Elect Director G. Mason Morfit          For       For          Management

1.4   Elect Director Satya Nadella            For       For          Management

1.5   Elect Director Charles H. Noski         For       For          Management

1.6   Elect Director Helmut Panke             For       For          Management

1.7   Elect Director Sandra E. Peterson       For       For          Management

1.8   Elect Director Charles W. Scharf        For       For          Management

1.9   Elect Director John W. Stanton          For       For          Management

1.10  Elect Director John W. Thompson         For       For          Management

1.11  Elect Director Padmasree Warrior        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Amend Right to Call Special Meeting     For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Proxy Access                            Against   For          Shareholder

 

 

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MITSUI FUDOSAN CO. LTD.                                                        

 

Ticker:       8801           Security ID:  J4509L101                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 18                                                 

2.1   Elect Director Iwasa, Hiromichi         For       For          Management

2.2   Elect Director Komoda, Masanobu         For       For          Management

2.3   Elect Director Kitahara, Yoshikazu      For       For          Management

2.4   Elect Director Fujibayashi, Kiyotaka    For       For          Management

2.5   Elect Director Onozawa, Yasuo           For       For          Management

2.6   Elect Director Sato, Masatoshi          For       For          Management

2.7   Elect Director Ishigami, Hiroyuki       For       For          Management

2.8   Elect Director Yamamoto, Takashi        For       For          Management

2.9   Elect Director Yamashita, Toru          For       For          Management

2.10  Elect Director Egashira, Toshiaki       For       For          Management

2.11  Elect Director Egawa, Masako            For       For          Management

2.12  Elect Director Nogimori, Masafumi       For       For          Management

3     Approve Annual Bonus                    For       For          Management

4     Approve Director Retirement Bonus       For       For          Management

 

 

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MONDELEZ INTERNATIONAL, INC.                                                   

 

Ticker:       MDLZ           Security ID:  609207105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lewis W.K. Booth         For       For          Management

1b    Elect Director Charles E. Bunch         For       For          Management

1c    Elect Director Lois D. Juliber          For       For          Management

1d    Elect Director Mark D. Ketchum          For       For          Management

1e    Elect Director Jorge S. Mesquita        For       For          Management

1f    Elect Director Joseph Neubauer          For       For          Management

1g    Elect Director Nelson Peltz             For       For          Management

1h    Elect Director Fredric G. Reynolds      For       For          Management

1i    Elect Director Irene B. Rosenfeld       For       For          Management

1j    Elect Director Christiana S. Shi        For       For          Management

1k    Elect Director Patrick T. Siewert       For       For          Management

1l    Elect Director Ruth J. Simmons          For       For          Management

1m    Elect Director Jean-Francois M. L. van  For       For          Management

      Boxmeer                                                                  

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Assess Environmental Impact of          Against   Against      Shareholder

      Non-Recyclable Packaging                                                 

6     Create a Committee to Prepare a Report  Against   Against      Shareholder

      Regarding the Impact of Plant Closures                                   

      on Communities and Alternatives                                          

 

 

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MORGAN STANLEY                                                                 

 

Ticker:       MS             Security ID:  617446448                           

Meeting Date: MAY 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Erskine B. Bowles        For       For          Management

1b    Elect Director Alistair Darling         For       For          Management

1c    Elect Director Thomas H. Glocer         For       For          Management

1d    Elect Director James P. Gorman          For       For          Management

1e    Elect Director Robert H. Herz           For       For          Management

1f    Elect Director Nobuyuki Hirano          For       For          Management

1g    Elect Director Klaus Kleinfeld          For       For          Management

1h    Elect Director Jami Miscik              For       For          Management

1i    Elect Director Dennis M. Nally          For       For          Management

1j    Elect Director Hutham S. Olayan         For       For          Management

1k    Elect Director James W. Owens           For       For          Management

1l    Elect Director Ryosuke Tamakoshi        For       For          Management

1m    Elect Director Perry M. Traquina        For       For          Management

1n    Elect Director Rayford Wilkins, Jr.     For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       Against      Management

6     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

7     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

8     Prohibit Accelerated Vesting of Awards  Against   For          Shareholder

      to Pursue Government Service                                              

 

 

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MTU AERO ENGINES AG                                                            

 

Ticker:       MTX            Security ID:  D5565H104                            

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.90 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2017                                                          

 

 

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NEWELL BRANDS INC.                                                             

 

Ticker:       NWL            Security ID:  651229106                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ian G.H. Ashken          For       For          Management

1b    Elect Director Thomas E. Clarke         For       For          Management

1c    Elect Director Kevin C. Conroy          For       For          Management

1d    Elect Director Scott S. Cowen           For       For          Management

1e    Elect Director Michael T. Cowhig        For       For          Management

1f    Elect Director Domenico De Sole         For       For          Management

1g    Elect Director Martin E. Franklin       For       For          Management

1h    Elect Director Ros L'Esperance          For       For          Management

1i    Elect Director Michael B. Polk          For       For          Management

1j    Elect Director Steven J. Strobel        For       For          Management

1k    Elect Director Michael A. Todman        For       For          Management

1l    Elect Director Raymond G. Viault        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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NEXTERA ENERGY, INC.                                                           

 

Ticker:       NEE            Security ID:  65339F101                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sherry S. Barrat         For       For          Management

1b    Elect Director James L. Camaren         For       For          Management

1c    Elect Director Kenneth B. Dunn          For       For          Management

1d    Elect Director Naren K. Gursahaney      For       For          Management

1e    Elect Director Kirk S. Hachigian        For       For          Management

1f    Elect Director Toni Jennings            For       For          Management

1g    Elect Director Amy B. Lane              For       For          Management

1h    Elect Director James L. Robo            For       For          Management

1i    Elect Director Rudy E. Schupp           For       For          Management

1j    Elect Director John L. Skolds           For       For          Management

1k    Elect Director William H. Swanson       For       For          Management

1l    Elect Director Hansel E. Tookes, II     For       For          Management

2     Ratify Deloitte & Touche LLP  as        For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Non-Employee Director           For       For          Management

      Restricted Stock Plan                                                    

6     Report on Political Contributions       Against   For          Shareholder

 

 

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NIKE, INC.                                                                     

 

Ticker:       NKE            Security ID:  654106103                           

Meeting Date: SEP 22, 2016   Meeting Type: Annual                              

Record Date:  JUL 22, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alan B. Graf, Jr.        For       For          Management

1.2   Elect Director Michelle A. Peluso       For       For          Management

1.3   Elect Director Phyllis M. Wise          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Report on Political Contributions       Against   Against      Shareholder

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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NOBLE CORPORATION PLC                                                           

 

Ticker:       NE             Security ID:  G65431101                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Re-elect Director Ashley Almanza        For       For          Management

2     Re-elect Director Michael A. Cawley     For       Against      Management

3     Re-elect Director Julie H. Edwards      For       For          Management

4     Re-elect Director Gordon T. Hall        For       For          Management

5     Re-elect Director Scott D. Josey        For       For          Management

6     Re-elect Director Jon A. Marshall       For       For          Management

7     Re-elect Director Mary P. Ricciardello  For       For          Management

8     Re-elect Director David W. Williams     For       For          Management

9     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

10    Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Statutory Auditors                                                       

11    Authorize Audit Committee to Fix        For       For          Management

      Remuneration of Statutory Auditors                                        

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

13    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

14    Advisory Vote to Ratify Directors'      For       Against      Management

      Compensation Report                                                      

15    Approve Remuneration Policy             For       Against      Management

16    Amend Omnibus Stock Plan                For       For          Management

17    Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                               

 

 

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NORFOLK SOUTHERN CORPORATION                                                   

 

Ticker:       NSC            Security ID:  655844108                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas D. Bell, Jr.      For       For          Management

1.2   Elect Director Erskine B. Bowles        For       For          Management

1.3   Elect Director Robert A. Bradway -      None      None         Management

      Withdrawn                                                                 

1.4   Elect Director Wesley G. Bush           For       For          Management

1.5   Elect Director Daniel A. Carp           For       For          Management

1.6   Elect Director Mitchell E. Daniels, Jr. For       For          Management

1.7   Elect Director Marcela E. Donadio       For       For          Management

1.8   Elect Director Steven F. Leer           For       For          Management

1.9   Elect Director Michael D. Lockhart      For       For          Management

1.10  Elect Director Amy E. Miles             For       For          Management

1.11  Elect Director Martin H. Nesbitt        For       For          Management

1.12  Elect Director James A. Squires         For       For          Management

1.13  Elect Director John R. Thompson         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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NORWEGIAN CRUISE LINE HOLDINGS LTD.                                            

 

Ticker:       NCLH           Security ID:  G66721104                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David M. Abrams          For       For          Management

1b    Elect Director John W. Chidsey          For       For          Management

1c    Elect Director Russell W. Galbut        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                        

 

 

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NVIDIA CORPORATION                                                             

 

Ticker:       NVDA           Security ID:  67066G104                            

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Robert K. Burgess        For       For          Management

1b    Elect Director Tench Coxe               For       For          Management

1c    Elect Director Persis S. Drell          For       For          Management

1d    Elect Director James C. Gaither         For       For          Management

1e    Elect Director Jen-Hsun Huang           For       For          Management

1f    Elect Director Dawn Hudson              For       For          Management

1g    Elect Director Harvey C. Jones          For       For          Management

1h    Elect Director Michael G. McCaffery     For       For          Management

1i    Elect Director William J. Miller        For       For          Management

1j    Elect Director Mark L. Perry            For       For          Management

1k    Elect Director A. Brooke Seawell        For       For          Management

1l    Elect Director Mark A. Stevens          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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O'REILLY AUTOMOTIVE, INC.                                                       

 

Ticker:       ORLY           Security ID:  67103H107                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David O'Reilly           For       For          Management

1b    Elect Director Charles H. O'Reilly Jr.  For       For          Management

1c    Elect Director Larry O'Reilly           For       For          Management

1d    Elect Director Rosalie O'Reilly Wooten  For       For          Management

1e    Elect Director Jay D. Burchfield        For       For          Management

1f    Elect Director Thomas T. Hendrickson    For       For          Management

1g    Elect Director Paul R. Lederer          For       For          Management

1h    Elect Director John R. Murphy           For       For          Management

1i    Elect Director Ronald Rashkow           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

6     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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OASIS PETROLEUM INC.                                                            

 

Ticker:       OAS            Security ID:  674215108                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ted Collins, Jr.         For       For          Management

1.2   Elect Director John E. Hagale           For       For          Management

1.3   Elect Director Douglas E. Swanson, Jr.  For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ON SEMICONDUCTOR CORPORATION                                                   

 

Ticker:       ON             Security ID:  682189105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Atsushi Abe              For       For          Management

1.2   Elect Director Alan Campbell            For       For          Management

1.3   Elect Director Curtis J. Crawford       For       For          Management

1.4   Elect Director Gilles Delfassy          For       For          Management

1.5   Elect Director Emmanuel T. Hernandez    For       For          Management

1.6   Elect Director Keith D. Jackson         For       For          Management

1.7   Elect Director Paul A. Mascarenas       For       For          Management

1.8   Elect Director Daryl A. Ostrander       For       For          Management

1.9   Elect Director Teresa M. Ressel         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend Omnibus Stock Plan                For       For          Management

6     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

7     Amend Certificate of Incorporation to   For       For          Management

      Eliminate Certain Restrictions on                                        

      Removal of Directors                                                     

8     Increase Authorized Common Stock        For       For          Management

 

 

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ORIX CORP.                                                                      

 

Ticker:       8591           Security ID:  J61933123                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Articles to Amend Business Lines  For       For          Management

2.1   Elect Director Inoue, Makoto            For       For          Management

2.2   Elect Director Kojima, Kazuo            For       For          Management

2.3   Elect Director Nishigori, Yuichi        For       For          Management

2.4   Elect Director Fushitani, Kiyoshi       For       For          Management

2.5   Elect Director Stan Koyanagi            For       For          Management

2.6   Elect Director Takahashi, Hideaki       For       For          Management

2.7   Elect Director Tsujiyama, Eiko          For       For          Management

2.8   Elect Director Robert Feldman           For       For          Management

2.9   Elect Director Niinami, Takeshi         For       For          Management

2.10  Elect Director Usui, Nobuaki            For       For          Management

2.11  Elect Director Yasuda, Ryuji            For       For          Management

2.12  Elect Director Takenaka, Heizo          For       For          Management

 

 

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PARSLEY ENERGY, INC.                                                           

 

Ticker:       PE             Security ID:  701877102                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  APR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Bryan Sheffield          For       For          Management

1b    Elect Director A.R. Alameddine          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Adopt Majority Voting for Uncontested   For       For          Management

      Election of Directors                                                    

 

 

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PDC ENERGY, INC.                                                               

 

Ticker:       PDCE           Security ID:  69327R101                           

Meeting Date: MAY 30, 2017   Meeting Type: Annual                               

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David C. Parke           For       For          Management

1.2   Elect Director Jeffrey C. Swoveland     For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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PDVWIRELESS, INC.                                                              

 

Ticker:       PDVW           Security ID:  69290R104                           

Meeting Date: AUG 10, 2016   Meeting Type: Annual                              

Record Date:  JUN 15, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Brian D. McAuley         For       For          Management

1.2   Elect Director Morgan E. O'Brien        For       For          Management

1.3   Elect Director John C. Pescatore        For       For          Management

1.4   Elect Director T. Clark Akers           For       For          Management

1.5   Elect Director Andrew Daskalakis        For       For          Management

1.6   Elect Director Peter G. Schiff          For       For          Management

1.7   Elect Director John C. Sites            For       For          Management

2     Ratify PKF O'Connor Davies as Auditors  For       For          Management

 

 

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PEPSICO, INC.                                                                  

 

Ticker:       PEP            Security ID:  713448108                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Shona L. Brown           For       For          Management

1b    Elect Director George W. Buckley        For       For          Management

1c    Elect Director Cesar Conde              For       For          Management

1d    Elect Director Ian M. Cook              For       For          Management

1e    Elect Director Dina Dublon              For       For          Management

1f    Elect Director Rona A. Fairhead         For       For          Management

1g    Elect Director Richard W. Fisher        For       For          Management

1h    Elect Director William R. Johnson       For       For          Management

1i    Elect Director Indra K. Nooyi           For       For          Management

1j    Elect Director David C. Page            For       For          Management

1k    Elect Director Robert C. Pohlad         For       For          Management

1l    Elect Director Daniel Vasella           For       For          Management

1m    Elect Director Darren Walker            For       For          Management

1n    Elect Director Alberto Weisser          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Report on Plans to Minimize             Against   For          Shareholder

      Pesticides' Impact on Pollinators                                        

6     Adopt Holy Land Principles              Against   Against      Shareholder

 

 

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PEUGEOT SA                                                                     

 

Ticker:       UG             Security ID:  F72313111                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.48 per Share                                           

4     Approve Maintain of Pension Scheme      For       For          Management

      Agreement for Management Board Members                                   

5     Reelect Pamela Knapp as Supervisory     For       For          Management

      Board Member                                                             

6     Reelect Helle Kristoffersen as          For       For          Management

      Supervisory Board Member                                                 

7     Reelect Henri Philippe Reichstul as     For       For          Management

      Supervisory Board Member                                                 

8     Reelect Geoffroy Roux De Bezieux as     For       For          Management

      Supervisory Board Member                                                 

9     Ratify Appointment of Jack Azoulay as   For       Against      Management

      Supervisory Board Member                                                 

10    Elect Florence Verzelen as Supervisory  For       Against      Management

      Board Member                                                             

11    Elect Benedicte Juyaux as               For       For          Management

      Representative of Employee                                               

      Shareholders to the Supervisory Board                                    

12    Renew Appointment of Mazars as Auditor  For       For          Management

13    Appoint Jean-Marc Deslandes as          For       For          Management

      Alternate Auditor                                                        

14    Renew Appointment of Ernst & Young et   For       For          Management

      Autres as Auditor                                                         

15    Renew Appointment of Auditex as         For       For          Management

      Alternate Auditor                                                        

16    Approve Remuneration Policy of the      For       Against      Management

      Chairman of the Management Board                                         

17    Approve Remuneration Policy of Members  For       Against      Management

      of the Management Board                                                   

18    Approve Remuneration Policy of Members  For       For          Management

      of the Supervisory Board                                                 

19    Non-Binding Vote on Compensation of     For       For          Management

      Carlos Tavares, Chairman of the                                          

      Management Board                                                         

20    Non-Binding Vote on Compensation of     For       For          Management

      Jean-Baptiste Chasseloup de Chatillon,                                   

      Gregoire Olivier, Maxime Picat,                                          

      Jean-Christophe Quemard the Members of                                   

      Management Board                                                          

21    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

22    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

23    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                            

      Preemptive Rights and/or                                                 

      Capitalization of Reserves up to                                         

      Aggregate Nominal Amount of EUR                                          

      215,936,439                                                              

24    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                          

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 86,374,575                                         

25    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for up to 20                                    

      Percent of Issued Capital Per Year for                                   

      Private Placements, up to Aggregate                                       

      Nominal Amount of EUR 86,374,575                                         

26    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                    

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

27    Authorize Capital Increase of Up to     For       Against      Management

      EUR 86,374,575 for Future Exchange                                       

      Offers                                                                   

28    Authorize Capital Increase of up to 10  For       Against      Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

29    Set Total Limit for Capital Increase    For       Against      Management

      to Result from All Issuance Requests                                     

      at EUR 350,675,796                                                       

30    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

31    Authorize Issuance of up to 39,727,324  For       For          Management

      Warrants (BSA) Reserved for Companies                                    

      Belonging to General Motors Company                                      

32    Authorize Management Board to Issue     For       Against      Management

      Free Warrants with Preemptive Rights                                     

      During a Public Tender Offer                                             

33    Amend Article 10 of Bylaws Re:          For       For          Management

      Employee Shareholder Representative on                                   

      the Supervisory Board                                                     

34    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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PHILIP MORRIS INTERNATIONAL INC.                                               

 

Ticker:       PM             Security ID:  718172109                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                               

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Harold Brown             For       For          Management

1.2   Elect Director Andre Calantzopoulos     For       For          Management

1.3   Elect Director Louis C. Camilleri       For       For          Management

1.4   Elect Director Massimo Ferragamo        For       For          Management

1.5   Elect Director Werner Geissler          For       For          Management

1.6   Elect Director Jennifer Li              For       For          Management

1.7   Elect Director Jun Makihara             For       For          Management

1.8   Elect Director Sergio Marchionne        For       Against      Management

1.9   Elect Director Kalpana Morparia         For       For          Management

1.10  Elect Director Lucio A. Noto            For       For          Management

1.11  Elect Director Frederik Paulsen         For       For          Management

1.12  Elect Director Robert B. Polet          For       For          Management

1.13  Elect Director Stephen M. Wolf          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Restricted Stock Plan           For       For          Management

5     Approve Non-Employee Director           For       For          Management

      Restricted Stock Plan                                                    

6     Ratify PricewaterhouseCoopers SA as     For       For          Management

      Auditors                                                                 

7     Establish a Board Committee on Human    Against   Against      Shareholder

      Rights                                                                    

8     Participate in OECD Mediation for       Against   Against      Shareholder

      Human Rights Violations                                                  

 

 

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POWER ASSETS HOLDINGS LTD.                                                     

 

Ticker:       6              Security ID:  Y7092Q109                           

Meeting Date: MAR 14, 2017   Meeting Type: Special                             

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Consortium Formation Agreement  For       For          Management

      and Related Transactions                                                 

 

 

--------------------------------------------------------------------------------

 

POWER ASSETS HOLDINGS LTD.                                                     

 

Ticker:       6              Security ID:  Y7092Q109                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAY 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3a    Elect Fok Kin Ning, Canning as Director For       Against      Management

3b    Elect Andrew John Hunter as Director    For       For          Management

3c    Elect Ip Yuk-keung, Albert as Director  For       Against      Management

3d    Elect Li Tzar Kuoi, Victor as Director  For       Against      Management

3e    Elect Tsai Chao Chung, Charles as       For       For          Management

      Director                                                                  

4     Approve KPMG as Auditors and Authorize  For       For          Management

      Board to Fix Their Remuneration                                          

5     Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

6     Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

7     Authorize Reissuance of Repurchased     For       Against      Management

      Shares                                                                   

 

 

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PTC INC.                                                                       

 

Ticker:       PTC            Security ID:  69370C100                           

Meeting Date: MAR 01, 2017   Meeting Type: Annual                              

Record Date:  JAN 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Janice D. Chaffin        For       For          Management

1.2   Elect Director Phillip M. Fernandez     For       For          Management

1.3   Elect Director Donald K. Grierson       For       For          Management

1.4   Elect Director James E. Heppelmann      For       For          Management

1.5   Elect Director Klaus Hoehn              For       For          Management

1.6   Elect Director Paul A. Lacy             For       For          Management

1.7   Elect Director Robert P. Schechter      For       For          Management

1.8   Elect Director  Renato (Ron) Zambonini  For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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QORVO, INC.                                                                    

 

Ticker:       QRVO           Security ID:  74736K101                           

Meeting Date: AUG 03, 2016   Meeting Type: Annual                              

Record Date:  JUN 10, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ralph G. Quinsey         For       For          Management

1.2   Elect Director Robert A. Bruggeworth    For       For          Management

1.3   Elect Director Daniel A. DiLeo          For       For          Management

1.4   Elect Director Jeffery R. Gardner       For       For          Management

1.5   Elect Director Charles Scott Gibson     For       For          Management

1.6   Elect Director John R. Harding          For       For          Management

1.7   Elect Director David H. Y. Ho           For       For          Management

1.8   Elect Director Roderick D. Nelson       For       For          Management

1.9   Elect Director Walden C. Rhines         For       For          Management

1.10  Elect Director Walter H. Wilkinson, Jr. For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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RIO TINTO LTD.                                                                 

 

Ticker:       RIO            Security ID:  Q81437107                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Financial Statements and    For       For          Management

      Reports of the Directors and Auditor                                     

2     Approve Remuneration Policy Report for  For       For          Management

      UK Law Purposes                                                          

3     Approve the Remuneration Report         For       For          Management

4     Approve the Potential Termination of    For       For          Management

      Benefits for Australian Law Purposes                                     

5     Elect Megan Clark as Director           For       For          Management

6     Elect David Constable as Director       For       For          Management

7     Elect Jan du Plessis as Director        For       For          Management

8     Elect Ann Godbehere as Director         For       For          Management

9     Elect Simon Henry as Director           For       For          Management

10    Elect Jean-Sebastien Jacques as         For       For          Management

      Director                                                                 

11    Elect Sam Laidlaw as Director           For       For          Management

12    Elect Michael L'Estrange as Director    For       For          Management

13    Elect Chris Lynch as Director           For       For          Management

14    Elect Paul Tellier as Director          For       For          Management

15    Elect Simon Thompson as Director        For       For          Management

16    Elect John Varley as Director           For       For          Management

17    Appoint PricewaterhouseCoopers LLP as   For       For          Management

      Auditors of the Company                                                  

18    Authorize Board to Fix Remuneration of  For       For          Management

      the Auditors                                                             

19    Approve Political Donations             For       For          Management

20    Approve the Renewal of Off- Market and  For       For          Management

      On-Market Share Buyback Authorities                                      

 

 

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RIO TINTO LTD.                                                                 

 

Ticker:       RIO            Security ID:  Q81437107                           

Meeting Date: JUN 29, 2017   Meeting Type: Special                             

Record Date:  JUN 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Proposed Disposal of Coal   For       For          Management

      & Allied Industries Limited                                              

 

 

--------------------------------------------------------------------------------

 

RIO TINTO PLC                                                                   

 

Ticker:       RIO            Security ID:  G75754104                           

Meeting Date: APR 12, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report for UK Law  For       For          Management

      Purposes                                                                 

3     Approve Remuneration Report for         For       For          Management

      Australian Law Purposes                                                  

4     Approve the Potential Termination of    For       For          Management

      Benefits for Australian Law Purposes                                     

5     Re-elect Megan Clark as Director        For       For          Management

6     Elect David Constable as Director       For       For          Management

7     Re-elect Jan du Plessis as Director     For       For          Management

8     Re-elect Ann Godbehere as Director      For       For          Management

9     Elect Simon Henry as Director           For       For          Management

10    Elect Jean-Sebastien Jacques as         For       For          Management

      Director                                                                 

11    Elect Sam Laidlaw as Director           For       For          Management

12    Re-elect Michael L'Estrange as Director For       For          Management

13    Re-elect Chris Lynch as Director        For       For          Management

14    Re-elect Paul Tellier as Director       For       For          Management

15    Re-elect Simon Thompson as Director     For       For          Management

16    Re-elect John Varley as Director        For       For          Management

17    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

18    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

20    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

22    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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SALESFORCE.COM, INC.                                                           

 

Ticker:       CRM            Security ID:  79466L302                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Marc Benioff             For       For          Management

1b    Elect Director Keith Block              For       For          Management

1c    Elect Director Craig Conway             For       For          Management

1d    Elect Director Alan Hassenfeld          For       For          Management

1e    Elect Director Neelie Kroes             For       For          Management

1f    Elect Director Colin Powell             For       For          Management

1g    Elect Director Sanford Robertson        For       For          Management

1h    Elect Director John V. Roos             For       Against      Management

1i    Elect Director Robin Washington         For       For          Management

1j    Elect Director Maynard Webb             For       For          Management

1k    Elect Director Susan Wojcicki           For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Shareholders May Call Special Meeting   Against   For          Shareholder

 

 

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SAMPO OYJ                                                                      

 

Ticker:       SAMPO          Security ID:  X75653109                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Call the Meeting to Order               None      None         Management

3     Designate Inspector or Shareholder      For       For          Management

      Representative(s) of Minutes of Meeting                                   

4     Acknowledge Proper Convening of Meeting For       For          Management

5     Prepare and Approve List of             For       For          Management

      Shareholders                                                              

6     Receive Financial Statements and        None      None         Management

      Statutory Reports; Receive Board's                                       

      Report; Receive Auditor's Report                                         

7     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

8     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.30 Per Share                                          

9     Approve Discharge of Board and          For       For          Management

      President                                                                

10    Approve Remuneration of Directors in    For       For          Management

      the Amount of EUR 175,000 for                                            

      Chairman, EUR  115,000 for Vice                                          

      Chairman, EUR 90,000 for Other                                           

      Directors; Approve Remuneration for                                      

      Committee Work                                                           

11    Fix Number of Directors at Eight        For       For          Management

12    Reelect Christian Clausen, Jannica      For       For          Management

      Fagerholm, Adine Grate Axen,                                             

      Veli-Matti Mattila, Risto Murto, Eira                                     

      Palin-Lehtinen, Per Arthur Sorlie and                                    

      Bjorn Wahlroos as Directors                                              

13    Approve Remuneration of Auditors        For       For          Management

14    Ratify Ernst & Young as Auditors        For       For          Management

15    Approve that the Rights Attached to     For       For          Management

      Certain Shares Entered in the                                             

      Company's Joint Book-Entry Account be                                    

      Forfeited                                                                

16    Authorize Share Repurchase Program      For       For          Management

17    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

SANOFI                                                                         

 

Ticker:       SAN            Security ID:  F5548N101                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.96 per Share                                           

4     Approve Auditors' Special Report on     For       For          Management

      New Related-Party Transactions                                           

5     Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 1.750                                        

      Million                                                                  

6     Reelect Fabienne Lecorvaisier as        For       For          Management

      Director                                                                 

7     Elect Bernard Charles as Director       For       For          Management

8     Elect Melanie Lee as Director           For       For          Management

9     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

10    Approve Remuneration Policy for CEO     For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Serge Weinberg, Chairman of the Board                                    

12    Non-Binding Vote on Compensation of     For       For          Management

      Olivier Brandicourt, CEO                                                 

13    Renew Appointment of                    For       For          Management

      PricewaterhouseCoopers Audit as Auditor                                  

14    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

15    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 1.289 Billion                                      

16    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 240 Million                                        

17    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                       

      Amount of EUR 240 Million                                                

18    Approve Issuance of Debt Securities     For       For          Management

      Giving Access to New Shares of                                            

      Subsidiaries and/or Existing Shares                                      

      and/or Debt Securities, up to                                            

      Aggregate Amount of EUR 7 Billion                                         

19    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

20    Authorize Capital Increase of up to 10  For       Against      Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

21    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 500 Million for Bonus                                       

      Issue or Increase in Par Value                                           

22    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

23    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

24    Amend Article 11 of Bylaws Re: Board    For       For          Management

      of Directors                                                              

25    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SANTEN PHARMACEUTICAL CO. LTD.                                                 

 

Ticker:       4536           Security ID:  J68467109                           

Meeting Date: JUN 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 13                                                 

2.1   Elect Director Kurokawa, Akira          For       For          Management

2.2   Elect Director Ito, Takeshi             For       For          Management

2.3   Elect Director Tsujimura, Akihiro       For       For          Management

2.4   Elect Director Taniuchi, Shigeo         For       For          Management

2.5   Elect Director Katayama, Takayuki       For       For          Management

2.6   Elect Director Oishi, Kanoko            For       For          Management

2.7   Elect Director Shintaku, Yutaro         For       For          Management

 

 

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SAP SE                                                                         

 

Ticker:       SAP            Security ID:  D66992104                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.25 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       Against      Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                      

 

 

--------------------------------------------------------------------------------

 

SBA COMMUNICATIONS CORPORATION                                                 

 

Ticker:       SBAC           Security ID:  78388J106                           

Meeting Date: JAN 12, 2017   Meeting Type: Special                             

Record Date:  DEC 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Reorganization to Facilitate    For       For          Management

      Transition to REIT Status                                                

2     Adjourn Meeting                         For       For          Management

 

 

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SERVICENOW, INC.                                                               

 

Ticker:       NOW            Security ID:  81762P102                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John J. Donahoe          For       For          Management

1b    Elect Director Charles H. Giancarlo     For       For          Management

1c    Elect Director Anita M. Sands           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

SHIN-ETSU CHEMICAL CO. LTD.                                                    

 

Ticker:       4063           Security ID:  J72810120                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 60                                                 

2     Amend Articles to Indemnify Directors   For       For          Management

      - Indemnify Statutory Auditors                                           

3.1   Elect Director Saito, Yasuhiko          For       For          Management

3.2   Elect Director Ishihara, Toshinobu      For       For          Management

3.3   Elect Director Ueno, Susumu             For       For          Management

3.4   Elect Director Matsui, Yukihiro         For       For          Management

3.5   Elect Director Miyajima, Masaki         For       For          Management

3.6   Elect Director Frank Peter Popoff       For       For          Management

3.7   Elect Director Miyazaki, Tsuyoshi       For       For          Management

3.8   Elect Director Fukui, Toshihiko         For       For          Management

3.9   Elect Director Kasahara, Toshiyuki      For       For          Management

3.10  Elect Director Onezawa, Hidenori        For       For          Management

3.11  Elect Director Maruyama, Kazumasa       For       For          Management

4     Appoint Statutory Auditor Fukui, Taku   For       Against      Management

5     Approve Stock Option Plan               For       Against      Management

 

 

--------------------------------------------------------------------------------

 

SHIONOGI & CO., LTD.                                                           

 

Ticker:       4507           Security ID:  J74229105                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 38                                                 

2.1   Elect Director Shiono, Motozo           For       For          Management

2.2   Elect Director Teshirogi, Isao          For       For          Management

2.3   Elect Director Sawada, Takuko           For       For          Management

2.4   Elect Director Nomura, Akio             For       For          Management

2.5   Elect Director Mogi, Teppei             For       For          Management

2.6   Elect Director Ando, Keiichi            For       For          Management

3     Appoint Statutory Auditor Hirasawa,     For       Against      Management

      Masahide                                                                 

 

 

--------------------------------------------------------------------------------

 

SHIRE PLC                                                                      

 

Ticker:       SHP            Security ID:  G8124V108                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                               

Record Date:  APR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Re-elect Dominic Blakemore as Director  For       For          Management

4     Re-elect Olivier Bohuon as Director     For       For          Management

5     Re-elect William Burns as Director      For       For          Management

6     Elect Ian Clark as Director             For       For          Management

7     Elect Gail Fosler as Director           For       For          Management

8     Re-elect Steven Gillis as Director      For       Against      Management

9     Re-elect David Ginsburg as Director     For       For          Management

10    Re-elect Susan Kilsby as Director       For       For          Management

11    Re-elect Sara Mathew as Director        For       For          Management

12    Re-elect Anne Minto as Director         For       For          Management

13    Re-elect Flemming Ornskov as Director   For       For          Management

14    Re-elect Jeffrey Poulton as Director    For       For          Management

15    Elect Albert Stroucken as Director      For       For          Management

16    Reappoint Deloitte LLP as Auditors      For       For          Management

17    Authorise the Audit, Compliance & Risk  For       For          Management

      Committee to Fix Remuneration of                                         

      Auditors                                                                  

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

22    Adopt New Articles of Association       For       For          Management

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

SIMON PROPERTY GROUP, INC.                                                     

 

Ticker:       SPG            Security ID:  828806109                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Glyn F. Aeppel           For       For          Management

1b    Elect Director Larry C. Glasscock       For       For          Management

1c    Elect Director Karen N. Horn            For       For          Management

1d    Elect Director Allan Hubbard            For       For          Management

1e    Elect Director Reuben S. Leibowitz      For       For          Management

1f    Elect Director Gary M. Rodkin           For       For          Management

1g    Elect Director Daniel C. Smith          For       For          Management

1h    Elect Director J. Albert Smith, Jr.     For       For          Management

2     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

SKYWORKS SOLUTIONS, INC.                                                       

 

Ticker:       SWKS           Security ID:  83088M102                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David J. Aldrich         For       For          Management

1.2   Elect Director Kevin L. Beebe           For       For          Management

1.3   Elect Director Timothy R. Furey         For       For          Management

1.4   Elect Director Liam  K. Griffin         For       For          Management

1.5   Elect Director Balakrishnan S. Iyer     For       For          Management

1.6   Elect Director Christine King           For       For          Management

1.7   Elect Director David P. McGlade         For       For          Management

1.8   Elect Director David J. McLachlan       For       For          Management

1.9   Elect Director Robert A. Schriesheim    For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

SM ENERGY COMPANY                                                              

 

Ticker:       SM             Security ID:  78454L100                            

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:  APR 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Larry W. Bickle          For       For          Management

1.2   Elect Director Stephen R. Brand         For       For          Management

1.3   Elect Director Loren M. Leiker          For       For          Management

1.4   Elect Director Javan D. Ottoson         For       For          Management

1.5   Elect Director Ramiro G. Peru           For       For          Management

1.6   Elect Director Julio M. Quintana        For       For          Management

1.7   Elect Director Rose M. Robeson          For       For          Management

1.8   Elect Director William D. Sullivan      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

 

 

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SONY CORPORATION                                                                

 

Ticker:       6758           Security ID:  J76379106                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Hirai, Kazuo             For       For          Management

1.2   Elect Director Yoshida, Kenichiro       For       For          Management

1.3   Elect Director Nagayama, Osamu          For       For          Management

1.4   Elect Director Nimura, Takaaki          For       For          Management

1.5   Elect Director Harada, Eiko             For       For          Management

1.6   Elect Director Tim Schaaff              For       For          Management

1.7   Elect Director Matsunaga, Kazuo         For       For          Management

1.8   Elect Director Miyata, Koichi           For       For          Management

1.9   Elect Director John V. Roos             For       For          Management

1.10  Elect Director Sakurai, Eriko           For       For          Management

1.11  Elect Director Minakawa, Kunihito       For       For          Management

1.12  Elect Director Sumi, Shuzo              For       For          Management

2     Approve Stock Option Plan               For       Against      Management

 

 

--------------------------------------------------------------------------------

 

STARBUCKS CORPORATION                                                           

 

Ticker:       SBUX           Security ID:  855244109                           

Meeting Date: MAR 22, 2017   Meeting Type: Annual                              

Record Date:  JAN 12, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Howard Schultz           For       For          Management

1b    Elect Director William W. Bradley       For       For          Management

1c    Elect Director Rosalind Brewer          For       For          Management

1d    Elect Director Mary N. Dillon           For       For          Management

1e    Elect Director Robert M. Gates          For       For          Management

1f    Elect Director Mellody Hobson           For       For          Management

1g    Elect Director Kevin R. Johnson         For       For          Management

1h    Elect Director Jorgen Vig Knudstorp     For       For          Management

1i    Elect Director Satya Nadella            For       For          Management

1j    Elect Director Joshua Cooper Ramo       For       For          Management

1k    Elect Director Clara Shih               For       For          Management

1l    Elect Director Javier G. Teruel         For       For          Management

1m    Elect Director Myron E. Ullman, III     For       For          Management

1n    Elect Director Craig E. Weatherup       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Amend Proxy Access Right                Against   For          Shareholder

 

 

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STATOIL ASA                                                                    

 

Ticker:       STL            Security ID:  R8413J103                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                               

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Registration of Attending Shareholders  None      None         Management

      and Proxies                                                              

3     Elect Chairman of Meeting; Designate    For       Did Not Vote Management

      Inspector(s) of Minutes of Meeting                                       

4     Approve Notice of Meeting and Agenda    For       Did Not Vote Management

5     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                  

6     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of USD 0.22                                      

      Per Share                                                                

7     Authorize Board to Distribute           For       Did Not Vote Management

      Quarterly Dividends                                                       

8a    Approve Creation of Pool of Capital     For       Did Not Vote Management

      with Preemptive Rights in Connection                                     

      with Payment of Dividend for Fourth                                       

      Quarter 2016                                                             

8b    Approve Creation of Pool of Capital     For       Did Not Vote Management

      with Preemptive Rights in Connection                                      

      With Payment of Dividend for First                                       

      Quarter to Third Quarter 2017                                            

9     Abstain from Drilling Exploration       Against   Did Not Vote Shareholder

      Wells in the Barents Sea                                                 

10    Discontinuation of Exploration          Against   Did Not Vote Shareholder

      Activities and Test Drilling for                                         

      Fossil Energy Resources                                                  

11    Mandate the Board to Appoint new Chief  Against   Did Not Vote Shareholder

      Geologist and Mandate to Reinstate                                       

      Updated Versions of Pre-Merger                                           

      Actuarial Based Risk Management                                          

      Processes                                                                

12    Approve Company's Corporate Governance  For       Did Not Vote Management

      Statement                                                                

13.1  Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management (Advisory)                                                    

13.2  Approve Remuneration Linked to          For       Did Not Vote Management

      Development of Share Price (Binding)                                     

14    Approve Remuneration of Auditors        For       Did Not Vote Management

15    Approve Remuneration of Corporate       For       Did Not Vote Management

      Assembly in the Amount of NOK 122,400                                    

      for Chairman, NOK 64,500 for Deputy                                      

      Chair, NOK 45,300 for Other Members                                      

      and NOK 6,450 Per Meeting for Deputy                                     

      Members                                                                  

16    Approve Remuneration of Nominating      For       Did Not Vote Management

      Committee in the Amount of NOK 12,150                                     

      Per Meeting for Chair and NOK 9,000                                      

      Per Meeting for Members                                                  

17    Approve Equity Plan Financing           For       Did Not Vote Management

18    Authorize Share Repurchase Program and  For       Did Not Vote Management

      Cancellation of Repurchased Shares                                       

19    Miscellaneous Proposal: Marketing       For       Did Not Vote Management

      Instructions                                                             

 

 

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SUMITOMO ELECTRIC INDUSTRIES LTD.                                              

 

Ticker:       5802           Security ID:  J77411114                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 23                                                 

2.1   Elect Director Inoue, Osamu             For       For          Management

2.2   Elect Director Hato, Hideo              For       For          Management

2.3   Elect Director Shirayama, Masaki        For       For          Management

3.1   Appoint Statutory Auditor Hayashi,      For       Against      Management

      Akira                                                                    

3.2   Appoint Statutory Auditor Watanabe,     For       For          Management

      Katsuaki                                                                  

4     Approve Annual Bonus                    For       For          Management

 

 

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SUNCOR ENERGY INC.                                                              

 

Ticker:       SU             Security ID:  867224107                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Patricia M. Bedient      For       For          Management

1.2   Elect Director Mel E. Benson            For       For          Management

1.3   Elect Director Jacynthe Cote            For       For          Management

1.4   Elect Director Dominic D'Alessandro     For       For          Management

1.5   Elect Director John D. Gass             For       For          Management

1.6   Elect Director John R. Huff             For       For          Management

1.7   Elect Director Maureen McCaw            For       Withhold     Management

1.8   Elect Director Michael W. O'Brien       For       Withhold     Management

1.9   Elect Director Eira M. Thomas           For       For          Management

1.10  Elect Director Steven W. Williams       For       For          Management

1.11  Elect Director Michael M. Wilson        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Amend Stock Option Plan                 For       Against      Management

4     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

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T-MOBILE US, INC.                                                               

 

Ticker:       TMUS           Security ID:  872590104                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director W. Michael Barnes        For       For          Management

1.2   Elect Director Thomas Dannenfeldt       For       For          Management

1.3   Elect Director Srikant M. Datar         For       For          Management

1.4   Elect Director Lawrence H. Guffey       For       For          Management

1.5   Elect Director Timotheus Hottges        For       For          Management

1.6   Elect Director Bruno Jacobfeuerborn     For       For          Management

1.7   Elect Director Raphael Kubler           For       For          Management

1.8   Elect Director Thorsten Langheim        For       For          Management

1.9   Elect Director John J. Legere           For       For          Management

1.10  Elect Director Teresa A. Taylor         For       For          Management

1.11  Elect Director Kelvin R. Westbrook      For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

5     Adopt Proxy Access Right                Against   For          Shareholder

6     Pro-rata Vesting of Equity Awards       Against   For          Shareholder

7     Clawback of Incentive Payments          Against   For          Shareholder

 

 

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TAKE-TWO INTERACTIVE SOFTWARE, INC.                                            

 

Ticker:       TTWO           Security ID:  874054109                           

Meeting Date: SEP 22, 2016   Meeting Type: Annual                               

Record Date:  JUL 26, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Strauss Zelnick          For       For          Management

1.2   Elect Director Robert A. Bowman         For       For          Management

1.3   Elect Director Michael Dornemann        For       For          Management

1.4   Elect Director J Moses                  For       For          Management

1.5   Elect Director Michael Sheresky         For       For          Management

1.6   Elect Director Susan Tolson             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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TELENOR ASA                                                                    

 

Ticker:       TEL            Security ID:  R21882106                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Notice of Meeting and Agenda    For       Did Not Vote Management

2     Designate Inspector(s) of Minutes of    None      None         Management

      Meeting                                                                  

3     Receive President's Report              None      None         Management

4     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of NOK 7.80                                       

      Per Share                                                                

5     Receive Corporate Governance Report     None      None         Management

6     Approve Remuneration of Auditors in     For       Did Not Vote Management

      the Amount of NOK 5 million                                              

7a    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management                                                               

7b    Approve Guidelines for Share Related    For       Did Not Vote Management

      Incentive Arrangements                                                   

8     Authorize Share Repurchase Program and  For       Did Not Vote Management

      Cancellation of Repurchased Shares                                       

9     Bundled Election of Members and Deputy  For       Did Not Vote Management

      Members For Corporate Assembly                                           

      (Shareholder May Also Vote On Each                                       

      Candidate Individually Under Items 9a                                    

      to 9m)                                                                    

9a    Elect Anders Skjaevestad as Member of   For       Did Not Vote Management

      Corporate Assembly                                                       

9b    Elect Olaug Svarva as Member of         For       Did Not Vote Management

      Corporate Assembly                                                       

9c    Elect John Bernander as Member of       For       Did Not Vote Management

      Corporate Assembly                                                        

9d    Elect Anne Kvam as Member of Corporate  For       Did Not Vote Management

      Assembly                                                                 

9e    Elect Didrik Munch as Member of         For       Did Not Vote Management

      Corporate Assembly                                                       

9f    Elect Elin Myrmel-Johansen as Member    For       Did Not Vote Management

      of Corporate Assembly                                                    

9g    Elect Widar Salbuvik as Member of       For       Did Not Vote Management

      Corporate Assembly                                                       

9h    Elect Tore Sandvik as Member of         For       Did Not Vote Management

      Corporate Assembly                                                       

9i    Elect Silvija Seres as Member of        For       Did Not Vote Management

      Corporate Assembly                                                       

9j    Elect Siri Strandenes as Member of      For       Did Not Vote Management

      Corporate Assembly                                                       

9k    Elect Maalfrid Brath as Deputy Member   For       Did Not Vote Management

      of Corporate Assembly                                                    

9l    Elect Jostein Dalland as Deputy Member  For       Did Not Vote Management

      of Corporate Assembly                                                    

9m    Elect Ingvild Holth as Deputy Member    For       Did Not Vote Management

      of Corporate Assembly                                                    

10    Bundled Election of Members of          For       Did Not Vote Management

      Nominating Committee (Shareholder May                                    

      Also Vote On Each Candidate                                              

      Individually Under Items 10a and 10b)                                    

10a   Elect Mette Wikborg as Member of        For       Did Not Vote Management

      Nominating Committee                                                     

10b   Elect Christian Berg as Member of       For       Did Not Vote Management

      Nominating Committee                                                      

11    Approve Remuneration of Members of      For       Did Not Vote Management

      Corporate Assembly and Nomination                                        

      Committee                                                                 

 

 

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TESCO PLC                                                                      

 

Ticker:       TSCO           Security ID:  G87621101                           

Meeting Date: JUN 16, 2017   Meeting Type: Annual                              

Record Date:  JUN 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Elect Steve Golsby as Director          For       For          Management

4     Re-elect John Allan as Director         For       For          Management

5     Re-elect Dave Lewis as Director         For       For          Management

6     Re-elect Mark Armour as Director        For       For          Management

7     Re-elect Byron Grote as Director        For       For          Management

8     Re-elect Mikael Olsson as Director      For       For          Management

9     Re-elect Deanna Oppenheimer as Director For       For          Management

10    Re-elect Simon Patterson as Director    For       For          Management

11    Re-elect Alison Platt as Director       For       For          Management

12    Re-elect Lindsey Pownall as Director    For       For          Management

13    Re-elect Alan Stewart as Director       For       For          Management

14    Reappoint Deloitte LLP as Auditors      For       For          Management

15    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

21    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

THALES                                                                         

 

Ticker:       HO             Security ID:  F9156M108                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

2     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.60 per Share                                          

4     Ratify Appointment of Delphine          For       Against      Management

      Geny-Stephann as Director                                                

5     Reelect Philippe Lepinay as             For       For          Management

      Representative of Employee                                                

      Shareholders to the Board                                                

6     Non-Binding Vote on Compensation of     For       For          Management

      Patrice Caine, CEO and Chairman                                          

7     Approve Remuneration Policy of Patrice  For       For          Management

      Caine, CEO and Chairman                                                  

8     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

9     Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

10    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

11    Elect Laurence Broseta as Director      For       For          Management

12    Elect Delphine Geny-Stephann as         For       Against      Management

      Director                                                                 

13    Elect Laurent Collet-Billon as Director For       For          Management

 

 

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THE ALLSTATE CORPORATION                                                       

 

Ticker:       ALL            Security ID:  020002101                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kermit R. Crawford       For       For          Management

1b    Elect Director Michael L. Eskew         For       For          Management

1c    Elect Director Siddharth N. (Bobby)     For       For          Management

      Mehta                                                                     

1d    Elect Director Jacques P. Perold        For       For          Management

1e    Elect Director Andrea Redmond           For       For          Management

1f    Elect Director John W. Rowe             For       For          Management

1g    Elect Director Judith A. Sprieser       For       For          Management

1h    Elect Director Mary Alice Taylor        For       For          Management

1i    Elect Director Perry M. Traquina        For       For          Management

1j    Elect Director Thomas J. Wilson         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                               

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   For          Shareholder

7     Lead Director Qualifications            Against   Against      Shareholder

8     Political Contributions Disclosure      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

THE COOPER COMPANIES, INC.                                                      

 

Ticker:       COO            Security ID:  216648402                           

Meeting Date: MAR 13, 2017   Meeting Type: Annual                              

Record Date:  JAN 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director A. Thomas Bender         For       For          Management

1.2   Elect Director Colleen E. Jay           For       For          Management

1.3   Elect Director Michael H. Kalkstein     For       For          Management

1.4   Elect Director William A. Kozy          For       For          Management

1.5   Elect Director Jody S. Lindell          For       For          Management

1.6   Elect Director Gary S. Petersmeyer      For       For          Management

1.7   Elect Director Allan E. Rubenstein      For       For          Management

1.8   Elect Director Robert S. Weiss          For       For          Management

1.9   Elect Director Stanley Zinberg          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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THE DOW CHEMICAL COMPANY                                                       

 

Ticker:       DOW            Security ID:  260543103                           

Meeting Date: JUL 20, 2016   Meeting Type: Special                             

Record Date:  JUN 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       For          Management

 

 

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THE ESTEE LAUDER COMPANIES INC.                                                

 

Ticker:       EL             Security ID:  518439104                           

Meeting Date: NOV 11, 2016   Meeting Type: Annual                              

Record Date:  SEP 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ronald S. Lauder         For       For          Management

1.2   Elect Director William P. Lauder        For       For          Management

1.3   Elect Director Richard D. Parsons       For       For          Management

1.4   Elect Director Lynn Forester de         For       For          Management

      Rothschild                                                                

1.5   Elect Director Richard F. Zannino       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

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THE HOME DEPOT, INC.                                                            

 

Ticker:       HD             Security ID:  437076102                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gerard J. Arpey          For       For          Management

1b    Elect Director Ari Bousbib              For       For          Management

1c    Elect Director Jeffery H. Boyd          For       For          Management

1d    Elect Director Gregory D. Brenneman     For       For          Management

1e    Elect Director J. Frank Brown           For       For          Management

1f    Elect Director Albert P. Carey          For       For          Management

1g    Elect Director Armando Codina           For       For          Management

1h    Elect Director Helena B. Foulkes        For       For          Management

1i    Elect Director Linda R. Gooden          For       For          Management

1j    Elect Director Wayne M. Hewett          For       For          Management

1k    Elect Director Karen L. Katen           For       For          Management

1l    Elect Director Craig A. Menear          For       For          Management

1m    Elect Director Mark Vadon               For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Prepare Employment Diversity Report     Against   For          Shareholder

      and Report on Diversity Policies                                         

6     Adopt Proxy Statement Reporting on      Against   Against      Shareholder

      Political Contributions and Advisory                                      

      Vote                                                                     

7     Amend Articles/Bylaws/Charter - Call    Against   For          Shareholder

      Special Meetings                                                          

 

 

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THE KROGER CO.                                                                 

 

Ticker:       KR             Security ID:  501044101                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  APR 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nora A. Aufreiter        For       For          Management

1b    Elect Director Robert D. Beyer          For       For          Management

1c    Elect Director Anne Gates               For       For          Management

1d    Elect Director Susan J. Kropf           For       For          Management

1e    Elect Director W. Rodney McMullen       For       For          Management

1f    Elect Director Jorge P. Montoya         For       For          Management

1g    Elect Director Clyde R. Moore           For       For          Management

1h    Elect Director James A. Runde           For       For          Management

1i    Elect Director Ronald L. Sargent        For       For          Management

1j    Elect Director Bobby S. Shackouls       For       For          Management

1k    Elect Director Mark S. Sutton           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Assess Environmental Impact of          Against   Against      Shareholder

      Non-Recyclable Packaging                                                 

6     Assess Benefits of Adopting Renewable   Against   Against      Shareholder

      Energy Goals                                                             

7     Adopt Policy and Plan to Eliminate      Against   Against      Shareholder

      Deforestation in Supply Chain                                            

8     Require Independent Board Chairman      Against   For          Shareholder

 

 

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THE MEDICINES COMPANY                                                          

 

Ticker:       MDCO           Security ID:  584688105                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William W. Crouse        For       For          Management

1b    Elect Director Fredric N. Eshelman      For       For          Management

1c    Elect Director Robert J. Hugin          For       For          Management

1d    Elect Director John C. Kelly            For       For          Management

1e    Elect Director Clive A. Meanwell        For       For          Management

1f    Elect Director Paris Panayiotopoulos    For       For          Management

1g    Elect Director Hiroaki Shigeta          For       For          Management

1h    Elect Director Elizabeth H.S. Wyatt     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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THE SAGE GROUP PLC                                                             

 

Ticker:       SGE            Security ID:  G7771K142                            

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  FEB 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Re-elect Donald Brydon as Director      For       For          Management

4     Re-elect Neil Berkett as Director       For       For          Management

5     Re-elect Drummond Hall as Director      For       For          Management

6     Re-elect Steve Hare as Director         For       For          Management

7     Re-elect Jonathan Howell as Director    For       For          Management

8     Re-elect Stephen Kelly as Director      For       For          Management

9     Reappoint Ernst & Young LLP as Auditors For       For          Management

10    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

11    Approve Remuneration Report             For       For          Management

12    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

13    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

14    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

15    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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THE SHERWIN-WILLIAMS COMPANY                                                   

 

Ticker:       SHW            Security ID:  824348106                           

Meeting Date: APR 19, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arthur F. Anton          For       For          Management

1.2   Elect Director David F. Hodnik          For       For          Management

1.3   Elect Director Thomas G. Kadien -       None      None         Management

      Withdrawn                                                                

1.4   Elect Director Richard J. Kramer        For       For          Management

1.5   Elect Director Susan J. Kropf           For       For          Management

1.6   Elect Director John G. Morikis          For       For          Management

1.7   Elect Director Christine A. Poon        For       For          Management

1.8   Elect Director John M. Stropki          For       For          Management

1.9   Elect Director Michael H. Thaman        For       For          Management

1.10  Elect Director Matthew Thornton, III    For       For          Management

1.11  Elect Director Steven H. Wunning        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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THE TJX COMPANIES, INC.                                                        

 

Ticker:       TJX            Security ID:  872540109                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Zein Abdalla             For       For          Management

1.2   Elect Director Jose B. Alvarez          For       For          Management

1.3   Elect Director Alan M. Bennett          For       For          Management

1.4   Elect Director David T. Ching           For       For          Management

1.5   Elect Director Ernie Herrman            For       For          Management

1.6   Elect Director Michael F. Hines         For       For          Management

1.7   Elect Director Amy B. Lane              For       For          Management

1.8   Elect Director Carol Meyrowitz          For       For          Management

1.9   Elect Director Jackwyn L. Nemerov       For       For          Management

1.10  Elect Director John F. O'Brien          For       For          Management

1.11  Elect Director Willow B. Shire          For       For          Management

2     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Include Diversity as a Performance      Against   Against      Shareholder

      Metric                                                                   

8     Report on Pay Disparity                 Against   Against      Shareholder

9     Report on Gender, Race, or Ethnicity    Against   Against      Shareholder

      Pay Gap                                                                  

10    Report on Net-Zero Greenhouse Gas       Against   For          Shareholder

      Emissions                                                                 

 

 

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THE TORONTO-DOMINION BANK                                                      

 

Ticker:       TD             Security ID:  891160509                           

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  FEB 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William E. Bennett       For       For          Management

1.2   Elect Director Amy W. Brinkley          For       For          Management

1.3   Elect Director Brian C. Ferguson        For       For          Management

1.4   Elect Director Colleen A. Goggins       For       For          Management

1.5   Elect Director Mary Jo Haddad           For       For          Management

1.6   Elect Director Jean-Rene Halde          For       For          Management

1.7   Elect Director David E. Kepler          For       For          Management

1.8   Elect Director Brian M. Levitt          For       For          Management

1.9   Elect Director Alan N. MacGibbon        For       For          Management

1.10  Elect Director Karen E. Maidment        For       For          Management

1.11  Elect Director Bharat B. Masrani        For       For          Management

1.12  Elect Director Irene R. Miller          For       For          Management

1.13  Elect Director Nadir H. Mohamed         For       For          Management

1.14  Elect Director Claude Mongeau           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

4     SP A: Adopt a Policy Of Withdrawing     Against   Against      Shareholder

      From  Tax Havens or Jurisdictions with                                   

      Low Tax Rates                                                            

5     SP B: Adopt a Compensation Policy for   Against   Against      Shareholder

      its Highest-Ranking Executive that                                       

      Provides for a Discretionary Downward                                    

      Adjustment of Compensation in Case of                                    

      Major Layoffs                                                             

6     SP C: Approve Creation of New           Against   Against      Shareholder

      Technology Committee                                                     

7     SP D: Approve Simplification and        Against   Against      Shareholder

      Improvement of the Management                                            

      Disclosure on Executive Compensation                                     

      in the Management Proxy Circular                                          

8     SP E: Establish a Policy To Seek        Against   Against      Shareholder

      Shareholder Approval for Future                                          

      Retirement or Severance Agreements                                        

      with Senior Executives                                                   

9     SP F: Fix the Number of Board Not Less  Against   Against      Shareholder

      than 12 and Not More Than 18                                              

10    SP G: Adopt Proxy Access Bylaw          Against   For          Shareholder

 

 

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THE ULTIMATE SOFTWARE GROUP, INC.                                              

 

Ticker:       ULTI           Security ID:  90385D107                           

Meeting Date: MAY 15, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Jonathan D. Mariner      For       For          Management

1B    Elect Director Jason Dorsey             For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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THE WALT DISNEY COMPANY                                                        

 

Ticker:       DIS            Security ID:  254687106                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                              

Record Date:  JAN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan E. Arnold          For       For          Management

1b    Elect Director John S. Chen             For       For          Management

1c    Elect Director Jack Dorsey              For       For          Management

1d    Elect Director Robert A. Iger           For       For          Management

1e    Elect Director Maria Elena Lagomasino   For       For          Management

1f    Elect Director Fred H. Langhammer       For       For          Management

1g    Elect Director Aylwin B. Lewis          For       For          Management

1h    Elect Director Robert W. Matschullat    For       For          Management

1i    Elect Director Mark G. Parker           For       For          Management

1j    Elect Director Sheryl K. Sandberg       For       For          Management

1k    Elect Director Orin C. Smith            For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Proxy Access Bylaw Amendment            Against   For          Shareholder

 

 

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THK CO. LTD.                                                                   

 

Ticker:       6481           Security ID:  J83345108                           

Meeting Date: JUN 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 25                                                 

2     Amend Articles to Change Location of    For       For          Management

      Head Office - Change Fiscal Year End                                      

3.1   Elect Director Teramachi, Akihiro       For       For          Management

3.2   Elect Director Teramachi, Toshihiro     For       For          Management

3.3   Elect Director Imano, Hiroshi           For       For          Management

3.4   Elect Director Maki, Nobuyuki           For       For          Management

3.5   Elect Director Teramachi, Takashi       For       For          Management

3.6   Elect Director Shimomaki, Junji         For       For          Management

3.7   Elect Director Sakai, Junichi           For       For          Management

3.8   Elect Director Kainosho, Masaaki        For       Against      Management

 

 

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THYSSENKRUPP AG                                                                

 

Ticker:       TKA            Security ID:  D8398Q119                           

Meeting Date: JAN 27, 2017   Meeting Type: Annual                              

Record Date:  JAN 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2015/2016                                   

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.15 per Share                                           

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2015/2016                                                     

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2015/2016                                                     

5     Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors for Fiscal 2016/2017                                             

 

 

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TOKYO ELECTRON LTD.                                                            

 

Ticker:       8035           Security ID:  J86957115                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Tsuneishi, Tetsuo        For       For          Management

1.2   Elect Director Kawai, Toshiki           For       For          Management

1.3   Elect Director Hori, Tetsuro            For       For          Management

1.4   Elect Director Sasaki, Sadao            For       For          Management

1.5   Elect Director Kitayama, Hirofumi       For       For          Management

1.6   Elect Director Akimoto, Masami          For       For          Management

1.7   Elect Director Chon, Gishi              For       For          Management

1.8   Elect Director Nagakubo, Tatsuya        For       For          Management

1.9   Elect Director Sunohara, Kiyoshi        For       For          Management

1.10  Elect Director Higashi, Tetsuro         For       For          Management

1.11  Elect Director Inoue, Hiroshi           For       Against      Management

1.12  Elect Director Charles D Lake II        For       For          Management

2.1   Appoint Statutory Auditor Nunokawa,     For       For          Management

      Yoshikazu                                                                

2.2   Appoint Statutory Auditor Yamamoto,     For       For          Management

      Takatoshi                                                                 

2.3   Appoint Statutory Auditor Wagai,        For       For          Management

      Kyosuke                                                                  

3     Approve Annual Bonus                    For       For          Management

4     Approve Deep Discount Stock Option Plan For       Against      Management

5     Approve Deep Discount Stock Option Plan For       Against      Management

 

 

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TOYOTA INDUSTRIES CORP.                                                        

 

Ticker:       6201           Security ID:  J92628106                           

Meeting Date: JUN 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 65                                                 

2.1   Elect Director Toyoda, Tetsuro          For       For          Management

2.2   Elect Director Onishi, Akira            For       For          Management

2.3   Elect Director Sasaki, Kazue            For       For          Management

2.4   Elect Director Furukawa, Shinya         For       For          Management

2.5   Elect Director Suzuki, Masaharu         For       For          Management

2.6   Elect Director Sasaki, Takuo            For       For          Management

2.7   Elect Director Otsuka, Kan              For       For          Management

2.8   Elect Director Yamamoto, Taku           For       For          Management

2.9   Elect Director Sumi, Shuzo              For       Against      Management

2.10  Elect Director Yamanishi, Kenichiro     For       Against      Management

2.11  Elect Director Kato, Mitsuhisa          For       Against      Management

3     Approve Annual Bonus                    For       For          Management

 

 

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TOYOTA MOTOR CORP.                                                             

 

Ticker:       7203           Security ID:  J92676113                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Uchiyamada, Takeshi      For       For          Management

1.2   Elect Director Hayakawa, Shigeru        For       For          Management

1.3   Elect Director Toyoda, Akio             For       For          Management

1.4   Elect Director Didier Leroy             For       For          Management

1.5   Elect Director Terashi, Shigeki         For       For          Management

1.6   Elect Director Nagata, Osamu            For       For          Management

1.7   Elect Director Uno, Ikuo                For       For          Management

1.8   Elect Director Kato, Haruhiko           For       For          Management

1.9   Elect Director Mark T. Hogan            For       Against      Management

2     Appoint Alternate Statutory Auditor     For       For          Management

      Sakai, Ryuji                                                             

3     Approve Annual Bonus                    For       For          Management

4     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                

 

 

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TRANSDIGM GROUP INCORPORATED                                                    

 

Ticker:       TDG            Security ID:  893641100                           

Meeting Date: MAR 01, 2017   Meeting Type: Annual                              

Record Date:  JAN 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William Dries            For       For          Management

1.2   Elect Director Mervin Dunn              For       For          Management

1.3   Elect Director Michael Graff            For       For          Management

1.4   Elect Director Sean Hennessy            For       For          Management

1.5   Elect Director W. Nicholas Howley       For       For          Management

1.6   Elect Director Raymond Laubenthal       For       For          Management

1.7   Elect Director Douglas Peacock          For       For          Management

1.8   Elect Director Robert Small             For       For          Management

1.9   Elect Director John Staer               For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   None      Three Years  Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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U.S. BANCORP                                                                    

 

Ticker:       USB            Security ID:  902973304                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Douglas M. Baker, Jr.    For       For          Management

1b    Elect Director Warner L. Baxter         For       For          Management

1c    Elect Director Marc N. Casper           For       For          Management

1d    Elect Director Andrew Cecere            For       For          Management

1e    Elect Director Arthur D. Collins, Jr.   For       For          Management

1f    Elect Director Richard K. Davis         For       For          Management

1g    Elect Director Kimberly J. Harris       For       For          Management

1h    Elect Director Roland A. Hernandez      For       For          Management

1i    Elect Director Doreen Woo Ho            For       For          Management

1j    Elect Director Olivia F. Kirtley        For       For          Management

1k    Elect Director Karen S. Lynch           For       For          Management

1l    Elect Director David B. O'Maley         For       For          Management

1m    Elect Director O'dell M. Owens          For       For          Management

1n    Elect Director Craig D. Schnuck         For       For          Management

1o    Elect Director Scott W. Wine            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

 

 

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UNICREDIT SPA                                                                  

 

Ticker:       UCG            Security ID:  T9T23L584                           

Meeting Date: APR 20, 2017   Meeting Type: Annual/Special                       

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income            For       For          Management

3     Approve 2017 Group Incentive System     For       For          Management

4     Approve Long-Term Incentive Plan        For       For          Management

      2017-2019                                                                

5     Approve Severance Payments Policy       For       For          Management

6     Approve Remuneration Policy             For       For          Management

1     Authorize Board to Increase Capital to  For       For          Management

      Service 2016 Incentive Plan                                              

2     Authorize Board to Increase Capital to  For       For          Management

      Service 2017 Incentive Plan and LTI                                      

      Plan 2017-2019                                                           

 

 

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UNILEVER NV                                                                    

 

Ticker:       UNA            Security ID:  N8981F271                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Discussion of the Annual Report and     None      None         Management

      Accounts for the 2016 financial year                                     

2     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                      

3     Approve Discharge of Executive Board    For       For          Management

      Members                                                                  

4     Approve Discharge of Non-Executive      For       For          Management

      Board Members                                                            

5     Approve Remuneration Policy for         For       For          Management

      Management Board Members                                                 

6     Approve Unilever Share Plan 2017        For       For          Management

7     Elect N.S. Andersen as Non-Executive    For       For          Management

      Board Member                                                             

8     Elect L.M. Cha as Non-Executive Board   For       For          Management

      Member                                                                   

9     Elect V. Colao as Non-Executive Board   For       For          Management

      Member                                                                    

10    Elect M Dekkers as Non-Executive Board  For       For          Management

      Member                                                                   

11    Elect A.M. Fudge as Non-Executive       For       For          Management

      Board Member                                                             

12    Elect J. Hartmann as Non-Executive      For       For          Management

      Board Member                                                              

13    Elect M. Ma as Non-Executive Board      For       For          Management

      Member                                                                   

14    Elect S Masiyiwa as Non-Executive       For       For          Management

      Board Member                                                             

15    Elect Y.Moon as Non-Executive Board     For       For          Management

      Member                                                                   

16    Elect G. Pitkethly as Executive Board   For       For          Management

      Member                                                                   

17    Elect P.G.J.M. Polman as Executive      For       For          Management

      Board Member                                                              

18    Elect J. Rishton as Non-Executive       For       For          Management

      Board Member                                                             

19    Elect F. Sijbesma as Non-Executive      For       For          Management

      Board Member                                                             

20    Ratify KPMG as Auditors                 For       For          Management

21    Grant Board Authority to Issue Shares   For       Against      Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

22    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

23    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

 

 

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UNION PACIFIC CORPORATION                                                       

 

Ticker:       UNP            Security ID:  907818108                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Andrew H. Card, Jr.      For       For          Management

1b    Elect Director Erroll B. Davis, Jr.     For       For          Management

1c    Elect Director David B. Dillon          For       For          Management

1d    Elect Director Lance M. Fritz           For       For          Management

1e    Elect Director Deborah C. Hopkins       For       For          Management

1f    Elect Director Jane H. Lute             For       For          Management

1g    Elect Director Michael R. McCarthy      For       For          Management

1h    Elect Director Michael W. McConnell     For       For          Management

1i    Elect Director Thomas F. McLarty, III   For       For          Management

1j    Elect Director Steven R. Rogel          For       For          Management

1k    Elect Director Jose H. Villarreal       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

 

 

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UNITED TECHNOLOGIES CORPORATION                                                

 

Ticker:       UTX            Security ID:  913017109                           

Meeting Date: APR 24, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd J. Austin, III     For       For          Management

1b    Elect Director Diane M. Bryant          For       For          Management

1c    Elect Director John V. Faraci           For       For          Management

1d    Elect Director Jean-Pierre Garnier      For       For          Management

1e    Elect Director Gregory J. Hayes         For       For          Management

1f    Elect Director Edward A. Kangas         For       For          Management

1g    Elect Director Ellen J. Kullman         For       For          Management

1h    Elect Director Marshall O. Larsen       For       For          Management

1i    Elect Director Harold McGraw, III       For       For          Management

1j    Elect Director Fredric G. Reynolds      For       For          Management

1k    Elect Director Brian C. Rogers          For       For          Management

1l    Elect Director Christine Todd Whitman   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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UNITEDHEALTH GROUP INCORPORATED                                                

 

Ticker:       UNH            Security ID:  91324P102                           

Meeting Date: JUN 05, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William C. Ballard, Jr.  For       For          Management

1b    Elect Director Richard T. Burke         For       For          Management

1c    Elect Director Timothy P. Flynn         For       For          Management

1d    Elect Director Stephen J. Hemsley       For       For          Management

1e    Elect Director Michele J. Hooper        For       For          Management

1f    Elect Director Rodger A. Lawson         For       For          Management

1g    Elect Director Glenn M. Renwick         For       For          Management

1h    Elect Director Kenneth I. Shine         For       For          Management

1i    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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VERISK ANALYTICS, INC.                                                         

 

Ticker:       VRSK           Security ID:  92345Y106                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Frank J. Coyne           For       For          Management

1.2   Elect Director Christopher M. Foskett   For       For          Management

1.3   Elect Director David B. Wright          For       For          Management

1.4   Elect Director Annell R. Bay            For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte And Touche LLP as       For       For          Management

      Auditors                                                                 

 

 

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VISA INC.                                                                      

 

Ticker:       V              Security ID:  92826C839                           

Meeting Date: JAN 31, 2017   Meeting Type: Annual                              

Record Date:  DEC 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd A. Carney          For       For          Management

1b    Elect Director Mary B. Cranston         For       For          Management

1c    Elect Director Francisco Javier         For       For          Management

      Fernandez-Carbajal                                                       

1d    Elect Director Gary A. Hoffman          For       For          Management

1e    Elect Director Alfred F. Kelly, Jr.     For       For          Management

1f    Elect Director Robert W. Matschullat    For       For          Management

1g    Elect Director Suzanne Nora Johnson     For       For          Management

1h    Elect Director John A.C. Swainson       For       For          Management

1i    Elect Director Maynard G. Webb, Jr.     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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VODAFONE GROUP PLC                                                             

 

Ticker:       VOD            Security ID:  G93882192                            

Meeting Date: JUL 29, 2016   Meeting Type: Annual                              

Record Date:  JUL 27, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Re-elect Gerard Kleisterlee as Director For       For          Management

3     Re-elect Vittorio Colao as Director     For       For          Management

4     Re-elect Nick Read as Director          For       For          Management

5     Re-elect Sir Crispin Davis as Director  For       For          Management

6     Re-elect Dr Mathias Dopfner as Director For       For          Management

7     Re-elect Dame Clara Furse as Director   For       For          Management

8     Re-elect Valerie Gooding as Director    For       For          Management

9     Re-elect Renee James as Director        For       Against      Management

10    Re-elect Samuel Jonah as Director       For       For          Management

11    Re-elect Nick Land as Director          For       For          Management

12    Elect David Nish as Director            For       For          Management

13    Re-elect Philip Yea as Director         For       For          Management

14    Approve Final Dividend                  For       For          Management

15    Approve Remuneration Report             For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

22    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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WALGREENS BOOTS ALLIANCE, INC.                                                 

 

Ticker:       WBA            Security ID:  931427108                           

Meeting Date: JAN 26, 2017   Meeting Type: Annual                              

Record Date:  NOV 28, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Janice M. Babiak         For       For          Management

1b    Elect Director David J. Brailer         For       For          Management

1c    Elect Director William C. Foote         For       For          Management

1d    Elect Director Ginger L. Graham         For       For          Management

1e    Elect Director John A. Lederer          For       For          Management

1f    Elect Director Dominic P. Murphy        For       For          Management

1g    Elect Director Stefano Pessina          For       For          Management

1h    Elect Director Leonard D. Schaeffer     For       For          Management

1i    Elect Director Nancy M. Schlichting     For       For          Management

1j    Elect Director James A. Skinner         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Approve Executive Incentive Bonus Plan  For       For          Management

5     Proxy Access                            Against   For          Shareholder

6     Approve Report on Executive Pay &       Against   Against      Shareholder

      Sustainability Performance                                               

 

 

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WESFARMERS LTD.                                                                

 

Ticker:       WES            Security ID:  Q95870103                           

Meeting Date: NOV 10, 2016   Meeting Type: Annual                              

Record Date:  NOV 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2a    Elect Anthony (Tony) John Howarth as    For       For          Management

      Director                                                                 

2b    Elect Wayne G. Osborn Director          For       For          Management

2c    Elect Vanessa M. Wallace as Director    For       For          Management

2d    Elect Jennifer A. Westacott as Director For       For          Management

3     Approve the Remuneration Report         For       For          Management

4     Approve the Grant of Performance        For       For          Management

      Rights to Richard Goyder, Group                                          

      Managing Director of the Company                                         

5     Approve the Grant of Performance        For       For          Management

      Rights to Terry Bowen, Finance                                           

      Director of the Company                                                  

 

 

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WESTERN DIGITAL CORPORATION                                                    

 

Ticker:       WDC            Security ID:  958102105                           

Meeting Date: NOV 04, 2016   Meeting Type: Annual                              

Record Date:  SEP 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Martin I. Cole           For       For          Management

1b    Elect Director Kathleen A. Cote         For       For          Management

1c    Elect Director Henry T. DeNero          For       For          Management

1d    Elect Director Michael D. Lambert       For       For          Management

1e    Elect Director Len J. Lauer             For       For          Management

1f    Elect Director Matthew E. Massengill    For       For          Management

1g    Elect Director Sanjay Mehrotra          For       For          Management

1h    Elect Director Stephen D. Milligan      For       For          Management

1i    Elect Director Paula A. Price           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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WORLDPAY GROUP PLC                                                              

 

Ticker:       WPG            Security ID:  G97744109                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAY 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve US Employee Stock Purchase Plan For       For          Management

4     Reappoint KPMG LLP as Auditors          For       For          Management

5     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

6     Approve Final Dividend                  For       For          Management

7     Re-elect John Allan as Director         For       For          Management

8     Re-elect Philip Jansen as Director      For       For          Management

9     Re-elect Ron Kalifa as Director         For       For          Management

10    Re-elect Rick Medlock as Director       For       For          Management

11    Re-elect Deanna Oppenheimer as Director For       For          Management

12    Re-elect Sir Michael Rake as Director   For       For          Management

13    Elect Karen Richardson as Director      For       For          Management

14    Re-elect Martin Scicluna as Director    For       For          Management

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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WRIGHT MEDICAL GROUP N.V.                                                      

 

Ticker:       WMGI           Security ID:  N96617118                           

Meeting Date: JUN 23, 2017   Meeting Type: Annual                              

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Robert J. Palmisano as Director   For       For          Management

1b    Elect David D. Stevens as Director      For       For          Management

1c    Elect Gary D. Blackford as Director     For       For          Management

1d    Elect John L. Miclot as Director        For       For          Management

1e    Elect Kevin C. O'Boyle as Director      For       For          Management

1f    Elect Amy S. Paul as Director           For       For          Management

1g    Elect Richard F. Wallman as Director    For       For          Management

1h    Elect Elizabeth H. Weatherman as        For       For          Management

      Director                                                                 

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Ratify KPMG N.V. as Auditors            For       For          Management

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

5     Approve Discharge of Management Board   For       For          Management

6     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

7     Approve Omnibus Stock Plan              For       For          Management

8     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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YUM CHINA HOLDINGS, INC.                                                       

 

Ticker:       YUMC           Security ID:  98850P109                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter A. Bassi           For       Against      Management

1b    Elect Director Ed Yiu-Cheong Chan       For       Against      Management

1c    Elect Director Edouard Ettedgui         For       Against      Management

2     Ratify KPMG Huazhen LLP as Auditors     For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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YUM! BRANDS, INC.                                                              

 

Ticker:       YUM            Security ID:  988498101                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Paget L. Alves           For       For          Management

1b    Elect Director Michael J. Cavanagh      For       For          Management

1c    Elect Director Christopher M. Connor    For       For          Management

1d    Elect Director Brian C. Cornell         For       For          Management

1e    Elect Director Greg Creed               For       For          Management

1f    Elect Director Mirian M. Graddick-Weir  For       For          Management

1g    Elect Director Thomas C. Nelson         For       For          Management

1h    Elect Director P. Justin Skala          For       For          Management

1i    Elect Director Elane B. Stock           For       For          Management

1j    Elect Director Robert D. Walter         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Policy and Plan to Eliminate      Against   Against      Shareholder

      Deforestation in Supply Chain                                            

 

 

 

 

================== UBS International Sustainable Equity Fund ===================

 

 

ASHTEAD GROUP PLC                                                              

 

Ticker:       AHT            Security ID:  G05320109                           

Meeting Date: SEP 07, 2016   Meeting Type: Annual                              

Record Date:  SEP 05, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Chris Cole as Director         For       Against      Management

6     Re-elect Geoff Drabble as Director      For       For          Management

7     Re-elect Brendan Horgan as Director     For       For          Management

8     Re-elect Sat Dhaiwal as Director        For       For          Management

9     Re-elect Suzanne Wood as Director       For       For          Management

10    Re-elect Ian Sutcliffe as Director      For       For          Management

11    Re-elect Wayne Edmunds as Director      For       For          Management

12    Elect Lucinda Riches as Director        For       For          Management

13    Elect Tanya Fratto as Director          For       For          Management

14    Reappoint Deloitte LLP as Auditors      For       For          Management

15    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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ASML HOLDING NV                                                                

 

Ticker:       ASML           Security ID:  N07059202                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Discuss the Company's Business,         None      None         Management

      Financial Situation and Sustainability                                   

3     Discuss Remuneration Policy for         None      None         Management

      Management Board Members                                                 

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

5     Approve Discharge of Management Board   For       For          Management

6     Approve Discharge of Supervisory Board  For       For          Management

7     Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

8     Approve Dividends of EUR 1.20 Per       For       For          Management

      Ordinary Share                                                           

9     Amend the Remuneration Policy of the    For       For          Management

      Management Board                                                         

10    Approve Performance Share Arrangement   For       For          Management

      According to Remuneration Policy                                         

11    Approve Number of Stock Options,        For       For          Management

      Respectively Shares for Employees                                        

12    Discuss Management Board Composition    None      None         Management

      and Receive Information on Intended                                      

      Appointment of First van Hout to                                         

      Management Board                                                          

13.a  Elect Pauline van der Meer Mohr to      For       For          Management

      Supervisory Board                                                        

13.b  Elect Carla Smits-Nusteling to          For       For          Management

      Supervisory Board                                                        

13.c  Elect Doug Grose to Supervisory Board   For       For          Management

13.d  Elect Wolfgang Ziebart to Supervisory   For       For          Management

      Board                                                                    

13.e  Discussion of the Supervisory Board     None      None         Management

      Composition                                                               

14    Amend Remuneration of Supervisory Board For       For          Management

15    Ratify KPMG as Auditors                 For       For          Management

16.a  Grant Board Authority to Issue Shares   For       For          Management

      Up To 5 Percent of Issued Capital                                        

16.b  Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances Re: Item                                     

      16a                                                                       

16.c  Grant Board Authority to Issue Shares   For       For          Management

      Up To 5 Percent in Case of                                               

      Takeover/Merger                                                          

16.d  Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances Re: Item                                     

      16c                                                                       

17.a  Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

17.b  Authorize Additional Repurchase of Up   For       For          Management

      to 10 Percent of Issued Share Capital                                    

18    Authorize Cancellation of Repurchased   For       For          Management

      Shares                                                                    

19    Other Business (Non-Voting)             None      None         Management

20    Close Meeting                           None      None         Management

 

 

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ASSA ABLOY AB                                                                  

 

Ticker:       ASSA B         Security ID:  W0817X204                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                               

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       Did Not Vote Management

3     Prepare and Approve List of             For       Did Not Vote Management

      Shareholders                                                             

4     Approve Agenda of Meeting               For       Did Not Vote Management

5     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                  

6     Acknowledge Proper Convening of Meeting For       Did Not Vote Management

7     Receive President's Report              None      None         Management

8a    Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

8b    Receive Auditor's Report on             None      None         Management

      Application of Guidelines for                                            

      Remuneration for Executive Management                                    

8c    Receive Board's Proposal on             None      None         Management

      Distribution of Profits                                                  

9a    Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports                                                        

9b    Approve Allocation of Income and        For       Did Not Vote Management

      Dividends of SEK 3.00 Per Share                                           

9c    Approve Discharge of Board and          For       Did Not Vote Management

      President                                                                

10    Determine Number of Members (9) and     For       Did Not Vote Management

      Deputy Members (0) of Board;                                             

11    Approve Remuneration of Directors in    For       Did Not Vote Management

      the Amount of SEK 2 million for                                           

      Chairman, SEK 850,000 for Vice                                           

      Chairman, and SEK 600,000 for Other                                      

      Directors; Approve Remuneration for                                      

      Committee Work; Approve Remuneration                                     

      of Auditors                                                              

12    Reelect Lars Renstrom, Carl Douglas,    For       Did Not Vote Management

      Ulf Ewaldsson, Eva Karlsson, Birgitta                                    

      Klasen, Eva Lindqvist, Johan Molin and                                   

      Jan Svensson as Directors; Elect Sofia                                   

      Schorling Hogberg as New Directors;                                      

      Ratify PriceWaterhouseCoopers as                                         

      Auditors                                                                 

13    Elect Carl Douglas, Mikael Ekdahl,      For       Did Not Vote Management

      Liselott Ledin, Marianne Nilsson, and                                    

      Anders Oscarsson as Members of                                           

      Nominating Committee                                                     

14    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management                                                                

15    Authorize Share Repurchase Program and  For       Did Not Vote Management

      Reissuance of Repurchased Shares                                         

16    Approve 2017 LTI Share Matching Plan    For       Did Not Vote Management

17    Close Meeting                           None      None         Management

 

 

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ASTELLAS PHARMA INC.                                                            

 

Ticker:       4503           Security ID:  J03393105                           

Meeting Date: JUN 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 17                                                 

2.1   Elect Director Hatanaka, Yoshihiko      For       For          Management

2.2   Elect Director Yasukawa, Kenji          For       For          Management

2.3   Elect Director Okajima, Etsuko          For       For          Management

2.4   Elect Director Aizawa, Yoshiharu        For       For          Management

2.5   Elect Director Sekiyama, Mamoru         For       For          Management

2.6   Elect Director Yamagami, Keiko          For       For          Management

3     Approve Annual Bonus                    For       For          Management

 

 

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AVIVA PLC                                                                      

 

Ticker:       AV.            Security ID:  G0683Q109                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAY 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Elect Keith Williams as Director        For       For          Management

5     Re-elect Claudia Arney as Director      For       For          Management

6     Re-elect Glyn Barker as Director        For       For          Management

7     Re-elect Andy Briggs as Director        For       For          Management

8     Re-elect Patricia Cross as Director     For       For          Management

9     Re-elect Belen Romana Garcia as         For       For          Management

      Director                                                                 

10    Re-elect Michael Hawker as Director     For       For          Management

11    Re-elect Michael Mire as Director       For       For          Management

12    Re-elect Sir Adrian Montague as         For       For          Management

      Director                                                                 

13    Re-elect Tom Stoddard as Director       For       For          Management

14    Re-elect Mark Wilson as Director        For       For          Management

15    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                               

16    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

18    Approve Savings Related Share Option    For       For          Management

      Scheme                                                                    

19    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                     

      an Acquisition or Other Capital                                          

      Investment                                                               

22    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

23    Authorise Market Purchase of            For       For          Management

      Preference Shares                                                        

24    Authorise Market Purchase of            For       For          Management

      Preference Shares                                                        

25    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

26    Authorise Issue of Equity in Relation   For       For          Management

      to Any Issuance of SII Instruments                                       

27    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Relation to Any                                    

      Issuance of SII Instruments                                              

 

 

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AXA                                                                            

 

Ticker:       CS             Security ID:  F06106102                           

Meeting Date: APR 26, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                          

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.16 per Share                                          

4     Non-Binding Vote on Compensation of     For       For          Management

      Henri de Castries, Chairman and CEO                                      

      until August 31, 2016                                                    

5     Non-Binding Vote on Compensation of     For       For          Management

      Denis Duverne, Vice CEO until August                                     

      31, 2016                                                                 

6     Non-Binding Vote on Compensation of     For       For          Management

      Denis Duverne, Chairman of the Board                                     

      of Directors since September 1, 2016                                     

7     Non-Binding Vote on Compensation of     For       For          Management

      Thoma Buberl, CEO since September 1,                                     

      2016                                                                     

8     Approve Remuneration Policy of          For       For          Management

      Chairman of the Board                                                    

9     Approve Remuneration Policy of CEO      For       For          Management

10    Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions                                                

11    Approve Additional Social Benefits      For       For          Management

      Agreement with Thomas Buberl, CEO                                        

12    Approve Severance Agreement with        For       For          Management

      Thomas Buberl                                                            

13    Reelect Deanna Oppenheimer as Director  For       For          Management

14    Reelect Ramon de Oliveira as Director   For       For          Management

15    Ratify Appointment of Thomas Buberl as  For       For          Management

      Director                                                                 

16    Ratify Appointment of Andre             For       For          Management

      Francois-Poncet as Director                                              

17    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

18    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 1 Billion for Bonus Issue                                   

      or Increase in Par Value                                                 

19    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 2 Billions                                         

20    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 550 Million                                        

21    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                      

      Amount of EUR 550 Million                                                

22    Authorize Board to Set Issue Price for  For       Against      Management

      10 Percent Per Year of Issued Capital                                    

      Pursuant to Issue Authority without                                      

      Preemptive Rights                                                         

23    Authorize Capital Increase of Up to     For       Against      Management

      EUR 550 Million for Future Exchange                                      

      Offers                                                                    

24    Authorize Capital Increase of up to 10  For       Against      Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                     

25    Authorize Issuance of Equity Upon       For       Against      Management

      Conversion of a Subsidiary's                                             

      Equity-Linked Securities without                                          

      Preemptive Rights for Up to EUR 550                                      

      Million                                                                  

26    Authorize Issuance of Equity Upon       For       Against      Management

      Conversion of a Subsidiary's                                             

      Equity-Linked Securities with                                            

      Preemptive Rights for Up to EUR 2                                        

      Billion                                                                   

27    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

28    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans Reserved                                   

      for Employees of International                                           

      Subsidiaries                                                             

29    Authorize up to 1 Percent of Issued     For       For          Management

      Capital for Use in Stock Option Plans                                    

30    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

31    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

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BANCO BILBAO VIZCAYA ARGENTARIA, S.A.                                          

 

Ticker:       BBVA           Security ID:  E11805103                           

Meeting Date: MAR 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Approve Consolidated and Standalone     For       For          Management

      Financial Statements                                                     

1.2   Approve Allocation of Income and        For       For          Management

      Dividends                                                                

1.3   Approve Discharge of Board              For       For          Management

2.1   Reelect Jose Manuel Gonzalez-Paramo     For       For          Management

      Martinez-Murillo as Director                                             

2.2   Reelect Carlos Loring Martinez de       For       For          Management

      Irujo as Director                                                        

2.3   Reelect Susana Rodriguez Vidarte as     For       For          Management

      Director                                                                  

2.4   Reelect Tomas Alfaro Drake as Director  For       For          Management

2.5   Reelect Lourdes Maiz Carro as Director  For       For          Management

3     Authorize Capitalization of Reserves    For       For          Management

      for Scrip Dividends                                                      

4     Authorize Increase in Capital up to 50  For       Against      Management

      Percent via Issuance of Equity or                                         

      Equity-Linked Securities, Excluding                                      

      Preemptive Rights of up to 20 Percent                                    

5     Authorize Issuance of Convertible       For       Against      Management

      Bonds, Debentures, Warrants, and Other                                   

      Debt Securities without Preemptive                                       

      Rights up to EUR 8 Billion                                               

6     Approve Remuneration Policy             For       For          Management

7     Fix Maximum Variable Compensation Ratio For       For          Management

8     Appoint KPMG Auditores as Auditor       For       For          Management

9     Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

10    Advisory Vote on Remuneration Report    For       For          Management

 

 

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BAYERISCHE MOTOREN WERKE AG (BMW)                                              

 

Ticker:       BMW            Security ID:  D12096109                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.52 per Preferred                                      

      Share and EUR 3.50 per Ordinary Share                                    

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

6     Elect Heinrich Hiesinger to the         For       For          Management

      Supervisory Board                                                        

 

 

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CANON INC.                                                                     

 

Ticker:       7751           Security ID:  J05124144                           

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 75                                                 

2.1   Elect Director Mitarai, Fujio           For       For          Management

2.2   Elect Director Maeda, Masaya            For       For          Management

2.3   Elect Director Tanaka, Toshizo          For       For          Management

2.4   Elect Director Matsumoto, Shigeyuki     For       For          Management

2.5   Elect Director Homma, Toshio            For       For          Management

2.6   Elect Director Saida, Kunitaro          For       For          Management

2.7   Elect Director Kato, Haruhiko           For       For          Management

3     Appoint Statutory Auditor Yoshida,      For       For          Management

      Hiroshi                                                                  

4     Approve Annual Bonus                    For       For          Management

 

 

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CAPITA PLC                                                                     

 

Ticker:       CPI            Security ID:  G1846J115                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  JUN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Elect Sir Ian Powell as Director        For       For          Management

6     Re-elect Andy Parker as Director        For       For          Management

7     Re-elect Nick Greatorex as Director     For       For          Management

8     Re-elect Vic Gysin as Director          For       For          Management

9     Re-elect Gillian Sheldon as Director    For       For          Management

10    Re-elect John Cresswell as Director     For       For          Management

11    Re-elect Andrew Williams as Director    For       For          Management

12    Elect Chris Sellers as Director         For       For          Management

13    Elect Matthew Lester as Director        For       For          Management

14    Reappoint KPMG LLP as Auditors          For       For          Management

15    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

20    Approve Long Term Incentive Plan        For       For          Management

21    Approve Deferred Annual Bonus Plan      For       For          Management

22    Approve Save As You Earn Option Scheme  For       For          Management

23    Approve Share Incentive Plan            For       For          Management

 

 

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CARL ZEISS MEDITEC AG                                                          

 

Ticker:       AFX            Security ID:  D14895102                           

Meeting Date: MAY 30, 2017   Meeting Type: Annual                              

Record Date:  MAY 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2015/16                                     

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.42 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2015/16                                                       

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2015/16                                                       

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2016/17                                                       

6     Approve Creation of EUR 12.2 Million    For       Against      Management

      Pool of Capital without Preemptive                                       

      Rights                                                                   

7     Approve Affiliation Agreement with      For       For          Management

      Subsidiary Carl Zeiss Meditec Asset                                      

      Management Verwaltungsgesellschaft mbH                                   

 

 

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COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP                    

 

Ticker:       SBSP3          Security ID:  P2R268136                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports for Fiscal Year                                         

      Ended Dec. 31, 2016                                                      

2     Approve Allocation of Income            For       Did Not Vote Management

3     Elect Francisco Luiz Sibut Gomide as    For       Did Not Vote Management

      Director                                                                 

4     Elect Fiscal Council Members            For       Did Not Vote Management

4.1   Elect Fiscal Council Member Appointed   None      Did Not Vote Shareholder

      by Minority Shareholder                                                  

5     Approve Remuneration of Company's       For       Did Not Vote Management

      Management and Fiscal Council Members                                    

 

 

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CREDIT AGRICOLE SA                                                             

 

Ticker:       ACA            Security ID:  F22797108                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.60 per Share and of                                   

      EUR 0.66 per Share to Long-Term                                           

      Registered Shares                                                        

4     Approve Transaction with Regional       For       For          Management

      Banks and SACAM Mutualisation Re: the                                     

      Pooling of Regional Banks' Earnings                                      

5     Approve Transaction with SACAM          For       For          Management

      Mutualisation Re: Transfer of CCI and                                     

      CCA                                                                      

6     Approve Amendment to the Nov. 22nd,     For       For          Management

      2001, Agreement with Regional Banks                                      

7     Amendment to the Dec. 16, 2011,         For       For          Management

      Agreement with Regional Banks                                            

8     Approve Transaction with Regional       For       Against      Management

      Banks Re: Tax Consolidation Agreement                                    

9     Approve Transaction with SACAM          For       Against      Management

      Mutualisation Re: Tax Consolidation                                      

      Agreement                                                                

10    Approve Transaction with Regional       For       For          Management

      Banks Re: Loans to Finance Caisse                                        

      Regionales Subscription to SACAM                                         

      Mutualisation Share Capital Increase                                     

11    Approve Amendment to Transaction with   For       Against      Management

      SAS Rue de la Boetie, Segur,                                              

      Miromesnil and Holdings Federal Re:                                      

      Tax Consolidation Agreement                                              

12    Approve Amendment to Tax Consolidation  For       For          Management

      Agreement with Credit Agricole CIB                                       

13    Elect Catherine Pourre as Director      For       For          Management

14    Elect Jean-Pierre Paviet as Director    For       For          Management

15    Elect Louis Tercinier as Director       For       For          Management

16    Reelect Caroline Catoire as Director    For       For          Management

17    Reelect Laurence Dors as Director       For       For          Management

18    Reelect Francoise Gris as Director      For       For          Management

19    Reelect Daniel Epron as Director        For       For          Management

20    Reelect Gerard Ouvrier-Buffet as        For       Against      Management

      Director                                                                 

21    Reelect Christian Streiff as Director   For       For          Management

22    Reelect Francois Thibault as Director   For       For          Management

23    Non-Binding Vote on Compensation of     For       For          Management

      Dominique Lefebvre, Chairman of the                                      

      Board                                                                    

24    Non-Binding Vote on Compensation of     For       Against      Management

      Philippe Brassac, CEO                                                    

25    Non-Binding Vote on Compensation of     For       Against      Management

      Xavier Musca, Vice-CEO                                                   

26    Advisory Vote on the Aggregate          For       For          Management

      Remuneration Granted in 2016 to Senior                                   

      Management, Responsible Officers and                                     

      Regulated Risk-Takers                                                    

27    Fix Maximum Variable Compensation       For       For          Management

      Ratio for Executives and Risk Takers                                     

28    Approve Remuneration Policy of the      For       For          Management

      Chairman of the Board                                                    

29    Approve Remuneration Policy of the CEO  For       For          Management

30    Approve Remuneration Policy of the      For       For          Management

      Vice-CEO                                                                 

31    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

32    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                    

33    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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CRODA INTERNATIONAL PLC                                                        

 

Ticker:       CRDA           Security ID:  G25536148                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Alan Ferguson as Director      For       For          Management

6     Re-elect Steve Foots as Director        For       For          Management

7     Re-elect Anita Frew as Director         For       For          Management

8     Re-elect Helena Ganczakowski as         For       For          Management

      Director                                                                 

9     Re-elect Keith Layden as Director       For       For          Management

10    Re-elect Jez Maiden as Director         For       For          Management

11    Re-elect Nigel Turner as Director       For       For          Management

12    Re-elect Steve Williams as Director     For       For          Management

13    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

14    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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EASYJET PLC                                                                    

 

Ticker:       EZJ            Security ID:  G3030S109                           

Meeting Date: FEB 09, 2017   Meeting Type: Annual                              

Record Date:  FEB 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Ordinary Dividend               For       For          Management

4     Re-elect John Barton as Director        For       For          Management

5     Re-elect Carolyn McCall as Director     For       For          Management

6     Re-elect Andrew Findlay as Director     For       For          Management

7     Re-elect Charles Gurassa as Director    For       For          Management

8     Re-elect Adele Anderson as Director     For       For          Management

9     Re-elect Dr Andreas Bierwirth as        For       For          Management

      Director                                                                 

10    Re-elect Keith Hamill as Director       For       For          Management

11    Re-elect Andy Martin as Director        For       For          Management

12    Re-elect Francois Rubichon as Director  For       For          Management

13    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

14    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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INFINEON TECHNOLOGIES AG                                                       

 

Ticker:       IFX            Security ID:  D35415104                           

Meeting Date: FEB 16, 2017   Meeting Type: Annual                               

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.22 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                      

6     Elect Geraldine Picaud to the           For       For          Management

      Supervisory Board                                                        

7     Approve Affiliation Agreement with      For       For          Management

      Subsidiary Infineon Technologies                                         

      Mantel 28 GmbH                                                           

8     Approve Affiliation Agreement with      For       For          Management

      Subsidiary Infineon Technologies                                         

      Mantel 29 GmbH                                                           

 

 

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INFOSYS LTD.                                                                   

 

Ticker:       INFY           Security ID:  456788108                           

Meeting Date: APR 05, 2017   Meeting Type: Special                             

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Revision in Compensation of U   For       Against      Management

      B Pravin Rao as Chief Operating                                          

      Officer & Whole-time Director                                            

2     Elect D N Prahlad as Independent        For       For          Management

      Director                                                                 

3     Adopt New Articles of Association       For       For          Management

 

 

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INFOSYS LTD.                                                                    

 

Ticker:       INFY           Security ID:  456788108                           

Meeting Date: JUN 24, 2017   Meeting Type: Annual                              

Record Date:  JUN 02, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Confirm Interim Dividend and Declare    For       For          Management

      Final Dividend                                                           

3     Reelect U. B. Pravin Rao as Director    For       For          Management

4     Approve Deloitte Haskins & Sells LLP,   For       For          Management

      Chartered Accountants as Statutory                                       

      Auditors and Authorize Board to Fix                                       

      Their Remuneration                                                       

5     Approve Branch Auditors and Authorize   For       For          Management

      Board to Fix Their Remuneration                                          

 

 

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KAO CORP.                                                                      

 

Ticker:       4452           Security ID:  J30642169                           

Meeting Date: MAR 21, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 48                                                 

2.1   Elect Director Sawada, Michitaka        For       For          Management

2.2   Elect Director Yoshida, Katsuhiko       For       For          Management

2.3   Elect Director Takeuchi, Toshiaki       For       For          Management

2.4   Elect Director Hasebe, Yoshihiro        For       For          Management

2.5   Elect Director Kadonaga, Sonosuke       For       For          Management

2.6   Elect Director Oku, Masayuki            For       For          Management

2.7   Elect Director Nagira, Yukio            For       For          Management

3.1   Appoint Statutory Auditor Fujii,        For       For          Management

      Katsuya                                                                  

3.2   Appoint Statutory Auditor Amano, Hideki For       For          Management

4     Approve Trust-Type Equity Compensation  For       For          Management

      Plan                                                                     

 

 

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KDDI CORPORATION                                                               

 

Ticker:       9433           Security ID:  J31843105                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 45                                                 

2.1   Elect Director Onodera, Tadashi         For       For          Management

2.2   Elect Director Tanaka, Takashi          For       For          Management

2.3   Elect Director Morozumi, Hirofumi       For       For          Management

2.4   Elect Director Takahashi, Makoto        For       For          Management

2.5   Elect Director Ishikawa, Yuzo           For       For          Management

2.6   Elect Director Uchida, Yoshiaki         For       For          Management

2.7   Elect Director Shoji, Takashi           For       For          Management

2.8   Elect Director Muramoto, Shinichi       For       For          Management

2.9   Elect Director Mori, Keiichi            For       For          Management

2.10  Elect Director Yamaguchi, Goro          For       Against      Management

2.11  Elect Director Kodaira, Nobuyori        For       Against      Management

2.12  Elect Director Fukukawa, Shinji         For       For          Management

2.13  Elect Director Tanabe, Kuniko           For       For          Management

2.14  Elect Director Nemoto, Yoshiaki         For       For          Management

 

 

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KONINKLIJKE AHOLD DELHAIZE NV                                                  

 

Ticker:       AD             Security ID:  N0074E105                           

Meeting Date: APR 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

4     Discuss Remuneration Report Containing  None      None         Management

      Remuneration Policy for Management                                       

      Board Members                                                            

5     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

6     Approve Dividends of EUR 0.57 Per Share For       For          Management

7     Approve Discharge of Management Board   For       For          Management

8     Approve Discharge of Supervisory Board  For       For          Management

9     Receive Report of Management Board of   None      None         Management

      the Former Board of Directors of                                          

      Delhaize Group and Receive Report of                                     

      the Former Statutory Auditor of                                          

      Delhaize Group                                                            

10    Adopt Financial Statements and          For       For          Management

      Statutory Reports of Delhaize Group                                      

11    Approve End of Mandate and Discharge    For       For          Management

      of Directors of Delhaize Group                                           

12    Approve End of Term and Discharge of    For       For          Management

      the Former Statutory Auditor of                                          

      Delhaize Group                                                            

13    Reelect Jan Hommen to Supervisory Board For       For          Management

14    Reelect Ben Noteboom to Supervisory     For       For          Management

      Board                                                                    

15    Approve Application of Different Peer   For       For          Management

      Group for US COO                                                         

16    Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

17    Grant Board Authority to Issue Shares   For       For          Management

      Up To 10 Percent of Issued Capital                                       

18    Authorize Board to Exclude Preemptive   For       For          Management

      Rights from  Share Issuances Under                                       

      Item  17                                                                  

19    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

20    Approve Reduction in Share Capital by   For       For          Management

      Cancellation of Shares Under Item  19                                    

21    Close Meeting                           None      None         Management

 

 

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KONINKLIJKE DSM NV                                                             

 

Ticker:       DSM            Security ID:  N5017D122                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                               

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Discuss Remuneration Report             None      None         Management

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

5a    Amend Article 32.3 Re: Dividend on      For       For          Management

      Cumulative Preference Shares                                             

5b    Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

5c    Approve Dividends of EUR 1.75 Per Share For       For          Management

6a    Approve Discharge of Management Board   For       For          Management

6b    Approve Discharge of Supervisory Board  For       For          Management

7     Reelect Dimitri de Vreeze to            For       For          Management

      Management Board                                                         

8a    Elect John Ramsay to Supervisory Board  For       For          Management

8b    Elect Frits Dirk van Paaschen to        For       For          Management

      Supervisory Board                                                        

9     Ratify KPMG as Auditors                 For       For          Management

10a   Grant Board Authority to Issue Shares   For       Against      Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

10b   Authorize Board to Exclude Preemptive   For       Against      Management

      Rights from Share Issuances                                              

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

13    Allow Questions                         None      None         Management

14    Close Meeting                           None      None         Management

 

 

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KUBOTA CORP.                                                                   

 

Ticker:       6326           Security ID:  J36662138                           

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kimata, Masatoshi        For       For          Management

1.2   Elect Director Kubo, Toshihiro          For       For          Management

1.3   Elect Director Kimura, Shigeru          For       For          Management

1.4   Elect Director Ogawa, Kenshiro          For       For          Management

1.5   Elect Director Kitao, Yuichi            For       For          Management

1.6   Elect Director Iida, Satoshi            For       For          Management

1.7   Elect Director Yoshikawa, Masato        For       For          Management

1.8   Elect Director Matsuda, Yuzuru          For       For          Management

1.9   Elect Director Ina, Koichi              For       For          Management

2     Appoint Alternate Statutory Auditor     For       For          Management

      Morishita, Masao                                                          

3     Approve Annual Bonus                    For       For          Management

4     Approve Restricted Stock Plan           For       For          Management

 

 

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LYONDELLBASELL INDUSTRIES N.V.                                                 

 

Ticker:       LYB            Security ID:  N53745100                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Robert G. Gwin           For       For          Management

1b    Elect Director Jacques Aigrain          For       For          Management

1c    Elect Director Lincoln Benet            For       For          Management

1d    Elect Director Jagjeet S. Bindra        For       For          Management

1e    Elect Director Robin Buchanan           For       For          Management

1f    Elect Director Stephen F. Cooper        For       For          Management

1g    Elect Director Nance K. Dicciani        For       For          Management

1h    Elect Director Claire S. Farley         For       For          Management

1i    Elect Director Isabella D. Goren        For       For          Management

1j    Elect Director Bruce A. Smith           For       For          Management

1k    Elect Director Rudy van der Meer        For       For          Management

2     Adoption of Dutch Statutory Annual      For       For          Management

      Accounts                                                                 

3     Approve Discharge of Management Board   For       For          Management

4     Approve Discharge of Supervisory Board  For       For          Management

5     Ratify PricewaterhouseCoopers           For       For          Management

      Accountants N.V. as Auditors                                              

6     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

7     Approve Dividends of EUR 0.85 Per Share For       For          Management

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

11    Amend Omnibus Stock Plan                For       For          Management

 

 

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MEDIASET ESPANA COMUNICACION SA                                                

 

Ticker:       TL5            Security ID:  E7418Y101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Consolidated and Standalone     For       For          Management

      Financial Statements                                                     

2     Approve Allocation of Income and        For       For          Management

      Dividends                                                                 

3     Approve Special Dividends               For       For          Management

4     Approve Discharge of Board              For       For          Management

5     Approve Stock-for-Salary Plan           For       For          Management

6     Approve Share Appreciation Rights Plan  For       Against      Management

7     Approve Remuneration Report             For       Against      Management

8     Appoint Deloitte as Auditor             For       For          Management

9     Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

 

 

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MERCK KGAA                                                                     

 

Ticker:       MRK            Security ID:  D5357W103                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  APR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.20 per Share                                          

4     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

5     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                           

6     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

7     Approve Remuneration System for         For       Against      Management

      Management Board Members                                                 

8     Approve Creation of EUR 56.5 Million    For       Against      Management

      Pool of Capital with Partial Exclusion                                   

      of Preemptive Rights                                                     

9     Approve Affiliation Agreements with     For       For          Management

      Subsidiaries                                                             

 

 

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MIRVAC GROUP                                                                   

 

Ticker:       MGR            Security ID:  Q62377108                           

Meeting Date: NOV 17, 2016   Meeting Type: Annual/Special                      

Record Date:  NOV 15, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2.1   Elect James M. Millar as Director       For       For          Management

2.2   Elect John Mulcahy as Director          For       For          Management

2.3   Elect Elana Rubin as Director           For       For          Management

3     Approve the Remuneration Report         For       For          Management

4.1   Approve the Long Term Performance Plan  For       For          Management

4.2   Approve the General Employee Exemption  For       For          Management

      Plan                                                                      

5     Approve the Grant of Performance        For       For          Management

      Rights to Susan Lloyd-Hurwitz, CEO and                                   

      Managing Director of the Company                                          

 

 

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NINTENDO CO. LTD.                                                              

 

Ticker:       7974           Security ID:  J51699106                            

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 430                                                

2.1   Elect Director Kimishima, Tatsumi       For       For          Management

2.2   Elect Director Miyamoto, Shigeru        For       For          Management

2.3   Elect Director Takahashi, Shinya        For       For          Management

2.4   Elect Director Furukawa, Shuntaro       For       For          Management

2.5   Elect Director Shiota, Ko               For       For          Management

 

 

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NORDEA BANK AB                                                                 

 

Ticker:       NDA SEK        Security ID:  W57996105                           

Meeting Date: MAR 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Chairman of Meeting               For       Did Not Vote Management

2     Prepare and Approve List of             For       Did Not Vote Management

      Shareholders                                                              

3     Approve Agenda of Meeting               For       Did Not Vote Management

4     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                   

5     Acknowledge Proper Convening of Meeting For       Did Not Vote Management

6     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

7     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports                                                        

8     Approve Allocation of Income and        For       Did Not Vote Management

      Dividends of EUR 0.65 Per Share                                          

9     Approve Discharge of Board and          For       Did Not Vote Management

      President                                                                

10    Determine Number of Members (10) and    For       Did Not Vote Management

      Deputy Members (0) of Board                                              

11    Determine Number of Auditors (1) and    For       Did Not Vote Management

      Deputy Auditors (0)                                                       

12    Approve Remuneration of Directors in    For       Did Not Vote Management

      the Amount of EUR 294,600 for                                            

      Chairman, EUR 141,300 for Vice                                            

      Chairman, and EUR 91,950 for Other                                       

      Directors; Approve Remuneration for                                      

      Committee Work; Approve Remuneration                                      

      of Auditors                                                              

13    Reelect Bjorn Wahlroos, Robin Lawther,  For       Did Not Vote Management

      Lars Nordstrom, Sarah Russell, Silvija                                    

      Seres, Kari  Stadigh and Birger Steen                                    

      as Directors; Elect Pernille                                             

      Erenbjerg, Maria Varsellona and Lars                                     

      Wollung as New Directors                                                 

14    Ratify PricewaterhouseCoopers as        For       Did Not Vote Management

      Auditors                                                                 

15    Authorize Chairman of Board and         For       Did Not Vote Management

      Representatives of Four of Company's                                     

      Largest Shareholders to Serve on                                         

      Nominating Committee                                                     

16    Approve Issuance of Convertible         For       Did Not Vote Management

      Instruments without Preemptive Rights                                    

17    Authorize Share Repurchase Program      For       Did Not Vote Management

18    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management                                                                

19    Appointment of Auditor in a Foundation  For       Did Not Vote Management

      Managed by the Company                                                   

20a   Adopt a Vision for Absolute Gender      None      Did Not Vote Shareholder

      Equality on All Levels Within the                                        

      Company                                                                  

20b   Instruct the Board to Set Up a Working  None      Did Not Vote Shareholder

      Group Concerning Gender and Ethnicity                                    

      Diversification Within the Company                                       

20c   Require the Results from  the Working   None      Did Not Vote Shareholder

      Group Concerning Item 20a to be                                          

      Reported to the AGM                                                      

20d   Request Board to Take Necessary Action  None      Did Not Vote Shareholder

      to Create a Shareholders' Association                                    

20e   Prohibit Directors from Being Able to   None      Did Not Vote Shareholder

      Invoice Director's Fees via Swedish                                      

      and Foreign Legal Entities                                               

20f   Instruct the Nomination Committee to    None      Did Not Vote Shareholder

      Pay Extra Attention to Questions                                         

      Concerning Ethics, Gender, and                                           

      Ethnicity                                                                

20g   Instruct the Board to Prepare a         None      Did Not Vote Shareholder

      Proposal for the Representation of                                       

      Small- and Midsized Shareholders in                                      

      the Board and Nomination Committee                                       

20h   Request Board to Propose to the         None      Did Not Vote Shareholder

      Appropriate Authority to Bring About a                                   

      Changed Regulation in the Area                                           

      Relating to Item 20e                                                      

20i   Request Board to Propose to the         None      Did Not Vote Shareholder

      Swedish Government Legislation on the                                    

      Abolition of Voting Power Differences                                     

      in Swedish Limited Liability Companies                                   

20j   Amend Articles Re: Former Politicians   None      Did Not Vote Shareholder

      on the Board of Directors                                                

 

 

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NOVARTIS AG                                                                    

 

Ticker:       NOVN           Security ID:  H5820Q150                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.75 per Share                                          

4     Approve CHF 5.14 Million Reduction in   For       For          Management

      Share Capital via Cancellation of                                        

      Repurchased Shares                                                       

5.1   Approve Maximum Remuneration of         For       For          Management

      Directors in the Amount of CHF 8.5                                       

      Million                                                                  

5.2   Approve Maximum Remuneration of         For       For          Management

      Executive Committee in the Amount of                                     

      CHF 99 Million                                                           

5.3   Approve Remuneration Report             For       Against      Management

      (Non-Binding)                                                            

6.1   Reelect Joerg Reinhardt as Director     For       For          Management

      and Chairman                                                              

6.2   Reelect Nancy C. Andrews as Director    For       For          Management

6.3   Reelect Dimitri Azar as Director        For       For          Management

6.4   Reelect Ton Buechner as Director        For       For          Management

6.5   Reelect Srikant Datar as Director       For       For          Management

6.6   Reelect Elizabeth Doherty as Director   For       For          Management

6.7   Reelect Ann Fudge as Director           For       For          Management

6.8   Reelect Pierre Landolt as Director      For       For          Management

6.9   Reelect Andreas von Planta as Director  For       For          Management

6.10  Reelect Charles L. Sawyers as Director  For       For          Management

6.11  Reelect Enrico Vanni as Director        For       For          Management

6.12  Reelect William T. Winters as Director  For       For          Management

6.13  Elect Frans van Houten as Director      For       For          Management

7.1   Appoint Srikant Datar as Member of the  For       For          Management

      Compensation Committee                                                   

7.2   Appoint Ann Fudge as Member of the      For       For          Management

      Compensation Committee                                                    

7.3   Appoint Enrico Vanni as Member of the   For       For          Management

      Compensation Committee                                                   

7.4   Appoint William T. Winters as Member    For       For          Management

      of the Compensation Committee                                            

8     Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                 

9     Designate Peter Andreas Zahn as         For       For          Management

      Independent Proxy                                                        

10    Transact Other Business (Voting)        For       Abstain      Management

 

 

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NOVO NORDISK A/S                                                               

 

Ticker:       NOVO B         Security ID:  K72807132                           

Meeting Date: MAR 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Report of Board                 None      None         Management

2     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports                                                         

3.1   Approve Remuneration of Directors for   For       Did Not Vote Management

      2016                                                                     

3.2   Approve Remuneration of Directors for   For       Did Not Vote Management

      2017                                                                     

4     Approve Allocation of Income and        For       Did Not Vote Management

      Dividends of DKK 7.60 Per Share                                          

5.1   Reelect Goran Ando as Director and      For       Did Not Vote Management

      Chairman                                                                 

5.2   Reelect Jeppe Christiansen as Director  For       Did Not Vote Management

      and Deputy Chairman                                                      

5.3a  Reelect Brian Daniels as Director       For       Did Not Vote Management

5.3b  Reelect Sylvie Gregoire as Director     For       Did Not Vote Management

5.3c  Reelect Liz Hewitt as Director          For       Did Not Vote Management

5.3d  Elect Kasim Kutay as Director           For       Did Not Vote Management

5.3e  Elect Helge Lund as Director            For       Did Not Vote Management

5.3f  Reelect Mary Szela as Director          For       Did Not Vote Management

6     Ratify PricewaterhouseCoopers as        For       Did Not Vote Management

      Auditors                                                                 

7.1   Approve DKK 10 Million Reduction in     For       Did Not Vote Management

      Share Capital via Share Cancellation                                     

7.2   Authorize Share Repurchase Program      For       Did Not Vote Management

7.3   Approve Guidelines for Incentive-Based  For       Did Not Vote Management

      Compensation for Executive Management                                    

      and Board                                                                

8.1   Free Parking for the Shareholders in    Against   Did Not Vote Shareholder

      Connection with the Shareholders'                                        

      Meeting                                                                  

8.2   The Buffet after the Shareholders'      Against   Did Not Vote Shareholder

      Meeting is Served as Set Table Catering                                  

9     Other Business                          None      None         Management

 

 

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PANASONIC CORP                                                                  

 

Ticker:       6752           Security ID:  J6354Y104                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Articles to Amend Provisions on   For       For          Management

      Director Titles                                                          

2.1   Elect Director Nagae, Shusaku           For       For          Management

2.2   Elect Director Matsushita, Masayuki     For       For          Management

2.3   Elect Director Tsuga, Kazuhiro          For       For          Management

2.4   Elect Director Ito, Yoshio              For       For          Management

2.5   Elect Director Sato, Mototsugu          For       For          Management

2.6   Elect Director Oku, Masayuki            For       For          Management

2.7   Elect Director Tsutsui, Yoshinobu       For       For          Management

2.8   Elect Director Ota, Hiroko              For       For          Management

2.9   Elect Director Toyama, Kazuhiko         For       For          Management

2.10  Elect Director Ishii, Jun               For       For          Management

2.11  Elect Director Higuchi, Yasuyuki        For       For          Management

2.12  Elect Director Umeda, Hirokazu          For       For          Management

 

 

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PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.                                   

 

Ticker:       2318           Security ID:  Y69790106                            

Meeting Date: AUG 15, 2016   Meeting Type: Special                             

Record Date:  JUL 15, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Review of the Provision of      For       Against      Management

      Assured Entitlement Only to H                                            

      Shareholders of the Company in Respect                                   

      of Overseas Listing of Ping An                                           

      Securities                                                               

 

 

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PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.                                   

 

Ticker:       2318           Security ID:  Y69790106                           

Meeting Date: AUG 15, 2016   Meeting Type: Special                             

Record Date:  JUL 15, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Review of Overseas Listing      For       For          Management

      Proposal of Ping An Securities                                            

2     Approve Review of Overseas Listing of   For       For          Management

      Ping An Securities - Compliance with                                     

      Relevant Provisions                                                       

3     Approve Review of Company's             For       For          Management

      Undertakings to Maintain Its                                             

      Independent Listing Status                                                

4     Approve Review of Sustainable           For       For          Management

      Profitability Statement and Prospect                                     

5     Approve Review of Authorization         For       For          Management

      Concerning Overseas Listing of Ping An                                   

      Securities                                                               

6     Approve Adjustment of the Remuneration  For       For          Management

      of Non-executive Directors                                               

7     Approve Adjustment of the Remuneration  For       For          Management

      of Non-employee Representative                                           

      Supervisors                                                               

8     Approve Review of the Provision of      For       Against      Management

      Assured Entitlement Only to H                                            

      Shareholders of the Company in Respect                                   

      of Overseas Listing of Ping An                                           

      Securities                                                               

 

 

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PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.                                   

 

Ticker:       2318           Security ID:  Y69790106                           

Meeting Date: JUN 16, 2017   Meeting Type: Annual                               

Record Date:  MAY 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve 2016 Report of the Board of     For       For          Management

      Directors                                                                

2     Approve 2016 Report of the Supervisory  For       For          Management

      Committee                                                                

3     Approve 2016 Annual Report and its      For       For          Management

      Summary                                                                  

4     Approve 2016 Report of the Auditors     For       For          Management

      and the Audited Financial Statements                                     

5     Approve 2016 Profit Distribution Plan   For       For          Management

      and Distribution of Final Dividends                                      

6     Approve PricewaterhouseCoopers Zhong    For       For          Management

      Tian LLP as the PRC Auditor and                                          

      PricewaterhouseCoopers as the                                            

      International Auditor and Authorize                                      

      Board to Fix Their Remuneration                                          

7     Elect Ouyang Hui as Director            For       For          Management

8     Approve Autohome Inc. Share Incentive   For       Against      Management

      Plan                                                                     

9     Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                          

      Preemptive Rights                                                        

10    Approve Issuance of Debt Financing      For       For          Management

      Instruments                                                               

 

 

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PRUDENTIAL PLC                                                                 

 

Ticker:       PRU            Security ID:  G72899100                            

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAY 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve the Revised Remuneration Policy For       For          Management

4     Elect Anne Richards as Director         For       For          Management

5     Re-elect Sir Howard Davies as Director  For       For          Management

6     Re-elect John Foley as Director         For       For          Management

7     Re-elect Penelope James as Director     For       For          Management

8     Re-elect David Law as Director          For       For          Management

9     Re-elect Paul Manduca as Director       For       For          Management

10    Re-elect Kaikhushru Nargolwala as       For       For          Management

      Director                                                                 

11    Re-elect Nicolaos Nicandrou as Director For       For          Management

12    Re-elect Anthony Nightingale as         For       For          Management

      Director                                                                 

13    Re-elect Philip Remnant as Director     For       For          Management

14    Re-elect Alice Schroeder as Director    For       For          Management

15    Re-elect Barry Stowe as Director        For       For          Management

16    Re-elect Lord Turner as Director        For       For          Management

17    Re-elect Michael Wells as Director      For       For          Management

18    Re-elect Tony Wilkey as Director        For       For          Management

19    Reappoint KPMG LLP as Auditors          For       For          Management

20    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

22    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

23    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights to Include                                            

      Repurchased Shares                                                       

24    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

25    Authorise Issue of Equity in            For       For          Management

      Connection with the Issue of Mandatory                                   

      Convertible Securities                                                   

26    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      the Issue of Mandatory Convertible                                       

      Securities                                                               

27    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

28    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                            

 

 

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PT BANK CENTRAL ASIA TBK                                                       

 

Ticker:       BBCA           Security ID:  Y7123P138                            

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, and Discharge of                                      

      Directors and Commissioners                                              

2     Approve Allocation of Income            For       For          Management

3     Approve Tantiem and Remuneration of     For       For          Management

      Directors and Commissioners                                              

4     Appoint Auditors                        For       For          Management

5     Approve Payment of Interim Dividend     For       For          Management

 

 

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PT INDOCEMENT TUNGGAL PRAKARSA TBK                                             

 

Ticker:       INTP           Security ID:  Y7127B135                           

Meeting Date: DEC 02, 2016   Meeting Type: Special                             

Record Date:  NOV 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director and Commissioners        For       Against      Management

 

 

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PT INDOCEMENT TUNGGAL PRAKARSA TBK                                             

 

Ticker:       INTP           Security ID:  Y7127B135                           

Meeting Date: MAY 22, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income            For       For          Management

3     Approve Auditors                        For       For          Management

4     Elect Commissioners                     For       For          Management

5     Approve Remuneration of Directors and   For       For          Management

      Commissioners                                                            

 

 

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RECKITT BENCKISER GROUP PLC                                                    

 

Ticker:       RB.            Security ID:  G74079107                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Adrian Bellamy as Director     For       For          Management

5     Re-elect Nicandro Durante as Director   For       For          Management

6     Re-elect Mary Harris as Director        For       For          Management

7     Re-elect Adrian Hennah as Director      For       For          Management

8     Re-elect Kenneth Hydon as Director      For       For          Management

9     Re-elect Rakesh Kapoor as Director      For       For          Management

10    Re-elect Pamela Kirby as Director       For       For          Management

11    Re-elect Andre Lacroix as Director      For       For          Management

12    Re-elect Chris Sinclair as Director     For       For          Management

13    Re-elect Judith Sprieser as Director    For       For          Management

14    Re-elect Warren Tucker as Director      For       For          Management

15    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

16    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                           

      Investment                                                               

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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RECKITT BENCKISER GROUP PLC                                                    

 

Ticker:       RB.            Security ID:  G74079107                           

Meeting Date: MAY 31, 2017   Meeting Type: Special                             

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Acquisition of Mead Johnson     For       For          Management

      Nutrition Company                                                        

 

 

--------------------------------------------------------------------------------

 

SANOFI                                                                         

 

Ticker:       SAN            Security ID:  F5548N101                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.96 per Share                                           

4     Approve Auditors' Special Report on     For       For          Management

      New Related-Party Transactions                                           

5     Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 1.750                                        

      Million                                                                  

6     Reelect Fabienne Lecorvaisier as        For       For          Management

      Director                                                                 

7     Elect Bernard Charles as Director       For       For          Management

8     Elect Melanie Lee as Director           For       For          Management

9     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

10    Approve Remuneration Policy for CEO     For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Serge Weinberg, Chairman of the Board                                    

12    Non-Binding Vote on Compensation of     For       For          Management

      Olivier Brandicourt, CEO                                                 

13    Renew Appointment of                    For       For          Management

      PricewaterhouseCoopers Audit as Auditor                                  

14    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

15    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                             

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 1.289 Billion                                      

16    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 240 Million                                         

17    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                      

      Amount of EUR 240 Million                                                

18    Approve Issuance of Debt Securities     For       For          Management

      Giving Access to New Shares of                                           

      Subsidiaries and/or Existing Shares                                      

      and/or Debt Securities, up to                                            

      Aggregate Amount of EUR 7 Billion                                        

19    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

20    Authorize Capital Increase of up to 10  For       Against      Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

21    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 500 Million for Bonus                                       

      Issue or Increase in Par Value                                            

22    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

23    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

24    Amend Article 11 of Bylaws Re: Board    For       For          Management

      of Directors                                                              

25    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

SANTOS LTD.                                                                    

 

Ticker:       STO            Security ID:  Q82869118                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2a    Elect Peter Roland Coates as a Director For       For          Management

2b    Elect Guy Michael Cowan as a Director   For       For          Management

2c    Elect Peter Roland Hearl as a Director  For       For          Management

3     Approve the Adoption of Remuneration    For       For          Management

      Report                                                                    

4     Approve the Grant of Share Acquisition  For       For          Management

      Rights to Kevin Gallagher                                                

5a    Approve Amendment of Constitution       Against   Against      Shareholder

5b    Approve Strategic Resilience for 2035   Against   Against      Shareholder

      and beyond                                                               

 

 

--------------------------------------------------------------------------------

 

SAP SE                                                                         

 

Ticker:       SAP            Security ID:  D66992104                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.25 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       Against      Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

 

 

--------------------------------------------------------------------------------

 

SCHNEIDER ELECTRIC SE                                                          

 

Ticker:       SU             Security ID:  F86921107                           

Meeting Date: APR 25, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Losses and        For       For          Management

      Dividends of EUR 2.04 per Share                                           

4     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions                                               

5     Non-Binding Vote on Compensation of     For       For          Management

      Jean Pascal Tricoire                                                     

6     Non-Binding Vote on Compensation of     For       For          Management

      Emmanuel Babeau                                                           

7     Approve remuneration policy of CEO and  For       For          Management

      Chairman                                                                 

8     Approve remuneration policy of Vice-CEO For       For          Management

9     Reelect Jean-Pascal Tricoire as         For       Against      Management

      Director                                                                 

10    Elect Nadine Bouquin as a               Abstain   Against      Management

      Representative of Employee                                               

      Shareholders to the Board                                                

11    Elect Claude Briquet as a               Abstain   Against      Management

      Representative of Employee                                               

      Shareholders to the Board                                                

12    Elect Xiaoyun Ma as a Representative    For       For          Management

      of Employee Shareholders to the Board                                    

13    Elect Francois Martin-Festa as a        Abstain   Against      Management

      Representative of Employee                                               

      Shareholders to the Board                                                 

14    Elect Jean-Michel Vedrine as a          Abstain   Against      Management

      Representative of Employee                                               

      Shareholders to the Board                                                 

15    Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 2 Million                                    

16    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

17    Amend Article 11 of Bylaws Re:          For       For          Management

      Election of Employee Shareholders                                        

      Representative to the board                                              

18    Amend Article 19 of Bylaws to Comply    For       For          Management

      with Legal Changes                                                       

19    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 800 Million                                        

20    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 800 Million for Bonus                                       

      Issue or Increase in Par Value                                           

21    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 230 Million                                        

22    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above or Vote under Item 19 of                                      

      this Agenda                                                               

23    Authorize Capital Increase of up to 10  For       Against      Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                     

24    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for up to 4.                                    

      85 Percent of Issued Capital Per Year                                     

      for Private Placements up to Aggregate                                   

      Nominal Amount of EUR 115 Million                                        

25    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

26    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans Reserved                                   

      for Employees of International                                           

      Subsidiaries                                                             

27    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

28    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SHIN-ETSU CHEMICAL CO. LTD.                                                    

 

Ticker:       4063           Security ID:  J72810120                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 60                                                 

2     Amend Articles to Indemnify Directors   For       For          Management

      - Indemnify Statutory Auditors                                           

3.1   Elect Director Saito, Yasuhiko          For       For          Management

3.2   Elect Director Ishihara, Toshinobu      For       For          Management

3.3   Elect Director Ueno, Susumu             For       For          Management

3.4   Elect Director Matsui, Yukihiro         For       For          Management

3.5   Elect Director Miyajima, Masaki         For       For          Management

3.6   Elect Director Frank Peter Popoff       For       For          Management

3.7   Elect Director Miyazaki, Tsuyoshi       For       For          Management

3.8   Elect Director Fukui, Toshihiko         For       For          Management

3.9   Elect Director Kasahara, Toshiyuki      For       For          Management

3.10  Elect Director Onezawa, Hidenori        For       For          Management

3.11  Elect Director Maruyama, Kazumasa       For       For          Management

4     Appoint Statutory Auditor Fukui, Taku   For       Against      Management

5     Approve Stock Option Plan               For       Against      Management

 

 

--------------------------------------------------------------------------------

 

SHIRE PLC                                                                      

 

Ticker:       SHP            Security ID:  G8124V108                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  APR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Re-elect Dominic Blakemore as Director  For       For          Management

4     Re-elect Olivier Bohuon as Director     For       For          Management

5     Re-elect William Burns as Director      For       For          Management

6     Elect Ian Clark as Director             For       For          Management

7     Elect Gail Fosler as Director           For       For          Management

8     Re-elect Steven Gillis as Director      For       Against      Management

9     Re-elect David Ginsburg as Director     For       For          Management

10    Re-elect Susan Kilsby as Director       For       For          Management

11    Re-elect Sara Mathew as Director        For       For          Management

12    Re-elect Anne Minto as Director         For       For          Management

13    Re-elect Flemming Ornskov as Director   For       For          Management

14    Re-elect Jeffrey Poulton as Director    For       For          Management

15    Elect Albert Stroucken as Director      For       For          Management

16    Reappoint Deloitte LLP as Auditors      For       For          Management

17    Authorise the Audit, Compliance & Risk  For       For          Management

      Committee to Fix Remuneration of                                         

      Auditors                                                                 

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

22    Adopt New Articles of Association       For       For          Management

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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SINO BIOPHARMACEUTICAL LTD.                                                    

 

Ticker:       01177          Security ID:  G8167W138                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                               

Record Date:  JUN 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Elect Cheng Cheung Ling as Director     For       For          Management

4     Elect Wang Shanchun as Director         For       For          Management

5     Elect Tian Zhoushan as Director         For       For          Management

6     Elect Lu Hong as Director               For       For          Management

7     Elect Zhang Lu Fu as Director           For       For          Management

8     Authorize Board to Fix Remuneration of  For       For          Management

      Director                                                                 

9     Approve Ernst & Young as Auditors and   For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

10A   Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

10B   Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

10C   Authorize Reissuance of Repurchased     For       Against      Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

SK HYNIX INC.                                                                  

 

Ticker:       A000660        Security ID:  Y8085F100                            

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

2     Amend Articles of Incorporation         For       For          Management

3     Elect Lee Seok-hui as Inside Director   For       For          Management

4     Elect Park Jeong-ho as Non-independent  For       For          Management

      Non-executive Director                                                   

5.1   Elect Choi Jong-won as Outside Director For       For          Management

5.2   Elect Shin Chang-hwan as Outside        For       For          Management

      Director                                                                 

6.1   Elect Choi Jong-won as Member of Audit  For       For          Management

      Committee                                                                

6.2   Elect Shin Chang-hwan as Member of      For       For          Management

      Audit Committee                                                           

7     Approve Total Remuneration of Inside    For       For          Management

      Directors and Outside Directors                                          

8     Approve Stock Option Grants             For       For          Management

 

 

--------------------------------------------------------------------------------

 

STATOIL ASA                                                                    

 

Ticker:       STL            Security ID:  R8413J103                            

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Registration of Attending Shareholders  None      None         Management

      and Proxies                                                              

3     Elect Chairman of Meeting; Designate    For       Did Not Vote Management

      Inspector(s) of Minutes of Meeting                                       

4     Approve Notice of Meeting and Agenda    For       Did Not Vote Management

5     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                  

6     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of USD 0.22                                      

      Per Share                                                                

7     Authorize Board to Distribute           For       Did Not Vote Management

      Quarterly Dividends                                                      

8a    Approve Creation of Pool of Capital     For       Did Not Vote Management

      with Preemptive Rights in Connection                                      

      with Payment of Dividend for Fourth                                      

      Quarter 2016                                                             

8b    Approve Creation of Pool of Capital     For       Did Not Vote Management

      with Preemptive Rights in Connection                                     

      With Payment of Dividend for First                                       

      Quarter to Third Quarter 2017                                             

9     Abstain from Drilling Exploration       Against   Did Not Vote Shareholder

      Wells in the Barents Sea                                                 

10    Discontinuation of Exploration          Against   Did Not Vote Shareholder

      Activities and Test Drilling for                                         

      Fossil Energy Resources                                                  

11    Mandate the Board to Appoint new Chief  Against   Did Not Vote Shareholder

      Geologist and Mandate to Reinstate                                       

      Updated Versions of Pre-Merger                                           

      Actuarial Based Risk Management                                          

      Processes                                                                 

12    Approve Company's Corporate Governance  For       Did Not Vote Management

      Statement                                                                

13.1  Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management (Advisory)                                                    

13.2  Approve Remuneration Linked to          For       Did Not Vote Management

      Development of Share Price (Binding)                                     

14    Approve Remuneration of Auditors        For       Did Not Vote Management

15    Approve Remuneration of Corporate       For       Did Not Vote Management

      Assembly in the Amount of NOK 122,400                                    

      for Chairman, NOK 64,500 for Deputy                                      

      Chair, NOK 45,300 for Other Members                                      

      and NOK 6,450 Per Meeting for Deputy                                     

      Members                                                                  

16    Approve Remuneration of Nominating      For       Did Not Vote Management

      Committee in the Amount of NOK 12,150                                    

      Per Meeting for Chair and NOK 9,000                                      

      Per Meeting for Members                                                   

17    Approve Equity Plan Financing           For       Did Not Vote Management

18    Authorize Share Repurchase Program and  For       Did Not Vote Management

      Cancellation of Repurchased Shares                                        

19    Miscellaneous Proposal: Marketing       For       Did Not Vote Management

      Instructions                                                             

 

 

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SUMITOMO MITSUI FINANCIAL GROUP, INC.                                          

 

Ticker:       8316           Security ID:  J7771X109                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 75                                                 

2     Amend Articles to Abolish Board         For       For          Management

      Structure with Statutory Auditors -                                      

      Adopt Board Structure with Three                                         

      Committees - Amend Provisions on                                         

      Director Titles - Indemnify Directors                                    

3.1   Elect Director Miyata, Koichi           For       For          Management

3.2   Elect Director Kunibe, Takeshi          For       For          Management

3.3   Elect Director Takashima, Makoto        For       For          Management

3.4   Elect Director Ogino, Kozo              For       For          Management

3.5   Elect Director Ota, Jun                 For       For          Management

3.6   Elect Director Tanizaki, Katsunori      For       For          Management

3.7   Elect Director Yaku, Toshikazu          For       For          Management

3.8   Elect Director Teramoto, Toshiyuki      For       For          Management

3.9   Elect Director Mikami, Toru             For       For          Management

3.10  Elect Director Kubo, Tetsuya            For       For          Management

3.11  Elect Director Matsumoto, Masayuki      For       For          Management

3.12  Elect Director Arthur M. Mitchell       For       For          Management

3.13  Elect Director Yamazaki, Shozo          For       For          Management

3.14  Elect Director Kono, Masaharu           For       For          Management

3.15  Elect Director Tsutsui, Yoshinobu       For       For          Management

3.16  Elect Director Shimbo, Katsuyoshi       For       For          Management

3.17  Elect Director Sakurai, Eriko           For       For          Management

 

 

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SUN HUNG KAI PROPERTIES LTD.                                                   

 

Ticker:       16             Security ID:  Y82594121                           

Meeting Date: NOV 09, 2016   Meeting Type: Annual                              

Record Date:  NOV 04, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3.1a  Elect Kwok Kai-wang, Christopher as     For       For          Management

      Director                                                                 

3.1b  Elect Kwok Ping-luen, Raymond as        For       Against      Management

      Director                                                                 

3.1c  Elect Lee Shau-kee as Director          For       For          Management

3.1d  Elect Wong Chik-wing, Mike as Director  For       For          Management

3.1e  Elect Yip Dicky Peter as Director       For       For          Management

3.1f  Elect Wong Yue-chim, Richard as         For       For          Management

      Director                                                                  

3.1g  Elect Fung Kwok-lun, William as         For       Against      Management

      Director                                                                 

3.1h  Elect Leung Nai-pang, Norman as         For       For          Management

      Director                                                                 

3.1i  Elect Leung Kui-king, Donald as         For       For          Management

      Director                                                                 

3.1j  Elect Kwan Cheuk-yin, William as        For       For          Management

      Director                                                                 

3.2   Approve Directors' Fees                 For       For          Management

4     Approve Deloitte Touche Tohmatsu as     For       For          Management

      Auditor and Authorize Board to Fix                                       

      Their Remuneration                                                       

5     Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

6     Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                          

      Preemptive Rights                                                        

7     Authorize Reissuance of Repurchased     For       Against      Management

      Shares                                                                    

 

 

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TELENOR ASA                                                                    

 

Ticker:       TEL            Security ID:  R21882106                            

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Notice of Meeting and Agenda    For       Did Not Vote Management

2     Designate Inspector(s) of Minutes of    None      None         Management

      Meeting                                                                  

3     Receive President's Report              None      None         Management

4     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of NOK 7.80                                      

      Per Share                                                                

5     Receive Corporate Governance Report     None      None         Management

6     Approve Remuneration of Auditors in     For       Did Not Vote Management

      the Amount of NOK 5 million                                              

7a    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management                                                               

7b    Approve Guidelines for Share Related    For       Did Not Vote Management

      Incentive Arrangements                                                    

8     Authorize Share Repurchase Program and  For       Did Not Vote Management

      Cancellation of Repurchased Shares                                       

9     Bundled Election of Members and Deputy  For       Did Not Vote Management

      Members For Corporate Assembly                                           

      (Shareholder May Also Vote On Each                                       

      Candidate Individually Under Items 9a                                     

      to 9m)                                                                   

9a    Elect Anders Skjaevestad as Member of   For       Did Not Vote Management

      Corporate Assembly                                                        

9b    Elect Olaug Svarva as Member of         For       Did Not Vote Management

      Corporate Assembly                                                       

9c    Elect John Bernander as Member of       For       Did Not Vote Management

      Corporate Assembly                                                       

9d    Elect Anne Kvam as Member of Corporate  For       Did Not Vote Management

      Assembly                                                                 

9e    Elect Didrik Munch as Member of         For       Did Not Vote Management

      Corporate Assembly                                                       

9f    Elect Elin Myrmel-Johansen as Member    For       Did Not Vote Management

      of Corporate Assembly                                                    

9g    Elect Widar Salbuvik as Member of       For       Did Not Vote Management

      Corporate Assembly                                                       

9h    Elect Tore Sandvik as Member of         For       Did Not Vote Management

      Corporate Assembly                                                       

9i    Elect Silvija Seres as Member of        For       Did Not Vote Management

      Corporate Assembly                                                        

9j    Elect Siri Strandenes as Member of      For       Did Not Vote Management

      Corporate Assembly                                                       

9k    Elect Maalfrid Brath as Deputy Member   For       Did Not Vote Management

      of Corporate Assembly                                                    

9l    Elect Jostein Dalland as Deputy Member  For       Did Not Vote Management

      of Corporate Assembly                                                     

9m    Elect Ingvild Holth as Deputy Member    For       Did Not Vote Management

      of Corporate Assembly                                                    

10    Bundled Election of Members of          For       Did Not Vote Management

      Nominating Committee (Shareholder May                                    

      Also Vote On Each Candidate                                              

      Individually Under Items 10a and 10b)                                     

10a   Elect Mette Wikborg as Member of        For       Did Not Vote Management

      Nominating Committee                                                     

10b   Elect Christian Berg as Member of       For       Did Not Vote Management

      Nominating Committee                                                     

11    Approve Remuneration of Members of      For       Did Not Vote Management

      Corporate Assembly and Nomination                                        

      Committee                                                                 

 

 

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THE WEIR GROUP PLC                                                             

 

Ticker:       WEIR           Security ID:  G95248137                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Remuneration Policy             For       For          Management

5     Elect John Heasley as Director          For       For          Management

6     Re-elect Charles Berry as Director      For       For          Management

7     Re-elect Jon Stanton as Director        For       For          Management

8     Re-elect Alan Ferguson as Director      For       For          Management

9     Re-elect Melanie Gee as Director        For       For          Management

10    Re-elect Mary Jo Jacobi as Director     For       For          Management

11    Re-elect Sir Jim McDonald as Director   For       For          Management

12    Re-elect Richard Menell as Director     For       For          Management

13    Re-elect John Mogford as Director       For       For          Management

14    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

15    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Specified Capital                                      

      Investment                                                               

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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THK CO. LTD.                                                                   

 

Ticker:       6481           Security ID:  J83345108                           

Meeting Date: JUN 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 25                                                 

2     Amend Articles to Change Location of    For       For          Management

      Head Office - Change Fiscal Year End                                      

3.1   Elect Director Teramachi, Akihiro       For       For          Management

3.2   Elect Director Teramachi, Toshihiro     For       For          Management

3.3   Elect Director Imano, Hiroshi           For       For          Management

3.4   Elect Director Maki, Nobuyuki           For       For          Management

3.5   Elect Director Teramachi, Takashi       For       For          Management

3.6   Elect Director Shimomaki, Junji         For       For          Management

3.7   Elect Director Sakai, Junichi           For       For          Management

3.8   Elect Director Kainosho, Masaaki        For       Against      Management

 

 

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TOYOTA MOTOR CORP.                                                             

 

Ticker:       7203           Security ID:  J92676113                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Uchiyamada, Takeshi      For       For          Management

1.2   Elect Director Hayakawa, Shigeru        For       For          Management

1.3   Elect Director Toyoda, Akio             For       For          Management

1.4   Elect Director Didier Leroy             For       For          Management

1.5   Elect Director Terashi, Shigeki         For       For          Management

1.6   Elect Director Nagata, Osamu            For       For          Management

1.7   Elect Director Uno, Ikuo                For       For          Management

1.8   Elect Director Kato, Haruhiko           For       For          Management

1.9   Elect Director Mark T. Hogan            For       Against      Management

2     Appoint Alternate Statutory Auditor     For       For          Management

      Sakai, Ryuji                                                              

3     Approve Annual Bonus                    For       For          Management

4     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                

 

 

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TULLOW OIL PLC                                                                 

 

Ticker:       TLW            Security ID:  G91235104                           

Meeting Date: APR 05, 2017   Meeting Type: Special                             

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Rights Issue                For       For          Management

2     Authorise Issue of Equity Pursuant to   For       For          Management

      the Rights Issue                                                         

3     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights Pursuant to the                                       

      Rights Issue                                                             

 

 

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TULLOW OIL PLC                                                                 

 

Ticker:       TLW            Security ID:  G91235104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                               

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Re-elect Tutu Agyare as Director        For       For          Management

5     Re-elect Mike Daly as Director          For       For          Management

6     Re-elect Anne Drinkwater as Director    For       For          Management

7     Re-elect Aidan Heavey as Director       For       Against      Management

8     Re-elect Steve Lucas as Director        For       For          Management

9     Re-elect Angus McCoss as Director       For       For          Management

10    Re-elect Paul McDade as Director        For       For          Management

11    Re-elect Ian Springett as Director      For       For          Management

12    Re-elect Jeremy Wilson as Director      For       For          Management

13    Reappoint Deloitte LLP as Auditors      For       For          Management

14    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

15    Amend Tullow Incentive Plan             For       For          Management

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                     

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

 

 

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UNI-PRESIDENT ENTERPRISES CORP.                                                

 

Ticker:       1216           Security ID:  Y91475106                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Business Operations Report and  For       For          Management

      Financial Statements                                                     

2     Approve Plan on Profit Distribution     For       For          Management

3     Amend Rules and Procedures Regarding    For       For          Management

      Shareholder's General Meeting                                            

4     Amend Procedures Governing the          For       For          Management

      Acquisition or Disposal of Assets                                         

5     Approve Release of Restrictions of      For       For          Management

      Competitive Activities of Directors                                      

      and Representatives                                                       

 

 

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UNICHARM CORP.                                                                 

 

Ticker:       8113           Security ID:  J94104114                            

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Takahara, Keiichiro      For       For          Management

1.2   Elect Director Takahara, Takahisa       For       For          Management

1.3   Elect Director Futagami, Gumpei         For       For          Management

1.4   Elect Director Ishikawa, Eiji           For       For          Management

1.5   Elect Director Mori, Shinji             For       For          Management

1.6   Elect Director Nakano, Kennosuke        For       For          Management

1.7   Elect Director Takai, Masakatsu         For       For          Management

1.8   Elect Director Miyabayashi, Yoshihiro   For       For          Management

2.1   Elect Director and Audit Committee      For       Against      Management

      Member Fujimoto, Kimisuke                                                 

2.2   Elect Director and Audit Committee      For       For          Management

      Member Mitachi, Takashi                                                  

2.3   Elect Director and Audit Committee      For       Against      Management

      Member Asada, Shigeru                                                    

 

 

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UNILEVER NV                                                                     

 

Ticker:       UNA            Security ID:  N8981F271                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Discussion of the Annual Report and     None      None         Management

      Accounts for the 2016 financial year                                     

2     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

3     Approve Discharge of Executive Board    For       For          Management

      Members                                                                  

4     Approve Discharge of Non-Executive      For       For          Management

      Board Members                                                            

5     Approve Remuneration Policy for         For       For          Management

      Management Board Members                                                 

6     Approve Unilever Share Plan 2017        For       For          Management

7     Elect N.S. Andersen as Non-Executive    For       For          Management

      Board Member                                                             

8     Elect L.M. Cha as Non-Executive Board   For       For          Management

      Member                                                                    

9     Elect V. Colao as Non-Executive Board   For       For          Management

      Member                                                                   

10    Elect M Dekkers as Non-Executive Board  For       For          Management

      Member                                                                   

11    Elect A.M. Fudge as Non-Executive       For       For          Management

      Board Member                                                              

12    Elect J. Hartmann as Non-Executive      For       For          Management

      Board Member                                                             

13    Elect M. Ma as Non-Executive Board      For       For          Management

      Member                                                                   

14    Elect S Masiyiwa as Non-Executive       For       For          Management

      Board Member                                                             

15    Elect Y.Moon as Non-Executive Board     For       For          Management

      Member                                                                   

16    Elect G. Pitkethly as Executive Board   For       For          Management

      Member                                                                    

17    Elect P.G.J.M. Polman as Executive      For       For          Management

      Board Member                                                             

18    Elect J. Rishton as Non-Executive       For       For          Management

      Board Member                                                             

19    Elect F. Sijbesma as Non-Executive      For       For          Management

      Board Member                                                             

20    Ratify KPMG as Auditors                 For       For          Management

21    Grant Board Authority to Issue Shares   For       Against      Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

22    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

23    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                    

 

 

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VALEO                                                                          

 

Ticker:       FR             Security ID:  F96221340                            

Meeting Date: MAY 23, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.25 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions Mentioning                                    

      the Absence of New Transactions                                          

5     Reelect C. Maury Devine as Director     For       For          Management

6     Reelect Mari-Noelle Jego-Laveissiere    For       For          Management

      as Director                                                              

7     Reelect Veronique Weill as Director     For       For          Management

8     Non-Binding Vote on Compensation of     For       For          Management

      Pascal Colombani, Chairman of the Board                                  

9     Non-Binding Vote on Compensation of     For       Against      Management

      Jacques Aschenbroich Chairman and CEO                                    

10    Approve remuneration Policy of          For       For          Management

      Chairman and CEO                                                          

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 70 Million                                          

13    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 23 Million                                         

14    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for up to 9.                                    

      62 Percent of Issued Capital Per Year                                    

      for Private Placements up to Aggregate                                   

      Nominal Amount of EUR 23 Million                                         

15    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

16    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 30 Million for Bonus                                        

      Issue or Increase in Par Value                                           

17    Authorize Capital Increase of up to 9.  For       Against      Management

      62 Percent of Issued Capital for                                         

      Contributions in Kind                                                     

18    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

19    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

20    Amend Article 13, 14 of Bylaws Re:      For       For          Management

      Employee Representatives                                                  

21    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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ZURICH INSURANCE GROUP AG                                                      

 

Ticker:       ZURN           Security ID:  H9870Y105                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2.1   Approve Allocation of Income and        For       For          Management

      Dividends of CHF 11.30 per Share from                                    

      Available Earnings                                                       

2.2   Approve Dividends of CHF 5.70 per       For       For          Management

      Share from Capital Contribution                                          

      Reserves                                                                 

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

4.1a  Reelect Tom de Swaan as Director and    For       For          Management

      Board Chairman                                                           

4.1b  Reelect Joan Amble as Director          For       For          Management

4.1c  Reelect Susan Bies as Director          For       For          Management

4.1d  Reelect Alison Carnwath as Director     For       For          Management

4.1e  Reelect Christoph Franz as Director     For       For          Management

4.1f  Reelect Jeffrey Hayman as Director      For       For          Management

4.1g  Reelect Fred Kindle as Director         For       For          Management

4.1h  Reelect Monica Maechler as Director     For       For          Management

4.1i  Reelect Kishore Mahbubani as Director   For       For          Management

4.1j  Reelect David Nish as Director          For       For          Management

4.1k  Elect Catherine Bessant as Director     For       For          Management

4.2.1 Appoint Tom de Swaan as Member of the   For       For          Management

      Compensation Committee                                                   

4.2.2 Appoint Christoph Franz as Member of    For       For          Management

      the Compensation Committee                                               

4.2.3 Appoint Fred Kindle as Member of the    For       For          Management

      Compensation Committee                                                   

4.2.4 Appoint Kishore Mahbubani as Member of  For       For          Management

      the Compensation Committee                                               

4.3   Designate Andreas Keller as             For       For          Management

      Independent Proxy                                                        

4.4   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                 

5.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors Until 2018 AGM in the                                       

      Amount of CHF 5 Million                                                  

5.2   Approve Maximum Remuneration of         For       For          Management

      Executive Committee for Fiscal 2018 in                                   

      the Amount of CHF 74.3 Million                                           

6     Approve Creation of CHF 4.5 Million     For       For          Management

      Pool of Authorized Share Capital with                                    

      Partial Exclusion of Preemptive Rights                                   

      and CHF 3 Million Pool of Contingent                                      

      Share Capital without Preemptive Rights                                  

7     Amend Articles Re: Resolutions and      For       For          Management

      Elections, Duties and Competencies of                                     

      the Board, Transfer of Competencies,                                     

      Board Resolutions and Minutes, and                                       

      Loans to Board Members or Executives                                     

8     Transact Other Business (Voting)        For       Abstain      Management

 

 

 

 

======================== UBS U.S. Large Cap Equity Fund ========================

 

 

ACTIVISION BLIZZARD, INC.                                                      

 

Ticker:       ATVI           Security ID:  00507V109                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert Corti             For       For          Management

1.2   Elect Director Hendrik Hartong, III     For       For          Management

1.3   Elect Director Brian G. Kelly           For       For          Management

1.4   Elect Director Robert A. Kotick         For       For          Management

1.5   Elect Director Barry Meyer              For       For          Management

1.6   Elect Director Robert Morgado           For       Against      Management

1.7   Elect Director Peter Nolan              For       For          Management

1.8   Elect Director Casey Wasserman          For       For          Management

1.9   Elect Director Elaine Wynn              For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

ALLERGAN PLC                                                                   

 

Ticker:       AGN            Security ID:  G0177J108                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nesli Basgoz             For       For          Management

1b    Elect Director Paul M. Bisaro           For       Against      Management

1c    Elect Director James H. Bloem           For       For          Management

1d    Elect Director Christopher W. Bodine    For       For          Management

1e    Elect Director Adriane M. Brown         For       For          Management

1f    Elect Director Christopher J. Coughlin  For       For          Management

1g    Elect Director Catherine M. Klema       For       For          Management

1h    Elect Director Peter J. McDonnell       For       For          Management

1i    Elect Director Patrick J. O'Sullivan    For       For          Management

1j    Elect Director Brenton L. Saunders      For       For          Management

1k    Elect Director Ronald R. Taylor         For       For          Management

1l    Elect Director Fred G. Weiss            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Require Independent Board Chairman      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

ALNYLAM PHARMACEUTICALS, INC.                                                  

 

Ticker:       ALNY           Security ID:  02043Q107                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael W. Bonney        For       For          Management

1.2   Elect Director John M. Maraganore       For       For          Management

1.3   Elect Director Paul R. Schimmel         For       For          Management

1.4   Elect Director Phillip A. Sharp         For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

AMAZON.COM, INC.                                                                

 

Ticker:       AMZN           Security ID:  023135106                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jeffrey P. Bezos         For       For          Management

1b    Elect Director Tom A. Alberg            For       For          Management

1c    Elect Director John Seely Brown         For       For          Management

1d    Elect Director Jamie S. Gorelick        For       For          Management

1e    Elect Director Daniel P. Huttenlocher   For       For          Management

1f    Elect Director Judith A. McGrath        For       For          Management

1g    Elect Director Jonathan J. Rubinstein   For       For          Management

1h    Elect Director Thomas O. Ryder          For       For          Management

1i    Elect Director Patricia Q. Stonesifer   For       For          Management

1j    Elect Director Wendell P. Weeks         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                             

5     Amend Omnibus Stock Plan                For       For          Management

6     Report on Use of Criminal Background    Against   Against      Shareholder

      Checks in Hiring                                                          

7     Include Sustainability as a             Against   Against      Shareholder

      Performance Measure for Senior                                           

      Executive Compensation                                                    

8     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

 

 

--------------------------------------------------------------------------------

 

AMERICAN EXPRESS COMPANY                                                       

 

Ticker:       AXP            Security ID:  025816109                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  MAR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charlene Barshefsky      For       For          Management

1b    Elect Director John J. Brennan          For       For          Management

1c    Elect Director Ursula M. Burns          For       For          Management

1d    Elect Director Kenneth I. Chenault      For       For          Management

1e    Elect Director Peter Chernin            For       For          Management

1f    Elect Director Ralph de la Vega         For       For          Management

1g    Elect Director Anne L. Lauvergeon       For       For          Management

1h    Elect Director Michael O. Leavitt       For       For          Management

1i    Elect Director Theodore J. Leonsis      For       For          Management

1j    Elect Director Richard C. Levin         For       For          Management

1k    Elect Director Samuel J. Palmisano      For       For          Management

1l    Elect Director Daniel L. Vasella        For       For          Management

1m    Elect Director Robert D. Walter         For       For          Management

1n    Elect Director Ronald A. Williams       For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

ARISTA NETWORKS, INC.                                                          

 

Ticker:       ANET           Security ID:  040413106                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark Templeton           For       For          Management

1.2   Elect Director Nikos Theodosopoulos     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

BIO-RAD LABORATORIES, INC.                                                     

 

Ticker:       BIO            Security ID:  090572207                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arnold A. Pinkston       For       For          Management

1.2   Elect Director Melinda Litherland       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Approve Omnibus Stock Plan              For       Against      Management

4     Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                            

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

 

 

--------------------------------------------------------------------------------

 

BIOGEN INC.                                                                    

 

Ticker:       BIIB           Security ID:  09062X103                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Alexander J. Denner      For       For          Management

1b    Elect Director Caroline D. Dorsa        For       For          Management

1c    Elect Director Nancy L. Leaming         For       For          Management

1d    Elect Director Richard C. Mulligan      For       For          Management

1e    Elect Director Robert W. Pangia         For       For          Management

1f    Elect Director Stelios Papadopoulos     For       For          Management

1g    Elect Director Brian S. Posner          For       For          Management

1h    Elect Director Eric K. Rowinsky         For       For          Management

1i    Elect Director Lynn Schenk              For       For          Management

1j    Elect Director Stephen A. Sherwin       For       For          Management

1k    Elect Director Michel Vounatsos         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

BROADCOM LIMITED                                                               

 

Ticker:       AVGO           Security ID:  Y09827109                           

Meeting Date: APR 05, 2017   Meeting Type: Annual                              

Record Date:  FEB 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Hock E. Tan              For       For          Management

1b    Elect Director James V. Diller          For       For          Management

1c    Elect Director Lewis C. Eggebrecht      For       For          Management

1d    Elect Director Kenneth Y. Hao           For       For          Management

1e    Elect Director Eddy W. Hartenstein      For       For          Management

1f    Elect Director Check Kian Low           For       For          Management

1g    Elect Director Donald Macleod           For       For          Management

1h    Elect Director Peter J. Marks           For       For          Management

1i    Elect Director Henry Samueli            For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

3     Approve Issuance of Shares with or      For       Against      Management

      without Preemptive Rights                                                

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

CATALENT, INC.                                                                 

 

Ticker:       CTLT           Security ID:  148806102                           

Meeting Date: OCT 25, 2016   Meeting Type: Annual                              

Record Date:  AUG 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Melvin D. Booth          For       For          Management

1.2   Elect Director J. Martin Carroll        For       For          Management

1.3   Elect Director James Quella             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CATERPILLAR INC.                                                                

 

Ticker:       CAT            Security ID:  149123101                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David L. Calhoun         For       For          Management

1.2   Elect Director Daniel M. Dickinson      For       For          Management

1.3   Elect Director Juan Gallardo            For       For          Management

1.4   Elect Director Jesse J. Greene, Jr.     For       For          Management

1.5   Elect Director Jon M. Huntsman, Jr.     For       For          Management

1.6   Elect Director Dennis A. Muilenburg     For       For          Management

1.7   Elect Director William A. Osborn        For       For          Management

1.8   Elect Director Debra L. Reed            For       For          Management

1.9   Elect Director Edward B. Rust, Jr.      For       For          Management

1.10  Elect Director Susan C. Schwab          For       For          Management

1.11  Elect Director Jim Umpleby              For       For          Management

1.12  Elect Director Miles D. White           For       For          Management

1.13  Elect Director Rayford Wilkins, Jr.     For       For          Management

2     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Report on Lobbying Payments and Policy  Against   For          Shareholder

7     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

8     Report on Lobbying Priorities           Against   Against      Shareholder

9     Include Sustainability as a             Against   Against      Shareholder

      Performance Measure for Senior                                           

      Executive Compensation                                                   

10    Amend Compensation Clawback Policy      Against   For          Shareholder

11    Require Independent Board Chairman      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

CIGNA CORPORATION                                                              

 

Ticker:       CI             Security ID:  125509109                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David M. Cordani         For       For          Management

1.2   Elect Director Eric J. Foss             For       For          Management

1.3   Elect Director Isaiah Harris, Jr.       For       For          Management

1.4   Elect Director Jane E. Henney           For       For          Management

1.5   Elect Director Roman Martinez, IV       For       For          Management

1.6   Elect Director Donna F. Zarcone         For       For          Management

1.7   Elect Director William D. Zollars       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Adopt Proxy Access Right                Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

COLFAX CORPORATION                                                             

 

Ticker:       CFX            Security ID:  194014106                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mitchell P. Rales        For       For          Management

1b    Elect Director Matthew L. Trerotola     For       For          Management

1c    Elect Director Patrick W. Allender      For       For          Management

1d    Elect Director Thomas S. Gayner         For       Against      Management

1e    Elect Director Rhonda L. Jordan         For       For          Management

1f    Elect Director San W. Orr, III          For       For          Management

1g    Elect Director A. Clayton Perfall       For       For          Management

1h    Elect Director Rajiv Vinnakota          For       For          Management

1i    Elect Director Sharon Wienbar           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

DELEK US HOLDINGS, INC.                                                        

 

Ticker:       DK             Security ID:  246647101                           

Meeting Date: MAY 08, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ezra Uzi Yemin           For       For          Management

1.2   Elect Director William J. Finnerty      For       For          Management

1.3   Elect Director Carlos E. Jorda          For       For          Management

1.4   Elect Director Charles H. Leonard       For       For          Management

1.5   Elect Director Gary M. Sullivan, Jr.    For       For          Management

1.6   Elect Director Shlomo Zohar             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

DELEK US HOLDINGS, INC.                                                        

 

Ticker:       DK             Security ID:  246647101                           

Meeting Date: JUN 29, 2017   Meeting Type: Special                              

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with         For       For          Management

      Acquisition                                                              

2     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

DELPHI AUTOMOTIVE PLC                                                          

 

Ticker:       DLPH           Security ID:  G27823106                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Joseph S. Cantie         For       For          Management

2     Elect Director Kevin P. Clark           For       For          Management

3     Elect Director Gary L. Cowger           For       For          Management

4     Elect Director Nicholas M. Donofrio     For       For          Management

5     Elect Director Mark P. Frissora         For       For          Management

6     Elect Director Rajiv L. Gupta           For       For          Management

7     Elect Director Sean O. Mahoney          For       For          Management

8     Elect Director Timothy M. Manganello    For       For          Management

9     Elect Director Ana G. Pinczuk           For       For          Management

10    Elect Director Thomas W. Sidlik         For       For          Management

11    Elect Director Bernd Wiedemann          For       For          Management

12    Elect Director Lawrence A. Zimmerman    For       For          Management

13    Ratify Ernst & Young LLP as Auditors    For       For          Management

      and Authorize Board to Fix Their                                          

      Remuneration                                                             

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

DOLBY LABORATORIES, INC.                                                       

 

Ticker:       DLB            Security ID:  25659T107                           

Meeting Date: FEB 07, 2017   Meeting Type: Annual                              

Record Date:  DEC 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin Yeaman             For       For          Management

1.2   Elect Director Peter Gotcher            For       For          Management

1.3   Elect Director Micheline Chau           For       For          Management

1.4   Elect Director David Dolby              For       For          Management

1.5   Elect Director Nicholas Donatiello, Jr. For       For          Management

1.6   Elect Director N. William Jasper, Jr.   For       For          Management

1.7   Elect Director Simon Segars             For       For          Management

1.8   Elect Director Roger Siboni             For       For          Management

1.9   Elect Director Avadis Tevanian, Jr.     For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

ELI LILLY AND COMPANY                                                          

 

Ticker:       LLY            Security ID:  532457108                            

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Eskew         For       For          Management

1b    Elect Director William G. Kaelin, Jr.   For       For          Management

1c    Elect Director John C. Lechleiter       For       For          Management

1d    Elect Director David A. Ricks           For       For          Management

1e    Elect Director Marschall S. Runge       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Amend Deferred Compensation Plan        For       For          Management

6     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

EMERGENT BIOSOLUTIONS INC.                                                      

 

Ticker:       EBS            Security ID:  29089Q105                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kathryn C. Zoon          For       For          Management

1b    Elect Director Zsolt Harsanyi           For       For          Management

1c    Elect Director George Joulwan           For       For          Management

1d    Elect Director Louis W. Sullivan        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

ENVISION HEALTHCARE HOLDINGS, INC.                                             

 

Ticker:       EVHC           Security ID:  29413U103                           

Meeting Date: NOV 28, 2016   Meeting Type: Special                             

Record Date:  OCT 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

EOG RESOURCES, INC.                                                            

 

Ticker:       EOG            Security ID:  26875P101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                               

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Janet F. Clark           For       For          Management

1b    Elect Director Charles R. Crisp         For       For          Management

1c    Elect Director Robert P. Daniels        For       For          Management

1d    Elect Director James C. Day             For       For          Management

1e    Elect Director Donald F. Textor         For       For          Management

1f    Elect Director William R. Thomas        For       For          Management

1g    Elect Director Frank G. Wisner          For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Increase Authorized Common Stock        For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

EXPEDIA, INC.                                                                  

 

Ticker:       EXPE           Security ID:  30212P303                            

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:  AUG 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan C. Athey           For       For          Management

1b    Elect Director A. George 'Skip' Battle  For       For          Management

1c    Elect Director Pamela L. Coe            For       For          Management

1d    Elect Director Barry Diller             For       For          Management

1e    Elect Director Jonathan L. Dolgen       For       For          Management

1f    Elect Director Craig A. Jacobson        For       For          Management

1g    Elect Director Victor A. Kaufman        For       For          Management

1h    Elect Director Peter M. Kern            For       For          Management

1i    Elect Director Dara Khosrowshahi        For       For          Management

1j    Elect Director John C. Malone           For       For          Management

1k    Elect Director Scott Rudin              For       For          Management

1l    Elect Director Christopher W. Shean     For       For          Management

1m    Elect Director Alexander Von            For       For          Management

      Furstenberg                                                              

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

EXPEDIA, INC.                                                                  

 

Ticker:       EXPE           Security ID:  30212P303                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan C. Athey           For       For          Management

1b    Elect Director A. George "Skip" Battle  For       For          Management

1c    Elect Director Chelsea Clinton          For       For          Management

1d    Elect Director Pamela L. Coe            For       For          Management

1e    Elect Director Barry Diller             For       For          Management

1f    Elect Director Jonathan L. Dolgen       For       For          Management

1g    Elect Director Craig A. Jacobson        For       For          Management

1h    Elect Director Victor A. Kaufman        For       For          Management

1i    Elect Director Peter M. Kern            For       For          Management

1j    Elect Director Dara Khosrowshahi        For       For          Management

1k    Elect Director John C. Malone           For       Withhold     Management

1l    Elect Director Scott Rudin              For       For          Management

1m    Elect Director Christopher W. Shean     For       For          Management

1n    Elect Director Alexander von            For       For          Management

      Furstenberg                                                              

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Report on Political Contributions and   Against   For          Shareholder

      Expenditures                                                              

 

 

--------------------------------------------------------------------------------

 

FACEBOOK, INC.                                                                 

 

Ticker:       FB             Security ID:  30303M102                            

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Marc L. Andreessen       For       For          Management

1.2   Elect Director Erskine B. Bowles        For       For          Management

1.3   Elect Director Susan D.                 For       For          Management

      Desmond-Hellmann                                                         

1.4   Elect Director Reed Hastings            For       For          Management

1.5   Elect Director Jan Koum                 For       For          Management

1.6   Elect Director Sheryl K. Sandberg       For       For          Management

1.7   Elect Director Peter A. Thiel           For       For          Management

1.8   Elect Director Mark Zuckerberg          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

4     Report on Lobbying Payments and Policy  Against   For          Shareholder

5     Report on Public Policy Issues          Against   Against      Shareholder

      Associated with Fake News                                                

6     Gender Pay Gap                          Against   Against      Shareholder

7     Require Independent Board Chairman      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

GENERAL MOTORS COMPANY                                                          

 

Ticker:       GM             Security ID:  37045V100                           

Meeting Date: JUN 06, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Joseph J. Ashton         For       For          Management

1.2   Elect Director Mary T. Barra            For       For          Management

1.3   Elect Director Linda R. Gooden          For       For          Management

1.4   Elect Director Joseph Jimenez           For       For          Management

1.5   Elect Director Jane L. Mendillo         For       For          Management

1.6   Elect Director Michael G. Mullen        For       For          Management

1.7   Elect Director James J. Mulva           For       For          Management

1.8   Elect Director Patricia F. Russo        For       For          Management

1.9   Elect Director Thomas M. Schoewe        For       For          Management

1.10  Elect Director Theodore M. Solso        For       For          Management

1.11  Elect Director Carol M. Stephenson      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

6     Require Independent Board Chairman      Against   For          Shareholder

7     Creation of Dual-Class Common Stock     Against   Against      Shareholder

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Proxy Card)      None                             

1.1   Elect Directors Leo Hindery, Jr.        For       Did Not Vote Shareholder

1.2   Elect Director Vinit Sethi              For       Did Not Vote Shareholder

1.3   Elect Director William N. Thorndike,    For       Did Not Vote Shareholder

      Jr.                                                                      

1.4   Management Nominee  Joseph J. Ashton    For       Did Not Vote Shareholder

1.5   Management Nominee Mary T. Barra        For       Did Not Vote Shareholder

1.6   Management Nominee Linda R. Gooden      For       Did Not Vote Shareholder

1.7   Management Nominee Joseph Jimenez       For       Did Not Vote Shareholder

1.8   Management Nominee James J. Mulva       For       Did Not Vote Shareholder

1.9   Management Nominee Patricia F. Russo    For       Did Not Vote Shareholder

1.10  Management Nominee Thomas M. Schoewe    For       Did Not Vote Shareholder

1.11  Management Nominee Theodore M. Solso    For       Did Not Vote Shareholder

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

4     Approve Omnibus Stock Plan              For       Did Not Vote Management

5     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                  

6     Require Independent Board Chairman      Against   Did Not Vote Shareholder

7     Creation of Dual-Class Common Stock     For       Did Not Vote Shareholder

 

 

--------------------------------------------------------------------------------

 

HALLIBURTON COMPANY                                                            

 

Ticker:       HAL            Security ID:  406216101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Abdulaziz F. Al Khayyal  For       For          Management

1b    Elect Director William E. Albrecht      For       For          Management

1c    Elect Director Alan M. Bennett          For       For          Management

1d    Elect Director James R. Boyd            For       Against      Management

1e    Elect Director Milton Carroll           For       For          Management

1f    Elect Director Nance K. Dicciani        For       For          Management

1g    Elect Director Murry S. Gerber          For       For          Management

1h    Elect Director Jose C. Grubisich        For       For          Management

1i    Elect Director David J. Lesar           For       For          Management

1j    Elect Director Robert A. Malone         For       For          Management

1k    Elect Director J. Landis Martin         For       For          Management

1l    Elect Director Jeffrey A. Miller        For       For          Management

1m    Elect Director Debra L. Reed            For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

--------------------------------------------------------------------------------

 

HESS CORPORATION                                                                

 

Ticker:       HES            Security ID:  42809H107                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Rodney F. Chase          For       For          Management

1.2   Elect Director Terrence J. Checki       For       For          Management

1.3   Elect Director Leonard S. Coleman, Jr.  For       For          Management

1.4   Elect Director John B. Hess             For       For          Management

1.5   Elect Director Edith E. Holiday         For       For          Management

1.6   Elect Director Risa Lavizzo-Mourey      For       For          Management

1.7   Elect Director Marc S. Lipschultz       For       For          Management

1.8   Elect Director David McManus            For       For          Management

1.9   Elect Director Kevin O. Meyers          For       For          Management

1.10  Elect Director James H. Quigley         For       For          Management

1.11  Elect Director Fredric G. Reynolds      For       For          Management

1.12  Elect Director William G. Schrader      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Approve Omnibus Stock Plan              For       For          Management

6     Report on Plans to Address Stranded     Against   For          Shareholder

      Carbon Asset Risks                                                       

 

 

--------------------------------------------------------------------------------

 

INCYTE CORPORATION                                                              

 

Ticker:       INCY           Security ID:  45337C102                           

Meeting Date: MAY 26, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Julian C. Baker          For       For          Management

1.2   Elect Director Jean-Jacques Bienaime    For       For          Management

1.3   Elect Director Paul A. Brooke           For       For          Management

1.4   Elect Director Paul J. Clancy           For       For          Management

1.5   Elect Director Wendy L. Dixon           For       For          Management

1.6   Elect Director Paul A. Friedman         For       For          Management

1.7   Elect Director Herve Hoppenot           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

JABIL CIRCUIT, INC.                                                            

 

Ticker:       JBL            Security ID:  466313103                           

Meeting Date: JAN 26, 2017   Meeting Type: Annual                              

Record Date:  NOV 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Anousheh Ansari          For       For          Management

1.2   Elect Director Martha F. Brooks         For       For          Management

1.3   Elect Director Timothy L. Main          For       For          Management

1.4   Elect Director Mark T. Mondello         For       For          Management

1.5   Elect Director Frank A. Newman          For       For          Management

1.6   Elect Director John C. Plant            For       For          Management

1.7   Elect Director Steven A. Raymund        For       For          Management

1.8   Elect Director Thomas A. Sansone        For       For          Management

1.9   Elect Director David M. Stout           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

 

 

--------------------------------------------------------------------------------

 

JPMORGAN CHASE & CO.                                                           

 

Ticker:       JPM            Security ID:  46625H100                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linda B. Bammann         For       For          Management

1b    Elect Director James A. Bell            For       For          Management

1c    Elect Director Crandall C. Bowles       For       For          Management

1d    Elect Director Stephen B. Burke         For       For          Management

1e    Elect Director Todd A. Combs            For       For          Management

1f    Elect Director James S. Crown           For       For          Management

1g    Elect Director James Dimon              For       For          Management

1h    Elect Director Timothy P. Flynn         For       For          Management

1i    Elect Director Laban P. Jackson, Jr.    For       For          Management

1j    Elect Director Michael A. Neal          For       For          Management

1k    Elect Director Lee R. Raymond           For       For          Management

1l    Elect Director William C. Weldon        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

6     Prohibit Accelerated Vesting of Awards  Against   For          Shareholder

      to Pursue Government Service                                             

7     Clawback Amendment                      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                               

10    Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call a Special Meeting                                   

 

 

--------------------------------------------------------------------------------

 

LABORATORY CORPORATION OF AMERICA HOLDINGS                                     

 

Ticker:       LH             Security ID:  50540R409                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                               

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kerrii B. Anderson       For       For          Management

1b    Elect Director Jean-Luc Belingard       For       For          Management

1c    Elect Director D. Gary Gilliland        For       For          Management

1d    Elect Director David P. King            For       For          Management

1e    Elect Director Garheng Kong             For       For          Management

1f    Elect Director Robert E. Mittelstaedt,  For       For          Management

      Jr.                                                                      

1g    Elect Director Peter M. Neupert         For       For          Management

1h    Elect Director Richelle P. Parham       For       For          Management

1i    Elect Director Adam H. Schechter        For       For          Management

1j    Elect Director R. Sanders Williams      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Report on Zika Virus Controls for       Against   Against      Shareholder

      Primates and Employees                                                   

 

 

--------------------------------------------------------------------------------

 

LAM RESEARCH CORPORATION                                                        

 

Ticker:       LRCX           Security ID:  512807108                           

Meeting Date: NOV 09, 2016   Meeting Type: Annual                              

Record Date:  SEP 13, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Martin B. Anstice        For       For          Management

1.2   Elect Director Eric K. Brandt           For       For          Management

1.3   Elect Director Michael R. Cannon        For       For          Management

1.4   Elect Director Youssef A. El-Mansy      For       For          Management

1.5   Elect Director Christine A. Heckart     For       For          Management

1.6   Elect Director Catherine P. Lego        For       For          Management

1.7   Elect Director Stephen G. Newberry      For       For          Management

1.8   Elect Director Abhijit Y. Talwalkar     For       For          Management

1.9   Elect Director Lih Shyng (Rick L.) Tsai For       For          Management

2.10  Elect Director John T. Dickson -        None      None         Management

      Withdrawn Resolution                                                     

2.11  Elect Director Gary B. Moore -          None      None         Management

      Withdrawn Resolution                                                     

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

LAREDO PETROLEUM, INC.                                                          

 

Ticker:       LPI            Security ID:  516806106                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randy A. Foutch          For       For          Management

1.2   Elect Director Peter R. Kagan           For       For          Management

1.3   Elect Director Edmund P. Segner, III    For       For          Management

1.4   Elect Director Myles W. Scoggins        For       For          Management

2     Ratify Grant Thornton LLP as Auditors   For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

LENNAR CORPORATION                                                             

 

Ticker:       LEN            Security ID:  526057104                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Irving Bolotin           For       For          Management

1.2   Elect Director Steven L. Gerard         For       For          Management

1.3   Elect Director Theron I. 'Tig' Gilliam  For       For          Management

1.4   Elect Director Sherrill W. Hudson       For       For          Management

1.5   Elect Director Sidney Lapidus           For       For          Management

1.6   Elect Director Teri P. McClure          For       For          Management

1.7   Elect Director Stuart Miller            For       For          Management

1.8   Elect Director Armando Olivera          For       For          Management

1.9   Elect Director Donna Shalala            For       For          Management

1.10  Elect Director Jeffrey Sonnenfeld       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                          

 

 

--------------------------------------------------------------------------------

 

LEXICON PHARMACEUTICALS, INC.                                                  

 

Ticker:       LXRX           Security ID:  528872302                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Samuel L. Barker         For       For          Management

1.2   Elect Director Christopher J. Sobecki   For       For          Management

1.3   Elect Director Judith L. Swain          For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

LYONDELLBASELL INDUSTRIES N.V.                                                 

 

Ticker:       LYB            Security ID:  N53745100                            

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Robert G. Gwin           For       For          Management

1b    Elect Director Jacques Aigrain          For       For          Management

1c    Elect Director Lincoln Benet            For       For          Management

1d    Elect Director Jagjeet S. Bindra        For       For          Management

1e    Elect Director Robin Buchanan           For       For          Management

1f    Elect Director Stephen F. Cooper        For       For          Management

1g    Elect Director Nance K. Dicciani        For       For          Management

1h    Elect Director Claire S. Farley         For       For          Management

1i    Elect Director Isabella D. Goren        For       For          Management

1j    Elect Director Bruce A. Smith           For       For          Management

1k    Elect Director Rudy van der Meer        For       For          Management

2     Adoption of Dutch Statutory Annual      For       For          Management

      Accounts                                                                  

3     Approve Discharge of Management Board   For       For          Management

4     Approve Discharge of Supervisory Board  For       For          Management

5     Ratify PricewaterhouseCoopers           For       For          Management

      Accountants N.V. as Auditors                                             

6     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

7     Approve Dividends of EUR 0.85 Per Share For       For          Management

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

11    Amend Omnibus Stock Plan                For       For          Management

 

 

--------------------------------------------------------------------------------

 

MALLINCKRODT PLC                                                               

 

Ticker:       MNK            Security ID:  G5785G107                           

Meeting Date: MAR 01, 2017   Meeting Type: Annual                              

Record Date:  JAN 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Melvin D. Booth          For       For          Management

1b    Elect Director David R. Carlucci        For       For          Management

1c    Elect Director J. Martin Carroll        For       For          Management

1d    Elect Director Diane H. Gulyas          For       For          Management

1e    Elect Director JoAnn A. Reed            For       For          Management

1f    Elect Director Angus C. Russell         For       For          Management

1g    Elect Director Virgil D. Thompson -     None      None         Management

      Withdrawn Resolution                                                     

1h    Elect Director Mark C. Trudeau          For       For          Management

1i    Elect Director Kneeland C. Youngblood   For       For          Management

1j    Elect Director Joseph A. Zaccagnino     For       For          Management

2     Approve Deloitte & Touche LLP as        For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                      

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Authorize Share Repurchase up to 10     For       For          Management

      Percent of Issued Share Capital                                          

5     Determine Price Range for Reissuance    For       For          Management

      of Treasury Shares                                                       

6a    Amend Memorandum of Association         For       For          Management

6b    Amend Articles of Association           For       For          Management

7     Approve Reduction in Share Capital      For       For          Management

 

 

--------------------------------------------------------------------------------

 

MARSH & MCLENNAN COMPANIES, INC.                                               

 

Ticker:       MMC            Security ID:  571748102                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Anthony K. Anderson      For       For          Management

1b    Elect Director Oscar Fanjul             For       For          Management

1c    Elect Director Daniel S. Glaser         For       For          Management

1d    Elect Director H. Edward Hanway         For       For          Management

1e    Elect Director Deborah C. Hopkins       For       For          Management

1f    Elect Director Elaine La Roche          For       For          Management

1g    Elect Director Steven A. Mills          For       For          Management

1h    Elect Director Bruce P. Nolop           For       For          Management

1i    Elect Director Marc D. Oken             For       For          Management

1j    Elect Director Morton O. Schapiro       For       For          Management

1k    Elect Director Lloyd M. Yates           For       For          Management

1l    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Adopt Holy Land Principles              Against   Against      Shareholder

 

 

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MARVELL TECHNOLOGY GROUP LTD.                                                  

 

Ticker:       MRVL           Security ID:  G5876H105                           

Meeting Date: NOV 08, 2016   Meeting Type: Annual                              

Record Date:  SEP 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter A. Feld            For       For          Management

1b    Elect Director Juergen Gromer           For       Against      Management

1c    Elect Director Richard S. Hill          For       For          Management

1d    Elect Director John G. Kassakian        For       Against      Management

1e    Elect Director Oleg Khaykin             For       For          Management

1f    Elect Director Arturo Krueger           For       Against      Management

1g    Elect Director Matthew J. Murphy        For       For          Management

1h    Elect Director Michael Strachan         For       For          Management

1i    Elect Director Robert E. Switz          For       For          Management

1j    Elect Director Randhir Thakur           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Approve Deloitte & Touche, LLP as       For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                        

4     Provide Proxy Access Right              For       For          Management

5     Amend Bye-Laws to Add Advance Notice    For       For          Management

      Provisions for Director Nominations                                      

6     Reduce Supermajority Vote Requirement   For       For          Management

7     Amend Bye-Laws to Allow Majority Vote   For       For          Management

      to Approve Business Combinations                                         

8     Amend Bye-Laws to Allow the Adoption    For       For          Management

      of a Shareholder Rights Plan                                             

9     Provide Directors May Be Removed With   For       For          Management

      or Without Cause                                                         

10    Adopt Plurality Voting in a Contested   For       For          Management

      Election of Directors                                                    

 

 

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MARVELL TECHNOLOGY GROUP LTD.                                                  

 

Ticker:       MRVL           Security ID:  G5876H105                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Tudor Brown              For       For          Management

1.2   Elect Director Peter A. Feld            For       For          Management

1.3   Elect Director Richard S. Hill          For       Against      Management

1.4   Elect Director Oleg Khaykin             For       For          Management

1.5   Elect Director Matthew J. Murphy        For       For          Management

1.6   Elect Director Michael Strachan         For       For          Management

1.7   Elect Director Robert E. Switz          For       For          Management

1.8   Elect Director Randhir Thakur           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Deloitte & Touche LLP as        For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

 

 

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MAXIM INTEGRATED PRODUCTS, INC.                                                

 

Ticker:       MXIM           Security ID:  57772K101                           

Meeting Date: NOV 09, 2016   Meeting Type: Annual                              

Record Date:  SEP 16, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William (Bill) P.        For       For          Management

      Sullivan                                                                 

1.2   Elect Director Tunc Doluca              For       For          Management

1.3   Elect Director Tracy C. Accardi         For       For          Management

1.4   Elect Director James R. Bergman         For       For          Management

1.5   Elect Director Joseph R. Bronson        For       For          Management

1.6   Elect Director Robert E. Grady          For       For          Management

1.7   Elect Director William D. Watkins       For       For          Management

1.8   Elect Director MaryAnn Wright           For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Amend Omnibus Stock Plan                For       For          Management

5     Adopt the Jurisdiction of               For       For          Management

      Incorporation as the Exclusive Forum                                     

      for Certain Disputes                                                     

6     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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METLIFE, INC.                                                                  

 

Ticker:       MET            Security ID:  59156R108                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Cheryl W. Grise          For       For          Management

1.2   Elect Director Carlos M. Gutierrez      For       For          Management

1.3   Elect Director David L. Herzog          For       For          Management

1.4   Elect Director R. Glenn Hubbard         For       For          Management

1.5   Elect Director Steven A. Kandarian      For       For          Management

1.6   Elect Director Alfred F. Kelly, Jr.     For       For          Management

1.7   Elect Director Edward J. Kelly, III     For       For          Management

1.8   Elect Director William E. Kennard       For       For          Management

1.9   Elect Director James M. Kilts           For       For          Management

1.10  Elect Director Catherine R. Kinney      For       For          Management

1.11  Elect Director Denise M. Morrison       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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MICRON TECHNOLOGY, INC.                                                        

 

Ticker:       MU             Security ID:  595112103                           

Meeting Date: JAN 18, 2017   Meeting Type: Annual                              

Record Date:  NOV 21, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert L. Bailey         For       For          Management

1.2   Elect Director Richard M. Beyer         For       For          Management

1.3   Elect Director Patrick J. Byrne         For       For          Management

1.4   Elect Director D. Mark Durcan           For       For          Management

1.5   Elect Director Mercedes Johnson         For       For          Management

1.6   Elect Director Lawrence N. Mondry       For       For          Management

1.7   Elect Director Robert E. Switz          For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Adopt NOL Rights Plan (NOL Pill)        For       For          Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MONDELEZ INTERNATIONAL, INC.                                                   

 

Ticker:       MDLZ           Security ID:  609207105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lewis W.K. Booth         For       For          Management

1b    Elect Director Charles E. Bunch         For       For          Management

1c    Elect Director Lois D. Juliber          For       For          Management

1d    Elect Director Mark D. Ketchum          For       For          Management

1e    Elect Director Jorge S. Mesquita        For       For          Management

1f    Elect Director Joseph Neubauer          For       For          Management

1g    Elect Director Nelson Peltz             For       For          Management

1h    Elect Director Fredric G. Reynolds      For       For          Management

1i    Elect Director Irene B. Rosenfeld       For       For          Management

1j    Elect Director Christiana S. Shi        For       For          Management

1k    Elect Director Patrick T. Siewert       For       For          Management

1l    Elect Director Ruth J. Simmons          For       For          Management

1m    Elect Director Jean-Francois M. L. van  For       For          Management

      Boxmeer                                                                  

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Assess Environmental Impact of          Against   Against      Shareholder

      Non-Recyclable Packaging                                                 

6     Create a Committee to Prepare a Report  Against   Against      Shareholder

      Regarding the Impact of Plant Closures                                   

      on Communities and Alternatives                                          

 

 

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NEWELL BRANDS INC.                                                              

 

Ticker:       NWL            Security ID:  651229106                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ian G.H. Ashken          For       For          Management

1b    Elect Director Thomas E. Clarke         For       For          Management

1c    Elect Director Kevin C. Conroy          For       For          Management

1d    Elect Director Scott S. Cowen           For       For          Management

1e    Elect Director Michael T. Cowhig        For       For          Management

1f    Elect Director Domenico De Sole         For       For          Management

1g    Elect Director Martin E. Franklin       For       For          Management

1h    Elect Director Ros L'Esperance          For       For          Management

1i    Elect Director Michael B. Polk          For       For          Management

1j    Elect Director Steven J. Strobel        For       For          Management

1k    Elect Director Michael A. Todman        For       For          Management

1l    Elect Director Raymond G. Viault        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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NOBLE CORPORATION PLC                                                          

 

Ticker:       NE             Security ID:  G65431101                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Re-elect Director Ashley Almanza        For       For          Management

2     Re-elect Director Michael A. Cawley     For       Against      Management

3     Re-elect Director Julie H. Edwards      For       For          Management

4     Re-elect Director Gordon T. Hall        For       For          Management

5     Re-elect Director Scott D. Josey        For       For          Management

6     Re-elect Director Jon A. Marshall       For       For          Management

7     Re-elect Director Mary P. Ricciardello  For       For          Management

8     Re-elect Director David W. Williams     For       For          Management

9     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

10    Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Statutory Auditors                                                       

11    Authorize Audit Committee to Fix        For       For          Management

      Remuneration of Statutory Auditors                                       

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

13    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

14    Advisory Vote to Ratify Directors'      For       Against      Management

      Compensation Report                                                      

15    Approve Remuneration Policy             For       Against      Management

16    Amend Omnibus Stock Plan                For       For          Management

17    Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                                

 

 

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NORWEGIAN CRUISE LINE HOLDINGS LTD.                                            

 

Ticker:       NCLH           Security ID:  G66721104                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David M. Abrams          For       For          Management

1b    Elect Director John W. Chidsey          For       For          Management

1c    Elect Director Russell W. Galbut        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

 

 

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OASIS PETROLEUM INC.                                                           

 

Ticker:       OAS            Security ID:  674215108                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ted Collins, Jr.         For       For          Management

1.2   Elect Director John E. Hagale           For       For          Management

1.3   Elect Director Douglas E. Swanson, Jr.  For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ON SEMICONDUCTOR CORPORATION                                                   

 

Ticker:       ON             Security ID:  682189105                            

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Atsushi Abe              For       For          Management

1.2   Elect Director Alan Campbell            For       For          Management

1.3   Elect Director Curtis J. Crawford       For       For          Management

1.4   Elect Director Gilles Delfassy          For       For          Management

1.5   Elect Director Emmanuel T. Hernandez    For       For          Management

1.6   Elect Director Keith D. Jackson         For       For          Management

1.7   Elect Director Paul A. Mascarenas       For       For          Management

1.8   Elect Director Daryl A. Ostrander       For       For          Management

1.9   Elect Director Teresa M. Ressel         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend Omnibus Stock Plan                For       For          Management

6     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

7     Amend Certificate of Incorporation to   For       For          Management

      Eliminate Certain Restrictions on                                        

      Removal of Directors                                                     

8     Increase Authorized Common Stock        For       For          Management

 

 

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PEPSICO, INC.                                                                  

 

Ticker:       PEP            Security ID:  713448108                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Shona L. Brown           For       For          Management

1b    Elect Director George W. Buckley        For       For          Management

1c    Elect Director Cesar Conde              For       For          Management

1d    Elect Director Ian M. Cook              For       For          Management

1e    Elect Director Dina Dublon              For       For          Management

1f    Elect Director Rona A. Fairhead         For       For          Management

1g    Elect Director Richard W. Fisher        For       For          Management

1h    Elect Director William R. Johnson       For       For          Management

1i    Elect Director Indra K. Nooyi           For       For          Management

1j    Elect Director David C. Page            For       For          Management

1k    Elect Director Robert C. Pohlad         For       For          Management

1l    Elect Director Daniel Vasella           For       For          Management

1m    Elect Director Darren Walker            For       For          Management

1n    Elect Director Alberto Weisser          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Report on Plans to Minimize             Against   For          Shareholder

      Pesticides' Impact on Pollinators                                        

6     Adopt Holy Land Principles              Against   Against      Shareholder

 

 

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PHILIP MORRIS INTERNATIONAL INC.                                               

 

Ticker:       PM             Security ID:  718172109                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Harold Brown             For       For          Management

1.2   Elect Director Andre Calantzopoulos     For       For          Management

1.3   Elect Director Louis C. Camilleri       For       For          Management

1.4   Elect Director Massimo Ferragamo        For       For          Management

1.5   Elect Director Werner Geissler          For       For          Management

1.6   Elect Director Jennifer Li              For       For          Management

1.7   Elect Director Jun Makihara             For       For          Management

1.8   Elect Director Sergio Marchionne        For       Against      Management

1.9   Elect Director Kalpana Morparia         For       For          Management

1.10  Elect Director Lucio A. Noto            For       For          Management

1.11  Elect Director Frederik Paulsen         For       For          Management

1.12  Elect Director Robert B. Polet          For       For          Management

1.13  Elect Director Stephen M. Wolf          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Restricted Stock Plan           For       For          Management

5     Approve Non-Employee Director           For       For          Management

      Restricted Stock Plan                                                    

6     Ratify PricewaterhouseCoopers SA as     For       For          Management

      Auditors                                                                  

7     Establish a Board Committee on Human    Against   Against      Shareholder

      Rights                                                                   

8     Participate in OECD Mediation for       Against   Against      Shareholder

      Human Rights Violations                                                  

 

 

--------------------------------------------------------------------------------

 

PTC INC.                                                                        

 

Ticker:       PTC            Security ID:  69370C100                           

Meeting Date: MAR 01, 2017   Meeting Type: Annual                              

Record Date:  JAN 03, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Janice D. Chaffin        For       For          Management

1.2   Elect Director Phillip M. Fernandez     For       For          Management

1.3   Elect Director Donald K. Grierson       For       For          Management

1.4   Elect Director James E. Heppelmann      For       For          Management

1.5   Elect Director Klaus Hoehn              For       For          Management

1.6   Elect Director Paul A. Lacy             For       For          Management

1.7   Elect Director Robert P. Schechter      For       For          Management

1.8   Elect Director  Renato (Ron) Zambonini  For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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QORVO, INC.                                                                    

 

Ticker:       QRVO           Security ID:  74736K101                           

Meeting Date: AUG 03, 2016   Meeting Type: Annual                              

Record Date:  JUN 10, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ralph G. Quinsey         For       For          Management

1.2   Elect Director Robert A. Bruggeworth    For       For          Management

1.3   Elect Director Daniel A. DiLeo          For       For          Management

1.4   Elect Director Jeffery R. Gardner       For       For          Management

1.5   Elect Director Charles Scott Gibson     For       For          Management

1.6   Elect Director John R. Harding          For       For          Management

1.7   Elect Director David H. Y. Ho           For       For          Management

1.8   Elect Director Roderick D. Nelson       For       For          Management

1.9   Elect Director Walden C. Rhines         For       For          Management

1.10  Elect Director Walter H. Wilkinson, Jr. For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

SIMON PROPERTY GROUP, INC.                                                     

 

Ticker:       SPG            Security ID:  828806109                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Glyn F. Aeppel           For       For          Management

1b    Elect Director Larry C. Glasscock       For       For          Management

1c    Elect Director Karen N. Horn            For       For          Management

1d    Elect Director Allan Hubbard            For       For          Management

1e    Elect Director Reuben S. Leibowitz      For       For          Management

1f    Elect Director Gary M. Rodkin           For       For          Management

1g    Elect Director Daniel C. Smith          For       For          Management

1h    Elect Director J. Albert Smith, Jr.     For       For          Management

2     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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SKYWORKS SOLUTIONS, INC.                                                       

 

Ticker:       SWKS           Security ID:  83088M102                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                               

Record Date:  MAR 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David J. Aldrich         For       For          Management

1.2   Elect Director Kevin L. Beebe           For       For          Management

1.3   Elect Director Timothy R. Furey         For       For          Management

1.4   Elect Director Liam  K. Griffin         For       For          Management

1.5   Elect Director Balakrishnan S. Iyer     For       For          Management

1.6   Elect Director Christine King           For       For          Management

1.7   Elect Director David P. McGlade         For       For          Management

1.8   Elect Director David J. McLachlan       For       For          Management

1.9   Elect Director Robert A. Schriesheim    For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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SYNCHRONY FINANCIAL                                                            

 

Ticker:       SYF            Security ID:  87165B103                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                               

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Margaret M. Keane        For       For          Management

1b    Elect Director Paget L. Alves           For       For          Management

1c    Elect Director Arthur W. Coviello, Jr.  For       For          Management

1d    Elect Director William W. Graylin       For       For          Management

1e    Elect Director Roy A. Guthrie           For       For          Management

1f    Elect Director Richard C. Hartnack      For       For          Management

1g    Elect Director Jeffrey G. Naylor        For       For          Management

1h    Elect Director Laurel J. Richie         For       For          Management

1i    Elect Director Olympia J. Snowe         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

T-MOBILE US, INC.                                                              

 

Ticker:       TMUS           Security ID:  872590104                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director W. Michael Barnes        For       For          Management

1.2   Elect Director Thomas Dannenfeldt       For       For          Management

1.3   Elect Director Srikant M. Datar         For       For          Management

1.4   Elect Director Lawrence H. Guffey       For       For          Management

1.5   Elect Director Timotheus Hottges        For       For          Management

1.6   Elect Director Bruno Jacobfeuerborn     For       For          Management

1.7   Elect Director Raphael Kubler           For       For          Management

1.8   Elect Director Thorsten Langheim        For       For          Management

1.9   Elect Director John J. Legere           For       For          Management

1.10  Elect Director Teresa A. Taylor         For       For          Management

1.11  Elect Director Kelvin R. Westbrook      For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

5     Adopt Proxy Access Right                Against   For          Shareholder

6     Pro-rata Vesting of Equity Awards       Against   For          Shareholder

7     Clawback of Incentive Payments          Against   For          Shareholder

 

 

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TG THERAPEUTICS, INC.                                                          

 

Ticker:       TGTX           Security ID:  88322Q108                           

Meeting Date: JUN 16, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Laurence N. Charney      For       For          Management

1.2   Elect Director Yann Echelard            For       For          Management

1.3   Elect Director William J. Kennedy       For       For          Management

1.4   Elect Director Kenneth Hoberman         For       For          Management

1.5   Elect Director Daniel Hume              For       For          Management

1.6   Elect Director Mark Schoenebaum         For       For          Management

1.7   Elect Director Michael S. Weiss         For       Withhold     Management

2     Ratify CohnReznick LLP as Auditors      For       For          Management

 

 

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THE ALLSTATE CORPORATION                                                       

 

Ticker:       ALL            Security ID:  020002101                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kermit R. Crawford       For       For          Management

1b    Elect Director Michael L. Eskew         For       For          Management

1c    Elect Director Siddharth N. (Bobby)     For       For          Management

      Mehta                                                                    

1d    Elect Director Jacques P. Perold        For       For          Management

1e    Elect Director Andrea Redmond           For       For          Management

1f    Elect Director John W. Rowe             For       For          Management

1g    Elect Director Judith A. Sprieser       For       For          Management

1h    Elect Director Mary Alice Taylor        For       For          Management

1i    Elect Director Perry M. Traquina        For       For          Management

1j    Elect Director Thomas J. Wilson         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                               

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   For          Shareholder

7     Lead Director Qualifications            Against   Against      Shareholder

8     Political Contributions Disclosure      Against   For          Shareholder

 

 

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THE DOW CHEMICAL COMPANY                                                       

 

Ticker:       DOW            Security ID:  260543103                           

Meeting Date: JUL 20, 2016   Meeting Type: Special                             

Record Date:  JUN 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       For          Management

 

 

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THE KROGER CO.                                                                 

 

Ticker:       KR             Security ID:  501044101                            

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  APR 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nora A. Aufreiter        For       For          Management

1b    Elect Director Robert D. Beyer          For       For          Management

1c    Elect Director Anne Gates               For       For          Management

1d    Elect Director Susan J. Kropf           For       For          Management

1e    Elect Director W. Rodney McMullen       For       For          Management

1f    Elect Director Jorge P. Montoya         For       For          Management

1g    Elect Director Clyde R. Moore           For       For          Management

1h    Elect Director James A. Runde           For       For          Management

1i    Elect Director Ronald L. Sargent        For       For          Management

1j    Elect Director Bobby S. Shackouls       For       For          Management

1k    Elect Director Mark S. Sutton           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Assess Environmental Impact of          Against   Against      Shareholder

      Non-Recyclable Packaging                                                 

6     Assess Benefits of Adopting Renewable   Against   Against      Shareholder

      Energy Goals                                                             

7     Adopt Policy and Plan to Eliminate      Against   Against      Shareholder

      Deforestation in Supply Chain                                             

8     Require Independent Board Chairman      Against   For          Shareholder

 

 

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THE MEDICINES COMPANY                                                          

 

Ticker:       MDCO           Security ID:  584688105                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William W. Crouse        For       For          Management

1b    Elect Director Fredric N. Eshelman      For       For          Management

1c    Elect Director Robert J. Hugin          For       For          Management

1d    Elect Director John C. Kelly            For       For          Management

1e    Elect Director Clive A. Meanwell        For       For          Management

1f    Elect Director Paris Panayiotopoulos    For       For          Management

1g    Elect Director Hiroaki Shigeta          For       For          Management

1h    Elect Director Elizabeth H.S. Wyatt     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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THE TJX COMPANIES, INC.                                                        

 

Ticker:       TJX            Security ID:  872540109                            

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Zein Abdalla             For       For          Management

1.2   Elect Director Jose B. Alvarez          For       For          Management

1.3   Elect Director Alan M. Bennett          For       For          Management

1.4   Elect Director David T. Ching           For       For          Management

1.5   Elect Director Ernie Herrman            For       For          Management

1.6   Elect Director Michael F. Hines         For       For          Management

1.7   Elect Director Amy B. Lane              For       For          Management

1.8   Elect Director Carol Meyrowitz          For       For          Management

1.9   Elect Director Jackwyn L. Nemerov       For       For          Management

1.10  Elect Director John F. O'Brien          For       For          Management

1.11  Elect Director Willow B. Shire          For       For          Management

2     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                  

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Include Diversity as a Performance      Against   Against      Shareholder

      Metric                                                                   

8     Report on Pay Disparity                 Against   Against      Shareholder

9     Report on Gender, Race, or Ethnicity    Against   Against      Shareholder

      Pay Gap                                                                  

10    Report on Net-Zero Greenhouse Gas       Against   For          Shareholder

      Emissions                                                                

 

 

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THE ULTIMATE SOFTWARE GROUP, INC.                                              

 

Ticker:       ULTI           Security ID:  90385D107                           

Meeting Date: MAY 15, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Jonathan D. Mariner      For       For          Management

1B    Elect Director Jason Dorsey             For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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THE WALT DISNEY COMPANY                                                        

 

Ticker:       DIS            Security ID:  254687106                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                              

Record Date:  JAN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan E. Arnold          For       For          Management

1b    Elect Director John S. Chen             For       For          Management

1c    Elect Director Jack Dorsey              For       For          Management

1d    Elect Director Robert A. Iger           For       For          Management

1e    Elect Director Maria Elena Lagomasino   For       For          Management

1f    Elect Director Fred H. Langhammer       For       For          Management

1g    Elect Director Aylwin B. Lewis          For       For          Management

1h    Elect Director Robert W. Matschullat    For       For          Management

1i    Elect Director Mark G. Parker           For       For          Management

1j    Elect Director Sheryl K. Sandberg       For       For          Management

1k    Elect Director Orin C. Smith            For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Proxy Access Bylaw Amendment            Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

U.S. BANCORP                                                                    

 

Ticker:       USB            Security ID:  902973304                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Douglas M. Baker, Jr.    For       For          Management

1b    Elect Director Warner L. Baxter         For       For          Management

1c    Elect Director Marc N. Casper           For       For          Management

1d    Elect Director Andrew Cecere            For       For          Management

1e    Elect Director Arthur D. Collins, Jr.   For       For          Management

1f    Elect Director Richard K. Davis         For       For          Management

1g    Elect Director Kimberly J. Harris       For       For          Management

1h    Elect Director Roland A. Hernandez      For       For          Management

1i    Elect Director Doreen Woo Ho            For       For          Management

1j    Elect Director Olivia F. Kirtley        For       For          Management

1k    Elect Director Karen S. Lynch           For       For          Management

1l    Elect Director David B. O'Maley         For       For          Management

1m    Elect Director O'dell M. Owens          For       For          Management

1n    Elect Director Craig D. Schnuck         For       For          Management

1o    Elect Director Scott W. Wine            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

 

 

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UNITED TECHNOLOGIES CORPORATION                                                

 

Ticker:       UTX            Security ID:  913017109                           

Meeting Date: APR 24, 2017   Meeting Type: Annual                               

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd J. Austin, III     For       For          Management

1b    Elect Director Diane M. Bryant          For       For          Management

1c    Elect Director John V. Faraci           For       For          Management

1d    Elect Director Jean-Pierre Garnier      For       For          Management

1e    Elect Director Gregory J. Hayes         For       For          Management

1f    Elect Director Edward A. Kangas         For       For          Management

1g    Elect Director Ellen J. Kullman         For       For          Management

1h    Elect Director Marshall O. Larsen       For       For          Management

1i    Elect Director Harold McGraw, III       For       For          Management

1j    Elect Director Fredric G. Reynolds      For       For          Management

1k    Elect Director Brian C. Rogers          For       For          Management

1l    Elect Director Christine Todd Whitman   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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UNITEDHEALTH GROUP INCORPORATED                                                

 

Ticker:       UNH            Security ID:  91324P102                           

Meeting Date: JUN 05, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William C. Ballard, Jr.  For       For          Management

1b    Elect Director Richard T. Burke         For       For          Management

1c    Elect Director Timothy P. Flynn         For       For          Management

1d    Elect Director Stephen J. Hemsley       For       For          Management

1e    Elect Director Michele J. Hooper        For       For          Management

1f    Elect Director Rodger A. Lawson         For       For          Management

1g    Elect Director Glenn M. Renwick         For       For          Management

1h    Elect Director Kenneth I. Shine         For       For          Management

1i    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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VISA INC.                                                                      

 

Ticker:       V              Security ID:  92826C839                           

Meeting Date: JAN 31, 2017   Meeting Type: Annual                              

Record Date:  DEC 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd A. Carney          For       For          Management

1b    Elect Director Mary B. Cranston         For       For          Management

1c    Elect Director Francisco Javier         For       For          Management

      Fernandez-Carbajal                                                        

1d    Elect Director Gary A. Hoffman          For       For          Management

1e    Elect Director Alfred F. Kelly, Jr.     For       For          Management

1f    Elect Director Robert W. Matschullat    For       For          Management

1g    Elect Director Suzanne Nora Johnson     For       For          Management

1h    Elect Director John A.C. Swainson       For       For          Management

1i    Elect Director Maynard G. Webb, Jr.     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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VOYA FINANCIAL, INC.                                                           

 

Ticker:       VOYA           Security ID:  929089100                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lynne Biggar             For       For          Management

1b    Elect Director Jane P. Chwick           For       For          Management

1c    Elect Director Ruth Ann M. Gillis       For       For          Management

1d    Elect Director J. Barry Griswell        For       For          Management

1e    Elect Director Frederick S. Hubbell     For       For          Management

1f    Elect Director Rodney O. Martin, Jr.    For       For          Management

1g    Elect Director Byron H. Pollitt, Jr.    For       For          Management

1h    Elect Director Joseph V. Tripodi        For       For          Management

1i    Elect Director Deborah C. Wright        For       For          Management

1j    Elect Director David Zwiener            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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WALGREENS BOOTS ALLIANCE, INC.                                                 

 

Ticker:       WBA            Security ID:  931427108                           

Meeting Date: JAN 26, 2017   Meeting Type: Annual                              

Record Date:  NOV 28, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Janice M. Babiak         For       For          Management

1b    Elect Director David J. Brailer         For       For          Management

1c    Elect Director William C. Foote         For       For          Management

1d    Elect Director Ginger L. Graham         For       For          Management

1e    Elect Director John A. Lederer          For       For          Management

1f    Elect Director Dominic P. Murphy        For       For          Management

1g    Elect Director Stefano Pessina          For       For          Management

1h    Elect Director Leonard D. Schaeffer     For       For          Management

1i    Elect Director Nancy M. Schlichting     For       For          Management

1j    Elect Director James A. Skinner         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Approve Executive Incentive Bonus Plan  For       For          Management

5     Proxy Access                            Against   For          Shareholder

6     Approve Report on Executive Pay &       Against   Against      Shareholder

      Sustainability Performance                                               

 

 

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WELLS FARGO & COMPANY                                                          

 

Ticker:       WFC            Security ID:  949746101                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John D. Baker, II        For       Against      Management

1b    Elect Director John S. Chen             For       For          Management

1c    Elect Director Lloyd H. Dean            For       Against      Management

1d    Elect Director Elizabeth A. Duke        For       Against      Management

1e    Elect Director Enrique Hernandez, Jr.   For       Against      Management

1f    Elect Director Donald M. James          For       For          Management

1g    Elect Director Cynthia H. Milligan      For       Against      Management

1h    Elect Director Karen B. Peetz           For       For          Management

1i    Elect Director Federico F. Pena         For       Against      Management

1j    Elect Director James H. Quigley         For       Against      Management

1k    Elect Director Stephen W. Sanger        For       Against      Management

1l    Elect Director Ronald L. Sargent        For       For          Management

1m    Elect Director Timothy J. Sloan         For       For          Management

1n    Elect Director Susan G. Swenson         For       Against      Management

1o    Elect Director Suzanne M. Vautrinot     For       Against      Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Review and Report on Business Standards Against   For          Shareholder

6     Provide for Cumulative Voting           Against   Against      Shareholder

7     Report on Divesting Non-Core Business   Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Report on Lobbying Payments and Policy  Against   Against      Shareholder

10    Adopt Global Policy Regarding the       Against   Against      Shareholder

      Rights of Indigenous People                                               

 

 

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WESTERN DIGITAL CORPORATION                                                    

 

Ticker:       WDC            Security ID:  958102105                           

Meeting Date: NOV 04, 2016   Meeting Type: Annual                              

Record Date:  SEP 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Martin I. Cole           For       For          Management

1b    Elect Director Kathleen A. Cote         For       For          Management

1c    Elect Director Henry T. DeNero          For       For          Management

1d    Elect Director Michael D. Lambert       For       For          Management

1e    Elect Director Len J. Lauer             For       For          Management

1f    Elect Director Matthew E. Massengill    For       For          Management

1g    Elect Director Sanjay Mehrotra          For       For          Management

1h    Elect Director Stephen D. Milligan      For       For          Management

1i    Elect Director Paula A. Price           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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WRIGHT MEDICAL GROUP N.V.                                                      

 

Ticker:       WMGI           Security ID:  N96617118                           

Meeting Date: JUN 23, 2017   Meeting Type: Annual                              

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Robert J. Palmisano as Director   For       For          Management

1b    Elect David D. Stevens as Director      For       For          Management

1c    Elect Gary D. Blackford as Director     For       For          Management

1d    Elect John L. Miclot as Director        For       For          Management

1e    Elect Kevin C. O'Boyle as Director      For       For          Management

1f    Elect Amy S. Paul as Director           For       For          Management

1g    Elect Richard F. Wallman as Director    For       For          Management

1h    Elect Elizabeth H. Weatherman as        For       For          Management

      Director                                                                 

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Ratify KPMG N.V. as Auditors            For       For          Management

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

5     Approve Discharge of Management Board   For       For          Management

6     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

7     Approve Omnibus Stock Plan              For       For          Management

8     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

 

 

======================== UBS U.S. Small Cap Growth Fund ========================

 

 

8X8, INC.                                                                      

 

Ticker:       EGHT           Security ID:  282914100                           

Meeting Date: JUL 22, 2016   Meeting Type: Annual                              

Record Date:  JUN 03, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Guy L. Hecker, Jr.       For       For          Management

1.2   Elect Director Bryan R. Martin          For       For          Management

1.3   Elect Director Vikram Verma             For       For          Management

1.4   Elect Director Eric Salzman             For       For          Management

1.5   Elect Director Ian Potter               For       For          Management

1.6   Elect Director Jaswinder Pal Singh      For       For          Management

1.7   Elect Director Vladimir Jacimovic       For       For          Management

2     Ratify Moss Adams LLP as Auditors       For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

 

 

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ABIOMED, INC.                                                                  

 

Ticker:       ABMD           Security ID:  003654100                           

Meeting Date: AUG 10, 2016   Meeting Type: Annual                              

Record Date:  JUN 24, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael R. Minogue       For       For          Management

1.2   Elect Director Martin P. Sutter         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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ACADIA HEALTHCARE COMPANY, INC.                                                 

 

Ticker:       ACHC           Security ID:  00404A109                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 30, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Christopher R. Gordon    For       For          Management

1.2   Elect Director Wade D. Miquelon         For       For          Management

1.3   Elect Director William M. Petrie        For       For          Management

2     Adopt Majority Voting for Uncontested   For       For          Management

      Election of Directors                                                    

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Report on Sustainability                Against   For          Shareholder

 

 

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AMC ENTERTAINMENT HOLDINGS, INC.                                               

 

Ticker:       AMC            Security ID:  00165C104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Anthony J. Saich         For       For          Management

1.2   Elect Director Gary F. Locke            For       Withhold     Management

1.3   Elect Director Kathleen M. Pawlus       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

 

 

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AMSURG CORP.                                                                   

 

Ticker:       AMSG           Security ID:  03232P405                           

Meeting Date: NOV 28, 2016   Meeting Type: Special                             

Record Date:  OCT 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

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APIGEE CORPORATION                                                             

 

Ticker:       APIC           Security ID:  03765N108                           

Meeting Date: NOV 08, 2016   Meeting Type: Special                             

Record Date:  OCT 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

 

 

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B&G FOODS, INC.                                                                

 

Ticker:       BGS            Security ID:  05508R106                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                               

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director DeAnn L. Brunts          For       For          Management

1.2   Elect Director Robert C. Cantwell       For       For          Management

1.3   Elect Director Charles F. Marcy         For       For          Management

1.4   Elect Director Dennis M. Mullen         For       For          Management

1.5   Elect Director Cheryl M. Palmer         For       For          Management

1.6   Elect Director Alfred Poe               For       For          Management

1.7   Elect Director Stephen C. Sherrill      For       For          Management

1.8   Elect Director David L. Wenner          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP  as Auditors            For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

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BANKUNITED, INC.                                                               

 

Ticker:       BKU            Security ID:  06652K103                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                               

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John A. Kanas            For       For          Management

1.2   Elect Director Rajinder P. Singh        For       For          Management

1.3   Elect Director Tere Blanca              For       For          Management

1.4   Elect Director Eugene F. DeMark         For       For          Management

1.5   Elect Director Michael J. Dowling       For       For          Management

1.6   Elect Director Douglas J. Pauls         For       For          Management

1.7   Elect Director A. Gail Prudenti         For       For          Management

1.8   Elect Director Sanjiv Sobti             For       For          Management

1.9   Elect Director A. Robert Towbin         For       For          Management

1.10  Elect Director Lynne Wines              For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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BLUE BUFFALO PET PRODUCTS, INC.                                                

 

Ticker:       BUFF           Security ID:  09531U102                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Philippe Amouyal         For       Withhold     Management

1.2   Elect Director Aflalo Guimaraes         For       For          Management

1.3   Elect Director Amy Schulman             For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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BLUEBIRD BIO, INC.                                                             

 

Ticker:       BLUE           Security ID:  09609G100                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nick Leschly             For       For          Management

1b    Elect Director Mark Vachon              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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BOISE CASCADE COMPANY                                                          

 

Ticker:       BCC            Security ID:  09739D100                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Thomas E. Carlile        For       For          Management

1B    Elect Director Kristopher J. Matula     For       For          Management

1C    Elect Director Duane C. McDougall       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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BUFFALO WILD WINGS, INC.                                                       

 

Ticker:       BWLD           Security ID:  119848109                           

Meeting Date: JUN 02, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (Yellow Proxy Card)    None                             

1.1   Elect Director Cynthia L. Davis         For       Did Not Vote Management

1.2   Elect Director Andre J. Fernandez       For       Did Not Vote Management

1.3   Elect Director Janice L. Fields         For       Did Not Vote Management

1.4   Elect Director Harry A. Lawton          For       Did Not Vote Management

1.5   Elect Director J. Oliver Maggard        For       Did Not Vote Management

1.6   Elect Director Jerry R. Rose            For       Did Not Vote Management

1.7   Elect Director Sam B. Rovit             For       Did Not Vote Management

1.8   Elect Director Harmit J. Singh          For       Did Not Vote Management

1.9   Elect Director Sally J. Smith           For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Approve Omnibus Stock Plan              For       Did Not Vote Management

5     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

#     Proposal                                Diss Rec  Vote Cast    Sponsor    

      Dissident Proxy (White Proxy Card)      None                             

1.1   Elect Director Scott O. Bergren         For       For          Shareholder

1.2   Elect Director Richard T. McGuire, III  For       For          Shareholder

1.3   Management Nominee Sam B. Rovit         For       For          Shareholder

1.4   Elect Director Emil Lee Sanders         For       Withhold     Shareholder

1.5   Management Nominee Andre J. Fernandez   For       For          Shareholder

1.6   Management Nominee Janice L. Fields     For       For          Shareholder

1.7   Management Nominee Harry A. Lawton      For       For          Shareholder

1.8   Management Nominee Harmit J. Singh      For       For          Shareholder

1.9   Management Nominee Sally J. Smith       For       For          Shareholder

2     Amend Bylaws                            For       For          Management

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Approve Omnibus Stock Plan              For       For          Management

 

 

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BURLINGTON STORES, INC.                                                        

 

Ticker:       BURL           Security ID:  122017106                            

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor    

1.1   Elect Director Ted English              For       For          Management

1.2   Elect Director Jordan Hitch             For       For          Management

1.3   Elect Director Mary Ann Tocio           For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

 

 

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CALLIDUS SOFTWARE INC.                                                         

 

Ticker:       CALD           Security ID:  13123E500                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kevin M. Klausmeyer      For       For          Management

1b    Elect Director James D. White           For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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CALLON PETROLEUM COMPANY                                                       

 

Ticker:       CPE            Security ID:  13123X102                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Anthony J. Nocchiero     For       For          Management

1.2   Elect Director Matthew Regis Bob        For       For          Management

1.3   Elect Director James M. Trimble         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Grant Thornton LLP as Auditors   For       For          Management

 

 

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CASEY'S GENERAL STORES, INC.                                                   

 

Ticker:       CASY           Security ID:  147528103                           

Meeting Date: SEP 16, 2016   Meeting Type: Annual                              

Record Date:  JUL 25, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Johnny Danos             For       Withhold     Management

1.2   Elect Director Jeffrey M. Lamberti      For       Withhold     Management

1.3   Elect Director H. Lynn Horak            For       Withhold     Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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CAVIUM, INC.                                                                   

 

Ticker:       CAVM           Security ID:  14964U108                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Edward H. Frank          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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CHARLES RIVER LABORATORIES INTERNATIONAL, INC.                                 

 

Ticker:       CRL            Security ID:  159864107                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                               

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James C. Foster          For       For          Management

1.2   Elect Director Robert J. Bertolini      For       For          Management

1.3   Elect Director Stephen D. Chubb         For       For          Management

1.4   Elect Director Deborah T. Kochevar      For       For          Management

1.5   Elect Director George E. Massaro        For       For          Management

1.6   Elect Director George M. Milne, Jr.     For       For          Management

1.7   Elect Director C. Richard Reese         For       For          Management

1.8   Elect Director Craig B. Thompson        For       For          Management

1.9   Elect Director Richard F. Wallman       For       Against      Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Executive Incentive Bonus Plan  For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Ban Business with Primate Dealers in    Against   Against      Shareholder

      Violation of Animal Protection Laws                                       

 

 

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CIENA CORPORATION                                                              

 

Ticker:       CIEN           Security ID:  171779309                            

Meeting Date: MAR 23, 2017   Meeting Type: Annual                              

Record Date:  JAN 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Harvey B. Cash           For       For          Management

1b    Elect Director Judith M. O'Brien        For       For          Management

1c    Elect Director Gary B. Smith            For       For          Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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COLFAX CORPORATION                                                             

 

Ticker:       CFX            Security ID:  194014106                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mitchell P. Rales        For       For          Management

1b    Elect Director Matthew L. Trerotola     For       For          Management

1c    Elect Director Patrick W. Allender      For       For          Management

1d    Elect Director Thomas S. Gayner         For       Against      Management

1e    Elect Director Rhonda L. Jordan         For       For          Management

1f    Elect Director San W. Orr, III          For       For          Management

1g    Elect Director A. Clayton Perfall       For       For          Management

1h    Elect Director Rajiv Vinnakota          For       For          Management

1i    Elect Director Sharon Wienbar           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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COLUMBIA BANKING SYSTEM, INC.                                                  

 

Ticker:       COLB           Security ID:  197236102                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David A. Dietzler        For       For          Management

1b    Elect Director Craig D. Eerkes          For       For          Management

1c    Elect Director Ford Elsaesser           For       For          Management

1d    Elect Director Mark A. Finkelstein      For       For          Management

1e    Elect Director John P. Folsom           For       For          Management

1f    Elect Director Thomas M. Hulbert        For       For          Management

1g    Elect Director Michelle M. Lantow       For       For          Management

1h    Elect Director S. Mae Fujita Numata     For       For          Management

1i    Elect Director Elizabeth W. Seaton      For       For          Management

1j    Elect Director William T. Weyerhaeuser  For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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COLUMBIA BANKING SYSTEM, INC.                                                  

 

Ticker:       COLB           Security ID:  197236102                           

Meeting Date: JUN 08, 2017   Meeting Type: Special                             

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with         For       For          Management

      Acquisition                                                               

2     Adjourn Meeting                         For       For          Management

 

 

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COUSINS PROPERTIES INCORPORATED                                                 

 

Ticker:       CUZ            Security ID:  222795106                           

Meeting Date: AUG 23, 2016   Meeting Type: Special                             

Record Date:  JUL 15, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with Merger  For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

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CYBERARK SOFTWARE LTD.                                                         

 

Ticker:       CYBR           Security ID:  M2682V108                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  MAY 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Reelect Ron Gutler as director for a    For       For          Management

      three-year term                                                           

1.2   Reelect Kim Perdikou as director for a  For       For          Management

      three-year term                                                          

1.3   Reelect Gadi Tirosh as director for a   For       For          Management

      two-year term                                                            

2     Ratify grant of options to purchase     For       Against      Management

      shares, RSU, and performance share                                        

      units, to Ehud (Udi) Mokady, Chairman                                    

      and CEO, for 2017                                                        

3     Ratify amendment to the equity          For       For          Management

      compensation arrangements provided to                                    

      the Company's newly appointed                                            

      non-executive directors, enabling                                         

      reduction of equity awards                                               

4     Ratify revisions to the Company's       For       For          Management

      liability insurance coverage in favor                                    

      of the Company's directors, CEO and                                      

      other officers                                                           

5     Ratify articles amendment Re: increase  For       For          Management

      maximum number of directors on the                                       

      Company's board of directors, or                                         

      Board, from eleven to nine                                               

6     Reappoint Kost Forer Gabbay & Kasierer  For       For          Management

      as Auditors and Authorize Board to Fix                                   

      Their Remuneration                                                       

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                           

      interest in one or several                                               

      resolutions, as indicated in the proxy                                    

      card; otherwise, vote AGAINST. You may                                   

      not abstain. If you vote FOR, please                                     

      provide an explanation to your account                                    

      manager                                                                  

 

 

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DEAN FOODS COMPANY                                                             

 

Ticker:       DF             Security ID:  242370203                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Janet Hill               For       For          Management

1.2   Elect Director J. Wayne Mailloux        For       For          Management

1.3   Elect Director Helen E. McCluskey       For       For          Management

1.4   Elect Director John R. Muse             For       For          Management

1.5   Elect Director B. Craig Owens           For       For          Management

1.6   Elect Director Ralph P. Scozzafava      For       For          Management

1.7   Elect Director Jim L. Turner            For       For          Management

1.8   Elect Director Robert T. Wiseman        For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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DEL FRISCO'S RESTAURANT GROUP, INC.                                             

 

Ticker:       DFRG           Security ID:  245077102                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David B. Barr            For       For          Management

1.2   Elect Director Pauline J. Brown         For       For          Management

1.3   Elect Director William Lamar, Jr.       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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DEXCOM, INC.                                                                   

 

Ticker:       DXCM           Security ID:  252131107                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Collins          For       For          Management

1b    Elect Director Mark Foletta             For       For          Management

1c    Elect Director Eric J. Topol            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Increase Authorized Common Stock        For       For          Management

 

 

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DIAMONDBACK ENERGY, INC.                                                        

 

Ticker:       FANG           Security ID:  25278X109                           

Meeting Date: DEC 07, 2016   Meeting Type: Special                             

Record Date:  NOV 11, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Increase Authorized Common Stock        For       For          Management

 

 

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E.L.F. BEAUTY, INC.                                                            

 

Ticker:       ELF            Security ID:  26856L103                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kirk L. Perry            For       For          Management

1.2   Elect Director Sabrina L. Simmons       For       For          Management

1.3   Elect Director Maureen C. Watson        For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Amend Charter                           For       Against      Management

4     Amend Bylaws                            For       Against      Management

 

 

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EDUCATION REALTY TRUST, INC.                                                   

 

Ticker:       EDR            Security ID:  28140H203                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John V. Arabia           For       For          Management

1.2   Elect Director William J. Cahill, III   For       For          Management

1.3   Elect Director Randall L. Churchey      For       For          Management

1.4   Elect Director Kimberly K. Schaefer     For       For          Management

1.5   Elect Director Howard A. Silver         For       For          Management

1.6   Elect Director John T. Thomas           For       For          Management

1.7   Elect Director Thomas Trubiana          For       For          Management

1.8   Elect Director Wendell W. Weakley       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ELLIE MAE, INC.                                                                 

 

Ticker:       ELLI           Security ID:  28849P100                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Karen Blasing            For       For          Management

1.2   Elect Director Jonathan Corr            For       For          Management

1.3   Elect Director Robert J. Levin          For       For          Management

1.4   Elect Director Jeb S. Spencer           For       For          Management

2     Ratify Grant Thornton LLP as Auditors   For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       Against   Against      Shareholder

 

 

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EMCOR GROUP, INC.                                                              

 

Ticker:       EME            Security ID:  29084Q100                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John W. Altmeyer         For       For          Management

1b    Elect Director Stephen W. Bershad       For       For          Management

1c    Elect Director David A.B. Brown         For       For          Management

1d    Elect Director Anthony J. Guzzi         For       For          Management

1e    Elect Director Richard F. Hamm, Jr.     For       For          Management

1f    Elect Director David H. Laidley         For       For          Management

1g    Elect Director Carol P.   Lowe          For       For          Management

1h    Elect Director M. Kevin McEvoy          For       For          Management

1i    Elect Director Jerry E. Ryan            For       For          Management

1j    Elect Director Steven B. Schwarzwaelder For       For          Management

1k    Elect Director Michael T. Yonker        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

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ENERSYS                                                                        

 

Ticker:       ENS            Security ID:  29275Y102                           

Meeting Date: JUL 28, 2016   Meeting Type: Annual                              

Record Date:  JUN 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Howard I. Hoffen         For       For          Management

1.2   Elect Director Joseph C. Muscari        For       For          Management

1.3   Elect Director David M. Shaffer         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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ENVISION HEALTHCARE CORPORATION                                                

 

Ticker:       EVHC           Security ID:  29414D100                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                               

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Carol J. Burt            For       For          Management

1.2   Elect Director Christopher A. Holden    For       For          Management

1.3   Elect Director Cynthia S. Miller        For       For          Management

1.4   Elect Director Ronald A. Williams       For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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ESSENT GROUP LTD.                                                               

 

Ticker:       ESNT           Security ID:  G3198U102                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark A. Casale           For       For          Management

1.2   Elect Director Douglas J. Pauls         For       For          Management

1.3   Elect Director William Spiegel          For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                       

      Their Remuneration                                                       

3     Approve Remuneration Report             For       For          Management

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

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EVOLENT HEALTH, INC.                                                           

 

Ticker:       EVH            Security ID:  30050B101                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Diane Holder             For       For          Management

1b    Elect Director Matthew Hobart           For       For          Management

1c    Elect Director Michael D'Amato          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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EXACT SCIENCES CORPORATION                                                     

 

Ticker:       EXAS           Security ID:  30063P105                           

Meeting Date: JUL 28, 2016   Meeting Type: Annual                              

Record Date:  JUN 03, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin T. Conroy          For       For          Management

1.2   Elect Director John A. Fallon           For       For          Management

1.3   Elect Director David A. Thompson        For       Withhold     Management

1.4   Elect Director Katherine S. Zanotti     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Ratify BDO USA, LLP as Auditors         For       For          Management

5     Other Business                          For       Abstain      Management

 

 

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FABRINET                                                                       

 

Ticker:       FN             Security ID:  G3323L100                           

Meeting Date: DEC 15, 2016   Meeting Type: Annual                              

Record Date:  OCT 17, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Homa Bahrami             For       For          Management

1.2   Elect Director Rollance E. Olson        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify PricewaterhouseCoopers ABAS Ltd. For       For          Management

      as Auditors                                                              

 

 

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FB FINANCIAL CORPORATION                                                       

 

Ticker:       FBK            Security ID:  30257X104                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William F. Andrews       For       For          Management

1.2   Elect Director James W. Ayers           For       For          Management

1.3   Elect Director J. Jonathan Ayers        For       For          Management

1.4   Elect Director Agenia W. Clark          For       For          Management

1.5   Elect Director James L. Exum            For       For          Management

1.6   Elect Director Christopher T. Holmes    For       For          Management

1.7   Elect Director Orrin H. Ingram          For       For          Management

1.8   Elect Director Stuart C. McWhorter      For       For          Management

1.9   Elect Director Emily J. Reynolds        For       For          Management

 

 

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FIVE BELOW, INC.                                                               

 

Ticker:       FIVE           Security ID:  33829M101                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                               

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Joel D. Anderson         For       For          Management

1b    Elect Director Kathleen S. Barclay      For       For          Management

1c    Elect Director Thomas M. Ryan           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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FIVE PRIME THERAPEUTICS, INC.                                                  

 

Ticker:       FPRX           Security ID:  33830X104                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kapil Dhingra            For       For          Management

1b    Elect Director Mark D. McDade           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   Three     Three Years  Management

                                              Years                            

4     Ratify Ernst  & Young LLP as Auditors   For       For          Management

 

 

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GENERAC HOLDINGS INC.                                                          

 

Ticker:       GNRC           Security ID:  368736104                            

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Todd A. Adams            For       For          Management

1.2   Elect Director Bennett Morgan           For       For          Management

1.3   Elect Director Dominick Zarcone         For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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GIGAMON INC.                                                                   

 

Ticker:       GIMO           Security ID:  37518B102                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAY 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arthur W. Coviello, Jr.  For       For          Management

1.2   Elect Director Paul J. Milbury          For       For          Management

1.3   Elect Director Michael C. Ruettgers     For       For          Management

1.4   Elect Director Dario Zamarian           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Approve Omnibus Stock Plan              For       Against      Management

 

 

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GRAND CANYON EDUCATION, INC.                                                   

 

Ticker:       LOPE           Security ID:  38526M106                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Brian E. Mueller         For       For          Management

1.2   Elect Director Sara R. Dial             For       For          Management

1.3   Elect Director Jack A. Henry            For       For          Management

1.4   Elect Director Kevin F. Warren          For       For          Management

1.5   Elect Director David J. Johnson         For       For          Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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HORIZON PHARMA PLC                                                             

 

Ticker:       HZNP           Security ID:  G4617B105                            

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gino Santini             For       For          Management

1b    Elect Director Timothy P. Walbert       For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                      

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Authorize Share Repurchase up to 10     For       For          Management

      Percent of Issued Share Capital                                          

5     Adopt Plurality Voting for Contested    For       For          Management

      Election of Directors                                                    

 

 

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IMAX CORPORATION                                                                

 

Ticker:       IMAX           Security ID:  45245E109                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Neil S. Braun            For       For          Management

1.2   Elect Director Eric A. Demirian         For       For          Management

1.3   Elect Director Kevin Douglas            For       For          Management

1.4   Elect Director Greg Foster              For       For          Management

1.5   Elect Director Richard L. Gelfond       For       For          Management

1.6   Elect Director David W. Leebron         For       For          Management

1.7   Elect Director Michael Lynne            For       For          Management

1.8   Elect Director Michael MacMillan        For       For          Management

1.9   Elect Director Dana Settle              For       For          Management

1.10  Elect Director Darren Throop            For       For          Management

1.11  Elect Director Bradley J. Wechsler      For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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INCONTACT, INC.                                                                

 

Ticker:       SAAS           Security ID:  45336E109                           

Meeting Date: AUG 11, 2016   Meeting Type: Special                              

Record Date:  JUL 05, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       For          Management

 

 

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INTEGRATED DEVICE TECHNOLOGY, INC.                                             

 

Ticker:       IDTI           Security ID:  458118106                           

Meeting Date: SEP 20, 2016   Meeting Type: Annual                              

Record Date:  JUL 26, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John Schofield           For       For          Management

1.2   Elect Director Gregory L. Waters        For       For          Management

1.3   Elect Director Umesh Padval             For       For          Management

1.4   Elect Director Gordon Parnell           For       For          Management

1.5   Elect Director Ken Kannappan            For       For          Management

1.6   Elect Director Robert Rango             For       For          Management

1.7   Elect Director Norman Taffe             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

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ISHARES TRUST                                                                  

 

Ticker:                      Security ID:  464287648                            

Meeting Date: JUN 19, 2017   Meeting Type: Special                             

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jane D. Carlin           For       For          Management

1.2   Elect Director Richard L. Fagnani       For       For          Management

1.3   Elect Director Drew E. Lawton           For       For          Management

1.4   Elect Director Madhav V. Rajan          For       For          Management

1.5   Elect Director Mark Wiedman             For       For          Management

 

 

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K2M GROUP HOLDINGS, INC.                                                       

 

Ticker:       KTWO           Security ID:  48273J107                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Daniel A. Pelak          For       For          Management

1.2   Elect Director Carlos A. Ferrer         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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KFORCE INC.                                                                     

 

Ticker:       KFRC           Security ID:  493732101                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John N. Allred           For       For          Management

1.2   Elect Director Richard M. Cocchiaro     For       For          Management

1.3   Elect Director Ann E. Dunwoody          For       For          Management

1.4   Elect Director A. Gordon Tunstall       For       For          Management

1.5   Elect Director Randall A. Mehl          For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

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KITE PHARMA, INC.                                                              

 

Ticker:       KITE           Security ID:  49803L109                            

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Franz B. Humer           For       For          Management

1.2   Elect Director Joshua A. Kazam          For       For          Management

1.3   Elect Director Steven B. Ruchefsky      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Declassify the Board of Directors       Against   Against      Shareholder

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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LIFEPOINT HEALTH, INC.                                                          

 

Ticker:       LPNT           Security ID:  53219L109                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William F. Carpenter,    For       For          Management

      III                                                                       

1b    Elect Director Richard H. Evans         For       For          Management

1c    Elect Director Michael P. Haley         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

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LIGAND PHARMACEUTICALS INCORPORATED                                            

 

Ticker:       LGND           Security ID:  53220K504                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jason M. Aryeh           For       For          Management

1.2   Elect Director Todd C. Davis            For       For          Management

1.3   Elect Director John L. Higgins          For       For          Management

1.4   Elect Director John W. Kozarich         For       For          Management

1.5   Elect Director John L. LaMattina        For       For          Management

1.6   Elect Director Sunil Patel              For       For          Management

1.7   Elect Director Stephen L. Sabba         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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LOGMEIN, INC.                                                                  

 

Ticker:       LOGM           Security ID:  54142L109                           

Meeting Date: JAN 25, 2017   Meeting Type: Special                              

Record Date:  DEC 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with Merger  For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Adjourn Meeting                         For       For          Management

 

 

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LOGMEIN, INC.                                                                  

 

Ticker:       LOGM           Security ID:  54142L109                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David J. Henshall        For       For          Management

1.2   Elect Director Peter J. Sacripanti      For       For          Management

1.3   Elect Director William R. Wagner        For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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LOXO ONCOLOGY, INC.                                                             

 

Ticker:       LOXO           Security ID:  548862101                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Steven A. Elms           For       For          Management

1.2   Elect Director Alan Fuhrman             For       For          Management

1.3   Elect Director Avi Z. Naider            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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LUMENTUM HOLDINGS INC.                                                          

 

Ticker:       LITE           Security ID:  55024U109                           

Meeting Date: NOV 04, 2016   Meeting Type: Annual                              

Record Date:  SEP 12, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Martin A. Kaplan         For       For          Management

1b    Elect Director Harold L. Covert         For       For          Management

1c    Elect Director Penelope A. Herscher     For       For          Management

1d    Elect Director Samuel F. Thomas         For       For          Management

1e    Elect Director Brian J. Lillie          For       For          Management

1f    Elect Director Alan S. Lowe             For       For          Management

2     Approve Executive Incentive Bonus Plan  For       For          Management

3     Amend Omnibus Stock Plan                For       Against      Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.                                      

 

Ticker:       MTSI           Security ID:  55405Y100                           

Meeting Date: MAR 02, 2017   Meeting Type: Annual                              

Record Date:  JAN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles Bland            For       For          Management

1.2   Elect Director Stephen G. Daly          For       For          Management

1.3   Elect Director Susan Ocampo             For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

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MATADOR RESOURCES COMPANY                                                      

 

Ticker:       MTDR           Security ID:  576485205                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joseph Wm. Foran         For       For          Management

1.2   Elect Director Reynald A. Baribault     For       For          Management

1.3   Elect Director R. Gaines Baty           For       For          Management

1.4   Elect Director William M. Byerley       For       For          Management

1.5   Elect Director Julia P. Forrester       For       For          Management

1.6   Elect Director Kenneth L. Stewart       For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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MEDNAX, INC.                                                                    

 

Ticker:       MD             Security ID:  58502B106                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Cesar L. Alvarez         For       For          Management

1.2   Elect Director Karey D. Barker          For       For          Management

1.3   Elect Director Waldemar A. Carlo        For       For          Management

1.4   Elect Director Michael B. Fernandez     For       For          Management

1.5   Elect Director Paul G. Gabos            For       For          Management

1.6   Elect Director Pascal J. Goldschmidt    For       For          Management

1.7   Elect Director Manuel Kadre             For       For          Management

1.8   Elect Director Roger J. Medel           For       For          Management

1.9   Elect Director Donna E. Shalala         For       For          Management

1.10  Elect Director Enrique J. Sosa          For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

NATIONAL BANK HOLDINGS CORPORATION                                             

 

Ticker:       NBHC           Security ID:  633707104                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ralph W. Clermont        For       For          Management

1.2   Elect Director Robert E. Dean           For       For          Management

1.3   Elect Director Fred J. Joseph           For       For          Management

1.4   Elect Director G. Timothy Laney         For       For          Management

1.5   Elect Director Micho F. Spring          For       For          Management

1.6   Elect Director Burney S. Warren, III    For       For          Management

1.7   Elect Director Art Zeile                For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

NCI BUILDING SYSTEMS, INC.                                                     

 

Ticker:       NCS            Security ID:  628852204                           

Meeting Date: FEB 23, 2017   Meeting Type: Annual                              

Record Date:  JAN 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Norman C. Chambers       For       For          Management

1.2   Elect Director Kathleen J. Affeldt      For       For          Management

1.3   Elect Director George L. Ball           For       For          Management

1.4   Elect Director Nathan K. Sleeper        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

OLLIE'S BARGAIN OUTLET HOLDINGS, INC.                                          

 

Ticker:       OLLI           Security ID:  681116109                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                               

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert Fisch             For       For          Management

1.2   Elect Director Richard Zannino          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

PACIRA PHARMACEUTICALS, INC.                                                   

 

Ticker:       PCRX           Security ID:  695127100                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Yvonne Greenstreet       For       For          Management

1.2   Elect Director Gary Pace                For       For          Management

1.3   Elect Director David Stack              For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PATTERSON-UTI ENERGY, INC.                                                      

 

Ticker:       PTEN           Security ID:  703481101                           

Meeting Date: APR 20, 2017   Meeting Type: Special                             

Record Date:  FEB 22, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with Merger  For       For          Management

2     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

PATTERSON-UTI ENERGY, INC.                                                     

 

Ticker:       PTEN           Security ID:  703481101                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAY 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark S. Siegel           For       For          Management

1.2   Elect Director Charles O. Buckner       For       For          Management

1.3   Elect Director Michael W. Conlon        For       For          Management

1.4   Elect Director William Andrew           For       For          Management

      Hendricks, Jr.                                                           

1.5   Elect Director Curtis W. Huff           For       For          Management

1.6   Elect Director Terry H. Hunt            For       For          Management

1.7   Elect Director Tiffany J. Thom          For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

PROOFPOINT, INC.                                                               

 

Ticker:       PFPT           Security ID:  743424103                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jonathan Feiber          For       For          Management

1.2   Elect Director Eric Hahn                For       For          Management

1.3   Elect Director Kevin Harvey             For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

--------------------------------------------------------------------------------

 

SAIA, INC.                                                                     

 

Ticker:       SAIA           Security ID:  78709Y105                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John P. Gainor, Jr.      For       For          Management

1.2   Elect Director Randolph W. Melville     For       For          Management

1.3   Elect Director Bjorn E. Olsson          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

SEMTECH CORPORATION                                                            

 

Ticker:       SMTC           Security ID:  816850101                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Glen M. Antle            For       For          Management

1.2   Elect Director James P. Burra           For       For          Management

1.3   Elect Director Bruce C. Edwards         For       For          Management

1.4   Elect Director Rockell N. Hankin        For       For          Management

1.5   Elect Director Ye Jane Li               For       For          Management

1.6   Elect Director James T. Lindstrom       For       For          Management

1.7   Elect Director Mohan R. Maheswaran      For       For          Management

1.8   Elect Director Carmelo J. Santoro       For       For          Management

1.9   Elect Director Sylvia Summers           For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

SOUTH STATE CORPORATION                                                        

 

Ticker:       SSB            Security ID:  840441109                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert R. Hill, Jr.      For       For          Management

1.2   Elect Director Paula Harper Bethea      For       For          Management

1.3   Elect Director Martin B. Davis          For       For          Management

1.4   Elect Director Thomas J. Johnson        For       For          Management

1.5   Elect Director Grey B. Murray           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify Dixon Hughes Goodman LLP as      For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

SPIRIT AIRLINES, INC.                                                           

 

Ticker:       SAVE           Security ID:  848577102                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert L. Fornaro        For       For          Management

1.2   Elect Director H. McIntyre Gardner      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

SUMMIT MATERIALS, INC.                                                         

 

Ticker:       SUM            Security ID:  86614U100                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ted A. Gardner           For       For          Management

1b    Elect Director John R. Murphy           For       For          Management

1c    Elect Director Steven H. Wunning        For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

SYNCHRONOSS TECHNOLOGIES, INC.                                                 

 

Ticker:       SNCR           Security ID:  87157B103                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas J. Hopkins        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

TENNECO INC.                                                                    

 

Ticker:       TEN            Security ID:  880349105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Thomas C. Freyman        For       For          Management

1b    Elect Director Brian J. Kesseler        For       For          Management

1c    Elect Director Dennis J. Letham         For       For          Management

1d    Elect Director James S. Metcalf         For       For          Management

1e    Elect Director Roger B. Porter          For       For          Management

1f    Elect Director David B. Price, Jr.      For       For          Management

1g    Elect Director Gregg M. Sherrill        For       For          Management

1h    Elect Director Paul T. Stecko           For       For          Management

1i    Elect Director Jane L. Warner           For       For          Management

1j    Elect Director Roger J. Wood            For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

THE CHILDREN'S PLACE, INC.                                                     

 

Ticker:       PLCE           Security ID:  168905107                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joseph Alutto            For       For          Management

1.2   Elect Director John E. Bachman          For       For          Management

1.3   Elect Director Marla Malcolm Beck       For       For          Management

1.4   Elect Director Jane Elfers              For       For          Management

1.5   Elect Director Joseph Gromek            For       For          Management

1.6   Elect Director Norman Matthews          For       For          Management

1.7   Elect Director Robert L. Mettler        For       For          Management

1.8   Elect Director Stanley W. Reynolds      For       For          Management

1.9   Elect Director Susan Sobbott            For       For          Management

2     Ratify BDO USA, LLP as Auditors         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

THE ULTIMATE SOFTWARE GROUP, INC.                                              

 

Ticker:       ULTI           Security ID:  90385D107                           

Meeting Date: MAY 15, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Jonathan D. Mariner      For       For          Management

1B    Elect Director Jason Dorsey             For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

U.S. SILICA HOLDINGS, INC.                                                     

 

Ticker:       SLCA           Security ID:  90346E103                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peter Bernard            For       For          Management

1.2   Elect Director William J. Kacal         For       For          Management

1.3   Elect Director Charles Shaver           For       For          Management

1.4   Elect Director Bryan A. Shinn           For       For          Management

1.5   Elect Director J. Michael Stice         For       For          Management

2     Ratify Grant Thornton LLP as Auditors   For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Adopt Majority Voting for Uncontested   For       For          Management

      Election of Directors                                                    

5     Amend Certificate of Incorporation to   For       For          Management

      Remove Certain Provisions Relating to                                     

      Ownership of Stock                                                       

 

 

--------------------------------------------------------------------------------

 

UNIVERSAL DISPLAY CORPORATION                                                   

 

Ticker:       OLED           Security ID:  91347P105                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  APR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Steven V. Abramson       For       For          Management

1b    Elect Director Richard C. Elias         For       For          Management

1c    Elect Director Elizabeth H. Gemmill     For       Against      Management

1d    Elect Director Rosemarie B. Greco       For       For          Management

1e    Elect Director C. Keith Hartley         For       For          Management

1f    Elect Director Lawrence Lacerte         For       For          Management

1g    Elect Director Sidney D. Rosenblatt     For       For          Management

1h    Elect Director Sherwin I. Seligsohn     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

VOCERA COMMUNICATIONS, INC.                                                    

 

Ticker:       VCRA           Security ID:  92857F107                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael Burkland         For       For          Management

1.2   Elect Director John B. Grotting         For       For          Management

1.3   Elect Director Howard E. Janzen         For       For          Management

1.4   Elect Director Alexa King               For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

WAGEWORKS, INC.                                                                

 

Ticker:       WAGE           Security ID:  930427109                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mariann Byerwalter       For       For          Management

1.2   Elect Director John W. Larson           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

WEBMD HEALTH CORP.                                                              

 

Ticker:       WBMD           Security ID:  94770V102                           

Meeting Date: SEP 29, 2016   Meeting Type: Annual                              

Record Date:  AUG 08, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jerome C. Keller         For       For          Management

1.2   Elect Director Stanley S. Trotman, Jr.  For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

WEBSTER FINANCIAL CORPORATION                                                  

 

Ticker:       WBS            Security ID:  947890109                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William L. Atwell        For       For          Management

1b    Elect Director Joel S. Becker           For       For          Management

1c    Elect Director John J. Crawford         For       For          Management

1d    Elect Director Elizabeth E. Flynn       For       For          Management

1e    Elect Director Laurence C. Morse        For       For          Management

1f    Elect Director Karen R. Osar            For       For          Management

1g    Elect Director Mark Pettie              For       For          Management

1h    Elect Director Charles W. Shivery       For       For          Management

1i    Elect Director James C. Smith           For       For          Management

1j    Elect Director Lauren C. States         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

WIX.COM LTD.                                                                   

 

Ticker:       WIX            Security ID:  M98068105                           

Meeting Date: SEP 07, 2016   Meeting Type: Annual                              

Record Date:  AUG 04, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Amendments to the Company's     For       For          Management

      Articles of Association                                                  

2.1.1 Reelect Avishai Abrahami as Director    For       For          Management

      for a Period of Three Years Commencing                                   

      on the Date of the Meeting                                               

2.1.2 Reelect Giora Kaplan as Director for a  For       For          Management

      Period of Three Years Commencing on                                      

      the Date of the Meeting                                                  

2.1.3 Reelect Mark Tluszcz as Director for a  For       For          Management

      Period of Three Years Commencing on                                      

      the Date of the Meeting                                                  

2.2   Reelect Ron Gutler as Director Until    For       For          Management

      the 2018 Annual Meeting                                                  

2.3   Reelect Allon Bloch as Director Until   For       For          Management

      the End of the Next Annual General                                        

      Meeting                                                                  

3.1   Approve Directors' Compensation         For       Against      Management

3.2   Approve a Double Trigger Full           For       For          Management

      Acceleration Vesting Mechanism Upon a                                    

      Change of Control for Options Granted                                    

      to Erika Rottenberg                                                      

3.3   Approve a Double Trigger Full           For       For          Management

      Acceleration Vesting Mechanism Upon a                                    

      Change of Control for Options Granted                                    

      to Norbert Becker                                                        

4     Reappoint Kost Forer Gabbay & Kasierer  For       For          Management

      as Auditors and Authorize Board to Fix                                   

      Their Remuneration                                                        

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                           

      interest in one or several                                                

      resolutions, as indicated in the proxy                                   

      card; otherwise, vote AGAINST. You may                                   

      not abstain. If you vote FOR, please                                      

      provide an explanation to your account                                   

      manager                                                                  

 

 

--------------------------------------------------------------------------------

 

WIX.COM LTD.                                                                   

 

Ticker:       WIX            Security ID:  M98068105                           

Meeting Date: JUN 26, 2017   Meeting Type: Annual                               

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Reelect Allon Bloch as Director         For       For          Management

1.2   Reelect Erika Rottenberg as Director    For       For          Management

2.1   Approve Compensation Policy for the     For       For          Management

      Officers of the Company                                                  

2.2   Approve Compensation Policy for the     For       For          Management

      Directors of the Company                                                 

3     Increase Annual Equity Grant of Board   For       Against      Management

      Chairman                                                                  

4     Reappoint Kost Forer Gabbay and         For       For          Management

      Kasierer as Auditors and Authorize                                       

      Board to Fix Their Remuneration                                           

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                           

      interest in one or several                                                

      resolutions, as indicated in the proxy                                   

      card; otherwise, vote AGAINST. You may                                   

      not abstain. If you vote FOR, please                                      

      provide an explanation to your account                                   

      manager                                                                  

 

 

--------------------------------------------------------------------------------

 

WOODWARD, INC.                                                                 

 

Ticker:       WWD            Security ID:  980745103                           

Meeting Date: JAN 25, 2017   Meeting Type: Annual                              

Record Date:  NOV 28, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mary L. Petrovich        For       For          Management

1.2   Elect Director Paul Donovan             For       For          Management

1.3   Elect Director Jonathan W. Thayer       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

ZELTIQ AESTHETICS, INC.                                                         

 

Ticker:       ZLTQ           Security ID:  98933Q108                           

Meeting Date: APR 27, 2017   Meeting Type: Special                             

Record Date:  MAR 22, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       Against      Management

3     Adjourn Meeting                         For       For          Management

 

 

 

 

============================ UBS Dynamic Alpha Fund ============================

 

 

Did not vote any securities during the reporting period

 

 

======================= UBS Emerging Markets Equity Fund =======================

 

 

Did not vote any securities during the reporting period

 

 

=========================== UBS Municipal Bond Fund ============================

 

 

Did not vote any securities during the reporting period

 

 

========================== UBS Total Return Bond Fund ==========================

 

 

Did not vote any securities during the reporting period

 

 

============================= UBS Core Plus Bond Fund ==========================

 

 

Did not vote any securities during the reporting period

 

 

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

The UBS Funds

 

Mark E. Carver *

President

The UBS Funds 

Managing Director

UBS Asset Management (Americas) Inc.  

 

========== END NPX REPORT

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

The UBS Funds

 

 

By (Signature and Title)*

/s/ Mark E. Carver*, President

 

 

 

Mark E. Carver

 

 

 

*(Signature affixed by Eric Sanders by Power of Attorney effective July 20, 2017 and filed herewith).

 

 

Date

August 10, 2017

 


*Print the name and title of each signing officer under his or her signature.

 



 

UBS Investment Trust

UBS Money Series

PACE Select Advisors Trust

Master Trust

The UBS Funds

SMA Relationship Trust

UBS Relationship Funds

 

Power of Attorney

 

Mark E. Carver, whose signature appears below, does hereby constitute and appoint William MacGregor, Keith Weller, Tammie Lee, and Eric Sanders, each an officer of the above named investment companies (each hereafter the “Company”) individually with power of substitution or resubstitution, his true and lawful attorney-in-fact and agent (“Attorney-in-Fact”) with full power of substitution and resubstitution for him in his name, place and stead, in any and all capacities, to file with the Securities and Exchange Commission the Company’s proxy voting record on Form N-PX with all exhibits and any amendments thereto, and sign Form N-PX and any amendments thereto in the name and on behalf of the undersigned as President and/or principal executive officer of the Company any and any other instruments or documents related thereto, and the undersigned does hereby ratify and confirm all that said Attorney-in-Fact shall do or cause to be done by virtue thereof.

 

This Power of Attorney shall be revocable at any time by a writing signed by the undersigned and shall terminate automatically with respect to the Attorney-in-Fact named above if such Attorney-in-Fact ceases to be an officer of the Company and with respect to the Attorney-in-Fact named above if the undersigned ceases to be President and/or principal executive officer of the Company.

 

Effective Date:

July 20, 2017

 

By:

/s/ Mark E. Carver

 

 

Mark E. Carver