<SEC-DOCUMENT>0001104659-15-018123-index.html : 20150309 <SEC-HEADER>0001104659-15-018123.hdr.sgml : 20150309 <ACCEPTANCE-DATETIME>20150309153653 ACCESSION NUMBER: 0001104659-15-018123 CONFORMED SUBMISSION TYPE: N-CSRS PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150309 DATE AS OF CHANGE: 20150309 EFFECTIVENESS DATE: 20150309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-CSRS SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 15684991 BUSINESS ADDRESS: STREET 1: C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-7100 MAIL ADDRESS: STREET 1: C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002978 <SERIES-NAME>UBS U.S. Large Cap Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008178 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>BNEQX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008180 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNQCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008181 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPEQX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002979 <SERIES-NAME>UBS GLOBAL ALLOCATION FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008182 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNGLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008184 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNPCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008185 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPGLX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002980 <SERIES-NAME>UBS Global Sustainable Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008186 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNIEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008188 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008189 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BNUEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002981 <SERIES-NAME>UBS CORE PLUS BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008190 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNBDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008192 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNOCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008193 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPBDX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002982 <SERIES-NAME>UBS U.S. EQUITY OPPORTUNITY FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008194 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNVAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008196 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNVCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008197 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BUSVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002985 <SERIES-NAME>UBS U.S. SMALL CAP GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008206 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008208 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNMCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008209 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BISCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000003133 <SERIES-NAME>UBS EMERGING MARKETS DEBT FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008495 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>EMFAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008497 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>EMFCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008498 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>EMFYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000003135 <SERIES-NAME>UBS DYNAMIC ALPHA FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008503 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNAAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008505 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNACX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008506 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BNAYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000013001 <SERIES-NAME>UBS U.S. Defensive Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035135 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>BEAAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035136 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>BEACX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035137 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>BEAYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000017860 <SERIES-NAME>UBS Asset Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049576 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>BGFAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049577 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>BGFCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049578 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>BGFYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000029392 <SERIES-NAME>UBS Equity Long-Short Multi-Strategy Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000090281 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BMNAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000090282 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BMNCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000090283 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BMNYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000030411 <SERIES-NAME>UBS Fixed Income Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093446 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>FNOAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093447 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>FNOCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093448 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>FNOYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000036835 <SERIES-NAME>UBS Multi-Asset Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000112651 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>MAIAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000112652 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>MAIDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000112653 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>MAIYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000047156 <SERIES-NAME>UBS Municipal Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000147812 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UMBAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000147813 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>UMBCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000147814 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UMBPX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>N-CSRS <SEQUENCE>1 <FILENAME>a15-3200_1ncsrs.htm <DESCRIPTION>N-CSRS <TEXT> Document 1 - file: a15-3200_1ncsrs.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>2 <FILENAME>a15-3200_1ex99dcert.htm <DESCRIPTION>EX-99.CERT <TEXT> Document 2 - file: a15-3200_1ex99dcert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906CERT <SEQUENCE>3 <FILENAME>a15-3200_1ex99d906cert.htm <DESCRIPTION>EX-99.906CERT <TEXT> Document 3 - file: a15-3200_1ex99d906cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>j1532004_aa001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: j1532004_aa001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>j1532004_bc002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: j1532004_bc002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>j1532003_za005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: j1532003_za005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>j1532003_bc004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: j1532003_bc004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>j1532002_ba004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: j1532002_ba004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>j1532002_za005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: j1532002_za005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>j1532002_aa003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: j1532002_aa003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>j1532003_aa003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: j1532003_aa003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>j1532004_za003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: j1532004_za003.jpg
</DOCUMENT> </SEC-DOCUMENT>