As filed with the U.S. Securities and Exchange Commission on May 4, 2012
File No. 033-47287
File No. 811-06637
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
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Pre-Effective Amendment No. |
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Post-Effective Amendment No. 97 |
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and/or |
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
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Amendment No. 98 |
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(Check appropriate box or boxes.)
THE UBS FUNDS
(Exact Name of Registrant as Specified in Charter)
One North Wacker, Chicago, Illinois 60606
(Address of Principal Executive Office) (Zip Code)
Registrants Telephone Number, including Area Code 312-525-7100
Mark F. Kemper
UBS Global Asset Management
One North Wacker
Chicago, Illinois 60606
(Name and Address of Agent for Service)
Please send copies of all communications to:
Bruce G. Leto, Esq.
Stradley, Ronon, Stevens & Young, LLP
2600 One Commerce Square
Philadelphia, PA 19103
(215) 564-8027
Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of this registration statement.
It is proposed that this filing will become effective (check appropriate box):
x immediately upon filing pursuant to paragraph (b)
o on [Date] pursuant to paragraph (b)
o 60 days after filing pursuant to paragraph (a)(1)
o on [Date] pursuant to paragraph (a)(1)
o 75 days after filing pursuant to paragraph (a)(2)
o on [Date] pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
o This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the Securities Act) and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused Post-Effective Amendment Nos. 97/98 to this registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, and the State of New York on the 4th day of May 2012.
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THE UBS FUNDS | |
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By: |
/s/Mark E. Carver |
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Mark E. Carver* |
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President and Principal Executive Officer |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:
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/s/ Mark E. Carver |
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President and Principal |
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May 4, 2012 |
Mark E. Carver* |
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Executive Officer |
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/s/ Frank K. Reilly |
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Chairman and |
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May 4, 2012 |
Frank K. Reilly* |
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Trustee |
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/s/ Shawn Lytle |
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Trustee |
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May 4, 2012 |
Shawn Lytle* |
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/s/ Edward M. Roob |
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Trustee |
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May 4, 2012 |
Edward M. Roob* |
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/s/ Adela Cepeda |
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Trustee |
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May 4, 2012 |
Adela Cepeda* |
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/s/ J. Mikesell Thomas |
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Trustee |
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May 4, 2012 |
J. Mikesell Thomas* |
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/s/ Abbie J. Smith |
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Trustee |
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May 4, 2012 |
Abbie J. Smith* |
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/s/ John J. Murphy |
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Trustee |
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May 4, 2012 |
John J. Murphy* |
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/s/ Thomas Disbrow |
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Treasurer and Principal |
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May 4, 2012 |
Thomas Disbrow* |
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Accounting Officer |
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* By: |
/s/ Joseph J. Allessie |
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Joseph J. Allessie, Attorney-in-Fact |
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(Pursuant to Powers of Attorney incorporated herein by reference.) |
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EXHIBIT INDEX
Index No. |
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Description of Exhibit |
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EX-101.INS |
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XBRL Instance Document |
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EX-101.SCH |
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XBRL Taxonomy Extension Schema Document |
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EX-101.CAL |
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XBRL Taxonomy Extension Calculation Linkbase |
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EX-101.DEF |
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XBRL Taxonomy Extension Definition Linkbase |
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EX-101.LAB |
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XBRL Taxonomy Extension Labels Linkbase |
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EX-101.PRE |
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XBRL Taxonomy Extension Presentation Linkbase |