EX-99.(G)(1)(IV) 5 a10-11344_1ex99dg1iv.htm EX-99.G.1.IV

Exhibit No. Ex-99.g.1.iv

 

REVISED - May 2010

 

The UBS Funds

UBS Relationship Funds

SMA Relationship Trust

Fort Dearborn Income Securities, Inc.

 

Portfolio Implementation Group

 

Any two of the individuals listed below are authorized to originate memos and other instructions as well as initiate cash movements

 

David Birkenkamp

Catherine Macrae

Karen Mitidiero

Denise Honour

Anthony Marnell

Reuben Barreto

Joseph Anderson

Shelly Aron

Dave Flyod

Monika Budyn

Nicholas Yap

 

The following individuals listed below are authorized to originate memos and other instructions as well as initiate cash movements

 

Joseph Allessie

Mark Kemper

Thomas Disbrow

 

1



 

The following individuals are authorized to originate trades on behalf of the following funds:

 

UBS Funds

UBS Relationship Funds

SMA Relationship Trust

Fort Dearborn Income Securities, Inc.

 

Fixed Income Group

David Michael

Julian Steeds

Kris Dorr

Konstantin Leidman

Debbie Johnson

Christian Jochum

James Law

David Ric

Yu Chen Lin

Bob Jolly

Ryan Nugent

Michael G. Dow

Ryan Raymond

Scott Dolan

Robert Sabatino

Tarun Puri

Uwe Schillhorn

David Kim

Eric Staudt

Amar Reganti

Justin Tabellione

Shu Yang Tan

Mary May

Hongbing Hsu

Jeff Haleen

Alix Stewart

David Rothweiler

Dave Maynard

Steven Liu

David Walczak

Mark Gunn

John Athow

Susie Clarke

Uta Fehm

Sarah Collins

John Dugenske

Dave Hoskins

Elbride T. Gerry III

Tim Winstone

Kevin McIntyre

Brian Fehrenbach

Philip Tartaglia

Branimir Petranovic

Erin Houston

Aristoteles Damianidis

Jodi Furman

Damian Cronin

Matthew Iannucci

Ian Packer

Craig Ellinger

Colin Rooney

Rob Kilgour

Lionel Oster

 

 

2



 

The following individuals are authorized to originate trades on behalf of the following funds:

 

UBS Funds

UBS Relationship Funds

 

Equity Department

Paul Harvey

James Malles

Michael Abellera

Robert A. Durante

Bojan Petrovich

Jason Mullin

David Bailey

 



 

ALL FUNDS

 

Trade Support

Authorized to verify executed trades

 

Denise Holman

Earl Hall

Vicky Kammerer

Bill Nicholas

Neal Wilson

Telisa Felder

Mary Keigher

Simon Ball

Christina Mika

Raquel Rabago

Sapna Nagi

Rich Froling

Shelly Aron

Simon Ball

 



 

Persons authorized to Act for Corporate and Class Actions for the following Funds: UBS Funds; UBS Relationship Funds; SMA Relationship Trust; and Fort Dearborn Income Securities, Inc.

 

Mary A. Drummond

Sally Stoffel

Sue O’Shea

Natasha Wells

Laura Rivett

Dan Summerfield

Yen Peng Tan

Ahamad Maricar

Shelley Aron

Michael Dantas

Szymon Kaczmarek

Agata Drozd

Marta Marzalek

Dominika Sacher

 



 

Persons authorized to give “Oral Instructions” and “Written Instructions” (as those quoted terms are defined in the Transfer Agency Agreements between PFPC Inc. and each of The UBS Funds and SMA Relationship Trust) on behalf of each of their Series, to PFPC Inc., in its capacity as transfer agent for each of The UBS Funds and SMA Relationship Trust and their Series.

 

John Challice

Thomas Disbrow

Joseph McGill

Chet Persaud

Frank Stranzl

Dagmara Witek

 



 

Persons authorized to give “Oral Instructions” and “Written Instructions” (as those quoted terms are defined in the Mutual Fund Service Agreement between JPMorgan Chase Bank and the UBS Relationship Funds) on behalf of each of their Series, to JPMorgan Chase Bank, in its capacity as transfer agent for the UBS Relationship Funds and their Series.

 

Dave Birkenkamp

Catherine Macrae

Karen Mitidiero

Denise Honour

Anthony Marnell

Reuben Barreto

Janee Glidewell

David E. Floyd

Joe Anderson

Shelley Aron

Frank Stranzl

Thomas Disbrow

Andrew Shoup

Nicholas Yap