EX-99.G.1.IV 3 a09-24904_1ex99dgd1div.htm EX-99.G.1.IV

Exhibit No. EX-99.g.1.iv

 

REVISED - May 2009

 

The UBS Funds

UBS Relationship Funds

SMA Relationship Trust

Fort Dearborn Income Securities, Inc.

UBS Supplementary Trust

UBS Private Portfolios Trust

 

Portfolio Implementation Group

Any two of the individuals listed below are authorized to originate memos and other instructions as well as initiate cash movements

 

David Birkenkamp

Catherine Macrae

Karen Mitidiero

Denise Honour

Anthony Marnell

Reuben Barreto

Christopher Fisk

Janee Glidewell

Luis Izaguirre

 

The following individuals listed below are authorized to originate memos and other instructions as well as initiate cash movements

 

Joseph Allessie

Mark Kemper

Thomas Disbrow

 

1


 

Revised – May 2009

 

The following individuals are authorized to originate trades on behalf of the following funds:

 

UBS Funds

UBS Relationship Funds

SMA Relationship Trust

Fort Dearborn Income Securities, Inc.

UBS Supplementary Trust

UBS Private Portfolio Trust – Enhanced Yield Portfolio

 

Fixed Income Group

 

David Michael

Brian Fehrenbach

Kris Dorr

Philip Tartaglia

Debbie Johnson

Branimir Petranovic

James Law

Aristoteles Damianidis

Yu Chen Lin

Damian Cronin

Ryan Nugent

Ian Packer

Ryan Raymond

Colin Rooney

Robert Sabatino

Lionel Oster

Uwe Schillhorn

Julian Steeds

Eric Staudt

Konstantin Liedman

Justin Tabellione

Christian Jochum

Mary May

David Ric

Jeff Halen

Bob Jolly

David Rothweiler

Michael G. Dow

Elbridge T. Gerry III

Scott Dolan

Kevin McIntyre

Tarun Puri

Alejandro Urbina

David Kim

Alexander Nagel

Amar Reganti

James Hedley

Shu Yang Tan

Steven Liu

Hongbing Hsu

Mark Gunn

Alix Stewart

Susie Clarke

Will Nef

Sarah Collins

Dave Maynard

Dave Hoskins

David Walczak

Nic Barnes

John Athow

Sandy Bhatia

Uta Fehm

Tim Winstone

John Dugenske

 

2


 

Revised – May 2009

 

The following individuals are authorized to originate trades on behalf of the following funds:

 

UBS Funds

UBS Relationship Funds

 

Equity Department

Paul Harvey

James Malles

Michael Abellera

Robert A. Durante

Bojan Petrovich

Jason Mullin

David Bailey

 


 

Revised – May 2009

 

ALL FUNDS

 

Trade Support

Authorized to verify executed trades

 

Denise Holman

Earl Hall

Vicky Kammerer

Bill Nicholas

Neal Wilson

Telisa Felder

Mary Keigher

Simon Ball

Christina Mika

Raquel Rabago

Sapna Nagi

Alton Dunkley

 


 

Revised – May 2009

 

Persons Authorized to Act for Corporate and Class Actions for the following Funds: UBS Funds; UBS Relationship Funds; SMA Relationship Trust; Fort Dearborn Income Securities, Inc.; UBS Supplementary Trust; and UBS Private Portfolio Trust – Enhanced Yield Portfolio

 

Mary A. Drummond

Sally Stoffel

Sue O’Shea

Natasha Wells

Vic Robinson

Laura Rivett

Dan Summerfield

Kevin Hazelden

Yen Peng Tan

Ahamad Maricar

Shelley Aron

Michael Dantas