-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OA41WUyO/aejpXx44uw/0K1L4mBP+nG1BpRC4U6qwb4LN26GMNScemEhZJkkyWQd gnrEdEuRT6IbycKZXZH5vg== 0000949365-98-000039.txt : 19980916 0000949365-98-000039.hdr.sgml : 19980916 ACCESSION NUMBER: 0000949365-98-000039 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980915 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRINSON FUNDS INC CENTRAL INDEX KEY: 0000886244 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: SEC FILE NUMBER: 033-47287 FILM NUMBER: 98709678 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 24F-2NT 1 24F-2 NOTICE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 Read instructions at end of Form before preparing Form. Please print or type. - ---------------------------------------------------------------------------- 1. Name and address of issuer: The Brinson Funds 209 South LaSalle Street Chicago, IL 60604-1295 - ----------------------------------------------------------------------------- 2. The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [ ] Brinson Global Fund - Class I, N and SwissKey Shares Brinson Global Equity Fund - Class I, N and SwissKey Shares Brinson Global Bond Fund - Class I, N and SwissKey Shares Brinson Non-U.S. Equity Fund - Class I, N and SwissKey Shares Brinson U.S. Balanced Fund - Class I, N and SwissKey Shares Brinson U.S. Equity Fund - Class I, N and SwissKey Shares Brinson U.S. Large Capitalization Equity Fund - Class I, N and SwissKey Shares Brinson U.S. Bond Fund - Class I, N and SwissKey Shares - ----------------------------------------------------------------------------- 3. Investment Company Act File Number: 811-6637 Securities Act File Number: 33-47287 - -------------------------------------------------------------------------------- 4(a). Last day of fiscal year for which this form is filed: 6/30/98 - -------------------------------------------------------------------------------- 4(b). [ ] Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A.2) Note: If the Form is being filed late, interest must be paid on the registration fee due. - -------------------------------------------------------------------------------- 4(c). [ ] Check box if this is the last time the issuer will be filing this Form. - -------------------------------------------------------------------------------- 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $ 1,274,772,799 ---------------- (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $ 1,090,536,705 --------------- (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 0 --------------- (iv) Total available redemption credits [add Items 5(ii) and 5(iii)]: $ 1,090,536,705 --------------- (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5 (iv) from Item 5(i)]: $ 184,236,094 ---------------- --------------------------------------------------------- | (vi) Redemption credits available for | | use in future years - if | | Item 5(i) is less than Item | | 5(iv) [subtract Item 5(iv) from | | Item 5(i)]: ( 0 ) | | --------------- | --------------------------------------------------------- (vii) Multiplier for determining registration fee (See Instruction C.9): x .000295 ----------------- (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter "0" if no fee is due): = $ 54,349.65 ================= - ----------------------------------------------------------------------------- 6. Prepaid Shares If the response to item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: 0 . If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: 0 . - ----------------------------------------------------------------------------- 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): +$ 0 ------------------ - -------------------------------------------------------------------------------- 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: =$ 54,349.65 ================== - -------------------------------------------------------------------------------- 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: September 15, 1998. Method of Delivery: [ X ] Wire Transfer [ ] Mail or other means - -------------------------------------------------------------------------------- SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* /s/ Lloyd Lipsett --------------------------------------- Lloyd Lipsett, as Attorney - in - Fact for The Brinson Funds Date September 15, 1998 ------------------------ *Please print the name and title of the signing officer below the signature. - ----------------------------------------------------------------------------- EX-99 2 SCHEDULE A Number and Aggregate Sales Price of Securities sold during the Fiscal Year Year Ended June 30, 1998 Shares Price ------ ----- Global Fund 19,744,093 256,422,880 Global Equity Fund 3,245,430 40,216,740 Global Bond Fund 4,855,498 46,034,839 Non-U.S. Equity Fund 26,656,779 317,039,181 U.S. Balanced Fund 4,770,571 58,797,856 U.S. Equity Fund 18,586,518 346,081,960 U.S. Large Capitalization Equity 1,704,858 16,922,491 U.S. Bond Fund 2,061,322 21,794,978 ---------------------------------- Totals 81,625,069 1,103,310,925 ================================== - -------------------------------------------------------------------------------- SCHEDULE B Number and Aggregate Sales Price of Securities sold during the Fiscal Year in Reliance upon Registration Pursuant to Rule 24F-2 Year Ended June 30, 1998 Shares Price ------ ----- Global Fund 19,744,093 256,422,880 Global Equity Fund 3,245,430 40,216,740 Global Bond Fund 4,855,498 46,034,839 Non-U.S. Equity Fund 26,656,779 317,039,181 U.S. Balanced Fund 4,770,571 58,797,856 U.S. Equity Fund 18,586,518 346,081,960 U.S. Large Capitalization Equity 1,704,858 16,922,491 U.S. Bond Fund 2,061,322 21,794,978 ----------------------------------- Totals 81,625,069 1,103,310,925 =================================== - -------------------------------------------------------------------------------- SCHEDULE C Number and Aggregate Sale Price of Securities sold during the Fiscal Year in Connection with Dividend Reinvestment Plans Year Ended June 30, 1998 Shares Price ------ ------ Global Fund 5,398,197 64,950,197 Global Equity Fund 569,340 6,378,677 Global Bond Fund 238,884 2,230,731 Non-U.S. Equity Fund 2,898,979 31,189,854 U.S. Balanced Fund 2,677,806 31,535,417 U.S. Equity Fund 1,971,865 33,981,329 U.S. Large Capitalization Equity 2,222 20,775 U.S. Bond Fund 113,396 1,174,894 ---------------------------------- Totals 13,870,689 171,461,874 =================================== - -------------------------------------------------------------------------------- SCHEDULE D Number and Aggregate Purchase Price of Securities Redeemed during the Fiscal Year Year Ended June 30, 1998 Shares Price ------ ------ Global Fund 17,044,153 217,384,769 Global Equity Fund 5,885,782 73,542,587 Global Bond Fund 973,584 9,266,587 Non-U.S. Equity Fund 27,011,673 325,627,875 U.S. Balanced Fund 23,431,107 294,075,195 U.S. Equity Fund 8,493,201 163,864,419 U.S. Large Capitalization Equity 52,676 519,553 U.S. Bond Fund 594,794 6,255,720 ---------------------------------- Totals 83,486,970 1,090,536,705 =================================== -----END PRIVACY-ENHANCED MESSAGE-----