-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GaOd6ZLnCGRjHm15H/IYfUNrQqKjBselawpz1IE+U45lnhOt5bQLTLokggqdsxeB ZP2z2RTT9WnVkK6mmrxqCg== 0000921446-95-000073.txt : 19951211 0000921446-95-000073.hdr.sgml : 19951211 ACCESSION NUMBER: 0000921446-95-000073 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951208 EFFECTIVENESS DATE: 19951208 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRINSON FUNDS INC CENTRAL INDEX KEY: 0000886244 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-47287 FILM NUMBER: 95600270 BUSINESS ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 BUSINESS PHONE: 8001482430 MAIL ADDRESS: STREET 1: 209 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60604-1795 485BPOS 1 UNITED STATES File No. 33-47287 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 File No. 811-6637 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X Pre-Effective Amendment No. Post Effective Amendment No. 15 X REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 X Amendment No. 16 X The Brinson Funds (Exact name of Registrant as Specified in Charter) 209 South LaSalle Street Chicago, Illinois 60604-1295 (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, including Area Code 312-220-7100 The Brinson Funds 209 South LaSalle Street Chicago, Illinois 60604-1295 (Name and Address of Agent for Service) COPIES TO: Bruce G. Leto, Esq. Stradley, Ronon, Stevens & Young 2600 One Commerce Square Philadelphia, PA 19103-7098 Approximate date of proposed public offering: As soon as practical after the effective date of this Registration Statement. It is proposed that this filing become effective: X immediately upon filing pursuant to Paragraph (b) of Rule 485. on (date), pursuant to Paragraph (b). 60 days after filing pursuant to paragraph (a)(1). on (date) pursuant to paragraph (a) of Rule 485. 75 days after filing pursuant to paragraph (a)(ii). on (date) pursuant to paragraph (a)(ii) of rule 485. If appropriate, check the following box: this post-effective amendment designates a new effective date for a previously filed post-effective amendment. Registrant has previously registered an indefinite number of shares of common stock of The Brinson Funds under the Securities Act of 1933 pursuant to Rule 24f-2 of the Investment Company Act of 1940, as amended. Registrant filed a Notice pursuant to Rule 24f-2 for the fiscal period ended June 30, 1995 on August 29, 1995. This amendment is filed for the purpose of reducing the number of unsold shares registered pursuant to Section 24(e)(1) on November 17, 1995 so that the fee paid will equal 1/29th of one percent of the reduced total offering amount registered. Total Pages 4 Calculation of Registration Fee under the Securities Act of 1933 Title of securities Amount being Proposed maximum Amount of being registered* Registered offering price Registration fee** per unit shares of beneficial interest $0.001 par value The Brinson Funds $200,000.00 * The title and amount of the shares of each series being registered herein, and the public offering price per share of each as of the close of business on November 16, 1995 appears in the table below. ** The registration fee has been computed at 1/29th of one percent of the net asset value as of November 17, 1995 in accordance with Section 6(b). TABLE OF SECURITIES, TITLES AND AMOUNTS Title Number of Shares Public Offering Amount Price Brinson Global Fund 14,227,310 12.23 $174,000,000 Brinson Global Equity Fund 533,579 10.87 $ 5,800,000 Brinson Global Bond Fund 522,052 11.11 $ 5,800,000 Brinson U.S. Balanced Fund 10,847,880 12.03 $130,500,000 Brinson U.S. Equity Fund 10,261,538 13.00 $133,400,000 Brinson Non U.S. Equity Fund 12,322,946 10.59 $130,500,000 Part C OTHER INFORMATION Item 24. Financial Statements and Exhibits (b). Exhibits: 10(c). Opinion of counsel as to the legality of the shares registered herewith, and consent to the use thereof is incorporated herein by reference to Exhibit No. (10)(c) of Post-Effective Amendemtn No. 14 to Registrant's Registration Statement on Forn N-1A, filed on November 17, 1995. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 15 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Conshohocken and the Commonwealth of Pennsylvania, on the 8th day of December, 1995. THE BRINSON FUNDS By: E. Thomas McFarlan* President, Treasurer, and Principal Accounting Officer* Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 15 to Registrant's Registration Statement of The Brinson Funds has been signed below by the following persons in the capacities and on the date(s) indicated. E. THOMAS MCFARLAN* E. Thomas McFarlan December 8, 1995 President, Treasurer, Principal Accounting Officer WALTER E. AUCH* December 8, 1995 Walter E. Auch Trustee EDWARD M. ROOB* December 8, 1995 Edward M. Roob Trustee FRANK K. REILLY* December 8, 1995 Frank K. Reilly Trustee *By: /s/ Carolyn F. Mead as Attorney-in-Fact and Agent pursuant to Power of Attorney -----END PRIVACY-ENHANCED MESSAGE-----