0001140361-13-009058.txt : 20130225
0001140361-13-009058.hdr.sgml : 20130225
20130225114848
ACCESSION NUMBER: 0001140361-13-009058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130221
FILED AS OF DATE: 20130225
DATE AS OF CHANGE: 20130225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN COVEY CO
CENTRAL INDEX KEY: 0000886206
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741]
IRS NUMBER: 870401551
STATE OF INCORPORATION: UT
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 2200 W PKWY BLVD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84119-2331
BUSINESS PHONE: 8018177171
MAIL ADDRESS:
STREET 1: 2200 W PARKWAY BLVD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84119
FORMER COMPANY:
FORMER CONFORMED NAME: FRANKLIN QUEST CO
DATE OF NAME CHANGE: 19940218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNOWLEDGE CAPITAL INVESTMENT GROUP
CENTRAL INDEX KEY: 0001088640
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11107
FILM NUMBER: 13637627
BUSINESS ADDRESS:
STREET 1: 4200 CHASE TOWER WEST
STREET 2: 2200 ROSS AVENUE
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2142204900
MAIL ADDRESS:
STREET 1: 4200 CHASE TOWER WEST
STREET 2: 2200 ROSS AVENUE
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc1.xml
FORM 4
X0306
4
2013-02-21
0
0000886206
FRANKLIN COVEY CO
FC
0001088640
KNOWLEDGE CAPITAL INVESTMENT GROUP
3232 MCKINNEY AVENUE
SUITE 890
DALLAS
TX
75204
0
0
1
0
common stock
2013-02-21
4
X
0
439116
A
3212805
D
Warrant to purchase common stock
8
2013-02-21
4
X
0
1000000
D
2009-03-09
2013-03-08
Common stock
1000000
0
D
The shares were acquired on a partial net exercise of a warrant. The right to purchase 1,000,000 common shares was surrendered in exchange for 439,116 common shares.
The warrant may be exercised by net exercise basis in which the right to purchase a number of shares of common stock is surrendered in exchange for a smaller number of shares having a market value equal to the spread between the market value and the exercise price of the shares that could be acquired by paying the cash exercise price.
The warrants were issued in a reclassification in which each share of Series A Preferred Stock of the Issuer was reclassified into four shares of Series A Preferred Stock (nonconvertible) of the Issuer and a warrant to purchase shares of common stock of the issuer. The Issuer redeemed all of its outstanding Series A Preferred Stock in 2007.
/s/ Stephen D. Young, Attorney-in-Fact
2013-02-25