0001140361-12-041831.txt : 20120928 0001140361-12-041831.hdr.sgml : 20120928 20120928115849 ACCESSION NUMBER: 0001140361-12-041831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120926 FILED AS OF DATE: 20120928 DATE AS OF CHANGE: 20120928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN COVEY CO CENTRAL INDEX KEY: 0000886206 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 870401551 STATE OF INCORPORATION: UT FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 2200 W PKWY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119-2331 BUSINESS PHONE: 8018177171 MAIL ADDRESS: STREET 1: 2200 W PARKWAY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN QUEST CO DATE OF NAME CHANGE: 19940218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNAMARA DONALD J CENTRAL INDEX KEY: 0001017011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11107 FILM NUMBER: 121115328 MAIL ADDRESS: STREET 1: 4200 TEXAS COMMERCE TOWER WEST STREET 2: 2200 ROSS AVE SUITE 4200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc1.xml FORM 4 X0306 4 2012-09-26 0 0000886206 FRANKLIN COVEY CO FC 0001017011 MCNAMARA DONALD J 2200 WEST PARKWAY BLVD SALT LAKE CITY UT 84119 1 0 0 0 Common Stock 2012-09-26 4 X 0 340877 A 1951995 I see footnote Common Stock 360201 D Warrant to purchase common shares 8.00 2012-09-26 4 X 0 1000000 D 2006-03-09 2013-03-08 common shares 1000000 3000000 I see footnote The shares were acquired on a partial net exercise of a warrant. The right ot purchase 1,000,000 common shares was surrendered in exchange for 340,877 common shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for the purpose of Section 16 or for any other purpose. Owned by Knowledge Capital Investment Group. The reporting person is a principal of the Hampstead Group, LLC, the private investment firm that sponsors Knowledge Capital Investment Group. The warrant may only be exercised by net exercise basis in which the right to purchase a number of shares of common stock is surrendered in exchange for a smaller number of shares having a market value equal to the spread between the market value and the exercise price of the shares that could be acquired by paying the cash exercise price. The warrants were issued in a reclassification in which each share of Series A Preferred Stock of the Issuer was reclassified into four shares of Series A Preferred Stock (nonconvertible) of the Issuer and a warrant to purchase shares of common stock of the Issuer. The Issuer redeemed all of its outstanding Series A Preferred Stock in 2007. Stephen D. Young, Attorney-in-Fact 2012-09-28