0001140361-12-041831.txt : 20120928
0001140361-12-041831.hdr.sgml : 20120928
20120928115849
ACCESSION NUMBER: 0001140361-12-041831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120926
FILED AS OF DATE: 20120928
DATE AS OF CHANGE: 20120928
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN COVEY CO
CENTRAL INDEX KEY: 0000886206
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741]
IRS NUMBER: 870401551
STATE OF INCORPORATION: UT
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 2200 W PKWY BLVD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84119-2331
BUSINESS PHONE: 8018177171
MAIL ADDRESS:
STREET 1: 2200 W PARKWAY BLVD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84119
FORMER COMPANY:
FORMER CONFORMED NAME: FRANKLIN QUEST CO
DATE OF NAME CHANGE: 19940218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCNAMARA DONALD J
CENTRAL INDEX KEY: 0001017011
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11107
FILM NUMBER: 121115328
MAIL ADDRESS:
STREET 1: 4200 TEXAS COMMERCE TOWER WEST
STREET 2: 2200 ROSS AVE SUITE 4200
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc1.xml
FORM 4
X0306
4
2012-09-26
0
0000886206
FRANKLIN COVEY CO
FC
0001017011
MCNAMARA DONALD J
2200 WEST PARKWAY BLVD
SALT LAKE CITY
UT
84119
1
0
0
0
Common Stock
2012-09-26
4
X
0
340877
A
1951995
I
see footnote
Common Stock
360201
D
Warrant to purchase common shares
8.00
2012-09-26
4
X
0
1000000
D
2006-03-09
2013-03-08
common shares
1000000
3000000
I
see footnote
The shares were acquired on a partial net exercise of a warrant. The right ot purchase 1,000,000 common shares was surrendered in exchange for 340,877 common shares.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for the purpose of Section 16 or for any other purpose.
Owned by Knowledge Capital Investment Group. The reporting person is a principal of the Hampstead Group, LLC, the private investment firm that sponsors Knowledge Capital Investment Group.
The warrant may only be exercised by net exercise basis in which the right to purchase a number of shares of common stock is surrendered in exchange for a smaller number of shares having a market value equal to the spread between the market value and the exercise price of the shares that could be acquired by paying the cash exercise price.
The warrants were issued in a reclassification in which each share of Series A Preferred Stock of the Issuer was reclassified into four shares of Series A Preferred Stock (nonconvertible) of the Issuer and a warrant to purchase shares of common stock of the Issuer. The Issuer redeemed all of its outstanding Series A Preferred Stock in 2007.
Stephen D. Young, Attorney-in-Fact
2012-09-28