-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRhMt3IQixrqEA4VI5bK/hFkS0qzx+PczmLVOR35bqFJ1PHnhpTAHGo8kRqYrN1N kVoQiJsGLUe3xqrDjM4PfQ== 0000886206-99-000021.txt : 19991210 0000886206-99-000021.hdr.sgml : 19991210 ACCESSION NUMBER: 0000886206-99-000021 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990831 FILED AS OF DATE: 19991209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN COVEY CO CENTRAL INDEX KEY: 0000886206 STANDARD INDUSTRIAL CLASSIFICATION: BLANKBOOKS, LOOSELEAF BINDERS & BOOKBINDING & RELATED WORK [2780] IRS NUMBER: 870401551 STATE OF INCORPORATION: UT FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 001-11107 FILM NUMBER: 99771247 BUSINESS ADDRESS: STREET 1: 2200 W PKWY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119-2331 BUSINESS PHONE: 8018177171 MAIL ADDRESS: STREET 1: 2200 W PARKWAY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN QUEST CO DATE OF NAME CHANGE: 19940218 10-K/A 1 AMENDMENT #1 TO FORM 10-K - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 TO [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED AUGUST 31, 1999 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM _______________ TO ______________ FRANKLIN COVEY CO. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Utah 1-11107 87-0401551 - -------------------------- ---------------------- ---------------------- (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) 2200 West Parkway Boulevard Salt Lake City, Utah 84119-2331 - -------------------------------------------------------------------------------- (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (801) 817-1776 Securities registered pursuant to Section 12(b) of the Act: Name of Each Exchange on Which Title of Each Class Registered ----------------------------------- --------------------------------------- Common Stock, $.05 Par Value New York Stock Exchange [ ] Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X] NO [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] The aggregate market value of the Common Stock held by non-affiliates of the Registrant on November 1, 1999, based upon the closing sale price of the Common Stock of $8.38 per share on that date, was approximately $172,068,417. Shares of the Common Stock held by each officer and director and by each person who may be deemed to be an affiliate of the Registrant have been excluded. As of November 1, 1999, the Registrant had 20,533,224 shares of Common Stock outstanding. Parts of the Registrant's Proxy Statement for the Registrant's Annual Meeting of Shareholders, which is scheduled to be held on January 28, 2000, are incorporated by reference in Part III of this Form 10-K. - -------------------------------------------------------------------------------- 2 FORM 10-K/A AMENDMENT NO. 1 The Registrant hereby amends the cover page of its Annual Report on Form 10-K for the year ended August 31, 1999, to reflect that (I) the Registrant will disclose delinquent filings pursuant to Item 405 of Regulation S-K that will be contained in the Definitive Proxy Statement incorporated by reference in Part III of the Registrant's Form 10-K; and (II) parts of the Registrant's Definitive Proxy Statement are incorporated by reference in Part III of this Form 10-K. 2 3 FORM 10-K/A AMENDMENT NO. 1 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. FRANKLIN COVEY CO. By: /s/ Robert A. Whitman ------------------------------------ Robert A. Whitman Chairman of the Board and Chief Executive Officer Date: December 8, 1999 3 -----END PRIVACY-ENHANCED MESSAGE-----