-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A/buFgHJAGJ9K3I7q2+XA9rPRCPHfZB73t5KUeaFfm47mGAI5DrE5qH7oL4pjKtx R1FgIYUiHeZbNsgnXYctbQ== 0000895345-99-000379.txt : 19990705 0000895345-99-000379.hdr.sgml : 19990705 ACCESSION NUMBER: 0000895345-99-000379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990702 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK COMPUTING DEVICES INC CENTRAL INDEX KEY: 0000886138 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER TERMINALS [3575] IRS NUMBER: 770177255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20124 FILM NUMBER: 99658794 BUSINESS ADDRESS: STREET 1: 350 N BERNARDO AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4156940650 MAIL ADDRESS: STREET 1: 350 NORTH BERNARDO AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 COMPANY DATA: COMPANY CONFORMED NAME: ANDREINI ALAN J CENTRAL INDEX KEY: 0001077480 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: INTERWORLD CORP STREET 2: 395 HUDSON ST CITY: NEW YORK STATE: NY ZIP: 10014-3669 BUSINESS PHONE: 2123012310 MAIL ADDRESS: STREET 1: ALAN J ANDREINI C/O INTERWORLD CORP STREET 2: 395 HUDSON ST CITY: NEW YORK STATE: NY ZIP: 10014-3669 4 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Response) ================================================================================ 1. Name and Address of Reporting Person(*) Andreini Alan J. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 395 Hudson Street, 6th Floor - -------------------------------------------------------------------------------- (Street) New York New York 10014-3669 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Network Computing Devices, Inc.; (NCDI) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year February 22, 1999 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) The Reporting Person is no longer a 10% beneficial owner based upon 15,942,049 shares of Common Stock reported as outstanding as of October 31, 1998. -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/03/97 P 30,000 A 8.6250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/03/97 P 5,000 A 8.5625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/97 P 15,000 A 8.6660 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/13/97 P 10,000 A 7.7500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/19/97 P 500 A 9.0000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/21/97 P 20,000 A 8.8750 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/21/97 P 6,900 A 8.9375 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/02/97 P 1,000 A 7.9688 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/11/97 P 100 A 7.2500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/12/97 P 2,000 A 7.2500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/12/98 P 5,000 A 10.3750 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/12/98 P 1,500 A 10.4375 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/18/98 P 3,000 A 10.3125 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/20/98 P 10,000 A 10.3125 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/06/98 P 2,500 A 8.9375 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/11/98 P 3,000 A 8.7500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/12/98 P 1,000 A 8.8125 I By Son - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/29/98 P 10,000 A 8.0625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/03/98 P 10,000 A 8.3750 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/05/98 P 3,000 A 8.1250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/05/98 P 5,000 A 8.2000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/09/98 P 5,000 A 8.0000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/26/98 P 5,000 A 6.2500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/02/98 P 2,500 A 7.9000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/07/98 P 5,100 A 8.0625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/07/98 P 1,000 A 8.0000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/07/98 P 6,900 A 8.1250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/10/98 P 1,800 A 8.6875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/10/98 P 3,200 A 8.7500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/13/98 P 3,000 A 7.7500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/13/98 P 4,000 A 7.8750 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/16/98 P 5,000 A 8.1250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/29/98 P 5,000 A 6.6250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 12,000 A 7.2500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 1,000 A 6.2500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 13,000 A 6.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 3,000 A 6.5625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 3,000 A 6.6250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/13/98 S(1) 3,500 D 8.0000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/18/98 P 10,000 A 7.7500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/11/98 S 5,000 D 5.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/18/99 S 1,000 D 5.6250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/18/99 S 4,100 D 5.6875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 779,400 D Common Stock 2,000 I By Son
(1) Simultaneously with the filing of this Form 4, the Reporting Person has paid to Network Computing Devices, Inc. $5,766.56, representing profits that would inure to and be recoverable by Network Computing Devices, Inc. pursuant to Section 16(b) of the Securities and Exchange Act of 1934. FOR M 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- Form of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ Alan J. Andreini July 2, 1999 - --------------------------------------------- ----------------------- (**)Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----