0000908834-18-000115.txt : 20180618
0000908834-18-000115.hdr.sgml : 20180618
20180618152630
ACCESSION NUMBER: 0000908834-18-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180618
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sutera Albert J.
CENTRAL INDEX KEY: 0001701192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38194
FILM NUMBER: 18904429
MAIL ADDRESS:
STREET 1: 3308 N. MITTHOEFFER ROAD
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46235
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISH LINE INC /IN/
CENTRAL INDEX KEY: 0000886137
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661]
IRS NUMBER: 351537210
STATE OF INCORPORATION: IN
FISCAL YEAR END: 0303
BUSINESS ADDRESS:
STREET 1: 3308 N MITTHOEFFER RD
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46235
BUSINESS PHONE: 3178991022
MAIL ADDRESS:
STREET 1: 3308 N MITTHOEFFER ROAD
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46235
FORMER COMPANY:
FORMER CONFORMED NAME: FINISH LINE INC /DE/
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-06-18
1
0000886137
FINISH LINE INC /IN/
FINL
0001701192
Sutera Albert J.
3308 N. MITTHOEFFER ROAD
INDIANAPOLIS
IN
46235
0
1
0
0
EVP, CITO
Class A Common Stock
2018-06-18
4
D
0
18703
13.50
D
0
D
Performance-Based Restricted Stock
2018-06-18
4
D
0
6227
13.50
D
2019-03-28
Class A Common Stock
6227
0
D
Performance-Based Restricted Stock
2018-06-18
4
D
0
16234
13.50
D
2020-03-27
Class A Common Stock
16234
0
D
Dividend Equivalent Rights
2018-06-18
4
D
0
1246
13.50
D
Class A Common Stock
1246
0
D
Pursuant to the terms of the Agreement and Plan of Merger dated March 25, 2018 by and among The Finish Line, Inc., JD Sports Fashion Plc, and Genesis Merger Sub, Inc. (the "Merger Agreement"), each share of common stock was converted into the right to receive $13.50 as of June 18, 2018, which was the closing date of the merger.
Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.
The dividend equivalent rights reflect the aggregate accruals of dividends paid by the issuer that accrued on the reporting person's performance-based restricted stock. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.
The amount has been adjusted down by one share due to rounding.
Under the original terms of the restricted stock grant, the dividend equivalent rights vest proportionately with the shares of performance-based restricted stock to which they relate.
/s/ Christopher C. Eck, as attorney-in-fact for Albert J. Sutera
2018-06-18