0000908834-17-000064.txt : 20170329 0000908834-17-000064.hdr.sgml : 20170329 20170329111126 ACCESSION NUMBER: 0000908834-17-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISH LINE INC /IN/ CENTRAL INDEX KEY: 0000886137 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 351537210 STATE OF INCORPORATION: IN FISCAL YEAR END: 0301 BUSINESS ADDRESS: STREET 1: 3308 N MITTHOEFFER RD CITY: INDIANAPOLIS STATE: IN ZIP: 46235 BUSINESS PHONE: 3178991022 MAIL ADDRESS: STREET 1: 3308 N MITTHOEFFER ROAD CITY: INDIANAPOLIS STATE: IN ZIP: 46235 FORMER COMPANY: FORMER CONFORMED NAME: FINISH LINE INC /DE/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutera Albert J. CENTRAL INDEX KEY: 0001701192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20184 FILM NUMBER: 17721202 MAIL ADDRESS: STREET 1: 3308 N. MITTHOEFFER ROAD CITY: INDIANAPOLIS STATE: IN ZIP: 46235 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-28 0000886137 FINISH LINE INC /IN/ FINL 0001701192 Sutera Albert J. 3308 N. MITTHOEFFER ROAD INDIANAPOLIS IN 46235 0 1 0 0 EVP, CITO Class A Common Stock 2016-03-28 4 A 0 4151 0 A 4151 D Class A Common Stock 2017-03-27 4 A 0 16234 0 A 20385 D Stock Option (Right to Buy) 20.47 2016-03-28 4 A 0 42415 0 A 2026-03-28 Class A Common Stock 42415 42415 D Performance-Based Restricted Stock 2016-03-28 4 A 0 6227 0 A 2019-03-28 Class A Common Stock 6227 6227 D Dividend Equivalent Rights 2016-06-13 4 A 0 128 0 A Class A Common Stock 128 128 D Performance-Based Restricted Stock 2017-03-27 4 A 0 16234 0 A 2020-03-27 Class A Common Stock 16234 16234 D All the reported shares of restricted stock cliff vest in full on 3/28/2019. All the reported shares of restricted stock cliff vest in full on 3/27/2020. The options vest on the following schedule: 4,241 (10%) on 3/28/2017; 8,483 (20%) on 3/28/2018; 12,725 (30%) on 3/28/2019; and 16,966 (40%) on 3/28/2020. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2017, 2018 and 2019. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock. The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock. The reported dividend equivalent rights reflect the aggregate accruals for quarterly dividends paid by The Finish Line, Inc. from the initial grant date for the performance-based restricted stock to which the dividend equivalent rights relate up to the date of this ownership report. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock. /s/ Christopher C. Eck, as attorney-in-fact for Albert J. Sutera 2017-03-29