-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QmeqwOGZ8wZxZ9C3pwLpgJPGm9jz1jdJHllwebAU8VB6bL1Zaj40OFX5nh1GUfPc paVEbDQRLp4f0V2GceSVeg== /in/edgar/work/0001012688-00-000016/0001012688-00-000016.txt : 20001011 0001012688-00-000016.hdr.sgml : 20001011 ACCESSION NUMBER: 0001012688-00-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAGA COMMUNICATIONS INC CENTRAL INDEX KEY: 0000886136 STANDARD INDUSTRIAL CLASSIFICATION: [4832 ] IRS NUMBER: 383042953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11588 FILM NUMBER: 737933 BUSINESS ADDRESS: STREET 1: 73 KERCHEVAL AVE CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 BUSINESS PHONE: 3138867070 MAIL ADDRESS: STREET 1: 73 KERCHEVAL AVE STREET 2: 73 KERCHEVAL AVE CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 COMPANY DATA: COMPANY CONFORMED NAME: BARON RONALD CENTRAL INDEX KEY: 0001012688 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ]OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: BARON CAPITAL INC STREET 2: 767 FIFTH AVENUE 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: BARON CAPITAL INC STREET 2: 767 FIFTH AVENUE 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 4 1 0001.txt FORM 4 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION F O R M 4 OMB Number: 3235-0287 Washington, D.C. 20549 Expires:September 30, 1998 Estimated average burden Check this box if no longer hours per response.....0.5 subject to Section 16. Form 4 or Form 5 obligation may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------- | |
|1.Name and Address of Reporting Person |2.Issuer Name and Ticker or Trading Symbol|6.Relationship of Reporting Person(s) to Issuer| | | | | | | | | | BARON RONALD | SAGA COMMUNICATIONS INC. | _____ Director _X__ 10% Owner | |---------------------------------------|------------------------------------------| | | (Last) (First) (MI)|3.IRS or Social Security|4. Statement for | _____ Officer(give ____ Other(specify| | | Number of Reporting | Month/Year | title below) below) | | | Person (Voluntary) | | ___________________________ | | 767 Fifth Avenue | | SEPTEMBER 2000 | | |---------------------------------------| |-----------------|-----------------------------------------------| | (Street) | |5. If Amendment, |7.Individual or Joint/Group Filing | | | | Date of Orignl| | | | | (Month/Year) | _X Form filed by One Reporting Person | | New York New York 10153 | | | __ Form filed by > than One Reporting Person | |---------------------------------------|------------------------------------------------------------------------------------------| | (City) (State) (Zip) | | | | TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2.Trans- |3.Trans- |4.Securities Acquired (A) |5.Amount of |6.Owner- |7.Nature of| | | action | action | or Disposed of (D) | Securities | ship | Indirect | | | Date | Code | | Beneficially| Form: | Beneficial | | | | | Owned at | Direct | Owners- | | | (Month/ |------------------------------------------| End of Month| (D) or | ship | | | Day/ | | | |(A) or | | | Indirect| | | | Year) | Code| V | Amount |(D) | Price | | (I) | | |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | CLASS A | 09/22/00| P | | 5,787 | A | 14.1250| | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | | | | | | | | | | | | CLASS A 09/25/00| P | | 547 | A | 14.5153| | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | | | | | | | | | | | | CLASS A | 09/25/00| P | | 1,221 | A | 15.2676| 176,107 | D | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | | | | | | | | | | | | | | | | | | | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | | | | | | | | | | | | | | | | | | | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report o a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued) TABLE II - Derivatives Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------- | |
|1.Title of |2.Conver-|3.Trans |4.Trans-|5.Number of Deriv- |6.Date Exer- |7.Title & Amt of|8.Price|9.Number|10.Owner-|11.Nature| | Derivative| sion or| Date | action| ative Securities | cisable and | Underlying | of | of | ship | of | | Security | Excer- | | Code | Acquired (A) or | Expiration | Securities | Deriv| deriv | Form | Indir | | | cise | (Month/| | Disposed(D) | Date | | ative| ative | of Der| Bene- | | | Price | Day/ | | | (Month/Day/ | | Secur| Secur | vative| ficial| | | of Deri| Year) | | | | | ity | ities | Secur | Owner-| | | vative | | | |---------------|----------------| | Bene | ity: | ship | | | Secur | | | |Date |Expira | |Amount or| | ficial| Direct| | | | ity | |--------|-------------------|Exer |tion | Title|Number of| | ly | (D) or| | | | | | | | | |cis |Date | |Shares | | Owned | Indir | | | | | | | | | |able | | | | | at End| ect | | | | | |Code| V | (A) | (D) | | | | | | of Mo.| (I) | | |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses:
/s/ Ronald Baron 10/09/00 -------------------------------- ------------ **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. -----END PRIVACY-ENHANCED MESSAGE-----