0001567619-21-008303.txt : 20210419 0001567619-21-008303.hdr.sgml : 20210419 20210419164253 ACCESSION NUMBER: 0001567619-21-008303 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILZINGER MATTHEW F CENTRAL INDEX KEY: 0001184017 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 21835097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4/A 1 doc1.xml FORM 4/A X0306 4/A 2020-04-13 2020-04-15 0 0000886128 FUELCELL ENERGY INC FCEL 0001184017 HILZINGER MATTHEW F 3 GREAT PASTURE ROAD DANBURY CT 06810 1 0 0 0 Deferred Common Stock Units Common Stock 42926 42926 D This Amendment is being filed to correct the original Form 4 filed on April 15, 2020, and Amendment Number 1, filed on April 24, 2020. The original and amended Form 4s reported that the restricted stock units had vested and the vested shares were reported as direct holdings on Table I. The reporting person elected to defer the receipt of those shares, so they are now correctly reported as Deferred Common Stock Units on Table II. Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. Balance reflects the vesting of restricted stock units previously reported, which the reporting person has elected to defer. /s/ Jacqueline Perez-Ares, As Power of Attorney 2021-04-19