0001567619-20-008412.txt : 20200424 0001567619-20-008412.hdr.sgml : 20200424 20200424162741 ACCESSION NUMBER: 0001567619-20-008412 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20200424 DATE AS OF CHANGE: 20200424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILZINGER MATTHEW F CENTRAL INDEX KEY: 0001184017 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 20815418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4/A 1 doc1.xml FORM 4/A X0306 4/A 2020-04-13 2020-04-15 0 0000886128 FUELCELL ENERGY INC FCEL 0001184017 HILZINGER MATTHEW F 3 GREAT PASTURE ROAD DANBURY CT 06810 1 0 0 0 Common Stock 2020-04-13 4 M 0 14367 0 A 14367 D Director Restricted Stock Unit 2020-04-13 4 M 0 14367 0 A Common Stock 14367 0 D Deferred Common Stock Units Common Stock 28560 28560 D The Form 4 filed on April 13, 2020 reported that shares were withheld upon the vesting of certain Director Restricted Stock Units. Because those shares were withheld due to an inadvertent error and the withholding transaction has been reversed, this amendment is being filed to remove the reference to such withholding transaction and to properly report the number of shares vested and held by the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof. These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee. Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director. This amendment is also being filed to correct the number of Deferred Common Stock Units held by the reporting person as reported on the Form 4 filed on April 15, 2020. The Form 4 inadvertently omitted 8,738 deferred units granted to the reporting person on April 6, 2017 and April 5, 2018 and reported on Form 4s filed on April 10, 2017 and April 9, 2018. The Form 4 also inadvertently omitted 1,144 deferred units granted to the reporting person on August 5, 2015 and April 7, 2016 which were not previously reported. /s/ Jacqueline Perez-Ares, As Power of Attorney 2020-04-24