0001398344-19-021811.txt : 20191129
0001398344-19-021811.hdr.sgml : 20191129
20191129161003
ACCESSION NUMBER: 0001398344-19-021811
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191129
PERIOD START: 20190930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST INVESTORS EQUITY FUNDS
CENTRAL INDEX KEY: 0000886048
IRS NUMBER: 000000000
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06618
FILM NUMBER: 191261350
BUSINESS ADDRESS:
STREET 1: 40 WALL STREET
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005-1343
BUSINESS PHONE: 1-212-858-8000
MAIL ADDRESS:
STREET 1: 40 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST INVESTORS SERIES FUND II INC
DATE OF NAME CHANGE: 19920929
0000886048
S000053335
First Investors Covered Call Strategy Fund
C000167793
Class A
FRCCX
C000167794
Advisor Class
FRCDX
C000167795
Institutional Class
FRCEX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000886048
XXXXXXXX
S000053335
C000167793
C000167794
C000167795
FIRST INVESTORS EQUITY FUNDS
811-06618
0000886048
5493007YSOJG191VLZ18
40 Wall Street
New York
10005
212-858-8000
First Investors Covered Call Strategy Fund
S000053335
549300ZYO1ML6HJL4K47
2019-09-30
2019-09-30
N
293001632.92
11874075.29
281127557.63
0
0
0
0
0
0
0
0
0
0
0
0
0
2881593.89
N
American Express Company
R4PP93JZOLY261QX3811
American Express Company COM
025816109
70800
NS
USD
8374224
2.9787986886
Long
EC
CORP
US
N
1
N
N
N
Apple Inc.
HWUPKR0MPOU8FGXBT394
Apple Inc. COM
037833100
74400
NS
USD
16663368
5.9273335352
Long
EC
CORP
US
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc COM
00206R102
180200
NS
USD
6818768
2.4255067904
Long
EC
CORP
US
N
1
N
N
N
BlackRock, Inc.
549300LRIF3NWCU26A80
BlackRock, Inc. COM
09247X101
19900
NS
USD
8868236
3.1545239018
Long
EC
CORP
US
N
1
N
N
N
Broadcom Corp
549300WV6GIDOZJTV909
Broadcom Corp COM
11135F101
32800
NS
USD
9055096
3.2209919498
Long
EC
CORP
US
N
1
N
N
N
CBS Corporation
5KYC8KF17ROCY24M3H09
CBS Corporation CL B
124857202
92700
NS
USD
3742299
1.3311747278
Long
EC
CORP
US
N
1
N
N
N
Celgene Corporation
4SIHMF0MOSTTL8CD0X64
Celgene Corporation COM
151020104
39100
NS
USD
3882630
1.3810919259
Long
EC
CORP
US
N
1
N
N
N
Chevron Corporation
N/A
Chevron Corporation COM
166764100
94900
NS
USD
11255140
4.0035705126
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems, Inc.
8E6NF1YAL0WT6CWXXV93
Cisco Systems, Inc. COM
17275R102
244900
NS
USD
12100509
4.3042770698
Long
EC
CORP
US
N
1
N
N
N
Constellation Brands, Inc.
5493005GKEG8QCVY7037
Constellation Brands, Inc. CL A
21036P108
23000
NS
USD
4767440
1.6958280576
Long
EC
CORP
US
N
1
N
N
N
Costco Wholesale Corporation
29DX7H14B9S6O3FD6V18
Costco Wholesale Corporation COM
22160K105
36900
NS
USD
10631259
3.7816495436
Long
EC
CORP
US
N
1
N
N
N
Delta Air Lines Inc
Q2CCMS6R0AS67HJMBN42
Delta Air Lines Inc COM NEW
247361702
118000
NS
USD
6796800
2.417692544
Long
EC
CORP
US
N
1
N
N
N
Dow Inc
5493003S21INSLK2IP73
Dow Inc COM
260557103
62400
NS
USD
2973360
1.0576551175
Long
EC
CORP
US
N
1
N
N
N
Dupont De Nemours Inc
5493004JF0SDFLM8GD76
Dupont De Nemours Inc COM
26614N102
112700
NS
USD
8036637
2.858715477
Long
EC
CORP
US
N
1
N
N
N
General Mills, Inc.
2TGYMUGI08PO8X8L6150
General Mills, Inc. COM
370334104
80800
NS
USD
4453696
1.5842260494
Long
EC
CORP
US
N
1
N
N
N
Honeywell International Inc.
ISRPG12PN4EIEOEMW547
Honeywell International Inc. COM
438516106
73800
NS
USD
12486960
4.4417417151
Long
EC
CORP
US
N
1
N
N
N
International Business Machines Corporation
VGRQXHF3J8VDLUA7XE92
International Business Machines Corporation COM
459200101
32500
NS
USD
4726150
1.6811407746
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co.
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co. COM
46625H100
109800
NS
USD
12922362
4.596618741
Long
EC
CORP
US
N
1
N
N
N
Lockheed Martin Corporation
DPRBOZP0K5RM2YE8UU08
Lockheed Martin Corporation COM
539830109
31000
NS
USD
12091860
4.3012005304
Long
EC
CORP
US
N
1
N
N
N
MasterCard Incorporated
AR5L2ODV9HN37376R084
MasterCard Incorporated CL A
57636Q104
43700
NS
USD
11867609
4.2214321143
Long
EC
CORP
US
N
1
N
N
N
Medtronic Plc
549300GX3ZBSQWUXY261
Medtronic Plc USD0.0001
G5960L103
123600
NS
USD
13425432
4.7755659791
Long
EC
CORP
IE
N
1
N
N
N
Merck & Co., Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co., Inc COM
58933Y105
80300
NS
USD
6759654
2.404479325
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corporation
INR2EJN1ERAN0W5ZP974
Microsoft Corporation COM
594918104
113900
NS
USD
15835517
5.632858313
Long
EC
CORP
US
N
1
N
N
N
Mondelez International, Inc.
549300DV9GIB88LZ5P30
Mondelez International, Inc. CL A
609207105
115500
NS
USD
6389460
2.2727974639
Long
EC
CORP
US
N
1
N
N
N
Oracle Corporation
1Z4GXXU7ZHVWFCD8TV52
Oracle Corporation COM
68389X105
90900
NS
USD
5002227
1.7793442387
Long
EC
CORP
US
N
1
N
N
N
Philip Morris International Inc.
HL3H1H2BGXWVG3BSWR90
Philip Morris International Inc. COM
718172109
37200
NS
USD
2824596
1.0047382134
Long
EC
CORP
US
N
1
N
N
N
Raytheon Company
YR6K3WJN0KKLUPZSNL57
Raytheon Company COM NEW
755111507
35800
NS
USD
7023602
2.4983683774
Long
EC
CORP
US
N
1
N
N
N
Ross Stores Inc
549300ENZFLPGRDFZQ60
Ross Stores Inc COM
778296103
68500
NS
USD
7524725
2.6766230474
Long
EC
CORP
US
N
1
N
N
N
The Allstate Corporation
OBT0W1ED8G0NWVOLOJ77
The Allstate Corporation COM
020002101
64000
NS
USD
6955520
2.474150901
Long
EC
CORP
US
N
1
N
N
N
The Home Depot, Inc.
QEKMOTMBBKA8I816DO57
The Home Depot, Inc. COM
437076102
43500
NS
USD
10092870
3.5901389693
Long
EC
CORP
US
N
1
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-409
NC
USD
-589982.5
-0.2098629195
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
APPLE INC
APPLE INC COM
100
215
USD
2019-11-15
XXXX
-343785.125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-335
NC
USD
-548562.5
-0.1951293942
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
APPLE INC
APPLE INC COM
100
215
USD
2019-12-20
XXXX
-220952
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-640
NC
USD
-432000
-0.153666899
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
ALLSTATE CORP
ALLSTATE CORP COM
100
105
USD
2020-01-17
XXXX
-174085.375
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-328
NC
USD
-60680
-0.0215845079
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
BROADCOM INC
BROADCOM INC COM
100
290
USD
2019-10-18
XXXX
292490.625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-708
NC
USD
-180186
-0.0640940367
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
AMERICAN EXPRESS CO
AMERICAN EXPRESS CO COM
100
125
USD
2020-01-17
XXXX
116610
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-199
NC
USD
-520385
-0.185106364
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
BLACKROCK INC
BLACKROCK INC COM
100
440
USD
2020-01-17
XXXX
-190449.84375
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-927
NC
USD
-62109
-0.0220928181
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
CBS CORP NEW
CBS CORP NEW CL B
100
45
USD
2019-12-20
XXXX
140899.765625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-391
NC
USD
-296182.5
-0.1053551998
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
CELGENE CORP
CELGENE CORP COM
100
92.5
USD
2019-10-18
XXXX
-222676.03125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-369
NC
USD
-484312.5
-0.172275
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
COSTCO WHSL CORP NEW
COSTCO WHSL CORP NEW COM
100
280
USD
2019-10-18
XXXX
-90228.6875
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-2449
NC
USD
-254696
-0.0905980197
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
CISCO SYS INC
CISCO SYS INC COM
100
49
USD
2019-10-18
XXXX
80932.3828125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-949
NC
USD
-267618
-0.0951945097
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
CHEVRON CORP NEW
CHEVRON CORP NEW COM
100
120
USD
2019-11-15
XXXX
9484.2197265625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1180
NC
USD
-200600
-0.0713555091
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
DELTA AIR LINES DEL
DELTA AIR LINES DEL COM NEW
100
60
USD
2019-12-20
XXXX
62560.33984375
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1127
NC
USD
-693105
-0.2465446667
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
DUPONT DE NEMOURS INC
DUPONT DE NEMOURS INC COM
100
67.5
USD
2019-12-20
XXXX
-233739.265625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-624
NC
USD
-268320
-0.0954442184
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
DOW INC
DOW INC COM
100
45
USD
2019-12-20
XXXX
-157897.96875
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-808
NC
USD
-201596
-0.0717097967
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
GENERAL MLS INC
GENERAL MLS INC COM
100
55
USD
2020-01-17
XXXX
31872.439453125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-435
NC
USD
-640537.5
-0.2278458595
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
HOME DEPOT INC
HOME DEPOT INC COM
100
225
USD
2020-01-17
XXXX
-134950.90625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-391
NC
USD
-219937.5
-0.0782340592
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
HONEYWELL INTL INC
HONEYWELL INTL INC COM
100
170
USD
2019-12-20
XXXX
-9583.8798828125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-347
NC
USD
-114510
-0.0407323995
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
HONEYWELL INTL INC
HONEYWELL INTL INC COM
100
175
USD
2019-12-20
XXXX
-2431.3400878906
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-325
NC
USD
-327437.5
-0.1164729288
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
INTERNATIONAL BUS MACH
INTERNATIONAL BUS MACH COM
100
140
USD
2020-01-17
XXXX
-170803.078125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1098
NC
USD
-1496025
-0.5321516726
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO COM
100
105
USD
2019-12-20
XXXX
-840574.25
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-310
NC
USD
-251100
-0.089318885
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
LOCKHEED MARTIN CORP
LOCKHEED MARTIN CORP COM
100
410
USD
2020-01-17
XXXX
70913.7265625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-437
NC
USD
-445740
-0.1585543601
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
MASTERCARD INC
MASTERCARD INC CL A
100
280
USD
2020-01-17
XXXX
242172.0625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1155
NC
USD
-262762.5
-0.0934673577
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
MONDELEZ INTL INC
MONDELEZ INTL INC CL A
100
55
USD
2019-12-20
XXXX
-49492.75
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1236
NC
USD
-235458
-0.0837548627
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
MEDTRONIC PLC
MEDTRONIC PLC USD0.0001
100
115
USD
2020-01-17
XXXX
130652.3125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-803
NC
USD
-176660
-0.0628398018
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
MERCK & CO INC
MERCK & CO INC COM
100
87.5
USD
2020-01-17
XXXX
105357.46875
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1139
NC
USD
-663467.5
-0.2360022993
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
MICROSOFT CORP
MICROSOFT CORP COM
100
140
USD
2019-12-20
XXXX
16401.25
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-909
NC
USD
-220887
-0.0785718063
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
ORACLE CORP
ORACLE CORP COM
100
55
USD
2019-12-20
XXXX
-80938.5625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-372
NC
USD
-8184
-0.002911134
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
PHILIP MORRIS INTL INC
PHILIP MORRIS INTL INC COM
100
90
USD
2019-12-20
XXXX
45629.171875
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-685
NC
USD
-517175
-0.1839645335
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
ROSS STORES INC
ROSS STORES INC COM
100
105
USD
2019-11-15
XXXX
-73248.59375
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-358
NC
USD
-615760
-0.2190322447
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
RAYTHEON CO
RAYTHEON CO COM NEW
100
185
USD
2020-01-17
XXXX
-451798.15625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-230
NC
USD
-325450
-0.1157659543
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
CONSTELLATION BRANDS
CONSTELLATION BRANDS CL A
100
205
USD
2020-01-17
XXXX
-161451.4375
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1802
NC
USD
-254983
-0.0907001086
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
AT&T INC
AT&T INC COM
100
38
USD
2020-01-17
XXXX
-31539.69921875
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-165
NC
USD
-88275
-0.0314003368
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
THERMO FISHER SCIENTIF
THERMO FISHER SCIENTIF COM
100
310
USD
2019-12-20
XXXX
28212.580078125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-223
NC
USD
-81952.5
-0.0291513577
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
UNION PACIFIC CORP
UNION PACIFIC CORP COM
100
175
USD
2020-01-17
XXXX
68418.203125
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-429
NC
USD
-474045
-0.1686227434
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
UNITED TECHNOLOGIES CP
UNITED TECHNOLOGIES CP COM
100
130
USD
2020-01-17
XXXX
-245409.015625
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-1070
NC
USD
-409275
-0.1455833798
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
VERIZON COMMUNICATIONS
VERIZON COMMUNICATIONS COM
100
57.5
USD
2020-01-17
XXXX
-205752.296875
N
N
N
THE OPTIONS CLEARING CORPORATION
549300CII6SLYGKNHA04
THE OPTIONS CLEARING CORPORATION
N/A
-569
NC
USD
-842120
-0.2995508541
Short
DE
CORP
US
N
2
N/A
N/A
Call
Written
WHIRLPOOL CORP
WHIRLPOOL CORP COM
100
150
USD
2019-12-20
XXXX
-614005.75
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific Inc COM
883556102
16500
NS
USD
4805955
1.7095282442
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corporation
549300LMMRSZZCZ8CL11
Union Pacific Corporation COM
907818108
22300
NS
USD
3612154
1.2848807959
Long
EC
CORP
US
N
1
N
N
N
United Technologies Corporation
I07WOS4YJ0N7YRFE7309
United Technologies Corporation COM
913017109
42900
NS
USD
5856708
2.0832920292
Long
EC
CORP
US
N
1
N
N
N
Verizon Communications Inc.
2S72QS2UO2OESLG6Y829
Verizon Communications Inc. COM
92343V104
107000
NS
USD
6458520
2.2973628251
Long
EC
CORP
US
N
1
N
N
N
Whirlpool Corporation
WHENKOULSSK7WUM60H03
Whirlpool Corporation COM
963320106
56900
NS
USD
9010684
3.2051941389
Long
EC
CORP
US
N
1
N
N
N
2019-11-29
FIRST INVESTORS EQUITY FUNDS
/s/ Joseph I. Benedek
Joseph I. Benedek
Treasurer