FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-6618
First Investors Equity Funds
(Exact name of registrant as specified in charter)
40 Wall Street
10th Floor
New York, NY 10005
(Address of principal executive offices)
Joseph I. Benedek
Foresters Investment Management Company, Inc.
Raritan Plaza I
8th Floor
Edison, NJ 08837-3620
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-212-858-8000
Date of Fiscal year-end: 9/30/2019
Date of reporting period: 7/1/2018 - 6/30/2019
Item 1. Proxy Voting Record
First Investors Covered Call Strategy Fund
PARKER-HANNIFIN CORPORATION | ||||
Security | 701094104 | Meeting Type | Annual | |
Ticker Symbol | PH | Meeting Date | 24-Oct-2018 | |
ISIN | US7010941042 | Agenda | 934879644 - Management | |
Record Date | 31-Aug-2018 | Holding Recon Date | 31-Aug-2018 | |
City / Country | / | United | Vote Deadline Date | 23-Oct-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred Provider Recommendation |
1a. | Election of director: Lee C. Banks | Management | For | For | For |
1b. | Election of director: Robert G. Bohn | Management | For | For | For |
1c. | Election of director: Linda S. Harty | Management | For | For | For |
1d. | Election of director: Kevin A. Lobo | Management | For | For | For |
1e. | Election of director: Candy M. Obourn | Management | For | For | For |
1f. | Election of director: Joseph Scaminace | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1g. | Election of director: Ake Svensson | Management | For | For | For |
1h. | Election of director: James R. Verrier | Management | For | For | For |
1i. | Election of director: James L. Wainscott | Management | For | For | For |
1j. | Election of director: Thomas L. Williams | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | Management | Against | Against | Against |
Comments: At Egan-Jones Proxy Services we review relevant factors, both qualitative and quantitative in nature, before issuing a recommendation regarding the ratification of appointment of independent auditors. We believe that auditor rotation every seven years, a ratio of non-audit fees and total fees not exceeding 50%, a lack of significant and material disciplinary actions taken against the Company’s Auditor and any financial interest of the auditor in or association with the Company are the minimum criteria that should be taken into consideration in ensuring the auditor’s independence.
The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For |
4. | Approval of an amendment to our Code of Regulations to permit proxy access. | Management | For | For | For |
5. | Amendment to our Code of Regulations to allow the Board to amend our Code of Regulations to the extent permitted by Ohio law. | Management | Against | Against | Against |
Comments: We believe that the amendment is not fair to and not in the best interests of the shareholders. As such, we recommend a vote AGAINST this Proposal. |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 41,000 | 0 | 08-Oct-2018 | 25-Oct-2018 |
MICROSOFT CORPORATION | ||||
Security | 594918104 | Meeting Type | Annual | |
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |
ISIN | US5949181045 | Agenda | 934884544 - Management | |
Record Date | 26-Sep-2018 | Holding Recon Date | 26-Sep-2018 | |
City / Country | / | United | Vote Deadline Date | 27-Nov-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred Provider Recommendation |
1a. | Election of Director: William H. Gates lll | Management | For | For | For |
1b. | Election of Director: Reid G. Hoffman | Management | For | For | For |
1c. | Election of Director: Hugh F. Johnston | Management | For | For | For |
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
1e. | Election of Director: Satya Nadella | Management | For | For | For |
1f. | Election of Director: Charles H. Noski | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1g. | Election of Director: Helmut Panke | Management | For | For | For |
1h. | Election of Director: Sandra E. Peterson | Management | For | For | For |
1i. | Election of Director: Penny S. Pritzker | Management | For | For | For |
1j. | Election of Director: Charles W. Scharf | Management | For | For | For |
1k. | Election of Director: Arne M. Sorenson | Management | For | For | For |
1l. | Election of Director: John W. Stanton | Management | For | For | For |
1m. | Election of Director: John W. Thompson | Management | For | For | For |
1n. | Election of Director: Padmasree Warrior | Management | For | For | For |
2. | Advisory vote to approve named executive officer compensation | Management | For | For | For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 143,400 | 0 | 12-Nov-2018 | 29-Nov-2018 |
MEDTRONIC PLC | ||||
Security | G5960L103 | Meeting Type | Annual | |
Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | |
ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | |
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | |
City / Country | / | United | Vote Deadline Date | 06-Dec-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred Provider Recommendation |
1a. | Election of Director: Richard H. Anderson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director: Craig Arnold | Management | For | For | For |
1c. | Election of Director: Scott C. Donnelly | Management | For | For | For |
1d. | Election of Director: Randall J. Hogan III | Management | For | For | For |
1e. | Election of Director: Omar Ishrak | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions According to Egan-Jones’ Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | |||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For |
1g. | Election of Director: James T. Lenehan | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | For |
1i. | Election of Director: Denise M. O’Leary | Management | For | For | For |
1j. | Election of Director: Kendall J. Powell | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic’s independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Management | For | For | For |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 172,700 | 0 | 22-Nov-2018 | 10-Dec-2018 |
CISCO SYSTEMS, INC. | ||||
Security | 17275R102 | Meeting Type | Annual | |
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | |
ISIN | US17275R1023 | Agenda | 934891614 - Management | |
Record Date | 15-Oct-2018 | Holding Recon Date | 15-Oct-2018 | |
City / Country | / | United | Vote Deadline Date | 11-Dec-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred Provider Recommendation |
1a. | Election of Director: M. Michele Burns | Management | For | For | For |
1b. | Election of Director: Michael D. Capellas | Management | For | For | For |
1c. | Election of Director: Mark Garrett | Management | For | For | For |
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For |
1e. | Election of Director: Roderick C. McGeary | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1f. | Election of Director: Charles H. Robbins | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones’ Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1g. | Election of Director: Arun Sarin | Management | For | For | For |
1h. | Election of Director: Brenton L. Saunders | Management | For | For | For |
1i. | Election of Director: Steven M. West | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | For |
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For |
4. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2019. | Management | Against | Against | Against |
Comments: After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Approval to have Cisco’s Board adopt a proposal relating to executive compensation metrics. | Shareholder | Against | For | Against |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 273,200 | 0 | 03-Dec-2018 | 13-Dec-2018 |
COSTCO WHOLESALE CORPORATION | ||||
Security | 22160K105 | Meeting Type | Annual | |
Ticker Symbol | COST | Meeting Date | 24-Jan-2019 | |
ISIN | US22160K1051 | Agenda | 934911466 - Management | |
Record Date | 19-Nov-2018 | Holding Recon Date | 19-Nov-2018 | |
City / Country | / | United | Vote Deadline Date | 23-Jan-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred Provider Recommendation | |
1. | DIRECTOR | Management | ||||
1 | Hamilton E. James | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as Board Chair
According to Egan-Jones’ Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
||||||
2 | John W. Stanton | For | For | For | ||
3 | Mary A. Wilderotter | For | For | For | ||
2. | Ratification of selection of independent auditors. | Management | Against | Against | Against | |
Comments: At Egan-Jones Proxy Services we review relevant factors, both qualitative and quantitative in nature, before issuing a recommendation regarding the ratification of appointment of independent auditors. We believe that auditor rotation every seven years, a ratio of non-audit fees and total fees not exceeding 50%, a lack of significant and material disciplinary actions taken against the Company’s Auditor and any financial interest of the auditor in or association with the Company are the minimum criteria that should be taken into consideration in ensuring the auditor’s independence.
The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
||||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | |
4. | Approval of adoption of the 2019 Incentive Plan. | Management | For | For | For | |
5. | Approval to amend Articles of Incorporation to declassify the Board and provide for annual election of directors. | Management | For | For | For | |
6. | Approval to amend Articles of Incorporation to eliminate supermajority vote requirement. | Management | For | For | For | |
7. | Shareholder proposal regarding prison labor. | Shareholder | For | Against | For | |
Comments: We believe that transparency is important for evaluating risks and ensuring that investors and stakeholders have adequate information necessary to make informed decisions. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 53,200 | 0 | 09-Jan-2019 | 25-Jan-2019 |
APPLE INC. | ||||
Security | 037833100 | Meeting Type | Annual | |
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |
ISIN | US0378331005 | Agenda | 934919359 - Management | |
Record Date | 02-Jan-2019 | Holding Recon Date | 02-Jan-2019 | |
City / Country | / | United | Vote Deadline Date | 28-Feb-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of director: James Bell | Management | For | For | For |
1b. | Election of director: Tim Cook | Management | For | For | For |
1c. | Election of director: Al Gore | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of director: Bob Iger | Management | For | For | For |
1e. | Election of director: Andrea Jung | Management | For | For | For |
1f. | Election of director: Art Levinson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.
Affiliated Outside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1g. | Election of director: Ron Sugar | Management | For | For | For |
1h. | Election of director: Sue Wagner | Management | For | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | Against | Against | Against |
Comments: After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Advisory vote to approve executive compensation | Management | For | For | For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | For |
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders criteria proposed in this proposal. As such we recommend a vote FOR this Proposal. | |||||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | For | Against | For |
Comments: We believe that the proposal warrants shareholder approval. We believe that the proposal would encourage good governance and enhance shareholder value by bringing together a diverse range of skills and experience necessary in building a constructive and challenging board. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Taft-Hartley Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 88,800 | 0 | 16-Feb-2019 | 04-Mar-2019 |
BROADCOM INC | ||||
Security | 11135F101 | Meeting Type | Annual | |
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | |
ISIN | US11135F1012 | Agenda | 934928598 - Management | |
Record Date | 11-Feb-2019 | Holding Recon Date | 11-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 29-Mar-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | For |
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | For |
1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | For |
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | For |
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | For |
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | For |
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | For |
1h. | Election of Director: Mr. Harry L. You | Management | For | For | For |
2. | Ratification of the appointment of Pricewaterhouse-Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. | Management | For | For | For |
4. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 37,600 | 0 | 11-Mar-2019 | 02-Apr-2019 |
CELGENE CORPORATION | ||||
Security | 151020104 | Meeting Type | Special | |
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |
ISIN | US1510201049 | Agenda | 934934274 - Management | |
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1 | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | Management | For | For | For |
2 | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | Management | For | For | For |
3 | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 75,500 | 0 | 03-Apr-2019 | 15-Apr-2019 |
CELGENE CORPORATION | ||||
Security | 151020104 | Meeting Type | Special | |
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |
ISIN | US1510201049 | Agenda | 934939642 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | Management | For | For | For |
2. | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | Management | For | For | For |
3. | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 75,500 | 0 | 03-Apr-2019 | 15-Apr-2019 |
WHIRLPOOL CORPORATION | ||||
Security | 963320106 | Meeting Type | Annual | |
Ticker Symbol | WHR | Meeting Date | 16-Apr-2019 | |
ISIN | US9633201069 | Agenda | 934931165 - Management | |
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 15-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Samuel R. Allen | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1b. | Election of Director: Marc R. Bitzer | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1c. | Election of Director: Greg Creed | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1d. | Election of Director: Gary T. DiCamillo | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Diane M. Dietz | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Gerri T. Elliott | Management | For | For | For |
1g. | Election of Director: Michael F. Johnston | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.
Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1h. | Election of Director: John D. Liu | Management | For | For | For |
1i. | Election of Director: James M. Loree | Management | For | For | For |
1j. | Election of Director: Harish Manwani | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: William D. Perez | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.
Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1l. | Election of Director: Larry O. Spencer | Management | For | For | For |
1m. | Election of Director: Michael D. White | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Advisory vote to approve Whirlpool's executive compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 68,000 | 0 | 25-Mar-2019 | 17-Apr-2019 |
CARNIVAL CORPORATION | ||||
Security | 143658300 | Meeting Type | Annual | |
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | |
ISIN | PA1436583006 | Agenda | 934932321 - Management | |
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 15-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect |
|||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Over-Boarded (CEO)
According to Egan-Jones' Proxy Guidelines, the CEO, being the most critical position in a company, should hold no more than one other public directorship to ensure the effective and prudent exercise of his fiduciary duties as a CEO and that his integrity and efficiency are not compromised. |
|||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value.
Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
8. | To elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value.
Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Resolution. | |||||
14. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | For |
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For | For |
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | For |
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | For |
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | Against | Against | Against |
Comments: We note, however, that in absence of the purpose of the proposed share repurchase, we believe that approval of the proposal could be detrimental to the interests of the shareholders and could unintentionally manipulate the Company's true value. As such, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 53,500 | 0 | 28-Mar-2019 | 17-Apr-2019 |
BANK OF AMERICA CORPORATION | ||||
Security | 060505104 | Meeting Type | Annual | |
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | |
ISIN | US0605051046 | Agenda | 934942360 - Management | |
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 23-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed
by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Sharon L. Allen | Management | For | For | For |
1b. | Election of Director: Susan S. Bies | Management | For | For | For |
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | For |
1d. | Election of Director: Frank P. Bramble, Sr. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | For |
1f. | Election of Director: Arnold W. Donald | Management | For | For | For |
1g. | Election of Director: Linda P. Hudson | Management | For | For | For |
1h. | Election of Director: Monica C. Lozano | Management | For | For | For |
1i. | Election of Director: Thomas J. May | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Brian T. Moynihan | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | For |
1l. | Election of Director: Clayton S. Rose | Management | For | For | For |
1m. | Election of Director: Michael D. White | Management | For | For | For |
1n. | Election of Director: Thomas D. Woods | Management | For | For | For |
1o. | Election of Director: R. David Yost | Management | For | For | For |
1p. | Election of Director: Maria T. Zuber | Management | For | For | For |
2. | Approving Our Executive Compensation (an Advisory, Non- binding “Say on Pay” Resolution) | Management | For | For | For |
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Report Concerning Gender Pay Equity. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Right to Act by Written Consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Enhance Shareholder Proxy Access. | Shareholder | For | Against | For |
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders' criteria proposed in this proposal. As such we recommend a vote FOR this Proposal. |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 282,100 | 0 | 18-Apr-2019 | 25-Apr-2019 |
TEXAS INSTRUMENTS INCORPORATED | ||||
Security | 882508104 | Meeting Type | Annual | |
Ticker Symbol | TXN | Meeting Date | 25-Apr-2019 | |
ISIN | US8825081040 | Agenda | 934940328 - Management | |
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: M. A. Blinn | Management | For | For | For |
1b. | Election of Director: T. M. Bluedorn | Management | For | For | For |
1c. | Election of Director: J. F. Clark | Management | For | For | For |
1d. | Election of Director: C. S. Cox | Management | For | For | For |
1e. | Election of Director: M. S. Craighead | Management | For | For | For |
1f. | Election of Director: J. M. Hobby | Management | For | For | For |
1g. | Election of Director: R. Kirk | Management | For | For | For |
1h. | Election of Director: P. H. Patsley | Management | For | For | For |
1i. | Election of Director: R. E. Sanchez | Management | For | For | For |
1j. | Election of Director: R. K. Templeton | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For |
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 37,700 | 0 | 12-Apr-2019 | 26-Apr-2019 |
LOCKHEED MARTIN CORPORATION | ||||
Security | 539830109 | Meeting Type | Annual | |
Ticker Symbol | LMT | Meeting Date | 25-Apr-2019 | |
ISIN | US5398301094 | Agenda | 934951864 - Management | |
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Daniel F. Akerson | Management | For | For | For |
1b. | Election of Director: David B. Burritt | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Bruce A. Carlson | Management | For | For | For |
1d. | Election of Director: James O. Ellis, Jr. | Management | For | For | For |
1e. | Election of Director: Thomas J. Falk | Management | For | For | For |
1f. | Election of Director: Ilene S. Gordon | Management | For | For | For |
1g. | Election of Director: Marillyn A. Hewson | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. | |||||
1h. | Election of Director: Vicki A. Hollub |
Management |
For | For |
For |
1i. | Election of Director: Jeh C. Johnson | Management | For | For | For |
1j. | Election of Director: James D. Taiclet, Jr. | Management | For | For | For |
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | For | For |
4. | Stockholder Proposal to Amend the Proxy Access Bylaw | Shareholder | For | Against | For |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 24,200 | 0 | 15-Apr-2019 | 26-Apr-2019 |
AT&T INC. | ||||
Security | 00206R102 | Meeting Type | Annual | |
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | |
ISIN | US00206R1023 | Agenda | 934938082 - Management | |
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 25-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Randall L. Stephenson | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | For |
1c. | Election of Director: Richard W. Fisher | Management | For | For | For |
1d. | Election of Director: Scott T. Ford | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | For |
1f. | Election of Director: William E. Kennard | Management | For | For | For |
1g. | Election of Director: Michael B. McCallister | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | For |
1i. | Election of Director: Matthew K. Rose | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | For |
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | For |
1l. | Election of Director: Geoffrey Y. Yang | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | Ratification of appointment of independent auditors. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory approval of executive compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Independent Chair. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 97,400 | 0 | 17-Apr-2019 | 29-Apr-2019 |
HONEYWELL INTERNATIONAL INC. | ||||
Security | 438516106 | Meeting Type | Annual | |
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | |
ISIN | US4385161066 | Agenda | 934941647 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 26-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1A. | Election of Director: Darius Adamczyk | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | For |
1C. | Election of Director: William S. Ayer | Management | For | For | For |
1D. | Election of Director: Kevin Burke | Management | For | For | For |
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | For |
1F. | Election of Director: D. Scott Davis | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | For |
1H. | Election of Director: Judd Gregg | Management | For | For | For |
1I. | Election of Director: Clive Hollick | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | For |
1K. | Election of Director: George Paz | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1L. | Election of Director: Robin L. Washington | Management | For | For | For |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For |
3. | Approval of Independent Accountants. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Right To Act By Written Consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | For |
Comments: We believe that it is in the Company's best interests to review its public policy advocacy and oversight and expand its public disclosure about third party lobbying. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Taft-Hartley Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 87,300 | 0 | 12-Apr-2019 | 30-Apr-2019 |
BB&T CORPORATION | ||||
Security | 054937107 | Meeting Type | Annual | |
Ticker Symbol | BBT | Meeting Date | 30-Apr-2019 | |
ISIN | US0549371070 | Agenda | 934935769 - Management | |
Record Date | 20-Feb-2019 | Holding Recon Date | 20-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 29-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Jennifer S. Banner | Management | For | For | For |
1b. | Election of Director: K. David Boyer, Jr. | Management | For | For | For |
1c. | Election of Director: Anna R. Cablik | Management | For | For | For |
1d. | Election of Director: Patrick C. Graney III | Management | For | For | For |
1e. | Election of Director: I. Patricia Henry | Management | For | For | For |
1f. | Election of Director: Kelly S. King | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1g. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | For |
1h. | Election of Director: Easter A. Maynard | Management | For | For | For |
1i. | Election of Director: Charles A. Patton | Management | For | For | For |
1j. | Election of Director: Nido R. Qubein | Management | For | For | For |
1k. | Election of Director: William J. Reuter | Management | For | For | For |
1l. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | For |
1m. | Election of Director: Christine Sears | Management | For | For | For |
1n. | Election of Director: Thomas E. Skains | Management | For | For | For |
1o. | Election of Director: Thomas N. Thompson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice |
|||||
2. | Ratification of the appointment of BB&T's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | An advisory vote to approve BB&T's executive | Management | For | For | For |
compensation program. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 129,800 | 0 | 16-Apr-2019 | 01-May-2019 |
INTERNATIONAL BUSINESS MACHINES CORP. | ||||
Security | 459200101 | Meeting Type | Annual | |
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | |
ISIN | US4592001014 | Agenda | 934941849 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 29-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director for a Term of One Year: M. L. Eskew | Management | Against | Against | Against |
Comments: ffiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice.
According to Egan-Jones' Proxy Guidelines, a director who is an immediate family member of a current or former officer of the company or its affiliates within the previous five years is considered affiliated. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director for a Term of One Year: D. N. Farr | Management | For | For | For |
1c. | Election of Director for a Term of One Year: A. Gorsky | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1d. | Election of Director for a Term of One Year: M. Howard | Management | For | For | For |
1e. | Election of Director for a Term of One Year: S. A. | Management | For | For | For |
Jackson | |||||
1f. | Election of Director for a Term of One Year: A. N. Liveris | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of Director for a Term of One Year: M. E. Pollack | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1h. | Election of Director for a Term of One Year: V. M. Rometty | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the boardroom, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1i. | Election of Director for a Term of One Year: J. R. Swedish | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director for a Term of One Year: S. Taurel | Management | Against | Against | Against |
Comments: ffiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1k. | Election of Director for a Term of One Year: P. R. Voser | Management | For | For | For |
1l. | Election of Director for a Term of One Year: F. H. Waddell | Management | For | For | For |
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For |
4. | Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 45,400 | 0 | 23-Apr-2019 | 01-May-2019 |
PHILIP MORRIS INTERNATIONAL INC. | ||||
Security | 718172109 | Meeting Type | Annual | |
Ticker Symbol | PM | Meeting Date | 01-May-2019 | |
ISIN | US7181721090 | Agenda | 934945013 - Management | |
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 30-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: André Calantzopoulos | Management | For | For | For |
1b. | Election of Director: Louis C. Camilleri | Management | Against | Against | Against |
Comments: Over-Boarded (Board Chair)
According to Egan-Jones' Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Non-independent Board Chair
According to Egan-Jones' Proxy Guidelines there is an inherent potential conflict, in having an Interested trustee serve as Chairman of the Board. Consequently, we prefer that funds have an independent Chairman of the Board to further ensure board independence and accountability. |
|||||
1c. | Election of Director: Massimo Ferragamo | Management | For | For | For |
1d. | Election of Director: Werner Geissler | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1e. | Election of Director: Lisa A. Hook | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Jennifer Li | Management | For | For | For |
1g. | Election of Director: Jun Makihara | Management | For | For | For |
1h. | Election of Director: Kalpana Morparia | Management | For | For | For |
1i. | Election of Director: Lucio A. Noto | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1j. | Election of Director: Frederik Paulsen | Management | For | For | For |
1k. | Election of Director: Robert B. Polet | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1l. | Election of Director: Stephen M. Wolf | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | Advisory Vote Approving Executive Compensation | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the Selection of Independent Auditors | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 37,200 | 0 | 25-Apr-2019 | 02-May-2019 |
STRYKER CORPORATION | ||||
Security | 863667101 | Meeting Type | Annual | |
Ticker Symbol | SYK | Meeting Date | 01-May-2019 | |
ISIN | US8636671013 | Agenda | 934950090 - Management | |
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 30-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a) | Election of Director: Mary K. Brainerd | Management | For | For | For |
1b) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For |
1c) | Election of Director: Roch Doliveux, DVM | Management | For | For | For |
1d) | Election of Director: Louise L. Francesconi | Management | For | For | For |
1e) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | For |
1f) | Election of Director: Kevin A. Lobo (Chairman of the Board) | Management | For | For | Against |
1g) | Election of Director: Sherilyn S. McCoy | Management | For | For | For |
1h) | Election of Director: Andrew K. Silvernail | Management | For | For | For |
1i) | Election of Director: Ronda E. Stryker | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director who is an immediate family member of a current or former officer of the company or its affiliates within the previous five years is considered affiliated. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j) | Election of Director: Rajeev Suri | Management | For | For | For |
2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | Against | Against | Against |
|
Comments:
The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|
|||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
Account Number |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 25,800 | 0 | 30-Apr-2019 | 02-May-2019 |
AMERICAN EXPRESS COMPANY | ||||
Security | 025816109 | Meeting Type | Annual | |
Ticker Symbol | AXP | Meeting Date | 07-May-2019 | |
ISIN | US0258161092 | Agenda | 934951953 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 06-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed
by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Charlene Barshefsky | Management | For | For | For |
1b. | Election of Director: John J. Brennan | Management | For | For | For |
1c. | Election of Director: Peter Chernin | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Ralph de la Vega | Management | For | For | For |
1e. | Election of Director: Anne Lauvergeon | Management | For | For | For |
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For |
1g. | Election of Director: Theodore J. Leonsis | Management | For | For | For |
1h. | Election of Director: Stephen J. Squeri | Management | Against | Against | Against |
|
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns |
|
|||
1i. | Election of Director: Daniel L. Vasella | Management | For | For | For |
1j. | Election of Director: Ronald A. Williams | Management | For | For | For |
1k. | Election of Director: Christopher D. Young | Management | For | For | For |
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | For |
4. | Shareholder proposal relating to action by written consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Shareholder proposal relating to deducting the stock buyback impact from executive pay. | Shareholder | For | Against | For |
Comments: We believe that it is in the best interests of the Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Shareholder proposal relating to gender pay equity. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account
Number |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 78,100 | 0 | 30-Apr-2019 | 08-May-2019 |
NUCOR CORPORATION | ||||
Security | 670346105 | Meeting Type | Annual | |
Ticker Symbol | NUE | Meeting Date | 09-May-2019 | |
ISIN | US6703461052 | Agenda | 934959341 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 08-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation | |
1. | DIRECTOR | Management | ||||
1 | Lloyd J. Austin III | For | For | For | ||
2 | Patrick J. Dempsey | For | For | For | ||
3 | John J. Ferriola | Withheld | Against | Withheld | ||
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
||||||
4 | Victoria F. Haynes Ph.D | For | For | For | ||
5 | Christopher J. Kearney | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
6 | Laurette T. Koellner | For | For | For | ||
7 | John H. Walker | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 | Management | Against | Against | Against | |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
||||||
3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2018 | Management | For | For | For | |
4. | Stockholder proposal regarding lobbying report | Shareholder | Against | For | Against | |
Comments: We believe that it is in the best interests of the Company and the stockholders to belong to industry associations and coalitions, where the Company benefits from the general business, technical, and industry standard-setting expertise these organizations provide. We furthermore believe that the proposal seeks unnecessary line-item disclosure of lobbying expenditures. We believe that the requested report is unnecessary and would require expenditures and the use of Company resources without providing any meaningful benefit to the shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. | ||||||
5. | Stockholder proposal regarding political spending report | Shareholder | Against | For | Against | |
Comments: In light of the Company's policies and oversight mechanisms related to its political contributions and activities, we believe that the shareholder proposal is unnecessary and will not result in any additional benefit to the shareholders. Rather, the proposal promotes impractical and imprudent actions that would negatively affect the business and results. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account
Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 107,500 | 0 | 02-May-2019 | 10-May-2019 |
OCCIDENTAL PETROLEUM CORPORATION | ||||
Security | 674599105 | Meeting Type | Annual | |
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | |
ISIN | US6745991058 | Agenda | 934959733 - Management | |
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 09-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Spencer Abraham | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | For |
1c. | Election of Director: Margaret M. Foran | Management | For | For | For |
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | For |
1e. | Election of Director: Vicki Hollub | Management | For | For | For |
1f. | Election of Director: William R. Klesse | Management | For | For | For |
1g. | Election of Director: Jack B. Moore | Management | For | For | For |
1h. | Election of Director: Avedick B. Poladian | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For |
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | Against | Against | Against |
Comments: After, taking into account both quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | Against | For | Against |
Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account
Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 88,000 | 0 | 03-May-2019 | 13-May-2019 |
MONDELEZ INTERNATIONAL, INC. | ||||
Security | 609207105 | Meeting Type | Annual | |
Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |
ISIN | US6092071058 | Agenda | 934959404 - Management | |
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 14-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | For |
1b. | Election of Director: Charles E. Bunch | Management | For | For | For |
1c. | Election of Director: Debra A. Crew | Management | For | For | For |
1d. | Election of Director: Lois D. Juliber | Management | For | For | For |
1e. | Election of Director: Mark D. Ketchum | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1f. | Election of Director: Peter W. May | Management | For | For | For |
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | For |
1h. | Election of Director: Joseph Neubauer | Management | For | For | For |
1i. | Election of Director: Fredric G. Reynolds | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Christiana S. Shi | Management | For | For | For |
1k. | Election of Director: Patrick T. Siewert | Management | For | For | For |
1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | For |
1m. | Election of Director: Dirk Van de Put | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the boardroom, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For |
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal will enable the company to mitigate the impacts of its supply chain on forests which poses a significant reputational risk. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account
Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 61,400 | 0 | 07-May-2019 | 16-May-2019 |
INTEL CORPORATION | ||||
Security | 458140100 | Meeting Type | Annual | |
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | |
ISIN | US4581401001 | Agenda | 934963679 - Management | |
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 15-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Aneel Bhusri | Management | For | For | For |
1b. | Election of Director: Andy D. Bryant | Management | For | For | For |
1c. | Election of Director: Reed E. Hundt | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Omar Ishrak | Management | For | For | For |
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For |
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | For |
1g. | Election of Director: Gregory D. Smith | Management | For | For | For |
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | For |
1i. | Election of Director: Andrew Wilson | Management | For | For | For |
1j. | Election of Director: Frank D. Yeary | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | For |
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | For |
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. In accordance to Egan-Jones Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | Against | For | Against |
Comments: In light of the Company's policies and oversight mechanisms related to its political contributions and activities, we believe that the shareholder proposal is unnecessary and will not result in any additional benefit to the shareholders. Rather, the proposal promotes impractical and imprudent actions that would negatively affect the business and results. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 151,900 | 0 | 12-May-2019 | 17-May-2019 |
UNION PACIFIC CORPORATION | ||||
Security | 907818108 | Meeting Type | Annual | |
Ticker Symbol | UNP | Meeting Date | 16-May-2019 | |
ISIN | US9078181081 | Agenda | 934970383 - Management | |
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 15-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Andrew H. Card Jr. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | For |
1c. | Election of Director: William J. DeLaney | Management | For | For | For |
1d. | Election of Director: David B. Dillon | Management | For | For | For |
1e. | Election of Director: Lance M. Fritz | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | For |
1g. | Election of Director: Jane H. Lute | Management | For | For | For |
1h. | Election of Director: Michael R. McCarthy | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1i. | Election of Director: Thomas F. McLarty III | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Bhavesh V. Patel | Management | For | For | For |
1k. | Election of Director: Jose H. Villarreal | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | An advisory vote to approve executive compensation (“Say on Pay”). | Management | For | For | For |
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 22,300 | 0 | 12-May-2019 | 17-May-2019 |
THE ALLSTATE CORPORATION | ||||
Security | 020002101 | Meeting Type | Annual | |
Ticker Symbol | ALL | Meeting Date | 21-May-2019 | |
ISIN | US0200021014 | Agenda | 934978783 - Management | |
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 20-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Kermit R. Crawford | Management | For | For | For |
1b. | Election of Director: Michael L. Eskew | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1c. | Election of Director: Margaret M. Keane | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1d. | Election of Director: Siddharth N. Mehta | Management | For | For | For |
1e. | Election of Director: Jacques P. Perold | Management | For | For | For |
1f. | Election of Director: Andrea Redmond | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | For |
1h. | Election of Director: Judith A. Sprieser | Management | For | For | For |
1i. | Election of Director: Perry M. Traquina | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director: Thomas J. Wilson | Management | For | For | For |
2. | Advisory vote to approve the compensation of the named executives. | Management | For | For | For |
3. | Approval of the 2019 Equity Incentive Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Allstate's independent registered public accountant for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
5. | Stockholder proposal on reporting political contributions. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 69,200 | 0 | 18-May-2019 | 22-May-2019 |
JPMORGAN CHASE & CO. | ||||
Security | 46625H100 | Meeting Type | Annual | |
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |
ISIN | US46625H1005 | Agenda | 934979088 - Management | |
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 20-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For |
1b. | Election of Director: James A. Bell | Management | For | For | For |
1c. | Election of Director: Stephen B. Burke | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Todd A. Combs | Management | For | For | For |
1e. | Election of Director: James S. Crown | Management | For | For | For |
1f. | Election of Director: James Dimon | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For |
1h. | Election of Director: Mellody Hobson | Management | For | For | For |
1i. | Election of Director: Laban P. Jackson, Jr. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Michael A. Neal | Management | For | For | For |
1k. | Election of Director: Lee R. Raymond | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Advisory resolution to approve executive compensation | Management | For | For | For |
3. | Ratification of independent registered public accounting firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Gender pay equity report | Shareholder | For | Against | For |
Comments: We believe that approval of the report as requested in the proposal will enable the Company and its shareholders evaluate the fairness of its pay policy and practices to ensure that proper oversight is exercised on pay equity. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Enhance shareholder proxy access | Shareholder | For | Against | For |
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders' criteria proposed in this proposal. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Cumulative voting | Shareholder | Against | For | Against |
Comments: We believe that cumulative voting could make it possible for an individual stockholder or group of stockholders with special interests to elect one or more directors to the Company's Board of directors to represent their particular interests. Such a stockholder or group of stockholders could have goals that are inconsistent, and could conflict with, the interests and goals of the majority of the Company's stockholders. The election of a candidate representing a single segment of the Company's stockholder base or interested in a narrow range of issues would not advance the interests of the Company's stockholders at large, further the cause of corporate governance, or promote the best Board processes and dynamics. By contrast, the system of voting that the Company presently utilizes, and which is utilized by most major publicly traded corporations, promotes the election of a more effective Board of directors in which each director represents the stockholders as a whole. In accordance with Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 131,300 | 0 | 16-May-2019 | 22-May-2019 |
ROSS STORES, INC. | ||||
Security | 778296103 | Meeting Type | Annual | |
Ticker Symbol | ROST | Meeting Date | 22-May-2019 | |
ISIN | US7782961038 | Agenda | 934968794 - Management | |
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 21-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Michael Balmuth | Management | For | For | For |
1b. | Election of Director: K. Gunnar Bjorklund | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Michael J. Bush | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Norman A. Ferber | Management | For | For | For |
1e. | Election of Director: Sharon D. Garrett | Management | For | For | For |
1f. | Election of Director: Stephen D. Milligan | Management | For | For | For |
1g. | Election of Director: George P. Orban | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1h. | Election of Director: Michael O'Sullivan | Management | For | For | For |
1i. | Election of Director: Gregory L. Quesnel | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Barbara Rentler | Management | For | For | For |
2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | To vote on a stockholder proposal on Greenhouse Gas Emissions Goals, if properly presented at the Annual Meeting. | Shareholder | For | Against | For |
Comments: We believe that setting clear-cut goals will help the Company reduce its regulatory risk related to GHG emissions, financial risk by decreasing volatility of energy prices, and overall expenditure on energy by implementing a disciplined business strategy to cut emissions from its operations. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 75,000 | 0 | 18-May-2019 | 23-May-2019 |
BLACKROCK, INC. | ||||
Security | 09247X101 | Meeting Type | Annual | |
Ticker Symbol | BLK | Meeting Date | 23-May-2019 | |
ISIN | US09247X1019 | Agenda | 934975662 - Management | |
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Bader M. Alsaad | Management | For | For | For |
1b. | Election of Director: Mathis Cabiallavetta | Management | For | For | For |
1c. | Election of Director: Pamela Daley | Management | For | For | For |
1d. | Election of Director: William S. Demchak | Management | For | For | For |
1e. | Election of Director: Jessica P. Einhorn | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Laurence D. Fink | Management | For | For | For |
1g. | Election of Director: William E. Ford | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1h. | Election of Director: Fabrizio Freda | Management | For | For | For |
1i. | Election of Director: Murry S. Gerber | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Margaret L. Johnson | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: Robert S. Kapito | Management | For | For | For |
1l. | Election of Director: Cheryl D. Mills | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1m. | Election of Director: Gordon M. Nixon | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1n. | Election of Director: Charles H. Robbins | Management | For | For | For |
1o. | Election of Director: Ivan G. Seidenberg | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1p. | Election of Director: Marco Antonio Slim Domit | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1q. | Election of Director: Susan L. Wagner | Management | For | For | For |
1r. | Election of Director: Mark Wilson | Management | For | For | For |
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the appointment of Deloitte LLP as BlackRock’s independent registered public accounting firm for the fiscal year 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Shareholder Proposal - Production of an Annual Report on Certain Trade Association and Lobbying Expenditures. | Shareholder | Against | For | Against |
5. | Shareholder Proposal - Simple Majority Vote Requirement. | Shareholder | For | Against | For |
Comments: For the reasons stated below and in accordance with the Egan-Jones’ Proxy Guidelines, we believe that the advantages of eliminating supermajority provisions outweigh the benefits of maintaining it as a voting standard. We believe that a simple majority vote will strengthen the Company’s corporate governance practice. Contrary to supermajority voting, a simple majority standard will give the shareholders equal and fair representation in the Company by limiting the power of shareholders who own a large stake in the entity, therefore, paving way for a more meaningful voting outcome. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 21,200 | 0 | 20-May-2019 | 24-May-2019 |
THE HOME DEPOT, INC. | ||||
Security | 437076102 | Meeting Type | Annual | |
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |
ISIN | US4370761029 | Agenda | 934976157 - Management | |
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | For |
1b. | Election of Director: Ari Bousbib | Management | For | For | For |
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
1e. | Election of Director: J. Frank Brown | Management | For | For | For |
1f. | Election of Director: Albert P. Carey | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1g. | Election of Director: Helena B. Foulkes | Management | Against | Against | Against |
Comments: Attending less than 75% of the aggregate board and committee meetings
Egan-Jones’ Proxy Guidelines state that directors, specifically members/Chairmen of any of the key Board committees must actively participate and attend Board and Committee meetings to ensure effective and prudent exercise of their fiduciary duties as directors. |
|||||
1h. | Election of Director: Linda R. Gooden | Management | For | For | For |
1i. | Election of Director: Wayne M. Hewett | Management | For | For | For |
1j. | Election of Director: Manuel Kadre | Management | For | For | For |
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | For |
1l. | Election of Director: Craig A. Menear | Management | For | For | For |
2. | Ratification of the Appointment of KPMG LLP | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | For | For | For |
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | For |
Comments: We believe that a company’s success depends upon its ability to embrace diversity and to draw upon the skills, expertise and experience of its workforce. As such, we believe that adoption of this proposal is in the best interests of the Company and its shareholders. As such, in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | Against |
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | For | Against | For |
Comments: We believe that a company’s success depends upon its ability to embrace diversity and to draw upon the skills, expertise and experience of its workforce. As such, we believe that adoption of this proposal is in the best interests of the Company and its shareholders. As such, in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 52,900 | 0 | 20-May-2019 | 24-May-2019 |
MORGAN STANLEY | ||||
Security | 617446448 | Meeting Type | Annual | |
Ticker Symbol | MS | Meeting Date | 23-May-2019 | |
ISIN | US6174464486 | Agenda | 934980423 - Management | |
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Elizabeth Corley | Management | For | For | For |
1b. | Election of Director: Alistair Darling | Management | For | For | For |
1c. | Election of Director: Thomas H. Glocer | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1d. | Election of Director: James P. Gorman | Management | For | For | For |
1e. | Election of Director: Robert H. Herz | Management | For | For | For |
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | For |
1g. | Election of Director: Jami Miscik | Management | For | For | For |
1h. | Election of Director: Dennis M. Nally | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1i. | Election of Director: Takeshi Ogasawara | Management | For | For | For |
1j. | Election of Director: Hutham S. Olayan | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | For |
1l. | Election of Director: Perry M. Traquina | Management | For | For | For |
1m. | Election of Director: Rayford Wilkins, Jr. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. |
|||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention, and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal | |||||
4. | Shareholder proposal regarding an annual report on lobbying expenses | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 94,000 | 0 | 21-May-2019 | 24-May-2019 |
NEXTERA ENERGY, INC. | ||||
Security | 65339F101 | Meeting Type | Annual | |
Ticker Symbol | NEE | Meeting Date | 23-May-2019 | |
ISIN | US65339F1012 | Agenda | 934983710 - Management | |
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Sherry S. Barrat | Management | For | For | For |
1b. | Election of Director: James L. Camaren | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Kenneth B. Dunn | Management | For | For | For |
1d. | Election of Director: Naren K. Gursahaney | Management | For | For | For |
1e. | Election of Director: Kirk S. Hachigian | Management | For | For | For |
1f. | Election of Director: Toni Jennings | Management | For | For | For |
1g. | Election of Director: Amy B. Lane | Management | For | For | For |
1h. | Election of Director: James L. Robo | Management | Against | Against | Against |
Comments: Over-Boarded (Board Chair)
According to Egan-Jones' Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
1i. | Election of Director: Rudy E. Schupp | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: John L. Skolds | Management | For | For | For |
1k. | Election of Director: William H. Swanson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | For |
1m. | Election of Director: Darryl L. Wilson | Management | For | For | For |
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | For |
4. | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled “Political Contributions Disclosure” to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 39,500 | 0 | 21-May-2019 | 24-May-2019 |
DOWDUPONT INC. | ||||
Security | 26078J100 | Meeting Type | Special | |
Ticker Symbol | DWDP | Meeting Date | 23-May-2019 | |
ISIN | US26078J1007 | Agenda | 935023426 - Management | |
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | Management | For | For | For |
2. | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 187,300 | 0 | 20-May-2019 | 24-May-2019 |
MERCK & CO., INC. | ||||
Security | 58933Y105 | Meeting Type | Annual | |
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 24-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Leslie A. Brun | Management | For | For | For |
1b. | Election of Director: Thomas R. Cech | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | For |
1d. | Election of Director: Pamela J. Craig | Management | For | For | For |
1e. | Election of Director: Kenneth C. Frazier | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key Board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
1f. | Election of Director: Thomas H. Glocer | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of Director: Rochelle B. Lazarus | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | For |
1i. | Election of Director: Patricia F. Russo | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director: Inge G. Thulin | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | For |
1l. | Election of Director: Peter C. Wendell | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees.
We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | For |
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | For | Against | For |
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | Against |
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 80,300 | 0 | 22-May-2019 | 29-May-2019 |
CHEVRON CORPORATION | ||||
Security | 166764100 | Meeting Type | Annual | |
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |
ISIN | US1667641005 | Agenda | 934993088 - Management | |
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 28-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: W. M. Austin | Management | For | For | For |
1b. | Election of Director: J. B. Frank | Management | For | For | For |
1c. | Election of Director: A. P. Gast | Management | For | For | For |
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | For |
1e. | Election of Director: C. W. Moorman IV | Management | For | For | For |
1f. | Election of Director: D. F. Moyo | Management | For | For | For |
1g. | Election of Director: D. Reed-Klages | Management | For | For | For |
1h. | Election of Director: R. D. Sugar | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
“According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.” |
|||||
1i. | Election of Director: I. G. Thulin | Management | For | For | For |
1j. | Election of Director: D. J. Umpleby III | Management | For | For | For |
1k. | Election of Director: M. K. Wirth | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For |
4. | Report on Human Right to Water | Shareholder | Against | For | Against |
5. | Report on Reducing Carbon Footprint | Shareholder | For | Against | For |
Comments: We believe that the report on climate change will develop new methods that can be applied globally when sufficient observations exist. Acknowledging climate change as an inevitable factor, and recognizing the need to adapt, involves bold decisions by business. Therefore, we believe that companies should review how climate change impacts the economy and portfolio companies and evaluate how shareholder resolutions on climate change may impact long-term shareholder value as it votes proxies. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Create a Board Committee on Climate Change | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal will enhance the Company's oversight in handling its climate change strategy. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Adopt Policy for an Independent Chairman | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 112,400 | 0 | 24-May-2019 | 30-May-2019 |
RAYTHEON COMPANY | ||||
Security | 755111507 | Meeting Type | Annual | |
Ticker Symbol | RTN | Meeting Date | 30-May-2019 | |
ISIN | US7551115071 | Agenda | 934988518 - Management | |
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 29-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Tracy A. Atkinson | Management | For | For | For |
1b. | Election of Director: Robert E. Beauchamp | Management | For | For | For |
1c. | Election of Director: Adriane M. Brown | Management | For | For | For |
1d. | Election of Director: Stephen J. Hadley | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Thomas A. Kennedy | Management | For | For | For |
1f. | Election of Director: Letitia A. Long | Management | For | For | For |
1g. | Election of Director: George R. Oliver | Management | For | For | For |
1h. | Election of Director: Dinesh C. Paliwal | Management | For | For | For |
1i. | Election of Director: Ellen M. Pawlikowski | Management | For | For | For |
1j. | Election of Director: William R. Spivey | Management | For | For | For |
1k. | Election of Director: Marta R. Stewart | Management | For | For | For |
1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | For |
1m. | Election of Director: Robert O. Work | Management | For | For | For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
3. | Approval of the Raytheon 2019 Stock Plan | Management | For | For | For |
4. | Ratification of Independent Auditors. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 35,800 | 0 | 25-May-2019 | 31-May-2019 |
BEST BUY CO., INC. | ||||
Security | 086516101 | Meeting Type | Annual | |
Ticker Symbol | BBY | Meeting Date | 11-Jun-2019 | |
ISIN | US0865161014 | Agenda | 935011837 - Management | |
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 10-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a) | Election of Director: Corie S. Barry | Management | For | For | For |
1b) | Election of Director: Lisa M. Caputo | Management | For | For | For |
1c) | Election of Director: J. Patrick Doyle | Management | For | For | For |
1d) | Election of Director: Russell P. Fradin | Management | For | For | For |
1e) | Election of Director: Kathy J. Higgins Victor | Management | For | For | For |
1f) | Election of Director: Hubert Joly | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1g) | Election of Director: David W. Kenny | Management | For | For | For |
1h) | Election of Director: Cindy R. Kent | Management | For | For | For |
1i) | Election of Director: Karen A. McLoughlin | Management | For | For | For |
1j) | Election of Director: Thomas L. Millner | Management | For | For | For |
1k) | Election of Director: Claudia F. Munce | Management | For | For | For |
1l) | Election of Director: Richelle P. Parham | Management | For | For | For |
1m) | Election of Director: Eugene A. Woods | Management | For | For | For |
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve in a non-binding advisory vote our named executive officer compensation. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 71,900 | 0 | 06-Jun-2019 | 12-Jun-2019 |
DELTA AIR LINES, INC. | ||||
Security | 247361702 | Meeting Type | Annual | |
Ticker Symbol | DAL | Meeting Date | 20-Jun-2019 | |
ISIN | US2473617023 | Agenda | 935025266 - Management | |
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 19-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of Director: Edward H. Bastian | Management | For | For | For |
1b. | Election of Director: Francis S. Blake | Management | Against | Against | Against |
Comments: Over-Boarded (Board Chair)
According to Egan-Jones' Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised. |
|||||
1c. | Election of Director: Daniel A. Carp | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | For |
1e. | Election of Director: David G. DeWalt | Management | For | For | For |
1f. | Election of Director: William H. Easter III | Management | For | For | For |
1g. | Election of Director: Christopher A. Hazleton | Management | For | For | For |
1h. | Election of Director: Michael P. Huerta | Management | For | For | For |
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | For |
1j. | Election of Director: George N. Mattson | Management | For | For | For |
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | For |
1l. | Election of Director: Kathy N. Waller | Management | For | For | For |
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | For |
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | A stockholder proposal related to the right to act by written consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account
Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 128,900 | 0 | 18-Jun-2019 | 21-Jun-2019 |
MASTERCARD INCORPORATED | ||||
Security | 57636Q104 | Meeting Type | Annual | |
Ticker Symbol | MA | Meeting Date | 25-Jun-2019 | |
ISIN | US57636Q1040 | Agenda | 935017233 - Management | |
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
1a. | Election of director: Richard Haythornthwaite | Management | For | For | For |
1b. | Election of director: Ajay Banga | Management | For | For | For |
1c. | Election of director: David R. Carlucci | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees | |||||
1d. | Election of director: Richard K. Davis | Management | For | For | For |
1e. | Election of director: Steven J. Freiberg | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1f. | Election of director: Julius Genachowski | Management | For | For | For |
1g. | Election of director: Choon Phong Goh | Management | For | For | For |
1h. | Election of director: Merit E. Janow | Management | For | For | For |
1i. | Election of director: Oki Matsumoto | Management | For | For | For |
1j. | Election of director: Youngme Moon | Management | For | For | For |
1k. | Election of director: Rima Qureshi | Management | For | For | For |
1l. | Election of director: José Octavio Reyes Lagunes | Management | For | For | For |
1m. | Election of director: Gabrielle Sulzberger | Management | For | For | For |
1n. | Election of director: Jackson Tai | Management | For | For | For |
1o. | Election of director: Lance Uggla | Management | For | For | For |
2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Consideration of a stockholder proposal on gender pay gap | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Consideration of a stockholder proposal on creation of a human rights committee | Shareholder | For | Against | For |
Comments: We believe that the adoption of a standing committee on human rights, coupled with implementation, enforcement, independent monitoring, and transparent, comprehensive reporting will assure shareholders of the Company's global leadership. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account
Number |
Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||
000183239 | BNY MELLON | 51,700 | 0 | 20-Jun-2019 | 26-Jun-2019 |
DOWDUPONT INC. | ||||
Security | 26078J100 | Meeting Type | Annual | |
Ticker Symbol | DWDP | Meeting Date | 25-Jun-2019 | |
ISIN | US26078J1007 | Agenda | 935019679 - Management | |
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Edward D. Breen | Management | For | For | For |
1b. | Election of Director: Ruby R. Chandy | Management | For | For | For |
1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | For |
1d. | Election of Director: Terrence R. Curtin | Management | For | For | For |
1e. | Election of Director: Alexander M. Cutler | Management | For | For | For |
1f. | Election of Director: C. Marc Doyle | Management | For | For | For |
1g. | Election of Director: Eleuthère I. du Pont | Management | For | For | For |
1h. | Election of Director: Rajiv L. Gupta | Management | For | For | For |
1i. | Election of Director: Luther C. Kissam | Management | For | For | For |
1j. | Election of Director: Frederick M. Lowery | Management | For | For | For |
1k. | Election of Director: Raymond J. Milchovich | Management | For | For | For |
1l. | Election of Director: Steven M. Sterin | Management | For | For | For |
2. | Advisory Resolution to Approve Executive Compensation | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Right to Act by Written Consent | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Preparation of an Executive Compensation Report | Shareholder | For | Against | For |
Comments: We believe that disclosure is material to shareholders as this would provide a valuable additional metric for evaluating and voting on executive compensation practices and Say-on-Pay proxy proposals. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Preparation of a Report on Climate Change Induced Flooding and Public Health | Shareholder | For | Against | For |
Comments: We believe that the report on climate change will develop new methods that can be applied globally when sufficient observations exist. Acknowledging climate change as an inevitable factor, and recognizing the need to adapt, involves bold decisions by business. Therefore, we believe that companies should review how climate change impacts the economy and portfolio companies and evaluate how shareholder resolutions on climate change may impact long-term shareholder value as it votes proxies. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Preparation of a Report on Plastic Pollution | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000183239 | BNY MELLON | 187,300 | 0 | 21-Jun-2019 | 26-Jun-2019 |
First Investors Equity Income Fund
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
GGP INC. | |||||||||
Security: | 36174X101 | Meeting Type: | Special | ||||||
Ticker: | GGP | Meeting Date: | 26-Jul-2018 | ||||||
ISIN | US36174X1019 | Vote Deadline Date: | 25-Jul-2018 | ||||||
Agenda | 934854527 | Management | Total Ballot Shares: | 512421 | |||||
Last Vote Date: | 13-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 170000 | 0 | 0 | 0 | ||
2 | Approve New Class of Stock | For | None | 170000 | 0 | 0 | 0 | ||
3 | Approve Charter Amendment | For | None | 170000 | 0 | 0 | 0 | ||
4 | Approve Charter Amendment | For | None | 170000 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | For | None | 170000 | 0 | 0 | 0 | ||
6 | Approve Charter Amendment | For | None | 170000 | 0 | 0 | 0 | ||
7 | Approve Charter Amendment | For | None | 170000 | 0 | 0 | 0 | ||
8 | 14A Executive Compensation | For | None | 0 | 170000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INCORPORATED | |||||||||
Security: | 595017104 | Meeting Type: | Annual | ||||||
Ticker: | MCHP | Meeting Date: | 14-Aug-2018 | ||||||
ISIN | US5950171042 | Vote Deadline Date: | 13-Aug-2018 | ||||||
Agenda | 934858068 | Management | Total Ballot Shares: | 51300 | |||||
Last Vote Date: | 23-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 42600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 42600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 42600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 42600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 42600 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 42600 | 0 | 0 | 0 | ||
7 | 14A Executive Compensation | For | None | 42600 | 0 | 0 | 0 | ||
THE J. M. SMUCKER COMPANY | |||||||||
Security: | 832696405 | Meeting Type: | Annual | ||||||
Ticker: | SJM | Meeting Date: | 15-Aug-2018 | ||||||
ISIN | US8326964058 | Vote Deadline Date: | 14-Aug-2018 | ||||||
Agenda | 934853602 | Management | Total Ballot Shares: | 8800 | |||||
Last Vote Date: | 24-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 0 | 7400 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 7400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 7400 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 7400 | 0 | 0 | 0 | ||
VECTREN CORPORATION | |||||||||
Security: | 92240G101 | Meeting Type: | Special | ||||||
Ticker: | VVC | Meeting Date: | 28-Aug-2018 | ||||||
ISIN | US92240G1013 | Vote Deadline Date: | 27-Aug-2018 | ||||||
Agenda | 934858791 | Management | Total Ballot Shares: | 78400 | |||||
Last Vote Date: | 21-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 65400 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 65400 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 65400 | 0 | 0 | 0 | ||
HAMILTON LANE INCORPORATED | |||||||||
Security: | 407497106 | Meeting Type: | Annual | ||||||
Ticker: | HLNE | Meeting Date: | 06-Sep-2018 | ||||||
ISIN | US4074971064 | Vote Deadline Date: | 05-Sep-2018 | ||||||
Agenda | 934859438 | Management | Total Ballot Shares: | 167200 | |||||
Last Vote Date: | 09-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Erik R. Hirsch | 111000 | 0 | 0 | 0 | ||||
2 | Leslie F. Varon | 111000 | 0 | 0 | 0 | ||||
2 | Adopt Employee Stock Purchase Plan | For | None | 111000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 111000 | 0 | 0 | 0 | ||
ANDEAVOR | |||||||||
Security: | 03349M105 | Meeting Type: | Special | ||||||
Ticker: | ANDV | Meeting Date: | 24-Sep-2018 | ||||||
ISIN | US03349M1053 | Vote Deadline Date: | 21-Sep-2018 | ||||||
Agenda | 934865948 | Management | Total Ballot Shares: | 43600 | |||||
Last Vote Date: | 12-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 37000 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 37000 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 37000 | 0 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CORP. | |||||||||
Security: | 82706C108 | Meeting Type: | Annual | ||||||
Ticker: | SIMO | Meeting Date: | 26-Sep-2018 | ||||||
ISIN | US82706C1080 | Vote Deadline Date: | 19-Sep-2018 | ||||||
Agenda | 934869528 | Management | Total Ballot Shares: | 217400 | |||||
Last Vote Date: | 05-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 75200 | 0 | 0 | 0 | ||
2 | Election of Directors (Full Slate) | For | None | 75200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 75200 | 0 | 0 | 0 | ||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security: | 742718109 | Meeting Type: | Annual | ||||||
Ticker: | PG | Meeting Date: | 09-Oct-2018 | ||||||
ISIN | US7427181091 | Vote Deadline Date: | 08-Oct-2018 | ||||||
Agenda | 934870115 | Management | Total Ballot Shares: | 411229 | |||||
Last Vote Date: | 13-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 71400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 71400 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 71400 | 0 | 0 | 0 | ||
PINNACLE FOODS INC. | |||||||||
Security: | 72348P104 | Meeting Type: | Special | ||||||
Ticker: | PF | Meeting Date: | 23-Oct-2018 | ||||||
ISIN | US72348P1049 | Vote Deadline Date: | 22-Oct-2018 | ||||||
Agenda | 934878995 | Management | Total Ballot Shares: | 434400 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 65000 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 65000 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 65000 | 0 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORPORATION | |||||||||
Security: | 71742Q106 | Meeting Type: | Annual | ||||||
Ticker: | PAHC | Meeting Date: | 05-Nov-2018 | ||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 02-Nov-2018 | ||||||
Agenda | 934879694 | Management | Total Ballot Shares: | 654448 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Gerald K. Carlson | 31400 | 0 | 0 | 0 | ||||
2 | Mary Lou Malanoski | 31400 | 0 | 0 | 0 | ||||
3 | Carol A. Wrenn | 31400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 31400 | 0 | 0 | 0 | ||
LAM RESEARCH CORPORATION | |||||||||
Security: | 512807108 | Meeting Type: | Annual | ||||||
Ticker: | LRCX | Meeting Date: | 06-Nov-2018 | ||||||
ISIN | US5128071082 | Vote Deadline Date: | 05-Nov-2018 | ||||||
Agenda | 934879098 | Management | Total Ballot Shares: | 106100 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Martin B. Anstice | 12600 | 0 | 0 | 0 | ||||
2 | Eric K. Brandt | 12600 | 0 | 0 | 0 | ||||
3 | Michael R. Cannon | 12600 | 0 | 0 | 0 | ||||
4 | Youssef A. El-Mansy | 12600 | 0 | 0 | 0 | ||||
5 | Christine A. Heckart | 12600 | 0 | 0 | 0 | ||||
6 | Catherine P. Lego | 12600 | 0 | 0 | 0 | ||||
7 | Stephen G. Newberry | 12600 | 0 | 0 | 0 | ||||
8 | Abhijit Y. Talwalkar | 12600 | 0 | 0 | 0 | ||||
9 | Lih Shyng Tsai | 12600 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 12600 | 0 | 0 | 0 | ||
3 | Amend Employee Stock Purchase Plan | For | None | 12600 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 12600 | 0 | 0 | 0 | ||
TAPESTRY, INC. | |||||||||
Security: | 876030107 | Meeting Type: | Annual | ||||||
Ticker: | TPR | Meeting Date: | 08-Nov-2018 | ||||||
ISIN | US8760301072 | Vote Deadline Date: | 07-Nov-2018 | ||||||
Agenda | 934880089 | Management | Total Ballot Shares: | 748445 | |||||
Last Vote Date: | 15-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 0 | 75100 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 75100 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 75100 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 75100 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 75100 | 0 | 0 | 0 | ||
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 28-Nov-2018 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 27-Nov-2018 | ||||||
Agenda | 934884544 | Management | Total Ballot Shares: | 864108 | |||||
Last Vote Date: | 30-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 120800 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 120800 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 120800 | 0 | 0 | 0 | ||
MEDTRONIC PLC | |||||||||
Security: | G5960L103 | Meeting Type: | Annual | ||||||
Ticker: | MDT | Meeting Date: | 07-Dec-2018 | ||||||
ISIN | IE00BTN1Y115 | Vote Deadline Date: | 06-Dec-2018 | ||||||
Agenda | 934889215 | Management | Total Ballot Shares: | 444797 | |||||
Last Vote Date: | 13-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 88694 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 88694 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 88694 | 0 | 0 | 0 | ||
CISCO SYSTEMS, INC. | |||||||||
Security: | 17275R102 | Meeting Type: | Annual | ||||||
Ticker: | CSCO | Meeting Date: | 12-Dec-2018 | ||||||
ISIN | US17275R1023 | Vote Deadline Date: | 11-Dec-2018 | ||||||
Agenda | 934891614 | Management | Total Ballot Shares: | 1428575 | |||||
Last Vote Date: | 19-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 254000 | 0 | 0 | 0 | ||
10 | Amend Employee Stock Purchase Plan | For | None | 254000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 254000 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 254000 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 254000 | 0 | 0 | ||
14 | S/H Proposal - Report on Executive Compensation | Against | None | 0 | 254000 | 0 | 0 | ||
WESTROCK COMPANY | |||||||||
Security: | 96145D105 | Meeting Type: | Annual | ||||||
Ticker: | WRK | Meeting Date: | 01-Feb-2019 | ||||||
ISIN | US96145D1054 | Vote Deadline Date: | 31-Jan-2019 | ||||||
Agenda | 934914599 | Management | Total Ballot Shares: | 262590 | |||||
Last Vote Date: | 10-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 83800 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 83800 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 83800 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 83800 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Special | ||||||
Ticker: | ECA | Meeting Date: | 12-Feb-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 07-Feb-2019 | ||||||
Agenda | 934920186 | Management | Total Ballot Shares: | 2564800 | |||||
Last Vote Date: | 31-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 430550 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 430550 | 0 | 0 | 0 | ||
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 01-Mar-2019 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 28-Feb-2019 | ||||||
Agenda | 934919359 | Management | Total Ballot Shares: | 319580 | |||||
Last Vote Date: | 06-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 40150 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 40150 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 40150 | 0 | 0 | 0 | ||
11 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 40150 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 40150 | 0 | 0 | ||
THE WALT DISNEY COMPANY | |||||||||
Security: | 254687106 | Meeting Type: | Annual | ||||||
Ticker: | DIS | Meeting Date: | 07-Mar-2019 | ||||||
ISIN | US2546871060 | Vote Deadline Date: | 06-Mar-2019 | ||||||
Agenda | 934921099 | Management | Total Ballot Shares: | 310620 | |||||
Last Vote Date: | 15-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 33050 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 33050 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 33050 | 0 | 0 | ||
12 | S/H Proposal - Political/Government | Against | None | 0 | 33050 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 33050 | 0 | 0 | ||
QUALCOMM INCORPORATED | |||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||
Ticker: | QCOM | Meeting Date: | 12-Mar-2019 | ||||||
ISIN | US7475251036 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934921568 | Management | Total Ballot Shares: | 912318 | |||||
Last Vote Date: | 22-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 123250 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 123250 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 123250 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 123250 | 0 | 0 | 0 | ||
URSTADT BIDDLE PROPERTIES INC. | |||||||||
Security: | 917286205 | Meeting Type: | Annual | ||||||
Ticker: | UBA | Meeting Date: | 21-Mar-2019 | ||||||
ISIN | US9172862057 | Vote Deadline Date: | 20-Mar-2019 | ||||||
Agenda | 934923384 | Management | Total Ballot Shares: | 93488 | |||||
Last Vote Date: | 27-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 75680 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 75680 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 75680 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 75680 | 0 | 0 | 0 | ||
5 | Amend Restricted Stock Award Plan | For | None | 75680 | 0 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE COMPANY | |||||||||
Security: | 42824C109 | Meeting Type: | Annual | ||||||
Ticker: | HPE | Meeting Date: | 03-Apr-2019 | ||||||
ISIN | US42824C1099 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934927522 | Management | Total Ballot Shares: | 380300 | |||||
Last Vote Date: | 07-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 314650 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 314650 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 314650 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 314650 | 0 | 0 | 0 | ||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||
Security: | 806857108 | Meeting Type: | Annual | ||||||
Ticker: | SLB | Meeting Date: | 03-Apr-2019 | ||||||
ISIN | AN8068571086 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934929324 | Management | Total Ballot Shares: | 148060 | |||||
Last Vote Date: | 13-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 70050 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 70050 | 0 | 0 | 0 | ||
12 | Receive Consolidated Financial Statements | For | None | 70050 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 70050 | 0 | 0 | 0 | ||
14 | Amend Non-Employee Director Plan | For | None | 70050 | 0 | 0 | 0 | ||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||
Security: | 064058100 | Meeting Type: | Annual | ||||||
Ticker: | BK | Meeting Date: | 09-Apr-2019 | ||||||
ISIN | US0640581007 | Vote Deadline Date: | 08-Apr-2019 | ||||||
Agenda | 934941609 | Management | Total Ballot Shares: | 555350 | |||||
Last Vote Date: | 18-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 126450 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 126450 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 126450 | 0 | 0 | 0 | ||
15 | Limit/Eliminate Written Consent | For | None | 126450 | 0 | 0 | 0 | ||
16 | Approve Stock Compensation Plan | For | None | 126450 | 0 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 126450 | 0 | 0 | ||
SMITH & NEPHEW PLC | |||||||||
Security: | 83175M205 | Meeting Type: | Annual | ||||||
Ticker: | SNN | Meeting Date: | 11-Apr-2019 | ||||||
ISIN | US83175M2052 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934935290 | Management | Total Ballot Shares: | 844350 | |||||
Last Vote Date: | 13-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | None | 119000 | 0 | 0 | 0 | ||
2 | Receive Directors' Report | For | None | 0 | 119000 | 0 | 0 | ||
3 | Dividends | For | None | 119000 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
12 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
13 | Election of Directors (Full Slate) | For | None | 119000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 119000 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Directors and Auditors | For | None | 119000 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 119000 | 0 | 0 | 0 | ||
17 | Eliminate Pre-Emptive Rights | For | None | 119000 | 0 | 0 | 0 | ||
18 | Authorize Directors to Repurchase Shares | For | None | 119000 | 0 | 0 | 0 | ||
19 | Miscellaneous Corporate Actions | For | None | 119000 | 0 | 0 | 0 | ||
20 | Approve Article Amendments | For | None | 119000 | 0 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||
Security: | 110122108 | Meeting Type: | Contested-Special | ||||||
Ticker: | BMY | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | US1101221083 | Vote Deadline Date: | 11-Apr-2019 | ||||||
Agenda | 934939654 | Management | Total Ballot Shares: | 133100 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 110200 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 110200 | 0 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||
Security: | 110122108 | Meeting Type: | Contested-Special | ||||||
Ticker: | BMY | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | US1101221083 | Vote Deadline Date: | 11-Apr-2019 | ||||||
Agenda | 934932751 | Management | Total Ballot Shares: | 66550 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 55100 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 55100 | 0 | 0 | 0 | ||
CITIGROUP INC. | |||||||||
Security: | 172967424 | Meeting Type: | Annual | ||||||
Ticker: | C | Meeting Date: | 16-Apr-2019 | ||||||
ISIN | US1729674242 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934935808 | Management | Total Ballot Shares: | 772625 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 113450 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 113450 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 113450 | 0 | 0 | 0 | ||
18 | Approve Stock Compensation Plan | For | None | 113450 | 0 | 0 | 0 | ||
19 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 113450 | 0 | 0 | ||
20 | S/H Proposal - Executive Compensation | Against | None | 0 | 113450 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 113450 | 0 | 0 | 0 | ||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||
Security: | 025537101 | Meeting Type: | Annual | ||||||
Ticker: | AEP | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US0255371017 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934934440 | Management | Total Ballot Shares: | 189550 | |||||
Last Vote Date: | 20-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 39900 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 39900 | 0 | 0 | 0 | ||
15 | Eliminate Pre-Emptive Rights | For | None | 39900 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 39900 | 0 | 0 | 0 | ||
HP INC. | |||||||||
Security: | 40434L105 | Meeting Type: | Annual | ||||||
Ticker: | HPQ | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US40434L1052 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934933690 | Management | Total Ballot Shares: | 125950 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 104050 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 104050 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 104050 | 0 | 0 | 0 | ||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 104050 | 0 | 0 | ||
THE PNC FINANCIAL SERVICES GROUP, INC. | |||||||||
Security: | 693475105 | Meeting Type: | Annual | ||||||
Ticker: | PNC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US6934751057 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934940164 | Management | Total Ballot Shares: | 235055 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 32700 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 32700 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 32700 | 0 | 0 | 0 | ||
WELLS FARGO & COMPANY | |||||||||
Security: | 949746101 | Meeting Type: | Annual | ||||||
Ticker: | WFC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US9497461015 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934941584 | Management | Total Ballot Shares: | 1376797 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 235700 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 235700 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 235700 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 235700 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 235700 | 0 | 0 | ||
17 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 235700 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | |||||||||
Security: | 060505104 | Meeting Type: | Annual | ||||||
Ticker: | BAC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US0605051046 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942360 | Management | Total Ballot Shares: | 2254942 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 343050 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 343050 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 343050 | 0 | 0 | 0 | ||
19 | Approve Stock Compensation Plan | For | None | 343050 | 0 | 0 | 0 | ||
20 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 0 | 343050 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 343050 | 0 | 0 | ||
22 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 343050 | 0 | 0 | ||
EATON CORPORATION PLC | |||||||||
Security: | G29183103 | Meeting Type: | Annual | ||||||
Ticker: | ETN | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | IE00B8KQN827 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942079 | Management | Total Ballot Shares: | 234000 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 73500 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 73500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 73500 | 0 | 0 | 0 | ||
15 | Approve Option Grants | For | None | 73500 | 0 | 0 | 0 | ||
16 | Eliminate Pre-Emptive Rights | For | None | 73500 | 0 | 0 | 0 | ||
17 | Stock Repurchase Plan | For | None | 73500 | 0 | 0 | 0 | ||
MARATHON PETROLEUM CORPORATION | |||||||||
Security: | 56585A102 | Meeting Type: | Annual | ||||||
Ticker: | MPC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US56585A1025 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934941976 | Management | Total Ballot Shares: | 406289 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 70843 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 70843 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 70843 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 70843 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 70843 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 70843 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 70843 | 0 | 0 | 0 | ||
8 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 70843 | 0 | 0 | ||
REGIONS FINANCIAL CORPORATION | |||||||||
Security: | 7591EP100 | Meeting Type: | Annual | ||||||
Ticker: | RF | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US7591EP1005 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934940455 | Management | Total Ballot Shares: | 391570 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 226950 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 226950 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 226950 | 0 | 0 | 0 | ||
THE COCA-COLA COMPANY | |||||||||
Security: | 191216100 | Meeting Type: | Annual | ||||||
Ticker: | KO | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US1912161007 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934937915 | Management | Total Ballot Shares: | 848238 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 119200 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 119200 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 119200 | 0 | 0 | ||
17 | S/H Proposal - Health Issues | Against | None | 0 | 119200 | 0 | 0 | ||
CENTERPOINT ENERGY, INC. | |||||||||
Security: | 15189T107 | Meeting Type: | Annual | ||||||
Ticker: | CNP | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US15189T1079 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934941685 | Management | Total Ballot Shares: | 609450 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 113100 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 113100 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 113100 | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | |||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||
Ticker: | JNJ | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US4781601046 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934938638 | Management | Total Ballot Shares: | 344154 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 75450 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 75450 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 75450 | 0 | 0 | 0 | ||
15 | S/H Proposal - Limit Compensation | Against | None | 75450 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 75450 | 0 | 0 | ||
LOCKHEED MARTIN CORPORATION | |||||||||
Security: | 539830109 | Meeting Type: | Annual | ||||||
Ticker: | LMT | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US5398301094 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934951864 | Management | Total Ballot Shares: | 155239 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 20200 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 20200 | 0 | 0 | 0 | ||
13 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 20200 | 0 | 0 | ||
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942043 | Management | Total Ballot Shares: | 1474656 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 289024 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 289024 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 289024 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 289024 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 289024 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 289024 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 289024 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 289024 | 0 | 0 | ||
TEXAS INSTRUMENTS INCORPORATED | |||||||||
Security: | 882508104 | Meeting Type: | Annual | ||||||
Ticker: | TXN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US8825081040 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934940328 | Management | Total Ballot Shares: | 263350 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 17250 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 17250 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 17250 | 0 | 0 | 0 | ||
TRITON INTERNATIONAL LIMITED | |||||||||
Security: | G9078F107 | Meeting Type: | Annual | ||||||
Ticker: | TRTN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | BMG9078F1077 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942334 | Management | Total Ballot Shares: | 681590 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Brian M. Sondey | 54800 | 0 | 0 | 0 | ||||
2 | Robert W. Alspaugh | 54800 | 0 | 0 | 0 | ||||
3 | Karen Austin | 54800 | 0 | 0 | 0 | ||||
4 | Malcolm P. Baker | 54800 | 0 | 0 | 0 | ||||
5 | David A. Coulter | 54800 | 0 | 0 | 0 | ||||
6 | Claude Germain | 54800 | 0 | 0 | 0 | ||||
7 | Kenneth Hanau | 54800 | 0 | 0 | 0 | ||||
8 | John S. Hextall | 54800 | 0 | 0 | 0 | ||||
9 | Robert L. Rosner | 54800 | 0 | 0 | 0 | ||||
10 | Simon R. Vernon | 54800 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 54800 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 54800 | 0 | 0 | 0 | ||
ABBOTT LABORATORIES | |||||||||
Security: | 002824100 | Meeting Type: | Annual | ||||||
Ticker: | ABT | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0028241000 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934941736 | Management | Total Ballot Shares: | 544515 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | R.J. Alpern | 73850 | 0 | 0 | 0 | ||||
2 | R.S. Austin | 73850 | 0 | 0 | 0 | ||||
3 | S.E. Blount | 73850 | 0 | 0 | 0 | ||||
4 | M.A. Kumbier | 73850 | 0 | 0 | 0 | ||||
5 | E.M. Liddy | 73850 | 0 | 0 | 0 | ||||
6 | N. McKinstry | 73850 | 0 | 0 | 0 | ||||
7 | P.N. Novakovic | 73850 | 0 | 0 | 0 | ||||
8 | W.A. Osborn | 73850 | 0 | 0 | 0 | ||||
9 | S.C. Scott III | 73850 | 0 | 0 | 0 | ||||
10 | D.J. Starks | 73850 | 0 | 0 | 0 | ||||
11 | J.G. Stratton | 73850 | 0 | 0 | 0 | ||||
12 | G.F. Tilton | 73850 | 0 | 0 | 0 | ||||
13 | M.D. White | 73850 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 73850 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 73850 | 0 | 0 | 0 | ||
4 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 73850 | 0 | 0 | ||
AT&T INC. | |||||||||
Security: | 00206R102 | Meeting Type: | Annual | ||||||
Ticker: | T | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US00206R1023 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934938082 | Management | Total Ballot Shares: | 1501838 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 290630 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 290630 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 290630 | 0 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 290630 | 0 | 0 | ||
EOG RESOURCES, INC. | |||||||||
Security: | 26875P101 | Meeting Type: | Annual | ||||||
Ticker: | EOG | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US26875P1012 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934945683 | Management | Total Ballot Shares: | 377560 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 27800 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 27800 | 0 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | |||||||||
Security: | 438516106 | Meeting Type: | Annual | ||||||
Ticker: | HON | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US4385161066 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941647 | Management | Total Ballot Shares: | 284437 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 36200 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 36200 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 36200 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 36200 | 0 | 0 | ||
16 | S/H Proposal - Military/Weapons | Against | None | 0 | 36200 | 0 | 0 | ||
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security: | 913017109 | Meeting Type: | Annual | ||||||
Ticker: | UTX | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US9130171096 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941724 | Management | Total Ballot Shares: | 366910 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 60700 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 60700 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 60700 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 60700 | 0 | 0 | 0 | ||
17 | Approve Charter Amendment | For | None | 60700 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Annual | ||||||
Ticker: | ECA | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934957652 | Management | Total Ballot Shares: | 2491800 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Peter A. Dea | 430550 | 0 | 0 | 0 | ||||
2 | Fred J. Fowler | 430550 | 0 | 0 | 0 | ||||
3 | Howard J. Mayson | 430550 | 0 | 0 | 0 | ||||
4 | Lee A. McIntire | 430550 | 0 | 0 | 0 | ||||
5 | Margaret A. McKenzie | 430550 | 0 | 0 | 0 | ||||
6 | Steven W. Nance | 430550 | 0 | 0 | 0 | ||||
7 | Suzanne P. Nimocks | 430550 | 0 | 0 | 0 | ||||
8 | Thomas G. Ricks | 430550 | 0 | 0 | 0 | ||||
9 | Brian G. Shaw | 430550 | 0 | 0 | 0 | ||||
10 | Douglas J. Suttles | 430550 | 0 | 0 | 0 | ||||
11 | Bruce G. Waterman | 430550 | 0 | 0 | 0 | ||||
12 | Clayton H. Woitas | 430550 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 430550 | 0 | 0 | 0 | ||
3 | Ratify Shareholder Rights Plan | For | None | 430550 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Actions | For | None | 430550 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 430550 | 0 | 0 | 0 | ||
EXELON CORPORATION | |||||||||
Security: | 30161N101 | Meeting Type: | Annual | ||||||
Ticker: | EXC | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US30161N1019 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934947954 | Management | Total Ballot Shares: | 352400 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 92300 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 92300 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 92300 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 92300 | 0 | 0 | ||
FMC CORPORATION | |||||||||
Security: | 302491303 | Meeting Type: | Annual | ||||||
Ticker: | FMC | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US3024913036 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934961219 | Management | Total Ballot Shares: | 387125 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 62700 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 62700 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 62700 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 62700 | 0 | 0 | 0 | ||
FEDERAL REALTY INVESTMENT TRUST | |||||||||
Security: | 313747206 | Meeting Type: | Annual | ||||||
Ticker: | FRT | Meeting Date: | 01-May-2019 | ||||||
ISIN | US3137472060 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934952246 | Management | Total Ballot Shares: | 254500 | |||||
Last Vote Date: | 01-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 27800 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 27800 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 27800 | 0 | 0 | 0 | ||
GENERAL DYNAMICS CORPORATION | |||||||||
Security: | 369550108 | Meeting Type: | Annual | ||||||
Ticker: | GD | Meeting Date: | 01-May-2019 | ||||||
ISIN | US3695501086 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945710 | Management | Total Ballot Shares: | 25800 | |||||
Last Vote Date: | 07-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 21400 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 21400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 21400 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 21400 | 0 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 21400 | 0 | 0 | ||
LIVENT CORPORATION | |||||||||
Security: | 53814L108 | Meeting Type: | Annual | ||||||
Ticker: | LTHM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US53814L1089 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934971501 | Management | Total Ballot Shares: | 362075 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 58643 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 58643 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 58643 | 0 | 0 | 0 | ||
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934949112 | Management | Total Ballot Shares: | 416120 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 63500 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 63500 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 63500 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 63500 | 0 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 63500 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 63500 | 0 | 0 | ||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||
Security: | 718172109 | Meeting Type: | Annual | ||||||
Ticker: | PM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7181721090 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945013 | Management | Total Ballot Shares: | 386613 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 65900 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 65900 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 65900 | 0 | 0 | 0 | ||
DUKE ENERGY CORPORATION | |||||||||
Security: | 26441C204 | Meeting Type: | Annual | ||||||
Ticker: | DUK | Meeting Date: | 02-May-2019 | ||||||
ISIN | US26441C2044 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934949326 | Management | Total Ballot Shares: | 131100 | |||||
Last Vote Date: | 08-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael G. Browning | 35000 | 0 | 0 | 0 | ||||
2 | Annette K. Clayton | 35000 | 0 | 0 | 0 | ||||
3 | Theodore F. Craver, Jr. | 35000 | 0 | 0 | 0 | ||||
4 | Robert M. Davis | 35000 | 0 | 0 | 0 | ||||
5 | Daniel R. DiMicco | 35000 | 0 | 0 | 0 | ||||
6 | Lynn J. Good | 35000 | 0 | 0 | 0 | ||||
7 | John T. Herron | 35000 | 0 | 0 | 0 | ||||
8 | William E. Kennard | 35000 | 0 | 0 | 0 | ||||
9 | E. Marie McKee | 35000 | 0 | 0 | 0 | ||||
10 | Charles W. Moorman IV | 35000 | 0 | 0 | 0 | ||||
11 | Marya M. Rose | 35000 | 0 | 0 | 0 | ||||
12 | Carlos A. Saladrigas | 35000 | 0 | 0 | 0 | ||||
13 | Thomas E. Skains | 35000 | 0 | 0 | 0 | ||||
14 | William E. Webster, Jr. | 35000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 35000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 35000 | 0 | 0 | 0 | ||
4 | S/H Proposal - Political/Government | Against | None | 0 | 35000 | 0 | 0 | ||
5 | S/H Proposal - Political/Government | Against | None | 0 | 35000 | 0 | 0 | ||
6 | S/H Proposal - Environmental | Against | None | 0 | 35000 | 0 | 0 | ||
7 | S/H Proposal - Environmental | Against | None | 0 | 35000 | 0 | 0 | ||
EASTMAN CHEMICAL COMPANY | |||||||||
Security: | 277432100 | Meeting Type: | Annual | ||||||
Ticker: | EMN | Meeting Date: | 02-May-2019 | ||||||
ISIN | US2774321002 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934962158 | Management | Total Ballot Shares: | 44700 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 37300 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 37300 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 37300 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 37300 | 0 | 0 | 0 | ||
KIMBERLY-CLARK CORPORATION | |||||||||
Security: | 494368103 | Meeting Type: | Annual | ||||||
Ticker: | KMB | Meeting Date: | 02-May-2019 | ||||||
ISIN | US4943681035 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934939298 | Management | Total Ballot Shares: | 64450 | |||||
Last Vote Date: | 08-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 36750 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 36750 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 36750 | 0 | 0 | 0 | ||
OLD NATIONAL BANCORP | |||||||||
Security: | 680033107 | Meeting Type: | Annual | ||||||
Ticker: | ONB | Meeting Date: | 02-May-2019 | ||||||
ISIN | US6800331075 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934948134 | Management | Total Ballot Shares: | 786100 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Alan W. Braun | 156700 | 0 | 0 | 0 | ||||
2 | Andrew E. Goebel | 156700 | 0 | 0 | 0 | ||||
3 | Jerome F. Henry, Jr. | 156700 | 0 | 0 | 0 | ||||
4 | Robert G. Jones | 156700 | 0 | 0 | 0 | ||||
5 | Ryan C. Kitchell | 156700 | 0 | 0 | 0 | ||||
6 | Phelps L. Lambert | 156700 | 0 | 0 | 0 | ||||
7 | Thomas E. Salmon | 156700 | 0 | 0 | 0 | ||||
8 | Randall T. Shepard | 156700 | 0 | 0 | 0 | ||||
9 | Rebecca S. Skillman | 156700 | 0 | 0 | 0 | ||||
10 | Derrick J. Stewart | 156700 | 0 | 0 | 0 | ||||
11 | Katherine E. White | 156700 | 0 | 0 | 0 | ||||
12 | Linda E. White | 156700 | 0 | 0 | 0 | ||||
2 | Amend Employee Stock Purchase Plan | For | None | 156700 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 156700 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 156700 | 0 | 0 | 0 | ||
SUNCOR ENERGY INC. | |||||||||
Security: | 867224107 | Meeting Type: | Annual | ||||||
Ticker: | SU | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA8672241079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957955 | Management | Total Ballot Shares: | 1036517 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Patricia M. Bedient | 171300 | 0 | 0 | 0 | ||||
2 | Mel E. Benson | 171300 | 0 | 0 | 0 | ||||
3 | John D. Gass | 171300 | 0 | 0 | 0 | ||||
4 | Dennis M. Houston | 171300 | 0 | 0 | 0 | ||||
5 | Mark S. Little | 171300 | 0 | 0 | 0 | ||||
6 | Brian P. MacDonald | 171300 | 0 | 0 | 0 | ||||
7 | Maureen McCaw | 171300 | 0 | 0 | 0 | ||||
8 | Eira M. Thomas | 171300 | 0 | 0 | 0 | ||||
9 | Michael M. Wilson | 171300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 171300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 171300 | 0 | 0 | 0 | ||
THE GOLDMAN SACHS GROUP, INC. | |||||||||
Security: | 38141G104 | Meeting Type: | Annual | ||||||
Ticker: | GS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US38141G1040 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934949225 | Management | Total Ballot Shares: | 126400 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 21800 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 21800 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 21800 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 21800 | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | |||||||||
Security: | 92343V104 | Meeting Type: | Annual | ||||||
Ticker: | VZ | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92343V1044 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934943261 | Management | Total Ballot Shares: | 1278395 | |||||
Last Vote Date: | 07-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 212800 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 212800 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 212800 | 0 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 212800 | 0 | 0 | ||
14 | S/H Proposal - Separate Chairman/Coe | Against | None | 0 | 212800 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 212800 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 212800 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 212800 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. | |||||||||
Security: | 084670702 | Meeting Type: | Annual | ||||||
Ticker: | BRKB | Meeting Date: | 04-May-2019 | ||||||
ISIN | US0846707026 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934943362 | Management | Total Ballot Shares: | 225050 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Warren E. Buffett | 29100 | 0 | 0 | 0 | ||||
2 | Charles T. Munger | 29100 | 0 | 0 | 0 | ||||
3 | Gregory E. Abel | 29100 | 0 | 0 | 0 | ||||
4 | Howard G. Buffett | 29100 | 0 | 0 | 0 | ||||
5 | Stephen B. Burke | 29100 | 0 | 0 | 0 | ||||
6 | Susan L. Decker | 29100 | 0 | 0 | 0 | ||||
7 | William H. Gates III | 29100 | 0 | 0 | 0 | ||||
8 | David S. Gottesman | 29100 | 0 | 0 | 0 | ||||
9 | Charlotte Guyman | 29100 | 0 | 0 | 0 | ||||
10 | Ajit Jain | 29100 | 0 | 0 | 0 | ||||
11 | Thomas S. Murphy | 29100 | 0 | 0 | 0 | ||||
12 | Ronald L. Olson | 29100 | 0 | 0 | 0 | ||||
13 | Walter Scott, Jr. | 29100 | 0 | 0 | 0 | ||||
14 | Meryl B. Witmer | 29100 | 0 | 0 | 0 | ||||
ELI LILLY AND COMPANY | |||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||
Ticker: | LLY | Meeting Date: | 06-May-2019 | ||||||
ISIN | US5324571083 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934940215 | Management | Total Ballot Shares: | 318850 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 36850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 36850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 36850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 36850 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 36850 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 36850 | 0 | 0 | 0 | ||
7 | Declassify Board | For | None | 36850 | 0 | 0 | 0 | ||
8 | Eliminate Supermajority Requirements | For | None | 36850 | 0 | 0 | 0 | ||
9 | S/H Proposal - Political/Government | Against | None | 0 | 36850 | 0 | 0 | ||
AMERICAN EXPRESS COMPANY | |||||||||
Security: | 025816109 | Meeting Type: | Annual | ||||||
Ticker: | AXP | Meeting Date: | 07-May-2019 | ||||||
ISIN | US0258161092 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934951953 | Management | Total Ballot Shares: | 350876 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 52100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 52100 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 52100 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 52100 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 52100 | 0 | 0 | ||
16 | S/H Proposal - Human Rights Related | Against | None | 0 | 52100 | 0 | 0 | ||
DOMINION ENERGY, INC. | |||||||||
Security: | 25746U109 | Meeting Type: | Annual | ||||||
Ticker: | D | Meeting Date: | 07-May-2019 | ||||||
ISIN | US25746U1097 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934957501 | Management | Total Ballot Shares: | 60350 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 50000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 50000 | 0 | 0 | 0 | ||
16 | Authorize Common Stock Increase | For | None | 50000 | 0 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 50000 | 0 | 0 | ||
POPULAR, INC. | |||||||||
Security: | 733174700 | Meeting Type: | Annual | ||||||
Ticker: | BPOP | Meeting Date: | 07-May-2019 | ||||||
ISIN | PR7331747001 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934951294 | Management | Total Ballot Shares: | 452400 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 74700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 74700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 74700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 74700 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 74700 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 74700 | 0 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | |||||||||
Security: | 37733W105 | Meeting Type: | Annual | ||||||
Ticker: | GSK | Meeting Date: | 08-May-2019 | ||||||
ISIN | US37733W1053 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934979925 | Management | Total Ballot Shares: | 131300 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | None | 108450 | 0 | 0 | 0 | ||
2 | Adopt Accounts for Past Year | For | None | 0 | 108450 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 108450 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
12 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
13 | Election of Directors (Full Slate) | For | None | 108450 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 108450 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Directors and Auditors | For | None | 108450 | 0 | 0 | 0 | ||
16 | Miscellaneous Corporate Actions | For | None | 108450 | 0 | 0 | 0 | ||
17 | Allot Securities | For | None | 108450 | 0 | 0 | 0 | ||
18 | Eliminate Pre-Emptive Rights | For | None | 108450 | 0 | 0 | 0 | ||
19 | Eliminate Pre-Emptive Rights | For | None | 108450 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | None | 108450 | 0 | 0 | 0 | ||
21 | Miscellaneous Corporate Actions | For | None | 108450 | 0 | 0 | 0 | ||
22 | Miscellaneous Corporate Actions | For | None | 108450 | 0 | 0 | 0 | ||
23 | Miscellaneous Corporate Actions | For | None | 108450 | 0 | 0 | 0 | ||
PENSKE AUTOMOTIVE GROUP, INC. | |||||||||
Security: | 70959W103 | Meeting Type: | Annual | ||||||
Ticker: | PAG | Meeting Date: | 09-May-2019 | ||||||
ISIN | US70959W1036 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957094 | Management | Total Ballot Shares: | 343900 | |||||
Last Vote Date: | 17-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John D. Barr | 28700 | 0 | 0 | 0 | ||||
2 | Lisa Davis | 28700 | 0 | 0 | 0 | ||||
3 | Wolfgang Dürheimer | 28700 | 0 | 0 | 0 | ||||
4 | Michael R. Eisenson | 28700 | 0 | 0 | 0 | ||||
5 | Robert H. Kurnick, Jr. | 28700 | 0 | 0 | 0 | ||||
6 | Kimberly J. McWaters | 28700 | 0 | 0 | 0 | ||||
7 | Roger S. Penske | 28700 | 0 | 0 | 0 | ||||
8 | Roger S. Penske, Jr. | 28700 | 0 | 0 | 0 | ||||
9 | Sandra E. Pierce | 28700 | 0 | 0 | 0 | ||||
10 | Greg C. Smith | 28700 | 0 | 0 | 0 | ||||
11 | Ronald G. Steinhart | 28700 | 0 | 0 | 0 | ||||
12 | H. Brian Thompson | 28700 | 0 | 0 | 0 | ||||
13 | Masashi Yamanaka | 28700 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 28700 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 28700 | 0 | 0 | 0 | ||
UNITED PARCEL SERVICE, INC. | |||||||||
Security: | 911312106 | Meeting Type: | Annual | ||||||
Ticker: | UPS | Meeting Date: | 09-May-2019 | ||||||
ISIN | US9113121068 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934949489 | Management | Total Ballot Shares: | 54700 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 45150 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 45150 | 0 | 0 | 0 | ||
14 | S/H Proposal - Political/Government | Against | None | 0 | 45150 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 45150 | 0 | 0 | 0 | ||
16 | S/H Proposal - Report on Executive Compensation | Against | None | 0 | 45150 | 0 | 0 | ||
3M COMPANY | |||||||||
Security: | 88579Y101 | Meeting Type: | Annual | ||||||
Ticker: | MMM | Meeting Date: | 14-May-2019 | ||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934958856 | Management | Total Ballot Shares: | 56109 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 11900 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 11900 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 11900 | 0 | 0 | 0 | ||
15 | S/H Proposal - Executive Compensation | Against | None | 0 | 11900 | 0 | 0 | ||
CONOCOPHILLIPS | |||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||
Ticker: | COP | Meeting Date: | 14-May-2019 | ||||||
ISIN | US20825C1045 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934959492 | Management | Total Ballot Shares: | 511809 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 71500 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 71500 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 71500 | 0 | 0 | 0 | ||
PPL CORPORATION | |||||||||
Security: | 69351T106 | Meeting Type: | Annual | ||||||
Ticker: | PPL | Meeting Date: | 14-May-2019 | ||||||
ISIN | US69351T1060 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934966207 | Management | Total Ballot Shares: | 89200 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 73800 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 73800 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 73800 | 0 | 0 | 0 | ||
ANTHEM, INC. | |||||||||
Security: | 036752103 | Meeting Type: | Annual | ||||||
Ticker: | ANTM | Meeting Date: | 15-May-2019 | ||||||
ISIN | US0367521038 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934964429 | Management | Total Ballot Shares: | 115500 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 15450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 15450 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 15450 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 15450 | 0 | 0 | 0 | ||
5 | Declassify Board | For | None | 15450 | 0 | 0 | 0 | ||
6 | S/H Proposal - Declassify Board | None | None | 0 | 15450 | 0 | 0 | ||
CHUBB LIMITED | |||||||||
Security: | H1467J104 | Meeting Type: | Annual | ||||||
Ticker: | CB | Meeting Date: | 16-May-2019 | ||||||
ISIN | CH0044328745 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934976703 | Management | Total Ballot Shares: | 396037 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 69110 | 0 | 0 | 0 | ||
2 | Adopt Accounts for Past Year | For | None | 69110 | 0 | 0 | 0 | ||
3 | Dividends | For | None | 69110 | 0 | 0 | 0 | ||
4 | Approve Discharge of Board and President | For | None | 69110 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 69110 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 69110 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 69110 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
19 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
20 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
21 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
22 | Election of Directors (Majority Voting) | For | None | 69110 | 0 | 0 | 0 | ||
23 | Miscellaneous Compensation Plans | For | None | 0 | 69110 | 0 | 0 | ||
24 | Miscellaneous Compensation Plans | For | None | 69110 | 0 | 0 | 0 | ||
25 | Miscellaneous Compensation Plans | For | None | 69110 | 0 | 0 | 0 | ||
26 | Miscellaneous Compensation Plans | For | None | 69110 | 0 | 0 | 0 | ||
27 | Amend Articles-Board Related | For | None | 69110 | 0 | 0 | 0 | ||
28 | Miscellaneous Compensation Plans | For | None | 69110 | 0 | 0 | 0 | ||
29 | Miscellaneous Compensation Plans | For | None | 69110 | 0 | 0 | 0 | ||
30 | 14A Executive Compensation | For | None | 69110 | 0 | 0 | 0 | ||
31 | Transact Other Business | For | None | 0 | 69110 | 0 | 0 | ||
CVS HEALTH CORPORATION | |||||||||
Security: | 126650100 | Meeting Type: | Annual | ||||||
Ticker: | CVS | Meeting Date: | 16-May-2019 | ||||||
ISIN | US1266501006 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934964203 | Management | Total Ballot Shares: | 446662 | |||||
Last Vote Date: | 27-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 78200 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 78200 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 78200 | 0 | 0 | 0 | ||
19 | S/H Proposal - Corporate Governance | Against | None | 78200 | 0 | 0 | 0 | ||
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 16-May-2019 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934963679 | Management | Total Ballot Shares: | 1265755 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 186900 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 186900 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 0 | 186900 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 186900 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 186900 | 0 | 0 | ||
15 | S/H Proposal - Gender Pay Gap | Against | None | 0 | 186900 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 186900 | 0 | 0 | ||
KANSAS CITY SOUTHERN | |||||||||
Security: | 485170302 | Meeting Type: | Annual | ||||||
Ticker: | KSU | Meeting Date: | 17-May-2019 | ||||||
ISIN | US4851703029 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934976145 | Management | Total Ballot Shares: | 153700 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 30450 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 30450 | 0 | 0 | 0 | ||
12 | Approve Charter Amendment | For | None | 30450 | 0 | 0 | 0 | ||
BP P.L.C. | |||||||||
Security: | 055622104 | Meeting Type: | Annual | ||||||
Ticker: | BP | Meeting Date: | 21-May-2019 | ||||||
ISIN | US0556221044 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934993824 | Management | Total Ballot Shares: | 1185141 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | Abstain | 209257 | 0 | 0 | 0 | ||
2 | Approve Remuneration of Directors and Auditors | For | Abstain | 209257 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | Abstain | 209257 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | Abstain | 209257 | 0 | 0 | 0 | ||
16 | Approve Charter Amendment | For | Abstain | 209257 | 0 | 0 | 0 | ||
17 | Allot Securities | For | Abstain | 209257 | 0 | 0 | 0 | ||
18 | Eliminate Pre-Emptive Rights | For | Abstain | 209257 | 0 | 0 | 0 | ||
19 | Eliminate Pre-Emptive Rights | For | Abstain | 209257 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | Abstain | 209257 | 0 | 0 | 0 | ||
21 | Approve Charter Amendment | For | Abstain | 209257 | 0 | 0 | 0 | ||
22 | Approve Charter Amendment | For | Abstain | 209257 | 0 | 0 | 0 | ||
23 | S/H Proposal - Environmental | Against | Abstain | 0 | 209257 | 0 | 0 | ||
FIRSTENERGY CORP. | |||||||||
Security: | 337932107 | Meeting Type: | Annual | ||||||
Ticker: | FE | Meeting Date: | 21-May-2019 | ||||||
ISIN | US3379321074 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934964594 | Management | Total Ballot Shares: | 405150 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael J. Anderson | 72250 | 0 | 0 | 0 | ||||
2 | Steven J. Demetriou | 72250 | 0 | 0 | 0 | ||||
3 | Julia L. Johnson | 72250 | 0 | 0 | 0 | ||||
4 | Charles E. Jones | 72250 | 0 | 0 | 0 | ||||
5 | Donald T. Misheff | 72250 | 0 | 0 | 0 | ||||
6 | Thomas N. Mitchell | 72250 | 0 | 0 | 0 | ||||
7 | James F. O'Neil III | 72250 | 0 | 0 | 0 | ||||
8 | Christopher D. Pappas | 72250 | 0 | 0 | 0 | ||||
9 | Sandra Pianalto | 72250 | 0 | 0 | 0 | ||||
10 | Luis A. Reyes | 72250 | 0 | 0 | 0 | ||||
11 | Leslie M. Turner | 72250 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 72250 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 72250 | 0 | 0 | 0 | ||
4 | Approve Charter Amendment | For | None | 72250 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | For | None | 72250 | 0 | 0 | 0 | ||
6 | Approve Charter Amendment | For | None | 72250 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 72250 | 0 | 0 | ||
INVESTORS BANCORP, INC. | |||||||||
Security: | 46146L101 | Meeting Type: | Annual | ||||||
Ticker: | ISBC | Meeting Date: | 21-May-2019 | ||||||
ISIN | US46146L1017 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934980625 | Management | Total Ballot Shares: | 360750 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Robert C. Albanese | 298050 | 0 | 0 | 0 | ||||
2 | Domenick A. Cama | 298050 | 0 | 0 | 0 | ||||
3 | James J. Garibaldi | 298050 | 0 | 0 | 0 | ||||
4 | James H. Ward III | 298050 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 298050 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 298050 | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO. | |||||||||
Security: | 46625H100 | Meeting Type: | Annual | ||||||
Ticker: | JPM | Meeting Date: | 21-May-2019 | ||||||
ISIN | US46625H1005 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934979088 | Management | Total Ballot Shares: | 824448 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 134550 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 134550 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 134550 | 0 | 0 | 0 | ||
14 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 134550 | 0 | 0 | ||
15 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 134550 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 134550 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | |||||||||
Security: | 780259206 | Meeting Type: | Annual | ||||||
Ticker: | RDSA | Meeting Date: | 21-May-2019 | ||||||
ISIN | US7802592060 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 935000416 | Management | Total Ballot Shares: | 53450 | |||||
Last Vote Date: | 24-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | Abstain | 44200 | 0 | 0 | 0 | ||
2 | Receive Directors' Report | For | Abstain | 44200 | 0 | 0 | 0 | ||
3 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
12 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
13 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
14 | Election of Directors (Full Slate) | For | Abstain | 44200 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | Abstain | 44200 | 0 | 0 | 0 | ||
16 | Approve Remuneration of Directors and Auditors | For | Abstain | 44200 | 0 | 0 | 0 | ||
17 | Allot Securities | For | Abstain | 44200 | 0 | 0 | 0 | ||
18 | Eliminate Pre-Emptive Rights | For | Abstain | 44200 | 0 | 0 | 0 | ||
19 | Approve Article Amendments | For | Abstain | 44200 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | Abstain | 44200 | 0 | 0 | 0 | ||
21 | Miscellaneous Corporate Actions | For | Abstain | 44200 | 0 | 0 | 0 | ||
22 | S/H Proposal - Corporate Governance | Against | Abstain | 0 | 44200 | 0 | 0 | ||
AMERICOLD REALTY TRUST | |||||||||
Security: | 03064D108 | Meeting Type: | Annual | ||||||
Ticker: | COLD | Meeting Date: | 22-May-2019 | ||||||
ISIN | US03064D1081 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934985930 | Management | Total Ballot Shares: | 554950 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 131400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 131400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 131400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 131400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 131400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 131400 | 0 | 0 | 0 | ||
7 | 14A Executive Compensation | For | None | 131400 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
8 | 14A Executive Compensation Vote Frequency | None | 131400 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
9 | Ratify Appointment of Independent Auditors | For | None | 131400 | 0 | 0 | 0 | ||
THE TRAVELERS COMPANIES, INC. | |||||||||
Security: | 89417E109 | Meeting Type: | Annual | ||||||
Ticker: | TRV | Meeting Date: | 22-May-2019 | ||||||
ISIN | US89417E1091 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934978202 | Management | Total Ballot Shares: | 221850 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 45700 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 45700 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 45700 | 0 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 45700 | 0 | 0 | 0 | ||
14 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 45700 | 0 | 0 | 0 | ||
BLACKROCK, INC. | |||||||||
Security: | 09247X101 | Meeting Type: | Annual | ||||||
Ticker: | BLK | Meeting Date: | 23-May-2019 | ||||||
ISIN | US09247X1019 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934975662 | Management | Total Ballot Shares: | 9650 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
19 | 14A Executive Compensation | For | None | 8000 | 0 | 0 | 0 | ||
20 | Ratify Appointment of Independent Auditors | For | None | 8000 | 0 | 0 | 0 | ||
21 | S/H Proposal - Political/Government | Against | None | 0 | 8000 | 0 | 0 | ||
22 | S/H Proposal - Corporate Governance | Against | None | 0 | 8000 | 0 | 0 | ||
DESIGNER BRANDS INC. F/K/A DSW INC. | |||||||||
Security: | 23334L102 | Meeting Type: | Annual | ||||||
Ticker: | Meeting Date: | 23-May-2019 | |||||||
ISIN | US23334L1026 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934988671 | Management | Total Ballot Shares: | 592050 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Elaine J. Eisenman | 54450 | 0 | 0 | 0 | ||||
2 | Joanna T. Lau | 54450 | 0 | 0 | 0 | ||||
3 | Joseph A. Schottenstein | 0 | 0 | 54450 | 0 | ||||
4 | Ekta Singh-Bushell | 54450 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 54450 | 0 | 0 | 0 | ||
DOWDUPONT INC. | |||||||||
Security: | 26078J100 | Meeting Type: | Special | ||||||
Ticker: | DWDP | Meeting Date: | 23-May-2019 | ||||||
ISIN | US26078J1007 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 935023426 | Management | Total Ballot Shares: | 628654 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Reverse Stock Split | For | None | 130523 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 130523 | 0 | 0 | 0 | ||
MCDONALD'S CORPORATION | |||||||||
Security: | 580135101 | Meeting Type: | Annual | ||||||
Ticker: | MCD | Meeting Date: | 23-May-2019 | ||||||
ISIN | US5801351017 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934980473 | Management | Total Ballot Shares: | 141750 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 27200 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 27200 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 27200 | 0 | 0 | 0 | ||
14 | Approve Decrease in Size of Board | For | None | 27200 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 27200 | 0 | 0 | 0 | ||
NEXTERA ENERGY, INC. | |||||||||
Security: | 65339F101 | Meeting Type: | Annual | ||||||
Ticker: | NEE | Meeting Date: | 23-May-2019 | ||||||
ISIN | US65339F1012 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934983710 | Management | Total Ballot Shares: | 99950 | |||||
Last Vote Date: | 28-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 25700 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 25700 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 25700 | 0 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 25700 | 0 | 0 | ||
MERCK & CO., INC. | |||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||
Ticker: | MRK | Meeting Date: | 28-May-2019 | ||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 24-May-2019 | ||||||
Agenda | 934988328 | Management | Total Ballot Shares: | 940434 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 150061 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 150061 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 150061 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 150061 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 150061 | 0 | 0 | ||
17 | S/H Proposal - Executive Compensation | Against | None | 0 | 150061 | 0 | 0 | ||
18 | S/H Proposal - Health Issues | Against | None | 0 | 150061 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||
Security: | 110122108 | Meeting Type: | Annual | ||||||
Ticker: | BMY | Meeting Date: | 29-May-2019 | ||||||
ISIN | US1101221083 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 935021458 | Management | Total Ballot Shares: | 108050 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 89200 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 89200 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 89200 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 89200 | 0 | 0 | 0 | ||
CHEVRON CORPORATION | |||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||
Ticker: | CVX | Meeting Date: | 29-May-2019 | ||||||
ISIN | US1667641005 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934993088 | Management | Total Ballot Shares: | 588600 | |||||
Last Vote Date: | 06-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 106000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 106000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 106000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Human Rights Related | Against | None | 0 | 106000 | 0 | 0 | ||
15 | S/H Proposal - Environmental | Against | None | 0 | 106000 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 106000 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 106000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 106000 | 0 | 0 | ||
EXXON MOBIL CORPORATION | |||||||||
Security: | 30231G102 | Meeting Type: | Annual | ||||||
Ticker: | XOM | Meeting Date: | 29-May-2019 | ||||||
ISIN | US30231G1022 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934991488 | Management | Total Ballot Shares: | 655071 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 109150 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 109150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 109150 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 109150 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 109150 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 109150 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 109150 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 109150 | 0 | 0 | 0 | ||
18 | S/H Proposal - Political/Government | Against | None | 0 | 109150 | 0 | 0 | ||
19 | S/H Proposal - Political/Government | Against | None | 0 | 109150 | 0 | 0 | ||
STERLING BANCORP | |||||||||
Security: | 85917A100 | Meeting Type: | Annual | ||||||
Ticker: | STL | Meeting Date: | 29-May-2019 | ||||||
ISIN | US85917A1007 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934999989 | Management | Total Ballot Shares: | 2030650 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John P. Cahill | 208300 | 0 | 0 | 0 | ||||
2 | Navy E. Djonovic | 208300 | 0 | 0 | 0 | ||||
3 | Fernando Ferrer | 208300 | 0 | 0 | 0 | ||||
4 | Robert Giambrone | 208300 | 0 | 0 | 0 | ||||
5 | Mona Aboelnaga Kanaan | 208300 | 0 | 0 | 0 | ||||
6 | Jack Kopnisky | 208300 | 0 | 0 | 0 | ||||
7 | James J. Landy | 208300 | 0 | 0 | 0 | ||||
8 | Maureen Mitchell | 208300 | 0 | 0 | 0 | ||||
9 | Patricia M. Nazemetz | 208300 | 0 | 0 | 0 | ||||
10 | Richard O'Toole | 208300 | 0 | 0 | 0 | ||||
11 | Ralph F. Palleschi | 208300 | 0 | 0 | 0 | ||||
12 | Burt Steinberg | 208300 | 0 | 0 | 0 | ||||
13 | William E. Whiston | 208300 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 208300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 208300 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 208300 | 0 | 0 | 0 | ||
DOUGLAS EMMETT, INC. | |||||||||
Security: | 25960P109 | Meeting Type: | Annual | ||||||
Ticker: | DEI | Meeting Date: | 30-May-2019 | ||||||
ISIN | US25960P1093 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934997644 | Management | Total Ballot Shares: | 628090 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dan A. Emmett | 85600 | 0 | 0 | 0 | ||||
2 | Jordan L. Kaplan | 85600 | 0 | 0 | 0 | ||||
3 | Kenneth M. Panzer | 85600 | 0 | 0 | 0 | ||||
4 | Christopher H. Anderson | 85600 | 0 | 0 | 0 | ||||
5 | Leslie E. Bider | 85600 | 0 | 0 | 0 | ||||
6 | Dr. David T. Feinberg | 85600 | 0 | 0 | 0 | ||||
7 | Virginia A. McFerran | 85600 | 0 | 0 | 0 | ||||
8 | Thomas E. O'Hern | 85600 | 0 | 0 | 0 | ||||
9 | William E. Simon, Jr. | 85600 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 85600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 85600 | 0 | 0 | ||
LOWE'S COMPANIES, INC. | |||||||||
Security: | 548661107 | Meeting Type: | Annual | ||||||
Ticker: | LOW | Meeting Date: | 31-May-2019 | ||||||
ISIN | US5486611073 | Vote Deadline Date: | 30-May-2019 | ||||||
Agenda | 934988493 | Management | Total Ballot Shares: | 287600 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Raul Alvarez | 41600 | 0 | 0 | 0 | ||||
2 | David H. Batchelder | 41600 | 0 | 0 | 0 | ||||
3 | Angela F. Braly | 41600 | 0 | 0 | 0 | ||||
4 | Sandra B. Cochran | 41600 | 0 | 0 | 0 | ||||
5 | Laurie Z. Douglas | 41600 | 0 | 0 | 0 | ||||
6 | Richard W. Dreiling | 41600 | 0 | 0 | 0 | ||||
7 | Marvin R. Ellison | 41600 | 0 | 0 | 0 | ||||
8 | James H. Morgan | 41600 | 0 | 0 | 0 | ||||
9 | Brian C. Rogers | 41600 | 0 | 0 | 0 | ||||
10 | Bertram L. Scott | 41600 | 0 | 0 | 0 | ||||
11 | Lisa W. Wardell | 41600 | 0 | 0 | 0 | ||||
12 | Eric C. Wiseman | 41600 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 41600 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 41600 | 0 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||
Security: | N53745100 | Meeting Type: | Annual | ||||||
Ticker: | LYB | Meeting Date: | 31-May-2019 | ||||||
ISIN | NL0009434992 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934991793 | Management | Total Ballot Shares: | 147450 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 0 | 16500 | 0 | 0 | ||
13 | Approve Discharge of Management Board | For | None | 16500 | 0 | 0 | 0 | ||
14 | Approve Discharge of Supervisory Board | For | None | 16500 | 0 | 0 | 0 | ||
15 | Adopt Accounts for Past Year | For | None | 16500 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 16500 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 16500 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 16500 | 0 | 0 | 0 | ||
19 | Dividends | For | None | 16500 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | None | 16500 | 0 | 0 | 0 | ||
21 | Amend Stock Compensation Plan | For | None | 16500 | 0 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||
Security: | N53745100 | Meeting Type: | Annual | ||||||
Ticker: | LYB | Meeting Date: | 31-May-2019 | ||||||
ISIN | NL0009434992 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 935028589 | Management | Total Ballot Shares: | 185950 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 48200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 0 | 48200 | 0 | 0 | ||
13 | Approve Discharge of Management Board | For | None | 48200 | 0 | 0 | 0 | ||
14 | Approve Discharge of Supervisory Board | For | None | 48200 | 0 | 0 | 0 | ||
15 | Adopt Accounts for Past Year | For | None | 48200 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 48200 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 48200 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 48200 | 0 | 0 | 0 | ||
19 | Dividends | For | None | 48200 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | None | 48200 | 0 | 0 | 0 | ||
21 | Amend Stock Compensation Plan | For | None | 48200 | 0 | 0 | 0 | ||
ACUSHNET HOLDINGS CORP. | |||||||||
Security: | 005098108 | Meeting Type: | Annual | ||||||
Ticker: | GOLF | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US0050981085 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 934995309 | Management | Total Ballot Shares: | 441300 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | David Maher | 53100 | 0 | 0 | 0 | ||||
2 | Yoon Soo (Gene) Yoon | 53100 | 0 | 0 | 0 | ||||
3 | Jennifer Estabrook | 53100 | 0 | 0 | 0 | ||||
4 | Gregory Hewett | 53100 | 0 | 0 | 0 | ||||
5 | Sean Sullivan | 53100 | 0 | 0 | 0 | ||||
6 | Steven Tishman | 53100 | 0 | 0 | 0 | ||||
7 | Walter Uihlein | 53100 | 0 | 0 | 0 | ||||
8 | Norman Wesley | 53100 | 0 | 0 | 0 | ||||
9 | Yeun Chang (Kevin) Yoon | 53100 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 53100 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 53100 | 0 | 0 | 0 | ||
UNITEDHEALTH GROUP INCORPORATED | |||||||||
Security: | 91324P102 | Meeting Type: | Annual | ||||||
Ticker: | UNH | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US91324P1021 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 934998963 | Management | Total Ballot Shares: | 108820 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 21100 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 21100 | 0 | 0 | 0 | ||
14 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 21100 | 0 | 0 | ||
COMCAST CORPORATION | |||||||||
Security: | 20030N101 | Meeting Type: | Annual | ||||||
Ticker: | CMCSA | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US20030N1019 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935008284 | Management | Total Ballot Shares: | 1462550 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Kenneth J. Bacon | 257000 | 0 | 0 | 0 | ||||
2 | Madeline S. Bell | 257000 | 0 | 0 | 0 | ||||
3 | Sheldon M. Bonovitz | 257000 | 0 | 0 | 0 | ||||
4 | Edward D. Breen | 257000 | 0 | 0 | 0 | ||||
5 | Gerald L. Hassell | 257000 | 0 | 0 | 0 | ||||
6 | Jeffrey A. Honickman | 257000 | 0 | 0 | 0 | ||||
7 | Maritza G. Montiel | 257000 | 0 | 0 | 0 | ||||
8 | Asuka Nakahara | 257000 | 0 | 0 | 0 | ||||
9 | David C. Novak | 257000 | 0 | 0 | 0 | ||||
10 | Brian L. Roberts | 257000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 257000 | 0 | 0 | 0 | ||
3 | Adopt Omnibus Stock Option Plan | For | None | 257000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 257000 | 0 | 0 | 0 | ||
5 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 257000 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 257000 | 0 | 0 | ||
WALMART INC. | |||||||||
Security: | 931142103 | Meeting Type: | Annual | ||||||
Ticker: | WMT | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US9311421039 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935000872 | Management | Total Ballot Shares: | 430845 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 73550 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 73550 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 73550 | 0 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 73550 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 73550 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS, INC. | |||||||||
Security: | 02553E106 | Meeting Type: | Annual | ||||||
Ticker: | AEO | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US02553E1064 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935005644 | Management | Total Ballot Shares: | 673350 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 143000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 143000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 143000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 143000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 143000 | 0 | 0 | 0 | ||
INGERSOLL-RAND PLC | |||||||||
Security: | G47791101 | Meeting Type: | Annual | ||||||
Ticker: | IR | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | IE00B6330302 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935006709 | Management | Total Ballot Shares: | 430425 | |||||
Last Vote Date: | 14-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 51100 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 51100 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 51100 | 0 | 0 | 0 | ||
15 | Allot Securities | For | None | 51100 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 51100 | 0 | 0 | 0 | ||
17 | Allot Securities | For | None | 51100 | 0 | 0 | 0 | ||
METLIFE, INC. | |||||||||
Security: | 59156R108 | Meeting Type: | Annual | ||||||
Ticker: | MET | Meeting Date: | 18-Jun-2019 | ||||||
ISIN | US59156R1086 | Vote Deadline Date: | 17-Jun-2019 | ||||||
Agenda | 935015277 | Management | Total Ballot Shares: | 128500 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 64100 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 64100 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 64100 | 0 | 0 | 0 | ||
OXFORD INDUSTRIES, INC. | |||||||||
Security: | 691497309 | Meeting Type: | Annual | ||||||
Ticker: | OXM | Meeting Date: | 18-Jun-2019 | ||||||
ISIN | US6914973093 | Vote Deadline Date: | 17-Jun-2019 | ||||||
Agenda | 935022664 | Management | Total Ballot Shares: | 183000 | |||||
Last Vote Date: | 28-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 29650 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 29650 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 29650 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 29650 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 29650 | 0 | 0 | 0 | ||
DOWDUPONT INC. | |||||||||
Security: | 26078J100 | Meeting Type: | Annual | ||||||
Ticker: | DWDP | Meeting Date: | 25-Jun-2019 | ||||||
ISIN | US26078J1007 | Vote Deadline Date: | 24-Jun-2019 | ||||||
Agenda | 935019679 | Management | Total Ballot Shares: | 628654 | |||||
Last Vote Date: | 04-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 130523 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 130523 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 130523 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 130523 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 130523 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 0 | 130523 | 0 | 0 | ||
18 | S/H Proposal - Environmental | Against | None | 0 | 130523 | 0 | 0 |
First Investors Global Fund
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 28-Nov-2018 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 27-Nov-2018 | ||||||
Agenda | 934884544 | Management | Total Ballot Shares: | 864108 | |||||
Last Vote Date: | 30-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 111263 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 111263 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 111263 | 0 | 0 | 0 | ||
JACOBS ENGINEERING GROUP INC. | |||||||||
Security: | 469814107 | Meeting Type: | Annual | ||||||
Ticker: | JEC | Meeting Date: | 16-Jan-2019 | ||||||
ISIN | US4698141078 | Vote Deadline Date: | 15-Jan-2019 | ||||||
Agenda | 934909271 | Management | Total Ballot Shares: | 144100 | |||||
Last Vote Date: | 19-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 37000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 37000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 37000 | 0 | 0 | 0 | ||
AIR PRODUCTS AND CHEMICALS, INC. | |||||||||
Security: | 009158106 | Meeting Type: | Annual | ||||||
Ticker: | APD | Meeting Date: | 24-Jan-2019 | ||||||
ISIN | US0091581068 | Vote Deadline Date: | 23-Jan-2019 | ||||||
Agenda | 934911137 | Management | Total Ballot Shares: | 17700 | |||||
Last Vote Date: | 13-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 17700 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 17700 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 17700 | 0 | 0 | 0 | ||
VISA INC. | |||||||||
Security: | 92826C839 | Meeting Type: | Annual | ||||||
Ticker: | V | Meeting Date: | 29-Jan-2019 | ||||||
ISIN | US92826C8394 | Vote Deadline Date: | 28-Jan-2019 | ||||||
Agenda | 934911074 | Management | Total Ballot Shares: | 102992 | |||||
Last Vote Date: | 31-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 69942 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 69942 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 69942 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Special | ||||||
Ticker: | ECA | Meeting Date: | 12-Feb-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 07-Feb-2019 | ||||||
Agenda | 934920186 | Management | Total Ballot Shares: | 2564800 | |||||
Last Vote Date: | 31-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 375000 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 375000 | 0 | 0 | 0 | ||
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 01-Mar-2019 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 28-Feb-2019 | ||||||
Agenda | 934919359 | Management | Total Ballot Shares: | 319580 | |||||
Last Vote Date: | 06-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 100500 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 100500 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 100500 | 0 | 0 | 0 | ||
11 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 100500 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 100500 | 0 | 0 | ||
QUALCOMM INCORPORATED | |||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||
Ticker: | QCOM | Meeting Date: | 12-Mar-2019 | ||||||
ISIN | US7475251036 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934921568 | Management | Total Ballot Shares: | 912318 | |||||
Last Vote Date: | 22-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 120000 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 120000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 120000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 120000 | 0 | 0 | 0 | ||
SYNOPSYS, INC. | |||||||||
Security: | 871607107 | Meeting Type: | Annual | ||||||
Ticker: | SNPS | Meeting Date: | 08-Apr-2019 | ||||||
ISIN | US8716071076 | Vote Deadline Date: | 05-Apr-2019 | ||||||
Agenda | 934928322 | Management | Total Ballot Shares: | 356700 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Aart J. de Geus | 35600 | 0 | 0 | 0 | ||||
2 | Chi-Foon Chan | 35600 | 0 | 0 | 0 | ||||
3 | Janice D. Chaffin | 35600 | 0 | 0 | 0 | ||||
4 | Bruce R. Chizen | 35600 | 0 | 0 | 0 | ||||
5 | Mercedes Johnson | 35600 | 0 | 0 | 0 | ||||
6 | Chrysostomos L. Nikias | 35600 | 0 | 0 | 0 | ||||
7 | John Schwarz | 35600 | 0 | 0 | 0 | ||||
8 | Roy Vallee | 35600 | 0 | 0 | 0 | ||||
9 | Steven C. Walske | 35600 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 0 | 35600 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 35600 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 35600 | 0 | 0 | 0 | ||
NOBLE ENERGY, INC. | |||||||||
Security: | 655044105 | Meeting Type: | Annual | ||||||
Ticker: | NBL | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US6550441058 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934933892 | Management | Total Ballot Shares: | 469700 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 35000 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 35000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 35000 | 0 | 0 | 0 | ||
12 | Amend Stock Compensation Plan | For | None | 35000 | 0 | 0 | 0 | ||
WELLS FARGO & COMPANY | |||||||||
Security: | 949746101 | Meeting Type: | Annual | ||||||
Ticker: | WFC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US9497461015 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934941584 | Management | Total Ballot Shares: | 1376797 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 69400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 69400 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 69400 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 69400 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 69400 | 0 | 0 | ||
17 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 69400 | 0 | 0 | ||
BALL CORPORATION | |||||||||
Security: | 058498106 | Meeting Type: | Annual | ||||||
Ticker: | BLL | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US0584981064 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942562 | Management | Total Ballot Shares: | 52000 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Daniel J. Heinrich | 52000 | 0 | 0 | 0 | ||||
2 | Georgia R. Nelson | 52000 | 0 | 0 | 0 | ||||
3 | Cynthia A. Niekamp | 52000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 52000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 52000 | 0 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | |||||||||
Security: | 060505104 | Meeting Type: | Annual | ||||||
Ticker: | BAC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US0605051046 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942360 | Management | Total Ballot Shares: | 2254942 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 327012 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 327012 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 327012 | 0 | 0 | 0 | ||
19 | Approve Stock Compensation Plan | For | None | 327012 | 0 | 0 | 0 | ||
20 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 0 | 327012 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 327012 | 0 | 0 | ||
22 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 327012 | 0 | 0 | ||
THE COCA-COLA COMPANY | |||||||||
Security: | 191216100 | Meeting Type: | Annual | ||||||
Ticker: | KO | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US1912161007 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934937915 | Management | Total Ballot Shares: | 848238 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 125000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 125000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 125000 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 125000 | 0 | 0 | ||
17 | S/H Proposal - Health Issues | Against | None | 0 | 125000 | 0 | 0 | ||
JOHNSON & JOHNSON | |||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||
Ticker: | JNJ | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US4781601046 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934938638 | Management | Total Ballot Shares: | 344154 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 18000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 18000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Limit Compensation | Against | None | 18000 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 18000 | 0 | 0 | ||
LOCKHEED MARTIN CORPORATION | |||||||||
Security: | 539830109 | Meeting Type: | Annual | ||||||
Ticker: | LMT | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US5398301094 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934951864 | Management | Total Ballot Shares: | 155239 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 27000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 27000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 27000 | 0 | 0 | 0 | ||
13 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 27000 | 0 | 0 | ||
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942043 | Management | Total Ballot Shares: | 1474656 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 132000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 132000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 132000 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 132000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 132000 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 132000 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 132000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 132000 | 0 | 0 | ||
TEXAS INSTRUMENTS INCORPORATED | |||||||||
Security: | 882508104 | Meeting Type: | Annual | ||||||
Ticker: | TXN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US8825081040 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934940328 | Management | Total Ballot Shares: | 263350 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 26000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 26000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 26000 | 0 | 0 | 0 | ||
ABBOTT LABORATORIES | |||||||||
Security: | 002824100 | Meeting Type: | Annual | ||||||
Ticker: | ABT | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0028241000 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934941736 | Management | Total Ballot Shares: | 544515 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | R.J. Alpern | 33850 | 0 | 0 | 0 | ||||
2 | R.S. Austin | 33850 | 0 | 0 | 0 | ||||
3 | S.E. Blount | 33850 | 0 | 0 | 0 | ||||
4 | M.A. Kumbier | 33850 | 0 | 0 | 0 | ||||
5 | E.M. Liddy | 33850 | 0 | 0 | 0 | ||||
6 | N. McKinstry | 33850 | 0 | 0 | 0 | ||||
7 | P.N. Novakovic | 33850 | 0 | 0 | 0 | ||||
8 | W.A. Osborn | 33850 | 0 | 0 | 0 | ||||
9 | S.C. Scott III | 33850 | 0 | 0 | 0 | ||||
10 | D.J. Starks | 33850 | 0 | 0 | 0 | ||||
11 | J.G. Stratton | 33850 | 0 | 0 | 0 | ||||
12 | G.F. Tilton | 33850 | 0 | 0 | 0 | ||||
13 | M.D. White | 33850 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 33850 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 33850 | 0 | 0 | 0 | ||
4 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 33850 | 0 | 0 | ||
EOG RESOURCES, INC. | |||||||||
Security: | 26875P101 | Meeting Type: | Annual | ||||||
Ticker: | EOG | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US26875P1012 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934945683 | Management | Total Ballot Shares: | 377560 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 28200 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 28200 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 28200 | 0 | 0 | 0 | ||
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security: | 913017109 | Meeting Type: | Annual | ||||||
Ticker: | UTX | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US9130171096 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941724 | Management | Total Ballot Shares: | 366910 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 16500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 16500 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 16500 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 16500 | 0 | 0 | 0 | ||
17 | Approve Charter Amendment | For | None | 16500 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Annual | ||||||
Ticker: | ECA | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934957652 | Management | Total Ballot Shares: | 2491800 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Peter A. Dea | 290000 | 0 | 0 | 0 | ||||
2 | Fred J. Fowler | 290000 | 0 | 0 | 0 | ||||
3 | Howard J. Mayson | 290000 | 0 | 0 | 0 | ||||
4 | Lee A. McIntire | 290000 | 0 | 0 | 0 | ||||
5 | Margaret A. McKenzie | 290000 | 0 | 0 | 0 | ||||
6 | Steven W. Nance | 290000 | 0 | 0 | 0 | ||||
7 | Suzanne P. Nimocks | 290000 | 0 | 0 | 0 | ||||
8 | Thomas G. Ricks | 290000 | 0 | 0 | 0 | ||||
9 | Brian G. Shaw | 290000 | 0 | 0 | 0 | ||||
10 | Douglas J. Suttles | 290000 | 0 | 0 | 0 | ||||
11 | Bruce G. Waterman | 290000 | 0 | 0 | 0 | ||||
12 | Clayton H. Woitas | 290000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 290000 | 0 | 0 | 0 | ||
3 | Ratify Shareholder Rights Plan | For | None | 290000 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Actions | For | None | 290000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 290000 | 0 | 0 | 0 | ||
VALERO ENERGY CORPORATION | |||||||||
Security: | 91913Y100 | Meeting Type: | Annual | ||||||
Ticker: | VLO | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934945948 | Management | Total Ballot Shares: | 329900 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 16000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 16000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 16000 | 0 | 0 | 0 | ||
EVERSOURCE ENERGY | |||||||||
Security: | 30040W108 | Meeting Type: | Annual | ||||||
Ticker: | ES | Meeting Date: | 01-May-2019 | ||||||
ISIN | US30040W1080 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934948069 | Management | Total Ballot Shares: | 50000 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 50000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 50000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 50000 | 0 | 0 | 0 | ||
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934949112 | Management | Total Ballot Shares: | 416120 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 57000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 57000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 57000 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 57000 | 0 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 57000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 57000 | 0 | 0 | ||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||
Security: | 718172109 | Meeting Type: | Annual | ||||||
Ticker: | PM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7181721090 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945013 | Management | Total Ballot Shares: | 386613 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 38500 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 38500 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 38500 | 0 | 0 | 0 | ||
DUKE ENERGY CORPORATION | |||||||||
Security: | 26441C204 | Meeting Type: | Annual | ||||||
Ticker: | DUK | Meeting Date: | 02-May-2019 | ||||||
ISIN | US26441C2044 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934949326 | Management | Total Ballot Shares: | 131100 | |||||
Last Vote Date: | 08-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael G. Browning | 89000 | 0 | 0 | 0 | ||||
2 | Annette K. Clayton | 89000 | 0 | 0 | 0 | ||||
3 | Theodore F. Craver, Jr. | 89000 | 0 | 0 | 0 | ||||
4 | Robert M. Davis | 89000 | 0 | 0 | 0 | ||||
5 | Daniel R. DiMicco | 89000 | 0 | 0 | 0 | ||||
6 | Lynn J. Good | 89000 | 0 | 0 | 0 | ||||
7 | John T. Herron | 89000 | 0 | 0 | 0 | ||||
8 | William E. Kennard | 89000 | 0 | 0 | 0 | ||||
9 | E. Marie McKee | 89000 | 0 | 0 | 0 | ||||
10 | Charles W. Moorman IV | 89000 | 0 | 0 | 0 | ||||
11 | Marya M. Rose | 89000 | 0 | 0 | 0 | ||||
12 | Carlos A. Saladrigas | 89000 | 0 | 0 | 0 | ||||
13 | Thomas E. Skains | 89000 | 0 | 0 | 0 | ||||
14 | William E. Webster, Jr. | 89000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 89000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 89000 | 0 | 0 | 0 | ||
4 | S/H Proposal - Political/Government | Against | None | 0 | 89000 | 0 | 0 | ||
5 | S/H Proposal - Political/Government | Against | None | 0 | 89000 | 0 | 0 | ||
6 | S/H Proposal - Environmental | Against | None | 0 | 89000 | 0 | 0 | ||
7 | S/H Proposal - Environmental | Against | None | 0 | 89000 | 0 | 0 | ||
KIMBERLY-CLARK CORPORATION | |||||||||
Security: | 494368103 | Meeting Type: | Annual | ||||||
Ticker: | KMB | Meeting Date: | 02-May-2019 | ||||||
ISIN | US4943681035 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934939298 | Management | Total Ballot Shares: | 64450 | |||||
Last Vote Date: | 08-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 20000 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 20000 | 0 | 0 | 0 | ||
SUNCOR ENERGY INC. | |||||||||
Security: | 867224107 | Meeting Type: | Annual | ||||||
Ticker: | SU | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA8672241079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957955 | Management | Total Ballot Shares: | 1036517 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Patricia M. Bedient | 75600 | 0 | 0 | 0 | ||||
2 | Mel E. Benson | 75600 | 0 | 0 | 0 | ||||
3 | John D. Gass | 75600 | 0 | 0 | 0 | ||||
4 | Dennis M. Houston | 75600 | 0 | 0 | 0 | ||||
5 | Mark S. Little | 75600 | 0 | 0 | 0 | ||||
6 | Brian P. MacDonald | 75600 | 0 | 0 | 0 | ||||
7 | Maureen McCaw | 75600 | 0 | 0 | 0 | ||||
8 | Eira M. Thomas | 75600 | 0 | 0 | 0 | ||||
9 | Michael M. Wilson | 75600 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 75600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 75600 | 0 | 0 | 0 | ||
THE GOLDMAN SACHS GROUP, INC. | |||||||||
Security: | 38141G104 | Meeting Type: | Annual | ||||||
Ticker: | GS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US38141G1040 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934949225 | Management | Total Ballot Shares: | 126400 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 5000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 5000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 5000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 5000 | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | |||||||||
Security: | 92343V104 | Meeting Type: | Annual | ||||||
Ticker: | VZ | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92343V1044 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934943261 | Management | Total Ballot Shares: | 1278395 | |||||
Last Vote Date: | 07-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 230000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 230000 | 0 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 230000 | 0 | 0 | ||
14 | S/H Proposal - Separate Chairman/Coe | Against | None | 0 | 230000 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 230000 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 230000 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 230000 | 0 | 0 | ||
WEC ENERGY GROUP, INC. | |||||||||
Security: | 92939U106 | Meeting Type: | Annual | ||||||
Ticker: | WEC | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92939U1060 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934945746 | Management | Total Ballot Shares: | 509700 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 95000 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 95000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 95000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 95000 | 0 | 0 | 0 | ||
CMS ENERGY CORPORATION | |||||||||
Security: | 125896100 | Meeting Type: | Annual | ||||||
Ticker: | CMS | Meeting Date: | 03-May-2019 | ||||||
ISIN | US1258961002 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934945594 | Management | Total Ballot Shares: | 628000 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 136000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 136000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 136000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Political/Government | Against | None | 0 | 136000 | 0 | 0 | ||
ENTERGY CORPORATION | |||||||||
Security: | 29364G103 | Meeting Type: | Annual | ||||||
Ticker: | ETR | Meeting Date: | 03-May-2019 | ||||||
ISIN | US29364G1031 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934954074 | Management | Total Ballot Shares: | 165100 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 46000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 46000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 46000 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 46000 | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. | |||||||||
Security: | 084670702 | Meeting Type: | Annual | ||||||
Ticker: | BRKB | Meeting Date: | 04-May-2019 | ||||||
ISIN | US0846707026 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934943362 | Management | Total Ballot Shares: | 225050 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Warren E. Buffett | 44000 | 0 | 0 | 0 | ||||
2 | Charles T. Munger | 44000 | 0 | 0 | 0 | ||||
3 | Gregory E. Abel | 44000 | 0 | 0 | 0 | ||||
4 | Howard G. Buffett | 44000 | 0 | 0 | 0 | ||||
5 | Stephen B. Burke | 44000 | 0 | 0 | 0 | ||||
6 | Susan L. Decker | 44000 | 0 | 0 | 0 | ||||
7 | William H. Gates III | 44000 | 0 | 0 | 0 | ||||
8 | David S. Gottesman | 44000 | 0 | 0 | 0 | ||||
9 | Charlotte Guyman | 44000 | 0 | 0 | 0 | ||||
10 | Ajit Jain | 44000 | 0 | 0 | 0 | ||||
11 | Thomas S. Murphy | 44000 | 0 | 0 | 0 | ||||
12 | Ronald L. Olson | 44000 | 0 | 0 | 0 | ||||
13 | Walter Scott, Jr. | 44000 | 0 | 0 | 0 | ||||
14 | Meryl B. Witmer | 44000 | 0 | 0 | 0 | ||||
ELI LILLY AND COMPANY | |||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||
Ticker: | LLY | Meeting Date: | 06-May-2019 | ||||||
ISIN | US5324571083 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934940215 | Management | Total Ballot Shares: | 318850 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 18000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 18000 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 18000 | 0 | 0 | 0 | ||
7 | Declassify Board | For | None | 18000 | 0 | 0 | 0 | ||
8 | Eliminate Supermajority Requirements | For | None | 18000 | 0 | 0 | 0 | ||
9 | S/H Proposal - Political/Government | Against | None | 0 | 18000 | 0 | 0 | ||
VULCAN MATERIALS COMPANY | |||||||||
Security: | 929160109 | Meeting Type: | Annual | ||||||
Ticker: | VMC | Meeting Date: | 10-May-2019 | ||||||
ISIN | US9291601097 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934951357 | Management | Total Ballot Shares: | 28800 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 28800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 28800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 28800 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 28800 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 28800 | 0 | 0 | 0 | ||
CONOCOPHILLIPS | |||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||
Ticker: | COP | Meeting Date: | 14-May-2019 | ||||||
ISIN | US20825C1045 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934959492 | Management | Total Ballot Shares: | 511809 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 34000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 34000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 34000 | 0 | 0 | 0 | ||
NORTHROP GRUMMAN CORPORATION | |||||||||
Security: | 666807102 | Meeting Type: | Annual | ||||||
Ticker: | NOC | Meeting Date: | 15-May-2019 | ||||||
ISIN | US6668071029 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934964873 | Management | Total Ballot Shares: | 8000 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 8000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 8000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 8000 | 0 | 0 | 0 | ||
16 | S/H Proposal - Human Rights Related | Against | None | 8000 | 0 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 8000 | 0 | 0 | ||
CHUBB LIMITED | |||||||||
Security: | H1467J104 | Meeting Type: | Annual | ||||||
Ticker: | CB | Meeting Date: | 16-May-2019 | ||||||
ISIN | CH0044328745 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934976703 | Management | Total Ballot Shares: | 396037 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 20000 | 0 | 0 | 0 | ||
2 | Adopt Accounts for Past Year | For | None | 20000 | 0 | 0 | 0 | ||
3 | Dividends | For | None | 20000 | 0 | 0 | 0 | ||
4 | Approve Discharge of Board and President | For | None | 20000 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 20000 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 20000 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 20000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
19 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
20 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
21 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
22 | Election of Directors (Majority Voting) | For | None | 20000 | 0 | 0 | 0 | ||
23 | Miscellaneous Compensation Plans | For | None | 0 | 20000 | 0 | 0 | ||
24 | Miscellaneous Compensation Plans | For | None | 20000 | 0 | 0 | 0 | ||
25 | Miscellaneous Compensation Plans | For | None | 20000 | 0 | 0 | 0 | ||
26 | Miscellaneous Compensation Plans | For | None | 20000 | 0 | 0 | 0 | ||
27 | Amend Articles-Board Related | For | None | 20000 | 0 | 0 | 0 | ||
28 | Miscellaneous Compensation Plans | For | None | 20000 | 0 | 0 | 0 | ||
29 | Miscellaneous Compensation Plans | For | None | 20000 | 0 | 0 | 0 | ||
30 | 14A Executive Compensation | For | None | 20000 | 0 | 0 | 0 | ||
31 | Transact Other Business | For | None | 0 | 20000 | 0 | 0 | ||
CONCHO RESOURCES INC | |||||||||
Security: | 20605P101 | Meeting Type: | Annual | ||||||
Ticker: | CXO | Meeting Date: | 16-May-2019 | ||||||
ISIN | US20605P1012 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934959478 | Management | Total Ballot Shares: | 14500 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 14500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 14500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 14500 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 14500 | 0 | 0 | 0 | ||
5 | Approve Stock Compensation Plan | For | None | 14500 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 14500 | 0 | 0 | 0 | ||
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 16-May-2019 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934963679 | Management | Total Ballot Shares: | 1265755 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 131000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 131000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 0 | 131000 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 131000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 131000 | 0 | 0 | ||
15 | S/H Proposal - Gender Pay Gap | Against | None | 0 | 131000 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 131000 | 0 | 0 | ||
PIONEER NATURAL RESOURCES COMPANY | |||||||||
Security: | 723787107 | Meeting Type: | Annual | ||||||
Ticker: | PXD | Meeting Date: | 16-May-2019 | ||||||
ISIN | US7237871071 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934976652 | Management | Total Ballot Shares: | 8500 | |||||
Last Vote Date: | 20-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 8500 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 8500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 8500 | 0 | 0 | 0 | ||
UNION PACIFIC CORPORATION | |||||||||
Security: | 907818108 | Meeting Type: | Annual | ||||||
Ticker: | UNP | Meeting Date: | 16-May-2019 | ||||||
ISIN | US9078181081 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934970383 | Management | Total Ballot Shares: | 240800 | |||||
Last Vote Date: | 27-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 31200 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 31200 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 31200 | 0 | 0 | 0 | ||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 31200 | 0 | 0 | ||
FIRSTENERGY CORP. | |||||||||
Security: | 337932107 | Meeting Type: | Annual | ||||||
Ticker: | FE | Meeting Date: | 21-May-2019 | ||||||
ISIN | US3379321074 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934964594 | Management | Total Ballot Shares: | 405150 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael J. Anderson | 100000 | 0 | 0 | 0 | ||||
2 | Steven J. Demetriou | 100000 | 0 | 0 | 0 | ||||
3 | Julia L. Johnson | 100000 | 0 | 0 | 0 | ||||
4 | Charles E. Jones | 100000 | 0 | 0 | 0 | ||||
5 | Donald T. Misheff | 100000 | 0 | 0 | 0 | ||||
6 | Thomas N. Mitchell | 100000 | 0 | 0 | 0 | ||||
7 | James F. O'Neil III | 100000 | 0 | 0 | 0 | ||||
8 | Christopher D. Pappas | 100000 | 0 | 0 | 0 | ||||
9 | Sandra Pianalto | 100000 | 0 | 0 | 0 | ||||
10 | Luis A. Reyes | 100000 | 0 | 0 | 0 | ||||
11 | Leslie M. Turner | 100000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 100000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 100000 | 0 | 0 | 0 | ||
4 | Approve Charter Amendment | For | None | 100000 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | For | None | 100000 | 0 | 0 | 0 | ||
6 | Approve Charter Amendment | For | None | 100000 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 100000 | 0 | 0 | ||
JPMORGAN CHASE & CO. | |||||||||
Security: | 46625H100 | Meeting Type: | Annual | ||||||
Ticker: | JPM | Meeting Date: | 21-May-2019 | ||||||
ISIN | US46625H1005 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934979088 | Management | Total Ballot Shares: | 824448 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 67000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 67000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 67000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 67000 | 0 | 0 | ||
15 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 67000 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 67000 | 0 | 0 | ||
AMAZON.COM, INC. | |||||||||
Security: | 023135106 | Meeting Type: | Annual | ||||||
Ticker: | AMZN | Meeting Date: | 22-May-2019 | ||||||
ISIN | US0231351067 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934985954 | Management | Total Ballot Shares: | 7505 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 4700 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 4700 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 4700 | 0 | 0 | 0 | ||
13 | S/H Proposal - Environmental | Against | None | 0 | 4700 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 4700 | 0 | 0 | 0 | ||
15 | S/H Proposal - Political/Government | Against | None | 0 | 4700 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 4700 | 0 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 4700 | 0 | 0 | 0 | ||
18 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 4700 | 0 | 0 | ||
19 | S/H Proposal - Corporate Governance | Against | None | 4700 | 0 | 0 | 0 | ||
20 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | None | 4700 | 0 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 4700 | 0 | 0 | ||
22 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 4700 | 0 | 0 | ||
23 | S/H Proposal - Executive Compensation | Against | None | 0 | 4700 | 0 | 0 | ||
24 | S/H Proposal - Corporate Governance | Against | None | 0 | 4700 | 0 | 0 | ||
NVIDIA CORPORATION | |||||||||
Security: | 67066G104 | Meeting Type: | Annual | ||||||
Ticker: | NVDA | Meeting Date: | 22-May-2019 | ||||||
ISIN | US67066G1040 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934982807 | Management | Total Ballot Shares: | 31359 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 16209 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 16209 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 16209 | 0 | 0 | 0 | ||
15 | Eliminate Supermajority Requirements | For | None | 16209 | 0 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | |||||||||
Security: | 883556102 | Meeting Type: | Annual | ||||||
Ticker: | TMO | Meeting Date: | 22-May-2019 | ||||||
ISIN | US8835561023 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934979519 | Management | Total Ballot Shares: | 216468 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 7000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 7000 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 7000 | 0 | 0 | 0 | ||
MCDONALD'S CORPORATION | |||||||||
Security: | 580135101 | Meeting Type: | Annual | ||||||
Ticker: | MCD | Meeting Date: | 23-May-2019 | ||||||
ISIN | US5801351017 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934980473 | Management | Total Ballot Shares: | 141750 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 25000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 25000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 25000 | 0 | 0 | 0 | ||
14 | Approve Decrease in Size of Board | For | None | 25000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 25000 | 0 | 0 | 0 | ||
MORGAN STANLEY | |||||||||
Security: | 617446448 | Meeting Type: | Annual | ||||||
Ticker: | MS | Meeting Date: | 23-May-2019 | ||||||
ISIN | US6174464486 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934980423 | Management | Total Ballot Shares: | 438930 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 92800 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 92800 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 92800 | 0 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 92800 | 0 | 0 | ||
MERCK & CO., INC. | |||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||
Ticker: | MRK | Meeting Date: | 28-May-2019 | ||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 24-May-2019 | ||||||
Agenda | 934988328 | Management | Total Ballot Shares: | 940434 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 176300 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 176300 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 176300 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 176300 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 176300 | 0 | 0 | ||
17 | S/H Proposal - Executive Compensation | Against | None | 0 | 176300 | 0 | 0 | ||
18 | S/H Proposal - Health Issues | Against | None | 0 | 176300 | 0 | 0 | ||
CHEVRON CORPORATION | |||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||
Ticker: | CVX | Meeting Date: | 29-May-2019 | ||||||
ISIN | US1667641005 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934993088 | Management | Total Ballot Shares: | 588600 | |||||
Last Vote Date: | 06-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 69200 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 69200 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 69200 | 0 | 0 | 0 | ||
14 | S/H Proposal - Human Rights Related | Against | None | 0 | 69200 | 0 | 0 | ||
15 | S/H Proposal - Environmental | Against | None | 0 | 69200 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 69200 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 69200 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 69200 | 0 | 0 | ||
ILLUMINA, INC. | |||||||||
Security: | 452327109 | Meeting Type: | Annual | ||||||
Ticker: | ILMN | Meeting Date: | 29-May-2019 | ||||||
ISIN | US4523271090 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934985067 | Management | Total Ballot Shares: | 3500 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 3500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 3500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 3500 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 3500 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 3500 | 0 | 0 | 0 | ||
6 | Declassify Board | For | None | 3500 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 3500 | 0 | 0 | ||
FACEBOOK, INC. | |||||||||
Security: | 30303M102 | Meeting Type: | Annual | ||||||
Ticker: | FB | Meeting Date: | 30-May-2019 | ||||||
ISIN | US30303M1027 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934995082 | Management | Total Ballot Shares: | 70000 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Peggy Alford | 70000 | 0 | 0 | 0 | ||||
2 | Marc L. Andreessen | 70000 | 0 | 0 | 0 | ||||
3 | Kenneth I. Chenault | 70000 | 0 | 0 | 0 | ||||
4 | S. D. Desmond-Hellmann | 70000 | 0 | 0 | 0 | ||||
5 | Sheryl K. Sandberg | 70000 | 0 | 0 | 0 | ||||
6 | Peter A. Thiel | 70000 | 0 | 0 | 0 | ||||
7 | Jeffrey D. Zients | 70000 | 0 | 0 | 0 | ||||
8 | Mark Zuckerberg | 70000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 70000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 70000 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | 14A Executive Compensation Vote Frequency | None | 70000 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | S/H Proposal - Corporate Governance | Against | None | 70000 | 0 | 0 | 0 | ||
6 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 70000 | 0 | 0 | ||
7 | S/H Proposal - Election of Directors By Majority Vote | Against | None | 70000 | 0 | 0 | 0 | ||
8 | S/H Proposal - Corporate Governance | Against | None | 0 | 70000 | 0 | 0 | ||
9 | S/H Proposal - Corporate Governance | Against | None | 70000 | 0 | 0 | 0 | ||
10 | S/H Proposal - Corporate Governance | Against | None | 0 | 70000 | 0 | 0 | ||
11 | S/H Proposal - Corporate Governance | Against | None | 0 | 70000 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 70000 | 0 | 0 | ||
RAYTHEON COMPANY | |||||||||
Security: | 755111507 | Meeting Type: | Annual | ||||||
Ticker: | RTN | Meeting Date: | 30-May-2019 | ||||||
ISIN | US7551115071 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934988518 | Management | Total Ballot Shares: | 22500 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 22500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 22500 | 0 | 0 | 0 | ||
15 | Adopt Stock Option Plan | For | None | 22500 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 22500 | 0 | 0 | 0 | ||
LOWE'S COMPANIES, INC. | |||||||||
Security: | 548661107 | Meeting Type: | Annual | ||||||
Ticker: | LOW | Meeting Date: | 31-May-2019 | ||||||
ISIN | US5486611073 | Vote Deadline Date: | 30-May-2019 | ||||||
Agenda | 934988493 | Management | Total Ballot Shares: | 287600 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Raul Alvarez | 20000 | 0 | 0 | 0 | ||||
2 | David H. Batchelder | 20000 | 0 | 0 | 0 | ||||
3 | Angela F. Braly | 20000 | 0 | 0 | 0 | ||||
4 | Sandra B. Cochran | 20000 | 0 | 0 | 0 | ||||
5 | Laurie Z. Douglas | 20000 | 0 | 0 | 0 | ||||
6 | Richard W. Dreiling | 20000 | 0 | 0 | 0 | ||||
7 | Marvin R. Ellison | 20000 | 0 | 0 | 0 | ||||
8 | James H. Morgan | 20000 | 0 | 0 | 0 | ||||
9 | Brian C. Rogers | 20000 | 0 | 0 | 0 | ||||
10 | Bertram L. Scott | 20000 | 0 | 0 | 0 | ||||
11 | Lisa W. Wardell | 20000 | 0 | 0 | 0 | ||||
12 | Eric C. Wiseman | 20000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 20000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 20000 | 0 | 0 | 0 | ||
UNITEDHEALTH GROUP INCORPORATED | |||||||||
Security: | 91324P102 | Meeting Type: | Annual | ||||||
Ticker: | UNH | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US91324P1021 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 934998963 | Management | Total Ballot Shares: | 108820 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 29970 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 29970 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 29970 | 0 | 0 | 0 | ||
14 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 29970 | 0 | 0 | ||
COMCAST CORPORATION | |||||||||
Security: | 20030N101 | Meeting Type: | Annual | ||||||
Ticker: | CMCSA | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US20030N1019 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935008284 | Management | Total Ballot Shares: | 1462550 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Kenneth J. Bacon | 75000 | 0 | 0 | 0 | ||||
2 | Madeline S. Bell | 75000 | 0 | 0 | 0 | ||||
3 | Sheldon M. Bonovitz | 75000 | 0 | 0 | 0 | ||||
4 | Edward D. Breen | 75000 | 0 | 0 | 0 | ||||
5 | Gerald L. Hassell | 75000 | 0 | 0 | 0 | ||||
6 | Jeffrey A. Honickman | 75000 | 0 | 0 | 0 | ||||
7 | Maritza G. Montiel | 75000 | 0 | 0 | 0 | ||||
8 | Asuka Nakahara | 75000 | 0 | 0 | 0 | ||||
9 | David C. Novak | 75000 | 0 | 0 | 0 | ||||
10 | Brian L. Roberts | 75000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 75000 | 0 | 0 | 0 | ||
3 | Adopt Omnibus Stock Option Plan | For | None | 75000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 75000 | 0 | 0 | 0 | ||
5 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 75000 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 75000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||
Security: | 874039100 | Meeting Type: | Annual | ||||||
Ticker: | TSM | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US8740391003 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 935024163 | Management | Total Ballot Shares: | 75176 | |||||
Last Vote Date: | 18-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | None | 75176 | 0 | 0 | 0 | ||
2 | Dividends | For | None | 75176 | 0 | 0 | 0 | ||
3 | Approve Article Amendments | For | None | 75176 | 0 | 0 | 0 | ||
4 | Approve Article Amendments | For | None | 75176 | 0 | 0 | 0 | ||
5 | Election of Directors | For | None | ||||||
1 | Moshe N. Gavrielov | 75176 | 0 | 0 | 0 | ||||
AMERICAN EAGLE OUTFITTERS, INC. | |||||||||
Security: | 02553E106 | Meeting Type: | Annual | ||||||
Ticker: | AEO | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US02553E1064 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935005644 | Management | Total Ballot Shares: | 673350 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 55000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 55000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 55000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 55000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 55000 | 0 | 0 | 0 | ||
PROOFPOINT, INC. | |||||||||
Security: | 743424103 | Meeting Type: | Annual | ||||||
Ticker: | PFPT | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US7434241037 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 934990929 | Management | Total Ballot Shares: | 75200 | |||||
Last Vote Date: | 17-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 15000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 15000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 15000 | 0 | 0 | 0 | ||
4 | Amend Stock Compensation Plan | For | None | 0 | 15000 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 0 | 15000 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | 14A Executive Compensation Vote Frequency | None | 15000 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | Ratify Appointment of Independent Auditors | For | None | 15000 | 0 | 0 | 0 | ||
SALESFORCE.COM, INC. | |||||||||
Security: | 79466L302 | Meeting Type: | Annual | ||||||
Ticker: | CRM | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US79466L3024 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935003878 | Management | Total Ballot Shares: | 87398 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 40198 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 40198 | 0 | 0 | 0 | ||
15 | Eliminate Supermajority Requirements | For | None | 40198 | 0 | 0 | 0 | ||
16 | Amend Stock Compensation Plan | For | None | 40198 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 40198 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 40198 | 0 | 0 | 0 | ||
19 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 40198 | 0 | 0 | ||
AUTODESK, INC. | |||||||||
Security: | 052769106 | Meeting Type: | Annual | ||||||
Ticker: | ADSK | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US0527691069 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935010140 | Management | Total Ballot Shares: | 105500 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 24000 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 24000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 24000 | 0 | 0 | 0 | ||
IAC/INTERACTIVECORP | |||||||||
Security: | 44919P508 | Meeting Type: | Annual | ||||||
Ticker: | IAC | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US44919P5089 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935017194 | Management | Total Ballot Shares: | 84150 | |||||
Last Vote Date: | 22-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Edgar Bronfman, Jr. | 8000 | 0 | 0 | 0 | ||||
2 | Chelsea Clinton | 8000 | 0 | 0 | 0 | ||||
3 | Barry Diller | 8000 | 0 | 0 | 0 | ||||
4 | Michael D. Eisner | 8000 | 0 | 0 | 0 | ||||
5 | Bonnie S. Hammer | 8000 | 0 | 0 | 0 | ||||
6 | Victor A. Kaufman | 8000 | 0 | 0 | 0 | ||||
7 | Joseph Levin | 8000 | 0 | 0 | 0 | ||||
8 | Bryan Lourd | 8000 | 0 | 0 | 0 | ||||
9 | David Rosenblatt | 8000 | 0 | 0 | 0 | ||||
10 | Alan G. Spoon | 8000 | 0 | 0 | 0 | ||||
11 | A. von Furstenberg | 8000 | 0 | 0 | 0 | ||||
12 | Richard F. Zannino | 8000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 8000 | 0 | 0 | 0 | ||
SERVICENOW, INC. | |||||||||
Security: | 81762P102 | Meeting Type: | Annual | ||||||
Ticker: | NOW | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US81762P1021 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935000911 | Management | Total Ballot Shares: | 35900 | |||||
Last Vote Date: | 21-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 9000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 9000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 9000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 9000 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 9000 | 0 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | |||||||||
Security: | 36197T103 | Meeting Type: | Annual | ||||||
Ticker: | GWPH | Meeting Date: | 13-Jun-2019 | ||||||
ISIN | US36197T1034 | Vote Deadline Date: | 07-Jun-2019 | ||||||
Agenda | 935015013 | Management | Total Ballot Shares: | 13500 | |||||
Last Vote Date: | 24-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Full Slate) | For | None | 13500 | 0 | 0 | 0 | ||
2 | Election of Directors (Full Slate) | For | None | 13500 | 0 | 0 | 0 | ||
3 | Approve Remuneration of Directors and Auditors | For | None | 13500 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 13500 | 0 | 0 | 0 | ||
5 | Approve Remuneration of Directors and Auditors | For | None | 0 | 13500 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | 14A Executive Compensation Vote Frequency | None | 13500 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | Ratify Appointment of Independent Auditors | For | None | 13500 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 13500 | 0 | 0 | 0 | ||
9 | Approve Remuneration of Directors and Auditors | For | None | 13500 | 0 | 0 | 0 | ||
10 | Receive Directors' Report | For | None | 13500 | 0 | 0 | 0 | ||
11 | Receive Directors' Report | For | None | 13500 | 0 | 0 | 0 | ||
12 | Allot Securities | For | None | 13500 | 0 | 0 | 0 | ||
ALPHABET INC. | |||||||||
Security: | 02079K305 | Meeting Type: | Annual | ||||||
Ticker: | GOOGL | Meeting Date: | 19-Jun-2019 | ||||||
ISIN | US02079K3059 | Vote Deadline Date: | 18-Jun-2019 | ||||||
Agenda | 935018956 | Management | Total Ballot Shares: | 39525 | |||||
Last Vote Date: | 29-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Larry Page | 13775 | 0 | 0 | 0 | ||||
2 | Sergey Brin | 13775 | 0 | 0 | 0 | ||||
3 | John L. Hennessy | 13775 | 0 | 0 | 0 | ||||
4 | L. John Doerr | 13775 | 0 | 0 | 0 | ||||
5 | Roger W. Ferguson, Jr. | 13775 | 0 | 0 | 0 | ||||
6 | Ann Mather | 13775 | 0 | 0 | 0 | ||||
7 | Alan R. Mulally | 13775 | 0 | 0 | 0 | ||||
8 | Sundar Pichai | 13775 | 0 | 0 | 0 | ||||
9 | K. Ram Shriram | 13775 | 0 | 0 | 0 | ||||
10 | Robin L. Washington | 13775 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 13775 | 0 | 0 | 0 | ||
3 | Amend Stock Option Plan | For | None | 13775 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 13775 | 0 | 0 | 0 | ||
5 | S/H Proposal - Corporate Governance | Against | None | 13775 | 0 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 13775 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 13775 | 0 | 0 | 0 | ||
8 | S/H Proposal - Election of Directors By Majority Vote | Against | None | 13775 | 0 | 0 | 0 | ||
9 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 13775 | 0 | 0 | ||
10 | S/H Proposal - Corporate Governance | Against | None | 0 | 13775 | 0 | 0 | ||
11 | S/H Proposal - Corporate Governance | Against | None | 0 | 13775 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 13775 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 13775 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 13775 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 13775 | 0 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 13775 | 0 | 0 | 0 | ||
THE KROGER CO. | |||||||||
Security: | 501044101 | Meeting Type: | Annual | ||||||
Ticker: | KR | Meeting Date: | 27-Jun-2019 | ||||||
ISIN | US5010441013 | Vote Deadline Date: | 26-Jun-2019 | ||||||
Agenda | 935024101 | Management | Total Ballot Shares: | 103000 | |||||
Last Vote Date: | 04-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 103000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 103000 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 103000 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 103000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 103000 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 103000 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 103000 | 0 | 0 |
Proxy Voting Record Fund Name : 1731 First Investors Global Fund Date of fiscal year end: 06/30/2019 ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 07/17/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Electronic Arts, Inc. Ticker Security ID: Meeting Date Meeting Status EA CUSIP 285512109 08/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leonard S. Mgmt For For For Coleman, Jr. 2 Elect Jay C. Hoag Mgmt For For For 3 Elect Jeffrey T. Huber Mgmt For For For 4 Elect Lawrence F. Mgmt For For For Probst III 5 Elect Talbott Roche Mgmt For For For 6 Elect Richard A. Mgmt For For For Simonson 7 Elect Luis A. Ubinas Mgmt For For For 8 Elect Heidi J. Mgmt For For For Ueberroth 9 Elect Andrew Wilson Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Flex Ltd. Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F102 08/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lay Koon Tan Mgmt For For For 2 Elect Jennifer Li Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Authority to Issue Mgmt For For For Ordinary Shares 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Renewal of Share Mgmt For For For Purchase Mandate
First Investors Growth & Income Fund
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
THE WALT DISNEY COMPANY | |||||||||
Security: | 254687106 | Meeting Type: | Special | ||||||
Ticker: | DIS | Meeting Date: | 27-Jul-2018 | ||||||
ISIN | US2546871060 | Vote Deadline Date: | 26-Jul-2018 | ||||||
Agenda | 934854197 | Management | Total Ballot Shares: | 254100 | |||||
Last Vote Date: | 16-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 160000 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 160000 | 0 | 0 | 0 | ||
DXC TECHNOLOGY COMPANY | |||||||||
Security: | 23355L106 | Meeting Type: | Annual | ||||||
Ticker: | DXC | Meeting Date: | 15-Aug-2018 | ||||||
ISIN | US23355L1061 | Vote Deadline Date: | 14-Aug-2018 | ||||||
Agenda | 934853284 | Management | Total Ballot Shares: | 109693 | |||||
Last Vote Date: | 27-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 68609 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 68609 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 68609 | 0 | 0 | 0 | ||
CELANESE CORPORATION | |||||||||
Security: | 150870103 | Meeting Type: | Special | ||||||
Ticker: | CE | Meeting Date: | 17-Sep-2018 | ||||||
ISIN | US1508701034 | Vote Deadline Date: | 14-Sep-2018 | ||||||
Agenda | 934863879 | Management | Total Ballot Shares: | 105200 | |||||
Last Vote Date: | 25-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Charter Amendment | For | None | 81800 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 81800 | 0 | 0 | 0 | ||
CONAGRA BRANDS, INC. | |||||||||
Security: | 205887102 | Meeting Type: | Annual | ||||||
Ticker: | CAG | Meeting Date: | 21-Sep-2018 | ||||||
ISIN | US2058871029 | Vote Deadline Date: | 20-Sep-2018 | ||||||
Agenda | 934864807 | Management | Total Ballot Shares: | 646100 | |||||
Last Vote Date: | 29-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Anil Arora | 265000 | 0 | 0 | 0 | ||||
2 | Thomas K. Brown | 265000 | 0 | 0 | 0 | ||||
3 | Stephen G. Butler | 265000 | 0 | 0 | 0 | ||||
4 | Sean M. Connolly | 265000 | 0 | 0 | 0 | ||||
5 | Joie A. Gregor | 265000 | 0 | 0 | 0 | ||||
6 | Rajive Johri | 265000 | 0 | 0 | 0 | ||||
7 | Richard H. Lenny | 265000 | 0 | 0 | 0 | ||||
8 | Ruth Ann Marshall | 265000 | 0 | 0 | 0 | ||||
9 | Craig P. Omtvedt | 265000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 265000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 265000 | 0 | 0 | 0 | ||
MARATHON PETROLEUM CORPORATION | |||||||||
Security: | 56585A102 | Meeting Type: | Special | ||||||
Ticker: | MPC | Meeting Date: | 24-Sep-2018 | ||||||
ISIN | US56585A1025 | Vote Deadline Date: | 21-Sep-2018 | ||||||
Agenda | 934865417 | Management | Total Ballot Shares: | 493742 | |||||
Last Vote Date: | 12-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 300600 | 0 | 0 | 0 | ||
2 | Authorize Common Stock Increase | For | None | 300600 | 0 | 0 | 0 | ||
3 | Approve Increase in Board Size | For | None | 300600 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 300600 | 0 | 0 | 0 | ||
RPM INTERNATIONAL INC. | |||||||||
Security: | 749685103 | Meeting Type: | Annual | ||||||
Ticker: | RPM | Meeting Date: | 04-Oct-2018 | ||||||
ISIN | US7496851038 | Vote Deadline Date: | 03-Oct-2018 | ||||||
Agenda | 934873438 | Management | Total Ballot Shares: | 137600 | |||||
Last Vote Date: | 11-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Amend Articles-Board Related | For | None | 85200 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 85200 | 0 | 0 | 0 | ||
3 | Election of Directors | For | None | ||||||
1 | John P. Abizaid | 85200 | 0 | 0 | 0 | ||||
2 | John M. Ballbach | 85200 | 0 | 0 | 0 | ||||
3 | Bruce A. Carbonari | 85200 | 0 | 0 | 0 | ||||
4 | Jenniffer D. Deckard | 85200 | 0 | 0 | 0 | ||||
5 | Salvatore D. Fazzolari | 85200 | 0 | 0 | 0 | ||||
4 | 14A Executive Compensation | For | None | 85200 | 0 | 0 | 0 | ||
5 | Amend Omnibus Stock Option Plan | For | None | 85200 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 85200 | 0 | 0 | 0 | ||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security: | 742718109 | Meeting Type: | Annual | ||||||
Ticker: | PG | Meeting Date: | 09-Oct-2018 | ||||||
ISIN | US7427181091 | Vote Deadline Date: | 08-Oct-2018 | ||||||
Agenda | 934870115 | Management | Total Ballot Shares: | 411229 | |||||
Last Vote Date: | 13-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 200000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 200000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 200000 | 0 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORPORATION | |||||||||
Security: | 71742Q106 | Meeting Type: | Annual | ||||||
Ticker: | PAHC | Meeting Date: | 05-Nov-2018 | ||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 02-Nov-2018 | ||||||
Agenda | 934879694 | Management | Total Ballot Shares: | 654448 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Gerald K. Carlson | 69200 | 0 | 0 | 0 | ||||
2 | Mary Lou Malanoski | 69200 | 0 | 0 | 0 | ||||
3 | Carol A. Wrenn | 69200 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 69200 | 0 | 0 | 0 | ||
TAPESTRY, INC. | |||||||||
Security: | 876030107 | Meeting Type: | Annual | ||||||
Ticker: | TPR | Meeting Date: | 08-Nov-2018 | ||||||
ISIN | US8760301072 | Vote Deadline Date: | 07-Nov-2018 | ||||||
Agenda | 934880089 | Management | Total Ballot Shares: | 748445 | |||||
Last Vote Date: | 15-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 0 | 250000 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 250000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 250000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 250000 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 250000 | 0 | 0 | 0 | ||
ORACLE CORPORATION | |||||||||
Security: | 68389X105 | Meeting Type: | Annual | ||||||
Ticker: | ORCL | Meeting Date: | 14-Nov-2018 | ||||||
ISIN | US68389X1054 | Vote Deadline Date: | 13-Nov-2018 | ||||||
Agenda | 934879656 | Management | Total Ballot Shares: | 361830 | |||||
Last Vote Date: | 24-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Jeffrey S. Berg | 243100 | 0 | 0 | 0 | ||||
2 | Michael J. Boskin | 243100 | 0 | 0 | 0 | ||||
3 | Safra A. Catz | 243100 | 0 | 0 | 0 | ||||
4 | Bruce R. Chizen | 243100 | 0 | 0 | 0 | ||||
5 | George H. Conrades | 243100 | 0 | 0 | 0 | ||||
6 | Lawrence J. Ellison | 243100 | 0 | 0 | 0 | ||||
7 | Hector Garcia-Molina | 243100 | 0 | 0 | 0 | ||||
8 | Jeffrey O. Henley | 243100 | 0 | 0 | 0 | ||||
9 | Mark V. Hurd | 243100 | 0 | 0 | 0 | ||||
10 | Renee J. James | 243100 | 0 | 0 | 0 | ||||
11 | Charles W. Moorman IV | 243100 | 0 | 0 | 0 | ||||
12 | Leon E. Panetta | 243100 | 0 | 0 | 0 | ||||
13 | William G. Parrett | 243100 | 0 | 0 | 0 | ||||
14 | Naomi O. Seligman | 243100 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 0 | 243100 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 243100 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 243100 | 0 | 0 | 0 | ||
5 | S/H Proposal - Political/Government | Against | None | 0 | 243100 | 0 | 0 | ||
6 | S/H Proposal - Political/Government | Against | None | 0 | 243100 | 0 | 0 | ||
7 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 243100 | 0 | 0 | ||
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 28-Nov-2018 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 27-Nov-2018 | ||||||
Agenda | 934884544 | Management | Total Ballot Shares: | 864108 | |||||
Last Vote Date: | 30-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 352800 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 352800 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 352800 | 0 | 0 | 0 | ||
SHIRE PLC | |||||||||
Security: | 82481R106 | Meeting Type: | Special | ||||||
Ticker: | SHPG | Meeting Date: | 05-Dec-2018 | ||||||
ISIN | US82481R1068 | Vote Deadline Date: | 28-Nov-2018 | ||||||
Agenda | 934899622 | Management | Total Ballot Shares: | 141436 | |||||
Last Vote Date: | 19-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 87162 | 0 | 0 | 0 | ||
2 | Miscellaneous Corporate Actions | For | None | 87162 | 0 | 0 | 0 | ||
MEDTRONIC PLC | |||||||||
Security: | G5960L103 | Meeting Type: | Annual | ||||||
Ticker: | MDT | Meeting Date: | 07-Dec-2018 | ||||||
ISIN | IE00BTN1Y115 | Vote Deadline Date: | 06-Dec-2018 | ||||||
Agenda | 934889215 | Management | Total Ballot Shares: | 444797 | |||||
Last Vote Date: | 13-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 224850 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 224850 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 224850 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Special | ||||||
Ticker: | DVMT | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 10-Dec-2018 | ||||||
Agenda | 934905677 | Management | Total Ballot Shares: | 167558 | |||||
Last Vote Date: | 04-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 105887 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 105887 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 105887 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 105887 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Contested-Special | ||||||
Ticker: | DVMT | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 10-Dec-2018 | ||||||
Agenda | 934896424 | Opposition | Total Ballot Shares: | 167558 | |||||
Last Vote Date: | 05-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | Against | None | 105887 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | Against | None | 105887 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | Against | None | 105887 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | Against | None | 105887 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Contested-Special | ||||||
Ticker: | DVMT | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 10-Dec-2018 | ||||||
Agenda | 934891361 | Management | Total Ballot Shares: | 167558 | |||||
Last Vote Date: | 05-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 105887 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 105887 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 105887 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 105887 | 0 | 0 | 0 | ||
CISCO SYSTEMS, INC. | |||||||||
Security: | 17275R102 | Meeting Type: | Annual | ||||||
Ticker: | CSCO | Meeting Date: | 12-Dec-2018 | ||||||
ISIN | US17275R1023 | Vote Deadline Date: | 11-Dec-2018 | ||||||
Agenda | 934891614 | Management | Total Ballot Shares: | 1428575 | |||||
Last Vote Date: | 19-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 691900 | 0 | 0 | 0 | ||
10 | Amend Employee Stock Purchase Plan | For | None | 691900 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 691900 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 691900 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 691900 | 0 | 0 | ||
14 | S/H Proposal - Report on Executive Compensation | Against | None | 0 | 691900 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Special | ||||||
Ticker: | CNC | Meeting Date: | 28-Jan-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 25-Jan-2019 | ||||||
Agenda | 934917723 | Management | Total Ballot Shares: | 277525 | |||||
Last Vote Date: | 07-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Authorize Common Stock Increase | For | None | 89050 | 0 | 0 | 0 | ||
ARAMARK | |||||||||
Security: | 03852U106 | Meeting Type: | Annual | ||||||
Ticker: | ARMK | Meeting Date: | 30-Jan-2019 | ||||||
ISIN | US03852U1060 | Vote Deadline Date: | 29-Jan-2019 | ||||||
Agenda | 934914652 | Management | Total Ballot Shares: | 894105 | |||||
Last Vote Date: | 10-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 334150 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 334150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 334150 | 0 | 0 | 0 | ||
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 01-Mar-2019 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 28-Feb-2019 | ||||||
Agenda | 934919359 | Management | Total Ballot Shares: | 319580 | |||||
Last Vote Date: | 06-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 103550 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 103550 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 103550 | 0 | 0 | 0 | ||
11 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 103550 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 103550 | 0 | 0 | ||
HILL-ROM HOLDINGS, INC. | |||||||||
Security: | 431475102 | Meeting Type: | Annual | ||||||
Ticker: | HRC | Meeting Date: | 06-Mar-2019 | ||||||
ISIN | US4314751029 | Vote Deadline Date: | 05-Mar-2019 | ||||||
Agenda | 934919361 | Management | Total Ballot Shares: | 529580 | |||||
Last Vote Date: | 12-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William G. Dempsey | 131250 | 0 | 0 | 0 | ||||
2 | Gary L. Ellis | 131250 | 0 | 0 | 0 | ||||
3 | Stacy Enxing Seng | 131250 | 0 | 0 | 0 | ||||
4 | Mary Garrett | 131250 | 0 | 0 | 0 | ||||
5 | James R. Giertz | 131250 | 0 | 0 | 0 | ||||
6 | John P. Groetelaars | 131250 | 0 | 0 | 0 | ||||
7 | William H. Kucheman | 131250 | 0 | 0 | 0 | ||||
8 | Ronald A. Malone | 131250 | 0 | 0 | 0 | ||||
9 | Nancy M. Schlichting | 131250 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 131250 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 131250 | 0 | 0 | 0 | ||
THE WALT DISNEY COMPANY | |||||||||
Security: | 254687106 | Meeting Type: | Annual | ||||||
Ticker: | DIS | Meeting Date: | 07-Mar-2019 | ||||||
ISIN | US2546871060 | Vote Deadline Date: | 06-Mar-2019 | ||||||
Agenda | 934921099 | Management | Total Ballot Shares: | 310620 | |||||
Last Vote Date: | 15-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 164100 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 164100 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 164100 | 0 | 0 | ||
12 | S/H Proposal - Political/Government | Against | None | 0 | 164100 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 164100 | 0 | 0 | ||
QUALCOMM INCORPORATED | |||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||
Ticker: | QCOM | Meeting Date: | 12-Mar-2019 | ||||||
ISIN | US7475251036 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934921568 | Management | Total Ballot Shares: | 912318 | |||||
Last Vote Date: | 22-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 373500 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 373500 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 373500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 373500 | 0 | 0 | 0 | ||
TE CONNECTIVITY LTD | |||||||||
Security: | H84989104 | Meeting Type: | Annual | ||||||
Ticker: | TEL | Meeting Date: | 13-Mar-2019 | ||||||
ISIN | CH0102993182 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934922089 | Management | Total Ballot Shares: | 131550 | |||||
Last Vote Date: | 16-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
18 | Amend Articles-Board Related | For | None | 102050 | 0 | 0 | 0 | ||
19 | Receive Consolidated Financial Statements | For | None | 102050 | 0 | 0 | 0 | ||
20 | Receive Consolidated Financial Statements | For | None | 102050 | 0 | 0 | 0 | ||
21 | Receive Consolidated Financial Statements | For | None | 102050 | 0 | 0 | 0 | ||
22 | Miscellaneous Corporate Actions | For | None | 102050 | 0 | 0 | 0 | ||
23 | Ratify Appointment of Independent Auditors | For | None | 102050 | 0 | 0 | 0 | ||
24 | Ratify Appointment of Independent Auditors | For | None | 102050 | 0 | 0 | 0 | ||
25 | Ratify Appointment of Independent Auditors | For | None | 102050 | 0 | 0 | 0 | ||
26 | 14A Executive Compensation | For | None | 102050 | 0 | 0 | 0 | ||
27 | Miscellaneous Compensation Plans | For | None | 102050 | 0 | 0 | 0 | ||
28 | Miscellaneous Compensation Plans | For | None | 102050 | 0 | 0 | 0 | ||
29 | Approve Charter Amendment | For | None | 102050 | 0 | 0 | 0 | ||
30 | Dividends | For | None | 102050 | 0 | 0 | 0 | ||
31 | Authorize Directors to Repurchase Shares | For | None | 102050 | 0 | 0 | 0 | ||
32 | Approve Article Amendments | For | None | 102050 | 0 | 0 | 0 | ||
33 | Approve Motion to Adjourn Meeting | For | None | 102050 | 0 | 0 | 0 | ||
TE CONNECTIVITY LTD | |||||||||
Security: | H84989104 | Meeting Type: | Annual | ||||||
Ticker: | TEL | Meeting Date: | 13-Mar-2019 | ||||||
ISIN | CH0102993182 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934933715 | Management | Total Ballot Shares: | 131550 | |||||
Last Vote Date: | 28-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 102050 | 0 | 0 | 0 | ||
18 | Amend Articles-Board Related | For | None | 102050 | 0 | 0 | 0 | ||
19 | Receive Consolidated Financial Statements | For | None | 102050 | 0 | 0 | 0 | ||
20 | Receive Consolidated Financial Statements | For | None | 102050 | 0 | 0 | 0 | ||
21 | Receive Consolidated Financial Statements | For | None | 102050 | 0 | 0 | 0 | ||
22 | Miscellaneous Corporate Actions | For | None | 102050 | 0 | 0 | 0 | ||
23 | Ratify Appointment of Independent Auditors | For | None | 102050 | 0 | 0 | 0 | ||
24 | Ratify Appointment of Independent Auditors | For | None | 102050 | 0 | 0 | 0 | ||
25 | Ratify Appointment of Independent Auditors | For | None | 102050 | 0 | 0 | 0 | ||
26 | 14A Executive Compensation | For | None | 102050 | 0 | 0 | 0 | ||
27 | Miscellaneous Compensation Plans | For | None | 102050 | 0 | 0 | 0 | ||
28 | Miscellaneous Compensation Plans | For | None | 102050 | 0 | 0 | 0 | ||
29 | Approve Charter Amendment | For | None | 102050 | 0 | 0 | 0 | ||
30 | Dividends | For | None | 102050 | 0 | 0 | 0 | ||
31 | Authorize Directors to Repurchase Shares | For | None | 102050 | 0 | 0 | 0 | ||
32 | Approve Article Amendments | For | None | 102050 | 0 | 0 | 0 | ||
33 | Approve Motion to Adjourn Meeting | For | None | 102050 | 0 | 0 | 0 | ||
SYNOPSYS, INC. | |||||||||
Security: | 871607107 | Meeting Type: | Annual | ||||||
Ticker: | SNPS | Meeting Date: | 08-Apr-2019 | ||||||
ISIN | US8716071076 | Vote Deadline Date: | 05-Apr-2019 | ||||||
Agenda | 934928322 | Management | Total Ballot Shares: | 356700 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Aart J. de Geus | 87950 | 0 | 0 | 0 | ||||
2 | Chi-Foon Chan | 87950 | 0 | 0 | 0 | ||||
3 | Janice D. Chaffin | 87950 | 0 | 0 | 0 | ||||
4 | Bruce R. Chizen | 87950 | 0 | 0 | 0 | ||||
5 | Mercedes Johnson | 87950 | 0 | 0 | 0 | ||||
6 | Chrysostomos L. Nikias | 87950 | 0 | 0 | 0 | ||||
7 | John Schwarz | 87950 | 0 | 0 | 0 | ||||
8 | Roy Vallee | 87950 | 0 | 0 | 0 | ||||
9 | Steven C. Walske | 87950 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 0 | 87950 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 87950 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 87950 | 0 | 0 | 0 | ||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||
Security: | 064058100 | Meeting Type: | Annual | ||||||
Ticker: | BK | Meeting Date: | 09-Apr-2019 | ||||||
ISIN | US0640581007 | Vote Deadline Date: | 08-Apr-2019 | ||||||
Agenda | 934941609 | Management | Total Ballot Shares: | 555350 | |||||
Last Vote Date: | 18-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 311600 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 311600 | 0 | 0 | 0 | ||
15 | Limit/Eliminate Written Consent | For | None | 311600 | 0 | 0 | 0 | ||
16 | Approve Stock Compensation Plan | For | None | 311600 | 0 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 311600 | 0 | 0 | ||
KONINKLIJKE AHOLD DELHAIZE N.V. | |||||||||
Security: | 500467501 | Meeting Type: | Annual | ||||||
Ticker: | ADRNY | Meeting Date: | 10-Apr-2019 | ||||||
ISIN | US5004675014 | Vote Deadline Date: | 22-Mar-2019 | ||||||
Agenda | 934942687 | Management | Total Ballot Shares: | 1204522 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 387954 | 0 | 0 | 0 | ||
2 | Dividends | For | None | 387954 | 0 | 0 | 0 | ||
3 | Approve Director Liability Insurance | For | None | 387954 | 0 | 0 | 0 | ||
4 | Approve Director Liability Insurance | For | None | 387954 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 387954 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 387954 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 387954 | 0 | 0 | 0 | ||
8 | Approve Remuneration of Directors and Auditors | For | None | 387954 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 387954 | 0 | 0 | 0 | ||
10 | Authorize Common Stock Increase | For | None | 387954 | 0 | 0 | 0 | ||
11 | Eliminate Pre-Emptive Rights | For | None | 387954 | 0 | 0 | 0 | ||
12 | Authorize Common Stock Increase | For | None | 387954 | 0 | 0 | 0 | ||
13 | Stock Conversion | For | None | 387954 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 387954 | 0 | 0 | 0 | ||
SMITH & NEPHEW PLC | |||||||||
Security: | 83175M205 | Meeting Type: | Annual | ||||||
Ticker: | SNN | Meeting Date: | 11-Apr-2019 | ||||||
ISIN | US83175M2052 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934935290 | Management | Total Ballot Shares: | 844350 | |||||
Last Vote Date: | 13-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | None | 207250 | 0 | 0 | 0 | ||
2 | Receive Directors' Report | For | None | 0 | 207250 | 0 | 0 | ||
3 | Dividends | For | None | 207250 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
12 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
13 | Election of Directors (Full Slate) | For | None | 207250 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 207250 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Directors and Auditors | For | None | 207250 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 207250 | 0 | 0 | 0 | ||
17 | Eliminate Pre-Emptive Rights | For | None | 207250 | 0 | 0 | 0 | ||
18 | Authorize Directors to Repurchase Shares | For | None | 207250 | 0 | 0 | 0 | ||
19 | Miscellaneous Corporate Actions | For | None | 207250 | 0 | 0 | 0 | ||
20 | Approve Article Amendments | For | None | 207250 | 0 | 0 | 0 | ||
CITIGROUP INC. | |||||||||
Security: | 172967424 | Meeting Type: | Annual | ||||||
Ticker: | C | Meeting Date: | 16-Apr-2019 | ||||||
ISIN | US1729674242 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934935808 | Management | Total Ballot Shares: | 772625 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 418300 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 418300 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 418300 | 0 | 0 | 0 | ||
18 | Approve Stock Compensation Plan | For | None | 418300 | 0 | 0 | 0 | ||
19 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 418300 | 0 | 0 | ||
20 | S/H Proposal - Executive Compensation | Against | None | 0 | 418300 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 418300 | 0 | 0 | 0 | ||
U.S. BANCORP | |||||||||
Security: | 902973304 | Meeting Type: | Annual | ||||||
Ticker: | USB | Meeting Date: | 16-Apr-2019 | ||||||
ISIN | US9029733048 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934932131 | Management | Total Ballot Shares: | 651255 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 410000 | 0 | 0 | 0 | ||
19 | 14A Executive Compensation | For | None | 410000 | 0 | 0 | 0 | ||
STANLEY BLACK & DECKER, INC. | |||||||||
Security: | 854502101 | Meeting Type: | Annual | ||||||
Ticker: | SWK | Meeting Date: | 17-Apr-2019 | ||||||
ISIN | US8545021011 | Vote Deadline Date: | 16-Apr-2019 | ||||||
Agenda | 934936925 | Management | Total Ballot Shares: | 198665 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 122750 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 122750 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 122750 | 0 | 0 | 0 | ||
13 | Adopt Employee Stock Purchase Plan | For | None | 122750 | 0 | 0 | 0 | ||
CELANESE CORPORATION | |||||||||
Security: | 150870103 | Meeting Type: | Annual | ||||||
Ticker: | CE | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US1508701034 | Vote Deadline Date: | 17-Apr-2019 | ||||||
Agenda | 934935911 | Management | Total Ballot Shares: | 121000 | |||||
Last Vote Date: | 18-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 93400 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 93400 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 93400 | 0 | 0 | 0 | ||
12 | Approve Charter Amendment | For | None | 93400 | 0 | 0 | 0 | ||
OWENS CORNING | |||||||||
Security: | 690742101 | Meeting Type: | Annual | ||||||
Ticker: | OC | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US6907421019 | Vote Deadline Date: | 17-Apr-2019 | ||||||
Agenda | 934947473 | Management | Total Ballot Shares: | 345450 | |||||
Last Vote Date: | 23-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 139900 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 139900 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 139900 | 0 | 0 | 0 | ||
12 | Adopt Stock Option Plan | For | None | 139900 | 0 | 0 | 0 | ||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||
Security: | 025537101 | Meeting Type: | Annual | ||||||
Ticker: | AEP | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US0255371017 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934934440 | Management | Total Ballot Shares: | 189550 | |||||
Last Vote Date: | 20-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 109650 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 109650 | 0 | 0 | 0 | ||
15 | Eliminate Pre-Emptive Rights | For | None | 109650 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 109650 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Annual | ||||||
Ticker: | CNC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934937927 | Management | Total Ballot Shares: | 501850 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 135900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 135900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 135900 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 135900 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 135900 | 0 | 0 | 0 | ||
6 | S/H Proposal - Political/Government | Against | None | 0 | 135900 | 0 | 0 | ||
THE PNC FINANCIAL SERVICES GROUP, INC. | |||||||||
Security: | 693475105 | Meeting Type: | Annual | ||||||
Ticker: | PNC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US6934751057 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934940164 | Management | Total Ballot Shares: | 235055 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 114100 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 114100 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 114100 | 0 | 0 | 0 | ||
WELLS FARGO & COMPANY | |||||||||
Security: | 949746101 | Meeting Type: | Annual | ||||||
Ticker: | WFC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US9497461015 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934941584 | Management | Total Ballot Shares: | 1376797 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 685600 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 685600 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 685600 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 685600 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 685600 | 0 | 0 | ||
17 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 685600 | 0 | 0 | ||
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934971993 | Management | Total Ballot Shares: | 72550 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | Abstain | 56100 | 0 | 0 | 0 | ||
2 | Receive Consolidated Financial Statements | For | Abstain | 56100 | 0 | 0 | 0 | ||
3 | Approve Discharge of Management Board | For | Abstain | 56100 | 0 | 0 | 0 | ||
4 | Approve Discharge of Supervisory Board | For | Abstain | 56100 | 0 | 0 | 0 | ||
5 | Miscellaneous Corporate Actions | For | Abstain | 56100 | 0 | 0 | 0 | ||
6 | Miscellaneous Corporate Actions | For | Abstain | 56100 | 0 | 0 | 0 | ||
7 | Elect Supervisory Board Member | For | Abstain | 56100 | 0 | 0 | 0 | ||
8 | Elect Supervisory Board Member | For | Abstain | 56100 | 0 | 0 | 0 | ||
9 | Elect Supervisory Board Member | For | Abstain | 56100 | 0 | 0 | 0 | ||
10 | Elect Supervisory Board Member | For | Abstain | 56100 | 0 | 0 | 0 | ||
11 | Miscellaneous Corporate Actions | For | Abstain | 56100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | Abstain | 56100 | 0 | 0 | 0 | ||
13 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | Abstain | 56100 | 0 | 0 | 0 | ||
14 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | Abstain | 56100 | 0 | 0 | 0 | ||
15 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | Abstain | 56100 | 0 | 0 | 0 | ||
16 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | Abstain | 56100 | 0 | 0 | 0 | ||
17 | Authorize Directors to Repurchase Shares | For | Abstain | 56100 | 0 | 0 | 0 | ||
18 | Authorize Directors to Repurchase Shares | For | Abstain | 56100 | 0 | 0 | 0 | ||
19 | Miscellaneous Corporate Actions | For | Abstain | 56100 | 0 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | |||||||||
Security: | 060505104 | Meeting Type: | Annual | ||||||
Ticker: | BAC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US0605051046 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942360 | Management | Total Ballot Shares: | 2254942 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 1018250 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 1018250 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 1018250 | 0 | 0 | 0 | ||
19 | Approve Stock Compensation Plan | For | None | 1018250 | 0 | 0 | 0 | ||
20 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 0 | 1018250 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 1018250 | 0 | 0 | ||
22 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 1018250 | 0 | 0 | ||
EATON CORPORATION PLC | |||||||||
Security: | G29183103 | Meeting Type: | Annual | ||||||
Ticker: | ETN | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | IE00B8KQN827 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942079 | Management | Total Ballot Shares: | 234000 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 112300 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 112300 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 112300 | 0 | 0 | 0 | ||
15 | Approve Option Grants | For | None | 112300 | 0 | 0 | 0 | ||
16 | Eliminate Pre-Emptive Rights | For | None | 112300 | 0 | 0 | 0 | ||
17 | Stock Repurchase Plan | For | None | 112300 | 0 | 0 | 0 | ||
MARATHON PETROLEUM CORPORATION | |||||||||
Security: | 56585A102 | Meeting Type: | Annual | ||||||
Ticker: | MPC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US56585A1025 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934941976 | Management | Total Ballot Shares: | 406289 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 190750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 190750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 190750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 190750 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 190750 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 190750 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 190750 | 0 | 0 | 0 | ||
8 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 190750 | 0 | 0 | ||
THE COCA-COLA COMPANY | |||||||||
Security: | 191216100 | Meeting Type: | Annual | ||||||
Ticker: | KO | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US1912161007 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934937915 | Management | Total Ballot Shares: | 848238 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 339200 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 339200 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 339200 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 339200 | 0 | 0 | ||
17 | S/H Proposal - Health Issues | Against | None | 0 | 339200 | 0 | 0 | ||
APTIV PLC | |||||||||
Security: | G6095L109 | Meeting Type: | Annual | ||||||
Ticker: | APTV | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | JE00B783TY65 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934937179 | Management | Total Ballot Shares: | 158850 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 122350 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 122350 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 122350 | 0 | 0 | 0 | ||
CITIZENS FINANCIAL GROUP, INC. | |||||||||
Security: | 174610105 | Meeting Type: | Annual | ||||||
Ticker: | CFG | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US1746101054 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934939313 | Management | Total Ballot Shares: | 969665 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 207300 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 207300 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 207300 | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | |||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||
Ticker: | JNJ | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US4781601046 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934938638 | Management | Total Ballot Shares: | 344154 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 153875 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 153875 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 153875 | 0 | 0 | 0 | ||
15 | S/H Proposal - Limit Compensation | Against | None | 153875 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 153875 | 0 | 0 | ||
LOCKHEED MARTIN CORPORATION | |||||||||
Security: | 539830109 | Meeting Type: | Annual | ||||||
Ticker: | LMT | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US5398301094 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934951864 | Management | Total Ballot Shares: | 155239 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 61350 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 61350 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 61350 | 0 | 0 | 0 | ||
13 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 61350 | 0 | 0 | ||
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942043 | Management | Total Ballot Shares: | 1474656 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 681801 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 681801 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 681801 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 681801 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 681801 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 681801 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 681801 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 681801 | 0 | 0 | ||
TEXAS INSTRUMENTS INCORPORATED | |||||||||
Security: | 882508104 | Meeting Type: | Annual | ||||||
Ticker: | TXN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US8825081040 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934940328 | Management | Total Ballot Shares: | 263350 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 140850 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 140850 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 140850 | 0 | 0 | 0 | ||
TRITON INTERNATIONAL LIMITED | |||||||||
Security: | G9078F107 | Meeting Type: | Annual | ||||||
Ticker: | TRTN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | BMG9078F1077 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942334 | Management | Total Ballot Shares: | 681590 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Brian M. Sondey | 101550 | 0 | 0 | 0 | ||||
2 | Robert W. Alspaugh | 101550 | 0 | 0 | 0 | ||||
3 | Karen Austin | 101550 | 0 | 0 | 0 | ||||
4 | Malcolm P. Baker | 101550 | 0 | 0 | 0 | ||||
5 | David A. Coulter | 101550 | 0 | 0 | 0 | ||||
6 | Claude Germain | 101550 | 0 | 0 | 0 | ||||
7 | Kenneth Hanau | 101550 | 0 | 0 | 0 | ||||
8 | John S. Hextall | 101550 | 0 | 0 | 0 | ||||
9 | Robert L. Rosner | 101550 | 0 | 0 | 0 | ||||
10 | Simon R. Vernon | 101550 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 101550 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 101550 | 0 | 0 | 0 | ||
ABBOTT LABORATORIES | |||||||||
Security: | 002824100 | Meeting Type: | Annual | ||||||
Ticker: | ABT | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0028241000 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934941736 | Management | Total Ballot Shares: | 544515 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | R.J. Alpern | 256850 | 0 | 0 | 0 | ||||
2 | R.S. Austin | 256850 | 0 | 0 | 0 | ||||
3 | S.E. Blount | 256850 | 0 | 0 | 0 | ||||
4 | M.A. Kumbier | 256850 | 0 | 0 | 0 | ||||
5 | E.M. Liddy | 256850 | 0 | 0 | 0 | ||||
6 | N. McKinstry | 256850 | 0 | 0 | 0 | ||||
7 | P.N. Novakovic | 256850 | 0 | 0 | 0 | ||||
8 | W.A. Osborn | 256850 | 0 | 0 | 0 | ||||
9 | S.C. Scott III | 256850 | 0 | 0 | 0 | ||||
10 | D.J. Starks | 256850 | 0 | 0 | 0 | ||||
11 | J.G. Stratton | 256850 | 0 | 0 | 0 | ||||
12 | G.F. Tilton | 256850 | 0 | 0 | 0 | ||||
13 | M.D. White | 256850 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 256850 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 256850 | 0 | 0 | 0 | ||
4 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 256850 | 0 | 0 | ||
AT&T INC. | |||||||||
Security: | 00206R102 | Meeting Type: | Annual | ||||||
Ticker: | T | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US00206R1023 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934938082 | Management | Total Ballot Shares: | 1501838 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 773800 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 773800 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 773800 | 0 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 773800 | 0 | 0 | ||
EOG RESOURCES, INC. | |||||||||
Security: | 26875P101 | Meeting Type: | Annual | ||||||
Ticker: | EOG | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US26875P1012 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934945683 | Management | Total Ballot Shares: | 377560 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 122450 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 122450 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 122450 | 0 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | |||||||||
Security: | 438516106 | Meeting Type: | Annual | ||||||
Ticker: | HON | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US4385161066 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941647 | Management | Total Ballot Shares: | 284437 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 145400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 145400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 145400 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 145400 | 0 | 0 | ||
16 | S/H Proposal - Military/Weapons | Against | None | 0 | 145400 | 0 | 0 | ||
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security: | 913017109 | Meeting Type: | Annual | ||||||
Ticker: | UTX | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US9130171096 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941724 | Management | Total Ballot Shares: | 366910 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 165900 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 165900 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 165900 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 165900 | 0 | 0 | 0 | ||
17 | Approve Charter Amendment | For | None | 165900 | 0 | 0 | 0 | ||
EXELON CORPORATION | |||||||||
Security: | 30161N101 | Meeting Type: | Annual | ||||||
Ticker: | EXC | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US30161N1019 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934947954 | Management | Total Ballot Shares: | 352400 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 185200 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 185200 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 185200 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 185200 | 0 | 0 | ||
FMC CORPORATION | |||||||||
Security: | 302491303 | Meeting Type: | Annual | ||||||
Ticker: | FMC | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US3024913036 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934961219 | Management | Total Ballot Shares: | 387125 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 133000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 133000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 133000 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 133000 | 0 | 0 | 0 | ||
VALERO ENERGY CORPORATION | |||||||||
Security: | 91913Y100 | Meeting Type: | Annual | ||||||
Ticker: | VLO | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934945948 | Management | Total Ballot Shares: | 329900 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 146300 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 146300 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 146300 | 0 | 0 | 0 | ||
FEDERAL REALTY INVESTMENT TRUST | |||||||||
Security: | 313747206 | Meeting Type: | Annual | ||||||
Ticker: | FRT | Meeting Date: | 01-May-2019 | ||||||
ISIN | US3137472060 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934952246 | Management | Total Ballot Shares: | 254500 | |||||
Last Vote Date: | 01-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 43950 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 43950 | 0 | 0 | 0 | ||
LIVENT CORPORATION | |||||||||
Security: | 53814L108 | Meeting Type: | Annual | ||||||
Ticker: | LTHM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US53814L1089 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934971501 | Management | Total Ballot Shares: | 362075 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 124395 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 124395 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 124395 | 0 | 0 | 0 | ||
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934949112 | Management | Total Ballot Shares: | 416120 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 168300 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 168300 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 168300 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 168300 | 0 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 168300 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 168300 | 0 | 0 | ||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||
Security: | 718172109 | Meeting Type: | Annual | ||||||
Ticker: | PM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7181721090 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945013 | Management | Total Ballot Shares: | 386613 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 172400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 172400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 172400 | 0 | 0 | 0 | ||
SUNCOR ENERGY INC. | |||||||||
Security: | 867224107 | Meeting Type: | Annual | ||||||
Ticker: | SU | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA8672241079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957955 | Management | Total Ballot Shares: | 1036517 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Patricia M. Bedient | 485000 | 0 | 0 | 0 | ||||
2 | Mel E. Benson | 485000 | 0 | 0 | 0 | ||||
3 | John D. Gass | 485000 | 0 | 0 | 0 | ||||
4 | Dennis M. Houston | 485000 | 0 | 0 | 0 | ||||
5 | Mark S. Little | 485000 | 0 | 0 | 0 | ||||
6 | Brian P. MacDonald | 485000 | 0 | 0 | 0 | ||||
7 | Maureen McCaw | 485000 | 0 | 0 | 0 | ||||
8 | Eira M. Thomas | 485000 | 0 | 0 | 0 | ||||
9 | Michael M. Wilson | 485000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 485000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 485000 | 0 | 0 | 0 | ||
THE GOLDMAN SACHS GROUP, INC. | |||||||||
Security: | 38141G104 | Meeting Type: | Annual | ||||||
Ticker: | GS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US38141G1040 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934949225 | Management | Total Ballot Shares: | 126400 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 54350 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 54350 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 54350 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 54350 | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | |||||||||
Security: | 92343V104 | Meeting Type: | Annual | ||||||
Ticker: | VZ | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92343V1044 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934943261 | Management | Total Ballot Shares: | 1278395 | |||||
Last Vote Date: | 07-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 521950 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 521950 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 521950 | 0 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 521950 | 0 | 0 | ||
14 | S/H Proposal - Separate Chairman/Coe | Against | None | 0 | 521950 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 521950 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 521950 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 521950 | 0 | 0 | ||
WEC ENERGY GROUP, INC. | |||||||||
Security: | 92939U106 | Meeting Type: | Annual | ||||||
Ticker: | WEC | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92939U1060 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934945746 | Management | Total Ballot Shares: | 509700 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 133600 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 133600 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 133600 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 133600 | 0 | 0 | 0 | ||
CMS ENERGY CORPORATION | |||||||||
Security: | 125896100 | Meeting Type: | Annual | ||||||
Ticker: | CMS | Meeting Date: | 03-May-2019 | ||||||
ISIN | US1258961002 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934945594 | Management | Total Ballot Shares: | 628000 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 186550 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 186550 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 186550 | 0 | 0 | 0 | ||
14 | S/H Proposal - Political/Government | Against | None | 0 | 186550 | 0 | 0 | ||
ENTERGY CORPORATION | |||||||||
Security: | 29364G103 | Meeting Type: | Annual | ||||||
Ticker: | ETR | Meeting Date: | 03-May-2019 | ||||||
ISIN | US29364G1031 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934954074 | Management | Total Ballot Shares: | 165100 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 92150 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 92150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 92150 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 92150 | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. | |||||||||
Security: | 084670702 | Meeting Type: | Annual | ||||||
Ticker: | BRKB | Meeting Date: | 04-May-2019 | ||||||
ISIN | US0846707026 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934943362 | Management | Total Ballot Shares: | 225050 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Warren E. Buffett | 112250 | 0 | 0 | 0 | ||||
2 | Charles T. Munger | 112250 | 0 | 0 | 0 | ||||
3 | Gregory E. Abel | 112250 | 0 | 0 | 0 | ||||
4 | Howard G. Buffett | 112250 | 0 | 0 | 0 | ||||
5 | Stephen B. Burke | 112250 | 0 | 0 | 0 | ||||
6 | Susan L. Decker | 112250 | 0 | 0 | 0 | ||||
7 | William H. Gates III | 112250 | 0 | 0 | 0 | ||||
8 | David S. Gottesman | 112250 | 0 | 0 | 0 | ||||
9 | Charlotte Guyman | 112250 | 0 | 0 | 0 | ||||
10 | Ajit Jain | 112250 | 0 | 0 | 0 | ||||
11 | Thomas S. Murphy | 112250 | 0 | 0 | 0 | ||||
12 | Ronald L. Olson | 112250 | 0 | 0 | 0 | ||||
13 | Walter Scott, Jr. | 112250 | 0 | 0 | 0 | ||||
14 | Meryl B. Witmer | 112250 | 0 | 0 | 0 | ||||
ELI LILLY AND COMPANY | |||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||
Ticker: | LLY | Meeting Date: | 06-May-2019 | ||||||
ISIN | US5324571083 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934940215 | Management | Total Ballot Shares: | 318850 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 168800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 168800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 168800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 168800 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 168800 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 168800 | 0 | 0 | 0 | ||
7 | Declassify Board | For | None | 168800 | 0 | 0 | 0 | ||
8 | Eliminate Supermajority Requirements | For | None | 168800 | 0 | 0 | 0 | ||
9 | S/H Proposal - Political/Government | Against | None | 0 | 168800 | 0 | 0 | ||
AMERICAN EXPRESS COMPANY | |||||||||
Security: | 025816109 | Meeting Type: | Annual | ||||||
Ticker: | AXP | Meeting Date: | 07-May-2019 | ||||||
ISIN | US0258161092 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934951953 | Management | Total Ballot Shares: | 350876 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 177400 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 177400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 177400 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 177400 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 177400 | 0 | 0 | ||
16 | S/H Proposal - Human Rights Related | Against | None | 0 | 177400 | 0 | 0 | ||
GILEAD SCIENCES, INC. | |||||||||
Security: | 375558103 | Meeting Type: | Annual | ||||||
Ticker: | GILD | Meeting Date: | 08-May-2019 | ||||||
ISIN | US3755581036 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 934957056 | Management | Total Ballot Shares: | 363180 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 188300 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 188300 | 0 | 0 | 0 | ||
11 | Limit/Eliminate Written Consent | For | None | 188300 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 188300 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 188300 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 188300 | 0 | 0 | ||
GARDNER DENVER HOLDINGS, INC. | |||||||||
Security: | 36555P107 | Meeting Type: | Annual | ||||||
Ticker: | GDI | Meeting Date: | 09-May-2019 | ||||||
ISIN | US36555P1075 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957741 | Management | Total Ballot Shares: | 1218200 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 270550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 270550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 270550 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 270550 | 0 | 0 | 0 | ||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | |||||||||
Security: | 500472303 | Meeting Type: | Annual | ||||||
Ticker: | PHG | Meeting Date: | 09-May-2019 | ||||||
ISIN | US5004723038 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934998494 | Management | Total Ballot Shares: | 385400 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
2 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
3 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
5 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
6 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
7 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
8 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | None | None | 228500 | 0 | 0 | 0 | ||
10 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
11 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
13 | Miscellaneous Corporate Governance | None | None | 228500 | 0 | 0 | 0 | ||
MANPOWERGROUP INC. | |||||||||
Security: | 56418H100 | Meeting Type: | Annual | ||||||
Ticker: | MAN | Meeting Date: | 10-May-2019 | ||||||
ISIN | US56418H1005 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934959149 | Management | Total Ballot Shares: | 82600 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 63450 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 63450 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 63450 | 0 | 0 | 0 | ||
3M COMPANY | |||||||||
Security: | 88579Y101 | Meeting Type: | Annual | ||||||
Ticker: | MMM | Meeting Date: | 14-May-2019 | ||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934958856 | Management | Total Ballot Shares: | 56109 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 32000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 32000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 32000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Executive Compensation | Against | None | 0 | 32000 | 0 | 0 | ||
CONOCOPHILLIPS | |||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||
Ticker: | COP | Meeting Date: | 14-May-2019 | ||||||
ISIN | US20825C1045 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934959492 | Management | Total Ballot Shares: | 511809 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 260600 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 260600 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 260600 | 0 | 0 | 0 | ||
ANTHEM, INC. | |||||||||
Security: | 036752103 | Meeting Type: | Annual | ||||||
Ticker: | ANTM | Meeting Date: | 15-May-2019 | ||||||
ISIN | US0367521038 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934964429 | Management | Total Ballot Shares: | 115500 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 61200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 61200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 61200 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 61200 | 0 | 0 | 0 | ||
5 | Declassify Board | For | None | 61200 | 0 | 0 | 0 | ||
6 | S/H Proposal - Declassify Board | None | None | 0 | 61200 | 0 | 0 | ||
MONDELEZ INTERNATIONAL, INC. | |||||||||
Security: | 609207105 | Meeting Type: | Annual | ||||||
Ticker: | MDLZ | Meeting Date: | 15-May-2019 | ||||||
ISIN | US6092071058 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934959404 | Management | Total Ballot Shares: | 299050 | |||||
Last Vote Date: | 20-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 169400 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 0 | 169400 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 169400 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 169400 | 0 | 0 | ||
17 | S/H Proposal - Executive Pay to Social Criteria | Against | None | 0 | 169400 | 0 | 0 | ||
PINNACLE WEST CAPITAL CORPORATION | |||||||||
Security: | 723484101 | Meeting Type: | Annual | ||||||
Ticker: | PNW | Meeting Date: | 15-May-2019 | ||||||
ISIN | US7234841010 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934955367 | Management | Total Ballot Shares: | 250300 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Donald E. Brandt | 107850 | 0 | 0 | 0 | ||||
2 | Denis A. Cortese, M.D. | 107850 | 0 | 0 | 0 | ||||
3 | Richard P. Fox | 107850 | 0 | 0 | 0 | ||||
4 | Michael L. Gallagher | 107850 | 0 | 0 | 0 | ||||
5 | Dale E. Klein, Ph.D. | 107850 | 0 | 0 | 0 | ||||
6 | Humberto S. Lopez | 107850 | 0 | 0 | 0 | ||||
7 | Kathryn L. Munro | 107850 | 0 | 0 | 0 | ||||
8 | Bruce J. Nordstrom | 107850 | 0 | 0 | 0 | ||||
9 | Paula J. Sims | 107850 | 0 | 0 | 0 | ||||
10 | James E. Trevathan, Jr. | 107850 | 0 | 0 | 0 | ||||
11 | David P. Wagener | 107850 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 107850 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 107850 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 107850 | 0 | 0 | 0 | ||
XCEL ENERGY INC. | |||||||||
Security: | 98389B100 | Meeting Type: | Annual | ||||||
Ticker: | XEL | Meeting Date: | 15-May-2019 | ||||||
ISIN | US98389B1008 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934961182 | Management | Total Ballot Shares: | 216050 | |||||
Last Vote Date: | 20-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 167050 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 167050 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 167050 | 0 | 0 | 0 | ||
ZOETIS INC. | |||||||||
Security: | 98978V103 | Meeting Type: | Annual | ||||||
Ticker: | ZTS | Meeting Date: | 15-May-2019 | ||||||
ISIN | US98978V1035 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934962110 | Management | Total Ballot Shares: | 198627 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 112800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 112800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 112800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 112800 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 112800 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 112800 | 0 | 0 | 0 | ||
ALTRIA GROUP, INC. | |||||||||
Security: | 02209S103 | Meeting Type: | Annual | ||||||
Ticker: | MO | Meeting Date: | 16-May-2019 | ||||||
ISIN | US02209S1033 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934967487 | Management | Total Ballot Shares: | 98657 | |||||
Last Vote Date: | 21-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 75050 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 75050 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 75050 | 0 | 0 | 0 | ||
14 | S/H Proposal - Tobacco | Against | None | 0 | 75050 | 0 | 0 | ||
15 | S/H Proposal - Political/Government | Against | None | 0 | 75050 | 0 | 0 | ||
CHUBB LIMITED | |||||||||
Security: | H1467J104 | Meeting Type: | Annual | ||||||
Ticker: | CB | Meeting Date: | 16-May-2019 | ||||||
ISIN | CH0044328745 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934976703 | Management | Total Ballot Shares: | 396037 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 189600 | 0 | 0 | 0 | ||
2 | Adopt Accounts for Past Year | For | None | 189600 | 0 | 0 | 0 | ||
3 | Dividends | For | None | 189600 | 0 | 0 | 0 | ||
4 | Approve Discharge of Board and President | For | None | 189600 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 189600 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 189600 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 189600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
19 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
20 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
21 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
22 | Election of Directors (Majority Voting) | For | None | 189600 | 0 | 0 | 0 | ||
23 | Miscellaneous Compensation Plans | For | None | 0 | 189600 | 0 | 0 | ||
24 | Miscellaneous Compensation Plans | For | None | 189600 | 0 | 0 | 0 | ||
25 | Miscellaneous Compensation Plans | For | None | 189600 | 0 | 0 | 0 | ||
26 | Miscellaneous Compensation Plans | For | None | 189600 | 0 | 0 | 0 | ||
27 | Amend Articles-Board Related | For | None | 189600 | 0 | 0 | 0 | ||
28 | Miscellaneous Compensation Plans | For | None | 189600 | 0 | 0 | 0 | ||
29 | Miscellaneous Compensation Plans | For | None | 189600 | 0 | 0 | 0 | ||
30 | 14A Executive Compensation | For | None | 189600 | 0 | 0 | 0 | ||
31 | Transact Other Business | For | None | 0 | 189600 | 0 | 0 | ||
CVS HEALTH CORPORATION | |||||||||
Security: | 126650100 | Meeting Type: | Annual | ||||||
Ticker: | CVS | Meeting Date: | 16-May-2019 | ||||||
ISIN | US1266501006 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934964203 | Management | Total Ballot Shares: | 446662 | |||||
Last Vote Date: | 27-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 212379 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 212379 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 212379 | 0 | 0 | 0 | ||
19 | S/H Proposal - Corporate Governance | Against | None | 212379 | 0 | 0 | 0 | ||
DISCOVER FINANCIAL SERVICES | |||||||||
Security: | 254709108 | Meeting Type: | Annual | ||||||
Ticker: | DFS | Meeting Date: | 16-May-2019 | ||||||
ISIN | US2547091080 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934964784 | Management | Total Ballot Shares: | 262773 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 99450 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 99450 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 99450 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 99450 | 0 | 0 | 0 | ||
15 | Approve Charter Amendment | For | None | 0 | 0 | 99450 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 99450 | 0 | 0 | 0 | ||
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 16-May-2019 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934963679 | Management | Total Ballot Shares: | 1265755 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 576875 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 576875 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 0 | 576875 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 576875 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 576875 | 0 | 0 | ||
15 | S/H Proposal - Gender Pay Gap | Against | None | 0 | 576875 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 576875 | 0 | 0 | ||
UNION PACIFIC CORPORATION | |||||||||
Security: | 907818108 | Meeting Type: | Annual | ||||||
Ticker: | UNP | Meeting Date: | 16-May-2019 | ||||||
ISIN | US9078181081 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934970383 | Management | Total Ballot Shares: | 240800 | |||||
Last Vote Date: | 27-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 140000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 140000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 140000 | 0 | 0 | ||
BP P.L.C. | |||||||||
Security: | 055622104 | Meeting Type: | Annual | ||||||
Ticker: | BP | Meeting Date: | 21-May-2019 | ||||||
ISIN | US0556221044 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934993824 | Management | Total Ballot Shares: | 1185141 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | Abstain | 565636 | 0 | 0 | 0 | ||
2 | Approve Remuneration of Directors and Auditors | For | Abstain | 565636 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | Abstain | 565636 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | Abstain | 565636 | 0 | 0 | 0 | ||
16 | Approve Charter Amendment | For | Abstain | 565636 | 0 | 0 | 0 | ||
17 | Allot Securities | For | Abstain | 565636 | 0 | 0 | 0 | ||
18 | Eliminate Pre-Emptive Rights | For | Abstain | 565636 | 0 | 0 | 0 | ||
19 | Eliminate Pre-Emptive Rights | For | Abstain | 565636 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | Abstain | 565636 | 0 | 0 | 0 | ||
21 | Approve Charter Amendment | For | Abstain | 565636 | 0 | 0 | 0 | ||
22 | Approve Charter Amendment | For | Abstain | 565636 | 0 | 0 | 0 | ||
23 | S/H Proposal - Environmental | Against | Abstain | 0 | 565636 | 0 | 0 | ||
FIRSTENERGY CORP. | |||||||||
Security: | 337932107 | Meeting Type: | Annual | ||||||
Ticker: | FE | Meeting Date: | 21-May-2019 | ||||||
ISIN | US3379321074 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934964594 | Management | Total Ballot Shares: | 405150 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael J. Anderson | 168400 | 0 | 0 | 0 | ||||
2 | Steven J. Demetriou | 168400 | 0 | 0 | 0 | ||||
3 | Julia L. Johnson | 168400 | 0 | 0 | 0 | ||||
4 | Charles E. Jones | 168400 | 0 | 0 | 0 | ||||
5 | Donald T. Misheff | 168400 | 0 | 0 | 0 | ||||
6 | Thomas N. Mitchell | 168400 | 0 | 0 | 0 | ||||
7 | James F. O'Neil III | 168400 | 0 | 0 | 0 | ||||
8 | Christopher D. Pappas | 168400 | 0 | 0 | 0 | ||||
9 | Sandra Pianalto | 168400 | 0 | 0 | 0 | ||||
10 | Luis A. Reyes | 168400 | 0 | 0 | 0 | ||||
11 | Leslie M. Turner | 168400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 168400 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 168400 | 0 | 0 | 0 | ||
4 | Approve Charter Amendment | For | None | 168400 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | For | None | 168400 | 0 | 0 | 0 | ||
6 | Approve Charter Amendment | For | None | 168400 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 168400 | 0 | 0 | ||
JPMORGAN CHASE & CO. | |||||||||
Security: | 46625H100 | Meeting Type: | Annual | ||||||
Ticker: | JPM | Meeting Date: | 21-May-2019 | ||||||
ISIN | US46625H1005 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934979088 | Management | Total Ballot Shares: | 824448 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 376330 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 376330 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 376330 | 0 | 0 | 0 | ||
14 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 376330 | 0 | 0 | ||
15 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 376330 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 376330 | 0 | 0 | ||
BURLINGTON STORES, INC. | |||||||||
Security: | 122017106 | Meeting Type: | Annual | ||||||
Ticker: | BURL | Meeting Date: | 22-May-2019 | ||||||
ISIN | US1220171060 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934986564 | Management | Total Ballot Shares: | 109800 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 30900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 30900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 30900 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 30900 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 30900 | 0 | 0 | 0 | ||
ROSS STORES, INC. | |||||||||
Security: | 778296103 | Meeting Type: | Annual | ||||||
Ticker: | ROST | Meeting Date: | 22-May-2019 | ||||||
ISIN | US7782961038 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934968794 | Management | Total Ballot Shares: | 194750 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 53600 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 53600 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 53600 | 0 | 0 | 0 | ||
13 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | None | 0 | 53600 | 0 | 0 | ||
THE TRAVELERS COMPANIES, INC. | |||||||||
Security: | 89417E109 | Meeting Type: | Annual | ||||||
Ticker: | TRV | Meeting Date: | 22-May-2019 | ||||||
ISIN | US89417E1091 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934978202 | Management | Total Ballot Shares: | 221850 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 94200 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 94200 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 94200 | 0 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 94200 | 0 | 0 | 0 | ||
14 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 94200 | 0 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | |||||||||
Security: | 883556102 | Meeting Type: | Annual | ||||||
Ticker: | TMO | Meeting Date: | 22-May-2019 | ||||||
ISIN | US8835561023 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934979519 | Management | Total Ballot Shares: | 216468 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 77700 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 77700 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 77700 | 0 | 0 | 0 | ||
DOWDUPONT INC. | |||||||||
Security: | 26078J100 | Meeting Type: | Special | ||||||
Ticker: | DWDP | Meeting Date: | 23-May-2019 | ||||||
ISIN | US26078J1007 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 935023426 | Management | Total Ballot Shares: | 628654 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Reverse Stock Split | For | None | 296550 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 296550 | 0 | 0 | 0 | ||
MCDONALD'S CORPORATION | |||||||||
Security: | 580135101 | Meeting Type: | Annual | ||||||
Ticker: | MCD | Meeting Date: | 23-May-2019 | ||||||
ISIN | US5801351017 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934980473 | Management | Total Ballot Shares: | 141750 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 64900 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 64900 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 64900 | 0 | 0 | 0 | ||
14 | Approve Decrease in Size of Board | For | None | 64900 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 64900 | 0 | 0 | 0 | ||
MORGAN STANLEY | |||||||||
Security: | 617446448 | Meeting Type: | Annual | ||||||
Ticker: | MS | Meeting Date: | 23-May-2019 | ||||||
ISIN | US6174464486 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934980423 | Management | Total Ballot Shares: | 438930 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 189400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 189400 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 189400 | 0 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 189400 | 0 | 0 | ||
NEXTERA ENERGY, INC. | |||||||||
Security: | 65339F101 | Meeting Type: | Annual | ||||||
Ticker: | NEE | Meeting Date: | 23-May-2019 | ||||||
ISIN | US65339F1012 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934983710 | Management | Total Ballot Shares: | 99950 | |||||
Last Vote Date: | 28-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 53150 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 53150 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 53150 | 0 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 53150 | 0 | 0 | ||
THE HOME DEPOT, INC. | |||||||||
Security: | 437076102 | Meeting Type: | Annual | ||||||
Ticker: | HD | Meeting Date: | 23-May-2019 | ||||||
ISIN | US4370761029 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934976157 | Management | Total Ballot Shares: | 88920 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 0 | 46450 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 46450 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 46450 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 46450 | 0 | 0 | 0 | ||
15 | S/H Proposal - Report on EEO | Against | None | 0 | 46450 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 46450 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 46450 | 0 | 0 | ||
MERCK & CO., INC. | |||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||
Ticker: | MRK | Meeting Date: | 28-May-2019 | ||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 24-May-2019 | ||||||
Agenda | 934988328 | Management | Total Ballot Shares: | 940434 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 378450 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 378450 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 378450 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 378450 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 378450 | 0 | 0 | ||
17 | S/H Proposal - Executive Compensation | Against | None | 0 | 378450 | 0 | 0 | ||
18 | S/H Proposal - Health Issues | Against | None | 0 | 378450 | 0 | 0 | ||
CHEVRON CORPORATION | |||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||
Ticker: | CVX | Meeting Date: | 29-May-2019 | ||||||
ISIN | US1667641005 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934993088 | Management | Total Ballot Shares: | 588600 | |||||
Last Vote Date: | 06-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 250150 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 250150 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 250150 | 0 | 0 | 0 | ||
14 | S/H Proposal - Human Rights Related | Against | None | 0 | 250150 | 0 | 0 | ||
15 | S/H Proposal - Environmental | Against | None | 0 | 250150 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 250150 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 250150 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 250150 | 0 | 0 | ||
EXXON MOBIL CORPORATION | |||||||||
Security: | 30231G102 | Meeting Type: | Annual | ||||||
Ticker: | XOM | Meeting Date: | 29-May-2019 | ||||||
ISIN | US30231G1022 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934991488 | Management | Total Ballot Shares: | 655071 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 346250 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 346250 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 346250 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 346250 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 346250 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 346250 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 346250 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 346250 | 0 | 0 | 0 | ||
18 | S/H Proposal - Political/Government | Against | None | 0 | 346250 | 0 | 0 | ||
19 | S/H Proposal - Political/Government | Against | None | 0 | 346250 | 0 | 0 | ||
STERLING BANCORP | |||||||||
Security: | 85917A100 | Meeting Type: | Annual | ||||||
Ticker: | STL | Meeting Date: | 29-May-2019 | ||||||
ISIN | US85917A1007 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934999989 | Management | Total Ballot Shares: | 2030650 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John P. Cahill | 184950 | 0 | 0 | 0 | ||||
2 | Navy E. Djonovic | 184950 | 0 | 0 | 0 | ||||
3 | Fernando Ferrer | 184950 | 0 | 0 | 0 | ||||
4 | Robert Giambrone | 184950 | 0 | 0 | 0 | ||||
5 | Mona Aboelnaga Kanaan | 184950 | 0 | 0 | 0 | ||||
6 | Jack Kopnisky | 184950 | 0 | 0 | 0 | ||||
7 | James J. Landy | 184950 | 0 | 0 | 0 | ||||
8 | Maureen Mitchell | 184950 | 0 | 0 | 0 | ||||
9 | Patricia M. Nazemetz | 184950 | 0 | 0 | 0 | ||||
10 | Richard O'Toole | 184950 | 0 | 0 | 0 | ||||
11 | Ralph F. Palleschi | 184950 | 0 | 0 | 0 | ||||
12 | Burt Steinberg | 184950 | 0 | 0 | 0 | ||||
13 | William E. Whiston | 184950 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 184950 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 184950 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 184950 | 0 | 0 | 0 | ||
EBAY INC. | |||||||||
Security: | 278642103 | Meeting Type: | Annual | ||||||
Ticker: | EBAY | Meeting Date: | 30-May-2019 | ||||||
ISIN | US2786421030 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934993583 | Management | Total Ballot Shares: | 438800 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 339450 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 339450 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 339450 | 0 | 0 | 0 | ||
18 | Approve Charter Amendment | For | None | 339450 | 0 | 0 | 0 | ||
19 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 339450 | 0 | 0 | ||
LOWE'S COMPANIES, INC. | |||||||||
Security: | 548661107 | Meeting Type: | Annual | ||||||
Ticker: | LOW | Meeting Date: | 31-May-2019 | ||||||
ISIN | US5486611073 | Vote Deadline Date: | 30-May-2019 | ||||||
Agenda | 934988493 | Management | Total Ballot Shares: | 287600 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Raul Alvarez | 125300 | 0 | 0 | 0 | ||||
2 | David H. Batchelder | 125300 | 0 | 0 | 0 | ||||
3 | Angela F. Braly | 125300 | 0 | 0 | 0 | ||||
4 | Sandra B. Cochran | 125300 | 0 | 0 | 0 | ||||
5 | Laurie Z. Douglas | 125300 | 0 | 0 | 0 | ||||
6 | Richard W. Dreiling | 125300 | 0 | 0 | 0 | ||||
7 | Marvin R. Ellison | 125300 | 0 | 0 | 0 | ||||
8 | James H. Morgan | 125300 | 0 | 0 | 0 | ||||
9 | Brian C. Rogers | 125300 | 0 | 0 | 0 | ||||
10 | Bertram L. Scott | 125300 | 0 | 0 | 0 | ||||
11 | Lisa W. Wardell | 125300 | 0 | 0 | 0 | ||||
12 | Eric C. Wiseman | 125300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 125300 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 125300 | 0 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||
Security: | N53745100 | Meeting Type: | Annual | ||||||
Ticker: | LYB | Meeting Date: | 31-May-2019 | ||||||
ISIN | NL0009434992 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934991793 | Management | Total Ballot Shares: | 147450 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 0 | 98200 | 0 | 0 | ||
13 | Approve Discharge of Management Board | For | None | 98200 | 0 | 0 | 0 | ||
14 | Approve Discharge of Supervisory Board | For | None | 98200 | 0 | 0 | 0 | ||
15 | Adopt Accounts for Past Year | For | None | 98200 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 98200 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 98200 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 98200 | 0 | 0 | 0 | ||
19 | Dividends | For | None | 98200 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | None | 98200 | 0 | 0 | 0 | ||
21 | Amend Stock Compensation Plan | For | None | 98200 | 0 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||
Security: | N53745100 | Meeting Type: | Annual | ||||||
Ticker: | LYB | Meeting Date: | 31-May-2019 | ||||||
ISIN | NL0009434992 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 935028589 | Management | Total Ballot Shares: | 185950 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 98200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 0 | 98200 | 0 | 0 | ||
13 | Approve Discharge of Management Board | For | None | 98200 | 0 | 0 | 0 | ||
14 | Approve Discharge of Supervisory Board | For | None | 98200 | 0 | 0 | 0 | ||
15 | Adopt Accounts for Past Year | For | None | 98200 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 98200 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 98200 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 98200 | 0 | 0 | 0 | ||
19 | Dividends | For | None | 98200 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | None | 98200 | 0 | 0 | 0 | ||
21 | Amend Stock Compensation Plan | For | None | 98200 | 0 | 0 | 0 | ||
UNITEDHEALTH GROUP INCORPORATED | |||||||||
Security: | 91324P102 | Meeting Type: | Annual | ||||||
Ticker: | UNH | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US91324P1021 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 934998963 | Management | Total Ballot Shares: | 108820 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 41150 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 41150 | 0 | 0 | 0 | ||
14 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 41150 | 0 | 0 | ||
COMCAST CORPORATION | |||||||||
Security: | 20030N101 | Meeting Type: | Annual | ||||||
Ticker: | CMCSA | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US20030N1019 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935008284 | Management | Total Ballot Shares: | 1462550 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Kenneth J. Bacon | 740750 | 0 | 0 | 0 | ||||
2 | Madeline S. Bell | 740750 | 0 | 0 | 0 | ||||
3 | Sheldon M. Bonovitz | 740750 | 0 | 0 | 0 | ||||
4 | Edward D. Breen | 740750 | 0 | 0 | 0 | ||||
5 | Gerald L. Hassell | 740750 | 0 | 0 | 0 | ||||
6 | Jeffrey A. Honickman | 740750 | 0 | 0 | 0 | ||||
7 | Maritza G. Montiel | 740750 | 0 | 0 | 0 | ||||
8 | Asuka Nakahara | 740750 | 0 | 0 | 0 | ||||
9 | David C. Novak | 740750 | 0 | 0 | 0 | ||||
10 | Brian L. Roberts | 740750 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 740750 | 0 | 0 | 0 | ||
3 | Adopt Omnibus Stock Option Plan | For | None | 740750 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 740750 | 0 | 0 | 0 | ||
5 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 740750 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 740750 | 0 | 0 | ||
HESS CORPORATION | |||||||||
Security: | 42809H107 | Meeting Type: | Annual | ||||||
Ticker: | HES | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US42809H1077 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935007307 | Management | Total Ballot Shares: | 203700 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 158000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 158000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 158000 | 0 | 0 | 0 | ||
WALMART INC. | |||||||||
Security: | 931142103 | Meeting Type: | Annual | ||||||
Ticker: | WMT | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US9311421039 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935000872 | Management | Total Ballot Shares: | 430845 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 213000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 213000 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 213000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 213000 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 213000 | 0 | 0 | ||
INGERSOLL-RAND PLC | |||||||||
Security: | G47791101 | Meeting Type: | Annual | ||||||
Ticker: | IR | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | IE00B6330302 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935006709 | Management | Total Ballot Shares: | 430425 | |||||
Last Vote Date: | 14-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 142150 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 142150 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 142150 | 0 | 0 | 0 | ||
15 | Allot Securities | For | None | 142150 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 142150 | 0 | 0 | 0 | ||
17 | Allot Securities | For | None | 142150 | 0 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC. | |||||||||
Security: | 339041105 | Meeting Type: | Annual | ||||||
Ticker: | FLT | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US3390411052 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935004072 | Management | Total Ballot Shares: | 128110 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 45000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 45000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 45000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 45000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 0 | 45000 | 0 | 0 | ||
6 | Declassify Board | For | None | 45000 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 45000 | 0 | 0 | 0 | ||
8 | S/H Proposal - Corporate Governance | Against | None | 0 | 45000 | 0 | 0 | ||
ALPHABET INC. | |||||||||
Security: | 02079K305 | Meeting Type: | Annual | ||||||
Ticker: | GOOGL | Meeting Date: | 19-Jun-2019 | ||||||
ISIN | US02079K3059 | Vote Deadline Date: | 18-Jun-2019 | ||||||
Agenda | 935018956 | Management | Total Ballot Shares: | 39525 | |||||
Last Vote Date: | 29-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Larry Page | 13850 | 0 | 0 | 0 | ||||
2 | Sergey Brin | 13850 | 0 | 0 | 0 | ||||
3 | John L. Hennessy | 13850 | 0 | 0 | 0 | ||||
4 | L. John Doerr | 13850 | 0 | 0 | 0 | ||||
5 | Roger W. Ferguson, Jr. | 13850 | 0 | 0 | 0 | ||||
6 | Ann Mather | 13850 | 0 | 0 | 0 | ||||
7 | Alan R. Mulally | 13850 | 0 | 0 | 0 | ||||
8 | Sundar Pichai | 13850 | 0 | 0 | 0 | ||||
9 | K. Ram Shriram | 13850 | 0 | 0 | 0 | ||||
10 | Robin L. Washington | 13850 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 13850 | 0 | 0 | 0 | ||
3 | Amend Stock Option Plan | For | None | 13850 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 13850 | 0 | 0 | 0 | ||
5 | S/H Proposal - Corporate Governance | Against | None | 13850 | 0 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 13850 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 13850 | 0 | 0 | 0 | ||
8 | S/H Proposal - Election of Directors By Majority Vote | Against | None | 13850 | 0 | 0 | 0 | ||
9 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 13850 | 0 | 0 | ||
10 | S/H Proposal - Corporate Governance | Against | None | 0 | 13850 | 0 | 0 | ||
11 | S/H Proposal - Corporate Governance | Against | None | 0 | 13850 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 13850 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 13850 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 13850 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 13850 | 0 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 13850 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Special | ||||||
Ticker: | CNC | Meeting Date: | 24-Jun-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 21-Jun-2019 | ||||||
Agenda | 935038213 | Management | Total Ballot Shares: | 687450 | |||||
Last Vote Date: | 13-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 227350 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 227350 | 0 | 0 | 0 | ||
DOWDUPONT INC. | |||||||||
Security: | 26078J100 | Meeting Type: | Annual | ||||||
Ticker: | DWDP | Meeting Date: | 25-Jun-2019 | ||||||
ISIN | US26078J1007 | Vote Deadline Date: | 24-Jun-2019 | ||||||
Agenda | 935019679 | Management | Total Ballot Shares: | 628654 | |||||
Last Vote Date: | 04-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 296550 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 296550 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 296550 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 296550 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 296550 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 0 | 296550 | 0 | 0 | ||
18 | S/H Proposal - Environmental | Against | None | 0 | 296550 | 0 | 0 |
First Investors Hedged U.S. Equity Opportunities Fund
Proxy Voting Record Fund Name : 68F5 First Investors Hedged US Equity Opps Date of fiscal year end: 06/30/2019 ________________________________________________________________________________ 2U, Inc. Ticker Security ID: Meeting Date Meeting Status TWOU CUSIP 90214J101 06/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy M. Haley Mgmt For Withhold Against 1.2 Elect Valerie B. Mgmt For For For Jarrett 1.3 Elect Earl Lewis Mgmt For For For 1.4 Elect Coretha M. Mgmt For For For Rushing 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas K. Brown Mgmt For For For 2 Elect Pamela J. Craig Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Michael L. Eskew Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Amy E. Hood Mgmt For For For 7 Elect Muhtar Kent Mgmt For For For 8 Elect Edward M. Liddy Mgmt For For For 9 Elect Dambisa F. Moyo Mgmt For For For 10 Elect Gregory R. Page Mgmt For For For 11 Elect Michael F. Roman Mgmt For For For 12 Elect Patricia A. Mgmt For For For Woertz 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Salary Considerations When Setting Executive Compensation ________________________________________________________________________________ Acadia Healthcare Company, Inc. Ticker Security ID: Meeting Date Meeting Status ACHC CUSIP 00404A109 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William F. Grieco Mgmt For For For 2 Elect Reeve B. Waud Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Acadia Realty Trust Ticker Security ID: Meeting Date Meeting Status AKR CUSIP 004239109 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth F. Mgmt For For For Bernstein 2 Elect Douglas Crocker, Mgmt For For For II 3 Elect Lorrence T. Mgmt For For For Kellar 4 Elect Wendy Luscombe Mgmt For For For 5 Elect William T. Spitz Mgmt For For For 6 Elect Lynn C. Thurber Mgmt For For For 7 Elect Lee S. Wielansky Mgmt For For For 8 Elect C. David Zoba Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jaime Ardila Mgmt For For For Gomez 2 Elect Herbert Hainer Mgmt For For For 3 Elect Marjorie Magner Mgmt For For For 4 Elect Nancy McKinstry Mgmt For For For 5 Elect David P. Rowland Mgmt For For For (substitute nominee for Pierre Nanterme) 6 Elect Gilles Pelisson Mgmt For For For 7 Elect Paula A. Price Mgmt For For For 8 Elect Venkata Mgmt For For For Renduchintala 9 Elect Arun Sarin Mgmt For For For 10 Elect Frank Kui Tang Mgmt For For For 11 Elect Tracey T. Travis Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Issuance of Treasury Mgmt For For For Shares ________________________________________________________________________________ Advanced Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John E. Caldwell Mgmt For For For 2 Elect Nora M. Denzel Mgmt For For For 3 Elect D. Mark Durcan Mgmt For For For 4 Elect Joseph A. Mgmt For For For Householder 5 Elect John W. Marren Mgmt For For For 6 Elect Lisa T. Su Mgmt For For For 7 Elect Abhijit Y. Mgmt For For For Talwalkar 8 Ratification of Auditor Mgmt For For For 9 Approval of Amendment Mgmt For For For to the 2004 Equity Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Amos Mgmt For For For 2 Elect W. Paul Bowers Mgmt For For For 3 Elect Toshihiko Mgmt For For For Fukuzawa 4 Elect Robert B. Johnson Mgmt For For For 5 Elect Thomas J. Kenny Mgmt For For For 6 Elect Georgette D. Mgmt For For For Kiser 7 Elect Karole F. Lloyd Mgmt For For For 8 Elect Joseph L. Mgmt For For For Moskowitz 9 Elect Barbara K. Rimer Mgmt For For For 10 Elect Katherine T. Mgmt For For For Rohrer 11 Elect Melvin T. Stith Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hans E. Bishop Mgmt For For For 2 Elect Paul N. Clark Mgmt For For For 3 Elect Tadataka (Tachi) Mgmt For For For Yamada 4 Amendment to the 2018 Mgmt For For For Stock Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alcoa Corporation Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013872106 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael G. Morris Mgmt For For For 2 Elect Mary Anne Citrino Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Kathryn S. Fuller Mgmt For For For 5 Elect Roy C. Harvey Mgmt For For For 6 Elect James A. Hughes Mgmt For For For 7 Elect James E. Nevels Mgmt For For For 8 Elect James W. Owens Mgmt For For For 9 Elect Carol L. Roberts Mgmt For For For 10 Elect Suzanne Mgmt For For For Sitherwood 11 Elect Steven W. Mgmt For For For Williams 12 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Alexandria Real Estate Equities, Inc. Ticker Security ID: Meeting Date Meeting Status ARE CUSIP 015271109 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joel S. Marcus Mgmt For For For 2 Elect Steven R. Hash Mgmt For For For 3 Elect John L. Atkins, Mgmt For For For III 4 Elect James P. Cain Mgmt For For For 5 Elect Maria C. Freire Mgmt For For For 6 Elect Richard H. Klein Mgmt For For For 7 Elect James H. Mgmt For For For Richardson 8 Elect Michael A. Mgmt For For For Woronoff 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alibaba Group Holding Limited Ticker Security ID: Meeting Date Meeting Status BABA CUSIP 01609W102 10/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Chung Tsai Mgmt For Against Against 2 Elect J. Michael Evans Mgmt For For For 3 Elect Eric Xiandong Mgmt For For For Jing 4 Elect Borje E. Ekholm Mgmt For For For 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Align Technology, Inc. Ticker Security ID: Meeting Date Meeting Status ALGN CUSIP 016255101 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin J. Dallas Mgmt For For For 2 Elect Joseph M. Hogan Mgmt For For For 3 Elect Joseph Lacob Mgmt For For For 4 Elect C. Raymond Mgmt For For For Larkin, Jr. 5 Elect George J. Morrow Mgmt For For For 6 Elect Thomas M. Mgmt For For For Prescott 7 Elect Andrea L. Saia Mgmt For For For 8 Elect Greg J. Santora Mgmt For For For 9 Elect Susan E. Siegel Mgmt For For For 10 Elect Warren S. Thaler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alkermes plc Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP G01767105 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Anstice Mgmt For For For 2 Elect Robert A. Breyer Mgmt For For For 3 Elect Wendy L. Dixon Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Mgmt For For For Auditor and Authority to Set Fees 6 Amendment to the 2018 Mgmt For For For Stock Option and Incentive Plan ________________________________________________________________________________ Alleghany Corporation Ticker Security ID: Meeting Date Meeting Status Y CUSIP 017175100 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Karen Brenner Mgmt For For For 2 Elect John G. Foos Mgmt For For For 3 Elect Lauren M. Tyler Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nesli Basgoz Mgmt For For For 2 Elect Joseph H. Boccuzi Mgmt For For For 3 Elect Christopher W. Mgmt For For For Bodine 4 Elect Adriane M. Brown Mgmt For For For 5 Elect Christopher J. Mgmt For For For Coughlin 6 Elect Carol Anthony Mgmt For For For Davidson 7 Elect Thomas C. Freyman Mgmt For For For 8 Elect Michael E. Mgmt For For For Greenberg 9 Elect Robert J. Hugin Mgmt For For For 10 Elect Peter J. Mgmt For For For McDonnell 11 Elect Brenton L. Mgmt For For For Saunders 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Mgmt For For For Auditor and Authority to Set Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mara G. Aspinall Mgmt For For For 2 Elect Paul M. Black Mgmt For For For 3 Elect P. Gregory Mgmt For For For Garrison 4 Elect Jonathan J. Judge Mgmt For For For 5 Elect Michael A. Klayko Mgmt For For For 6 Elect Yancey L. Spruill Mgmt For For For 7 Elect Dave B. Stevens Mgmt For For For 8 Elect David D. Stevens Mgmt For For For 9 Approval of the 2019 Mgmt For For For Stock Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alnylam Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALNY CUSIP 02043Q107 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Margaret A. Mgmt For For For Hamburg 2 Elect Steven M. Paul Mgmt For Against Against 3 Elect Colleen F. Reitan Mgmt For For For 4 Elect Amy W. Schulman Mgmt For For For 5 Shareholder Right to Mgmt For For For Call a Special Meeting 6 Increase of Authorized Mgmt For For For Common Stock 7 Amendment to the 2018 Mgmt For For For Stock Incentive Plan 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Casteen Mgmt For For For III 2 Elect Dinyar S. Devitre Mgmt For For For 3 Elect Thomas F. Mgmt For For For Farrell II 4 Elect Debra J. Mgmt For For For Kelly-Ennis 5 Elect W. Leo Kiely III Mgmt For For For 6 Elect Kathryn B. Mgmt For For For McQuade 7 Elect George Munoz Mgmt For For For 8 Elect Mark E. Newman Mgmt For For For 9 Elect Nabil Y. Sakkab Mgmt For For For 10 Elect Virginia E. Mgmt For For For Shanks 11 Elect Howard A. Mgmt For For For Willard III 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Nicotine Levels in Tobacco Products 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Rosalind G. Mgmt For For For Brewer 3 Elect Jamie S. Gorelick Mgmt For For For 4 Elect Daniel P. Mgmt For For For Huttenlocher 5 Elect Judith A. McGrath Mgmt For For For 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For For For 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Food Waste 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 15 Shareholder Proposal ShrHoldr Against Against For Regarding Ban on Government Use of Facial Recognition Technology 16 Shareholder Proposal ShrHoldr Against Against For Regarding the Human Rights Impacts of Facial Recognition Technology 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Hate Speech and Sale of Offensive Products 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chair 19 Shareholder Proposal ShrHoldr Against Against For Regarding Preparation of Sexual Harassment Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications 22 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender Pay Equity Report 23 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability and Diversity 24 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions ________________________________________________________________________________ Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 01/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Mgmt For For For Minicucci 2 Elect Julian A. Brodsky Mgmt For For For 3 Elect Adrian Gardner Mgmt For For For 4 Elect Eli Gelman Mgmt For For For 5 Elect James S. Kahan Mgmt For For For 6 Elect Richard T.C. Mgmt For For For LeFave 7 Elect Ariane de Mgmt For Against Against Rothschild 8 Elect Shuky Sheffer Mgmt For For For 9 Elect Rafael de la Vega Mgmt For For For 10 Elect Giora Yaron Mgmt For For For 11 Increase Quarterly Mgmt For For For Dividend 12 Accounts and Reports Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Amerco Ticker Security ID: Meeting Date Meeting Status UHAL CUSIP 023586100 08/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Shoen Mgmt For For For 1.2 Elect James E. Acridge Mgmt For For For 1.3 Elect John P. Brogan Mgmt For For For 1.4 Elect John M. Dodds Mgmt For For For 1.5 Elect James J. Grogan Mgmt For For For 1.6 Elect Richard J. Mgmt For For For Herrera 1.7 Elect Karl A. Schmidt Mgmt For For For 1.8 Elect Samuel J. Shoen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr For For For Regarding Ratification of Board and Management Acts ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect John J. Brennan Mgmt For For For 3 Elect Peter Chernin Mgmt For For For 4 Elect Ralph de la Vega Mgmt For For For 5 Elect Anne M. A. Mgmt For For For Lauvergeon 6 Elect Micheal O. Mgmt For For For Leavitt 7 Elect Theodore J. Mgmt For For For Leonsis 8 Elect Stephen J. Squeri Mgmt For For For 9 Elect Daniel L. Vasella Mgmt For For For 10 Elect Ronald A. Mgmt For For For Williams 11 Elect Christopher D. Mgmt For For For Young 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act By Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Excluding EPS in Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Don Cornwell Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect William G. Mgmt For For For Jurgensen 5 Elect Christopher S. Mgmt For For For Lynch 6 Elect Henry S. Miller Mgmt For For For 7 Elect Linda A. Mills Mgmt For For For 8 Elect Thomas F. Motamed Mgmt For For For 9 Elect Suzanne Nora Mgmt For For For Johnson 10 Elect Peter R. Porrino Mgmt For For For 11 Elect Amy Schioldager Mgmt For For For 12 Elect Douglas M. Mgmt For For For Steenland 13 Elect Therese M. Mgmt For For For Vaughan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting ________________________________________________________________________________ American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond P. Dolan Mgmt For For For 2 Elect Robert D. Hormats Mgmt For For For 3 Elect Gustavo Lara Mgmt For For For Cantu 4 Elect Grace D. Lieblein Mgmt For For For 5 Elect Craig Macnab Mgmt For For For 6 Elect JoAnn A. Reed Mgmt For For For 7 Elect Pamela D.A. Reeve Mgmt For For For 8 Elect David E. Sharbutt Mgmt For For For 9 Elect James D. Mgmt For For For Taiclet, Jr. 10 Elect Samme L. Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chair 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Apergy Corporation Ticker Security ID: Meeting Date Meeting Status APY CUSIP 03755L104 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mamatha Chamarthi Mgmt For For For 2 Elect Stephen M. Todd Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Archer Daniels Midland Co. Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Michael S. Burke Mgmt For For For 3 Elect Terrell K. Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald E. Mgmt For For For Felsinger 6 Elect Suzan F. Harrison Mgmt For For For 7 Elect Juan R. Luciano Mgmt For For For 8 Elect Patrick J. Moore Mgmt For For For 9 Elect Francisco Sanchez Mgmt For For For 10 Elect Debra A. Sandler Mgmt For For For 11 Elect Lei Z. Schlitz Mgmt For For For 12 Elect Kelvin R. Mgmt For For For Westbrook 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Assurant, Inc. Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elaine D. Rosen Mgmt For For For 2 Elect Juan N. Cento Mgmt For For For 3 Elect Alan B. Colberg Mgmt For For For 4 Elect Harriet Edelman Mgmt For For For 5 Elect Lawrence V. Mgmt For For For Jackson 6 Elect Charles J. Koch Mgmt For For For 7 Elect Jean-Paul L. Mgmt For For For Montupet 8 Elect Debra J. Perry Mgmt For For For 9 Elect Paul J. Reilly Mgmt For For For 10 Elect Robert W. Stein Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of Amendment Mgmt For For For to the 2017 Long-Term Equity Incentive Plan ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Marc Dunoyer Mgmt For For For 8 Elect Genevieve B. Mgmt For For For Berger 9 Elect Philip Broadley Mgmt For For For 10 Elect Graham Chipchase Mgmt For For For 11 Elect Deborah DiSanzo Mgmt For For For 12 Elect Sheri McCoy Mgmt For For For 13 Elect Tony SK MOK Mgmt For For For 14 Elect Nazneen Rahman Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For For For 16 Remuneration Report Mgmt For For For (Advisory) 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ AT&T, Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Richard W. Fisher Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect William E. Mgmt For For For Kennard 7 Elect Michael B. Mgmt For For For McCallister 8 Elect Beth E. Mooney Mgmt For For For 9 Elect Matthew K. Rose Mgmt For For For 10 Elect Cindy B. Taylor Mgmt For For For 11 Elect Laura D. Tyson Mgmt For For For 12 Elect Geoffrey Y. Yang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Athene Holding Ltd. Ticker Security ID: Meeting Date Meeting Status ATH CUSIP G0684D107 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James R. Belardi Mgmt For For For 2 Elect Matthew R. Mgmt For For For Michelini 3 Elect Brian Leach Mgmt For For For 4 Elect Gernot Lohr Mgmt For For For 5 Elect Marc Rowan Mgmt For For For 6 Elect Scott M. Kleinman Mgmt For For For 7 Elect Mitra Hormozi Mgmt For For For 8 Elect James Belardi Mgmt For For For 9 Elect Robert Borden Mgmt For For For 10 Elect Frank L. Gillis Mgmt For For For 11 Elect Gernot Lohr Mgmt For For For 12 Elect Hope Taitz Mgmt For For For 13 Elect William J. Mgmt For For For Wheeler 14 Elect Natasha S. Courcy Mgmt For For For 15 Elect Frank L. Gillis Mgmt For For For 16 Elect William J. Mgmt For For For Wheeler 17 Elect Natasha S. Courcy Mgmt For For For 18 Elect Frank L. Gillis Mgmt For For For 19 Elect William J. Mgmt For For For Wheeler 20 Elect Natasha S. Courcy Mgmt For For For 21 Elect William J. Mgmt For For For Wheeler 22 Ratification of Auditor Mgmt For For For 23 Authority to Set Mgmt For For For Auditor's Fees 24 Advisory Vote on Mgmt For For For Executive Compensation 25 Bundled Bylaw Mgmt For For For Amendments 26 2019 Share Incentive Mgmt For For For Plan 27 The Shareholder Mgmt N/A For N/A represents that it is neither an employee of the Apollo Group nor a Management Shareholder 28 The Shareholder Mgmt N/A For N/A represents that it is neither an employee of the Apollo Group nor a Management Shareholder ________________________________________________________________________________ Autoliv, Inc. Ticker Security ID: Meeting Date Meeting Status ALV CUSIP 052800109 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mikael Bratt Mgmt For For For 1.2 Elect Jan Carlson Mgmt For Withhold Against 1.3 Elect Hasse Johansson Mgmt For For For 1.4 Elect Leif Johansson Mgmt For For For 1.5 Elect David E. Kepler Mgmt For For For 1.6 Elect Franz-Josef Mgmt For For For Kortum 1.7 Elect Xiaozhi Liu Mgmt For For For 1.8 Elect Min Liu Mgmt For For For 1.9 Elect James M. Ringler Mgmt For For For 1.10 Elect Thaddeus J. Senko Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AvalonBay Communities, Inc Ticker Security ID: Meeting Date Meeting Status AVB CUSIP 053484101 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glyn F. Aeppel Mgmt For For For 2 Elect Terry S. Brown Mgmt For For For 3 Elect Alan B. Buckelew Mgmt For For For 4 Elect Ronald L. Mgmt For For For Havner, Jr. 5 Elect Stephen P. Hills Mgmt For For For 6 Elect Richard J. Lieb Mgmt For For For 7 Elect Timothy J. Mgmt For For For Naughton 8 Elect H. Jay Sarles Mgmt For For For 9 Elect Susan Swanezy Mgmt For For For 10 Elect W. Edward Walter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel J. Mgmt For For For Heinrich 1.2 Elect Georgia R. Nelson Mgmt For For For 1.3 Elect Cynthia A. Mgmt For For For Niekamp 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bank OZK Ticker Security ID: Meeting Date Meeting Status OZK CUSIP 06417N103 05/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas Brown Mgmt For For For 2 Elect Paula H.J. Mgmt For For For Cholmondeley 3 Elect Beverly Cole Mgmt For For For 4 Elect Robert East Mgmt For For For 5 Elect Kathleen Franklin Mgmt For For For 6 Elect Catherine B. Mgmt For For For Freedberg 7 Elect Jeffrey Gearhart Mgmt For For For 8 Elect George Gleason Mgmt For For For 9 Elect Peter Kenny Mgmt For For For 10 Elect William A. Mgmt For For For Koefoed, Jr. 11 Elect Walter J. Mullen Mgmt For For For 12 Elect Christopher Mgmt For For For Orndorff 13 Elect Robert Proost Mgmt For For For 14 Elect John Reynolds Mgmt For For For 15 Elect Steven Sadoff Mgmt For For For 16 Elect Ross Whipple Mgmt For For For 17 2019 Omnibus Equity Mgmt For For For Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose E. Almeida Mgmt For For For 2 Elect Thomas F. Chen Mgmt For For For 3 Elect John D. Forsyth Mgmt For For For 4 Elect James R. Gavin Mgmt For For For III 5 Elect Peter S. Hellman Mgmt For For For 6 Elect Michael F. Mgmt For For For Mahoney 7 Elect Patricia Morrison Mgmt For For For 8 Elect Stephen N. Mgmt For For For Oesterle 9 Elect Cathy R. Smith Mgmt For For For 10 Elect Thomas T. Mgmt For For For Stallkamp 11 Elect Albert P.L. Mgmt For For For Stroucken 12 Elect Amy M. Wendell Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine M. Mgmt For For For Burzik 2 Elect R. Andrew Eckert Mgmt For For For 3 Elect Vincent A. Mgmt For For For Forlenza 4 Elect Claire M. Fraser Mgmt For For For 5 Elect Jeffrey W. Mgmt For For For Henderson 6 Elect Christopher Jones Mgmt For For For 7 Elect Marshall O. Mgmt For For For Larsen 8 Elect David F. Melcher Mgmt For For For 9 Elect Claire Pomeroy Mgmt For For For 10 Elect Rebecca W. Rimel Mgmt For For For 11 Elect Timothy M. Ring Mgmt For For For 12 Elect Bertram L. Scott Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ BeiGene, Ltd. Ticker Security ID: Meeting Date Meeting Status BGNE CUSIP 07725L102 12/07/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For 2 Amendments to Articles Mgmt For For For Regarding Compliance with HK Listing Rules 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Connected Person Mgmt For For For Placing Authorization 5 Amendment to the 2016 Mgmt For For For Share Option and Incentive Plan 6 Approval of the 2018 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRKA CUSIP 084670702 05/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Gregory E. Abel Mgmt For For For 1.4 Elect Howard G. Buffett Mgmt For For For 1.5 Elect Stephen B. Burke Mgmt For For For 1.6 Elect Susan L. Decker Mgmt For For For 1.7 Elect William H. Gates Mgmt For For For III 1.8 Elect David S. Mgmt For For For Gottesman 1.9 Elect Charlotte Guyman Mgmt For For For 1.10 Elect Ajit Jain Mgmt For For For 1.11 Elect Thomas S. Murphy Mgmt For For For 1.12 Elect Ronald L. Olson Mgmt For For For 1.13 Elect Walter Scott, Jr. Mgmt For For For 1.14 Elect Meryl B. Witmer Mgmt For For For ________________________________________________________________________________ Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Chiminski Mgmt For Abstain Against 2 Elect Alexander J. Mgmt For For For Denner 3 Elect Caroline D. Dorsa Mgmt For For For 4 Elect William A. Mgmt For For For Hawkins 5 Elect Nancy L. Leaming Mgmt For For For 6 Elect Jesus B. Mantas Mgmt For For For 7 Elect Richard C. Mgmt For For For Mulligan 8 Elect Robert W. Pangia Mgmt For For For 9 Elect Stelios Mgmt For For For Papadopoulos 10 Elect Brian S. Posner Mgmt For For For 11 Elect Eric K. Rowinsky Mgmt For For For 12 Elect Lynn Schenk Mgmt For For For 13 Elect Stephen A. Mgmt For For For Sherwin 14 Elect Michel Vounatsos Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Black Knight, Inc. Ticker Security ID: Meeting Date Meeting Status BKI CUSIP 09215C105 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David K. Hunt Mgmt For For For 1.2 Elect Ganesh B. Rao Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Adoption of Majority Mgmt For For For Vote for Uncontested Elections of Directors 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Booking Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BKNG CUSIP 09857L108 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy M. Mgmt For For For Armstrong 1.2 Elect Jeffrey H. Boyd Mgmt For For For 1.3 Elect Glenn D. Fogel Mgmt For For For 1.4 Elect Mirian M. Mgmt For For For Graddick-Weir 1.5 Elect James M. Guyette Mgmt For For For 1.6 Elect Wei Hopeman Mgmt For For For 1.7 Elect Robert J. Mylod, Mgmt For For For Jr. 1.8 Elect Charles H. Noski Mgmt For For For 1.9 Elect Nancy B. Mgmt For For For Peretsman 1.10 Elect Nicholas J. Read Mgmt For For For 1.11 Elect Thomas E. Rothman Mgmt For For For 1.12 Elect Lynn M. Vojvodich Mgmt For For For 1.13 Elect Vanessa A. Mgmt For For For Wittman 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Booz Allen Hamilton Holding Corporation Ticker Security ID: Meeting Date Meeting Status BAH CUSIP 099502106 07/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Horacio D. Mgmt For For For Rozanski 2 Elect Ian Fujiyama Mgmt For For For 3 Elect Mark E. Gaumond Mgmt For For For 4 Elect Gretchen W. Mgmt For For For McClain 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 04/12/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Celgene Transaction Mgmt For Against Against 2 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 04/12/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Celgene Transaction Mgmt For Against Against 2 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Robert J. Mgmt For For For Bertolini 3 Elect Giovanni Caforio Mgmt For For For 4 Elect Matthew W. Emmens Mgmt For For For 5 Elect Michael Grobstein Mgmt For For For 6 Elect Alan J. Lacy Mgmt For For For 7 Elect Dinesh C. Paliwal Mgmt For For For 8 Elect Theodore R. Mgmt For For For Samuels 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald Storch Mgmt For For For 11 Elect Karen H. Vousden Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ British American Tobacco Plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/25/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Richard Burrows Mgmt For For For 7 Elect Susan J. Farr Mgmt For For For 8 Elect Marion Helmes Mgmt For For For 9 Elect Luc Jobin Mgmt For For For 10 Elect Holly K. Koeppel Mgmt For For For 11 Elect Savio Kwan Mgmt For For For 12 Elect Dimitri Mgmt For For For Panayotopoulos 13 Elect Kieran Poynter Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect Jack M.H. Bowles Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Brixmor Property Group Inc. Ticker Security ID: Meeting Date Meeting Status BRX CUSIP 11120U105 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Taylor Mgmt For For For Jr. 2 Elect John G. Schreiber Mgmt For For For 3 Elect Michael Berman Mgmt For For For 4 Elect Julie Bowerman Mgmt For For For 5 Elect Sheryl M. Mgmt For For For Crosland 6 Elect Thomas W. Dickson Mgmt For For For 7 Elect Daniel B. Hurwitz Mgmt For For For 8 Elect William D. Rahm Mgmt For For For 9 Elect Gabrielle Mgmt For For For Sulzberger 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Broadcom Inc. Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP 11135F101 04/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect Dr. Henry S. Mgmt For For For Samueli 3 Elect Eddy W. Mgmt For For For Hartenstein 4 Elect Diane M. Bryant Mgmt For For For 5 Elect Gayla J. Delly Mgmt For For For 6 Elect Check Kian Low Mgmt For For For 7 Elect Peter J. Marks Mgmt For For For 8 Elect Harry L. You Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the Mgmt For For For Employee Share Purchase Plan 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vinitia Bali Mgmt For For For 2 Elect Carol M. Browner Mgmt For For For 3 Elect Andrew A. Ferrier Mgmt For For For 4 Elect Paul J. Fribourg Mgmt For For For 5 Elect J. Erik Fyrwald Mgmt For For For 6 Elect Gregory A. Mgmt For For For Heckman 7 Elect Kathleen Hyle Mgmt For For For 8 Elect John E. McGlade Mgmt For For For 9 Elect Henry W. Winship Mgmt For For For 10 Elect Mark N. Zenuk Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael M. Morrow Mgmt For For For 2 Elect Sue H. Rataj Mgmt For For For 3 Elect Frank A. Wilson Mgmt For For For 4 Elect Matthias L. Mgmt For For For Wolfgruber 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Caleres, Inc. Ticker Security ID: Meeting Date Meeting Status CAL CUSIP 129500104 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ward M. Klein Mgmt For For For 1.2 Elect Steven W. Korn Mgmt For For For 1.3 Elect W. Patrick Mgmt For For For McGinnis 1.4 Elect Diane M. Sullivan Mgmt For For For 1.5 Elect Lisa A. Flavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Canadian National Railway Company Ticker Security ID: Meeting Date Meeting Status CNR CINS 136375102 04/30/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shauneen Bruder Mgmt For For For 3 Elect Donald J. Carty Mgmt For For For 4 Elect Gordon D. Giffin Mgmt For For For 5 Elect Julie Godin Mgmt For For For 6 Elect Edith E. Holiday Mgmt For For For 7 Elect V. Maureen Mgmt For For For Kempston Darkes 8 Elect Denis Losier Mgmt For For For 9 Elect Kevin G. Lynch Mgmt For For For 10 Elect James E. O'Connor Mgmt For For For 11 Elect Robert Pace Mgmt For For For 12 Elect Robert L. Mgmt For For For Phillips 13 Elect Jean-Jacques Mgmt For For For Ruest 14 Elect Laura Stein Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Canadian Natural Resources Limited Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine M. Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy W. Mgmt For For For Faithfull 1.4 Elect Christopher L. Mgmt For For For Fong 1.5 Elect Gordon D. Giffin Mgmt For For For 1.6 Elect Wilfred A. Gobert Mgmt For For For 1.7 Elect Steve W. Laut Mgmt For For For 1.8 Elect Tim S. McKay Mgmt For For For 1.9 Elect Frank J. McKenna Mgmt For For For 1.10 Elect David A. Tuer Mgmt For For For 1.11 Elect Annette Mgmt For For For Verschuren 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CarMax, Inc. Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Bensen Mgmt For For For 2 Elect Ronald E. Mgmt For For For Blaylock 3 Elect Sona Chawla Mgmt For For For 4 Elect Thomas J. Mgmt For For For Folliard 5 Elect Shira D. Goodman Mgmt For For For 6 Elect Robert J. Hombach Mgmt For For For 7 Elect David W. Mgmt For For For McCreight 8 Elect William D. Nash Mgmt For For For 9 Elect Pietro Satriano Mgmt For For For 10 Elect Marcella Shinder Mgmt For For For 11 Elect Mitchell D. Mgmt For For For Steenrod 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2002 Mgmt For For For Stock Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Carter's, Inc. Ticker Security ID: Meeting Date Meeting Status CRI CUSIP 146229109 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amy Woods Mgmt For For For Brinkley 2 Elect Giuseppina Mgmt For For For Buonfantino 3 Elect Michael D. Casey Mgmt For For For 4 Elect A. Bruce Cleverly Mgmt For For For 5 Elect Jevin S. Eagle Mgmt For For For 6 Elect Mark P. Hipp Mgmt For For For 7 Elect William J. Mgmt For For For Montgoris 8 Elect David Pulver Mgmt For For For 9 Elect Thomas E. Whiddon Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CDW Corporation Ticker Security ID: Meeting Date Meeting Status CDW CUSIP 12514G108 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lyndia M. Clarizo Mgmt For For For 2 Elect Christine A. Mgmt For For For Leahy 3 Elect Thomas E. Mgmt For For For Richards 4 Elect Joseph R. Swedish Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 04/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jean S. Blackwell Mgmt For For For 2 Elect William M. Brown Mgmt For For For 3 Elect Edward G. Galante Mgmt For For For 4 Elect Kathryn M. Hill Mgmt For For For 5 Elect David F. Mgmt For For For Hoffmeister 6 Elect Jay V. Ihlenfeld Mgmt For For For 7 Elect Mark C. Rohr Mgmt For For For 8 Elect Kim K.W. Rucker Mgmt For For For 9 Elect John K. Wulff Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Mgmt For For For Certificate of Incorporation to Allow for the Removal of Directors ________________________________________________________________________________ Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 09/17/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eliminate Series B Mgmt For For For Common Stock 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect John B. Frank Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect Charles W. Mgmt For For For Moorman, IV 6 Elect Dambisa F. Moyo Mgmt For For For 7 Elect Debra L. Mgmt For For For Reed-Klages 8 Elect Ronald D. Sugar Mgmt For For For 9 Elect Inge G. Thulin Mgmt For For For 10 Elect D. James Umpleby Mgmt For For For 11 Elect Michael K. Wirth Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Human Right to Water 15 Shareholder Proposal ShrHoldr Against Against For Regarding Aligning GHG Reductions with Paris Agreement 16 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Climate Change Committee 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Choice Hotels International, Inc. Ticker Security ID: Meeting Date Meeting Status CHH CUSIP 169905106 04/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For For For Alexander 2 Elect Brian B Bainum Mgmt For For For 3 Elect Stewart Bainum, Mgmt For For For Jr. 4 Elect William L. Jews Mgmt For For For 5 Elect Monte J. M. Koch Mgmt For For For 6 Elect Liza K. Landsman Mgmt For For For 7 Elect Patrick S. Mgmt For For For Pacious 8 Elect Ervin R. Shames Mgmt For For For 9 Elect Maureen D. Mgmt For For For Sullivan 10 Elect John P. Tague Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chubb Limited Ticker Security ID: Meeting Date Meeting Status CB CUSIP H1467J104 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Disposable Profit 3 Distribution of a Mgmt For For For Dividend out of Legal Reserves 4 Ratification of Board Mgmt For For For Acts 5 Election of Statutory Mgmt For For For Auditors 6 Appointment of Auditor Mgmt For For For 7 Appointment of Special Mgmt For For For Auditor 8 Elect Evan G. Greenberg Mgmt For For For 9 Elect Robert M. Mgmt For For For Hernandez 10 Elect Michael G. Atieh Mgmt For For For 11 Elect Sheila P. Burke Mgmt For For For 12 Elect James I. Cash, Mgmt For For For Jr. 13 Elect Mary A. Cirillo Mgmt For For For 14 Elect Michael P. Mgmt For For For Connors 15 Elect John A. Edwardson Mgmt For For For 16 Elect Kimberly Ross Mgmt For For For 17 Elect Robert W. Scully Mgmt For For For 18 Elect Eugene B. Mgmt For For For Shanks, Jr. 19 Elect Theodore Shasta Mgmt For For For 20 Elect David H. Sidwell Mgmt For For For 21 Elect Olivier Steimer Mgmt For For For 22 Elect Evan G. Greenberg Mgmt For For For 23 Elect Michael P. Mgmt For For For Connors 24 Elect Mary A. Cirillo Mgmt For For For 25 Elect John A. Edwardson Mgmt For For For 26 Elect Robert M. Mgmt For For For Hernandez 27 Appointment of Mgmt For For For Independent Proxy (Switzerland) 28 Board Compensation Mgmt For For For 29 Executive Compensation Mgmt For For For 30 Advisory Vote on Mgmt For For For Executive Compensation 31 Additional or Amended Mgmt For Against Against Proposals ________________________________________________________________________________ Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hans Helmerich Mgmt For For For 2 Elect Harold R. Logan, Mgmt For For For Jr. 3 Elect Monroe W. Mgmt For For For Robertson 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of the 2019 Mgmt For For For Equity Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cimpress N.V. Ticker Security ID: Meeting Date Meeting Status CMPR CUSIP N20146101 11/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For Regarding Change of Corporate Structure 2 Elect Robert S. Keane Mgmt For For For 3 Elect Scott J. Mgmt For For For Vassalluzzo 4 Elect Sophie Gasperment Mgmt For For For 5 Elect John J. Gavin, Mgmt For For For Jr. 6 Elect Zachary S. Mgmt For For For Sternberg 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Accounts and Reports Mgmt For For For 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Suppress Mgmt For For For Preemptive Rights 14 Appointment of Auditor Mgmt For For For 15 Amendments to Mgmt For For For Remuneration Policy Regarding Board of Directors 16 Severance Payments Mgmt For For For (NEDs) 17 Amendment to the 2016 Mgmt For For For Performance Equity Plan ________________________________________________________________________________ Cintas Corporation Ticker Security ID: Meeting Date Meeting Status CTAS CUSIP 172908105 10/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald S. Adolph Mgmt For For For 2 Elect John F. Barrett Mgmt For For For 3 Elect Melanie W. Mgmt For For For Barstad 4 Elect Robert E. Coletti Mgmt For For For 5 Elect Scott D. Farmer Mgmt For For For 6 Elect James J. Johnson Mgmt For For For 7 Elect Joseph Scaminace Mgmt For For For 8 Elect Ronald W. Tysoe Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Ellen M. Costello Mgmt For For For 3 Elect Barbara J. Desoer Mgmt For For For 4 Elect John C. Dugan Mgmt For For For 5 Elect Duncan P. Hennes Mgmt For For For 6 Elect Peter B. Henry Mgmt For For For 7 Elect S. Leslie Ireland Mgmt For For For 8 Elect Lew W. Jacobs, IV Mgmt For For For 9 Elect Renee J. James Mgmt For For For 10 Elect Eugene M. McQuade Mgmt For For For 11 Elect Gary M. Reiner Mgmt For For For 12 Elect Diana L. Taylor Mgmt For For For 13 Elect James S. Turley Mgmt For For For 14 Elect Deborah C. Wright Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Approval of the 2019 Mgmt For For For Stock Incentive Plan 19 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 20 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Clean Harbors, Inc. Ticker Security ID: Meeting Date Meeting Status CLH CUSIP 184496107 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrea Robertson Mgmt For For For 1.2 Elect Lauren C. States Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2019 CEO Annual Mgmt For For For Incentive Bonus Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect William D. Harvey Mgmt For For For 6 Elect Patricia K. Poppe Mgmt For For For 7 Elect John G. Russell Mgmt For For For 8 Elect Suzanne Shank Mgmt For For For 9 Elect Myrna M. Soto Mgmt For For For 10 Elect John G. Sznewajs Mgmt For For For 11 Elect Laura H. Wright Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ CNO Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary C. Bhojwani Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Stephen N. David Mgmt For For For 4 Elect Robert C. Greving Mgmt For For For 5 Elect Nina Henderson Mgmt For For For 6 Elect Charles J. Mgmt For For For Jacklin 7 Elect Daniel R. Maurer Mgmt For For For 8 Elect Neal C. Schneider Mgmt For For For 9 Elect Frederick J. Mgmt For For For Sievert 10 Extension Of Share Mgmt For For For Transfer Restrictions 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Coherent, Inc. Ticker Security ID: Meeting Date Meeting Status COHR CUSIP 192479103 02/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Ambroseo Mgmt For For For 2 Elect Jay T. Flatley Mgmt For For For 3 Elect Pamela Fletcher Mgmt For For For 4 Elect Susan M. James Mgmt For For For 5 Elect Michael R. Mgmt For For For McMullen 6 Elect Garry W. Rogerson Mgmt For For For 7 Elect Steve Skaggs Mgmt For For For 8 Elect Sandeep S. Vij Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles A. Mgmt For For For Bancroft 2 Elect John P. Bilbrey Mgmt For For For 3 Elect John T. Cahill Mgmt For For For 4 Elect Ian M. Cook Mgmt For For For 5 Elect Lisa M. Edwards Mgmt For For For 6 Elect Helene D. Gayle Mgmt For For For 7 Elect C. Martin Harris Mgmt For For For 8 Elect Lorrie M. Mgmt For For For Norrington 9 Elect Michael B. Polk Mgmt For For For 10 Elect Stephen I. Sadove Mgmt For For For 11 Elect Noel R. Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2019 Mgmt For For For Incentive Compensation Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ________________________________________________________________________________ Columbia Property Trust, Inc. Ticker Security ID: Meeting Date Meeting Status CXP CUSIP 198287203 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carmen M. Bowser Mgmt For For For 2 Elect John L. Dixon Mgmt For For For 3 Elect David B. Henry Mgmt For For For 4 Elect Murray J. McCabe Mgmt For For For 5 Elect E. Nelson Mills Mgmt For For For 6 Elect Constance B. Mgmt For For For Moore 7 Elect Michael S. Robb Mgmt For For For 8 Elect George W. Sands Mgmt For For For 9 Elect Thomas G. Wattles Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For For For 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For For For 1.5 Elect Gerald L. Hassell Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Maritza Gomez Mgmt For For For Montiel 1.8 Elect Asuka Nakahara Mgmt For For For 1.9 Elect David C. Novak Mgmt For For For 1.10 Elect Brian L. Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2019 Mgmt For For For Omnibus Sharesave Plan 4 Advisory vote on Mgmt For For For executive compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Comerica Incorporated Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph W. Babb, Mgmt For For For Jr. 2 Elect Michael E. Mgmt For For For Collins 3 Elect Roger A. Cregg Mgmt For For For 4 Elect T. Kevin DeNicola Mgmt For For For 5 Elect Curtis C. Farmer Mgmt For For For 6 Elect Jacqueline P. Mgmt For For For Kane 7 Elect Richard G. Mgmt For For For Lindner 8 Elect Barbara R. Smith Mgmt For For For 9 Elect Robert S. Taubman Mgmt For For For 10 Elect Reginald M. Mgmt For For For Turner, Jr. 11 Elect Nina G. Vaca Mgmt For For For 12 Elect Michael G. Van Mgmt For For For de Ven 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven D. Gray Mgmt For For For 2 Elect Susan J. Helms Mgmt For For For 3 Elect Gary A. Merriman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2019 Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Constellation Software Inc. Ticker Security ID: Meeting Date Meeting Status CSU CINS 21037X100 05/02/2019 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jeff Bender Mgmt For For For 3 Elect Lawrence Mgmt For For For Cunningham 4 Elect Meredith (Sam) Mgmt For For For Hayes 5 Elect Robert Kittel Mgmt For For For 6 Elect Mark Leonard Mgmt For For For 7 Elect Paul McFeeters Mgmt For Against Against 8 Elect Mark Miller Mgmt For For For 9 Elect Lori O'Neill Mgmt For For For 10 Elect Stephen R. Mgmt For For For Scotchmer 11 Elect Robin Van Poelje Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Increasing the Maximum Mgmt For For For Number of Directors 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Costar Group, Inc. Ticker Security ID: Meeting Date Meeting Status CSGP CUSIP 22160N109 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael R. Klein Mgmt For For For 2 Elect Andrew C. Mgmt For For For Florance 3 Elect Laura Cox Kaplan Mgmt For For For 4 Elect Michael J. Mgmt For For For Glosserman 5 Elect John W. Hill Mgmt For For For 6 Elect Christopher J. Mgmt For For For Nassetta 7 Elect David J. Mgmt For For For Steinberg 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hamilton E. James Mgmt For For For 1.2 Elect John W. Stanton Mgmt For For For 1.3 Elect Mary Agnes Mgmt For For For Wilderotter 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2019 Mgmt For For For Incentive Plan 5 Repeal of Classified Mgmt For For For Board 6 Elimination of Mgmt For For For Supermajority Requirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Prison Labor ________________________________________________________________________________ Coty Inc. Ticker Security ID: Meeting Date Meeting Status COTY CUSIP 222070203 11/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lambertus J.H. Mgmt For For For Becht 1.2 Elect Sabine Chalmers Mgmt For For For 1.3 Elect Joachim Faber Mgmt For For For 1.4 Elect Olivier Goudet Mgmt For For For 1.5 Elect Peter Harf Mgmt For For For 1.6 Elect Paul S. Michaels Mgmt For For For 1.7 Elect Camillo Pane Mgmt For For For 1.8 Elect Erhard Schoewel Mgmt For For For 1.9 Elect Robert S. Singer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Credit Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status CACC CUSIP 225310101 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glenda J. Mgmt For For For Flanagan 1.2 Elect Brett A. Roberts Mgmt For For For 1.3 Elect Thomas N. Mgmt For For For Tryforos 1.4 Elect Scott J. Mgmt For For For Vassalluzzo 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 04/25/2019 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Report Mgmt For For For (Advisory) 4 Remuneration Policy Mgmt For For For (Binding) 5 Increase in Directors' Mgmt For For For Fee Cap 6 Elect Richard Boucher Mgmt For For For 7 Elect Nicky Hartery Mgmt For For For 8 Elect Patrick J. Mgmt For For For Kennedy 9 Elect Heather Ann Mgmt For For For McSharry 10 Elect Albert Manifold Mgmt For For For 11 Elect Senan Murphy Mgmt For For For 12 Elect Gillian L. Platt Mgmt For For For 13 Elect Mary K. Rhinehart Mgmt For For For 14 Elect Lucinda Riches Mgmt For For For 15 Elect Henk Rottinghuis Mgmt For For For 16 Elect Siobhan Talbot Mgmt For For For 17 Elect William J. Mgmt For For For Teuber, Jr. 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Set Price Mgmt For For For Range for Re-Isuuance of Treasury Shares 25 Scrip Dividend Mgmt For For For ________________________________________________________________________________ Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. Robert Bartolo Mgmt For For For 2 Elect Jay A. Brown Mgmt For For For 3 Elect Cindy Christy Mgmt For For For 4 Elect Ari Q. Fitzgerald Mgmt For For For 5 Elect Robert E. Mgmt For For For Garrison II 6 Elect Andrea J. Mgmt For For For Goldsmith 7 Elect Lee W. Hogan Mgmt For For For 8 Elect Edward C. Mgmt For For For Hutcheson, Jr. 9 Elect J. Landis Martin Mgmt For For For 10 Elect Robert F. Mgmt For For For McKenzie 11 Elect Anthony J. Melone Mgmt For For For 12 Elect W. Benjamin Mgmt For For For Moreland 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect Pamela L. Carter Mgmt For For For 3 Elect James M. Foote Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Paul C. Hilal Mgmt For For For 6 Elect John D. McPherson Mgmt For For For 7 Elect David M. Moffett Mgmt For For For 8 Elect Linda H. Riefler Mgmt For For For 9 Elect J. Steven Whisler Mgmt For For For 10 Elect John J. Zillmer Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2019 Stock and Mgmt For For For Incentive Plan ________________________________________________________________________________ Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect Richard J. Mgmt For For For Freeland 3 Elect Robert J. Mgmt For For For Bernhard 4 Elect Franklin R. Mgmt For For For Chang-Diaz 5 Elect Bruno V. Di Leo Mgmt For For For Allen 6 Elect Stephen B. Dobbs Mgmt For For For 7 Elect Robert K. Herdman Mgmt For For For 8 Elect Alexis M. Herman Mgmt For For For 9 Elect Thomas J. Lynch Mgmt For For For 10 Elect William I. Miller Mgmt For For For 11 Elect Georgia R. Nelson Mgmt For For For 12 Elect Karen H. Quintos Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Mgmt For Against Against Employee Stock Purchase Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard M. Mgmt For For For Bracken 4 Elect C. David Brown II Mgmt For For For 5 Elect Alecia A. Mgmt For For For DeCoudreaux 6 Elect Nancy-Ann M. Mgmt For For For DeParle 7 Elect David W. Dorman Mgmt For For For 8 Elect Roger N. Farah Mgmt For For For 9 Elect Anne M. Finucane Mgmt For For For 10 Elect Edward J. Ludwig Mgmt For For For 11 Elect Larry J. Merlo Mgmt For For For 12 Elect Jean-Pierre Mgmt For For For Millon 13 Elect Mary L. Schapiro Mgmt For For For 14 Elect Richard J. Swift Mgmt For For For 15 Elect William C. Weldon Mgmt For For For 16 Elect Tony L. White Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Including Legal Costs in Executive Compensation ________________________________________________________________________________ D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Mgmt For For For Anderson 4 Elect Michael R. Mgmt For For For Buchanan 5 Elect Michael W. Hewatt Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For Filler 3 Elect Thomas P. Joyce, Mgmt For For For Jr. 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter G. Lohr, Mgmt For For For Jr. 6 Elect Mitchell P. Rales Mgmt For For For 7 Elect Steven M. Rales Mgmt For For For 8 Elect John T. Mgmt For For For Schwieters 9 Elect Alan G. Spoon Mgmt For For For 10 Elect Raymond C. Mgmt For For For Stevens 11 Elect Elias A. Zerhouni Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ________________________________________________________________________________ Delivery Hero SE Ticker Security ID: Meeting Date Meeting Status DHER CINS D1T0KZ103 06/12/2019 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Mgmt For For For Management Board Acts 7 Ratify Martin Enderle Mgmt For For For 8 Ratify Hilary Kay Mgmt For For For Gosher 9 Ratify Bjorn Olof Mgmt For For For Ljungberg 10 Ratify Patrick Kolek Mgmt For For For 11 Ratify Vera Stachowiak Mgmt For For For 12 Ratify Semih Yalcin Mgmt For For For 13 Ratify Jonathan Green Mgmt For For For 14 Ratify Jeffrey Mgmt For For For Lieberman 15 Ratify Georg Graf von Mgmt For For For Waldersee 16 Ratify Janis Zech Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authorised Capital VII Mgmt For For For 19 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 20 Amendments to Articles Mgmt For For For Regarding Convocation of General Meetings 21 Supervisory Board Mgmt For For For Members' Fees 22 Amendments to Articles Mgmt For For For Regarding Supervisory Board Composition 23 Amendments to Articles Mgmt For For For Regarding Supervisory Board Approval of Institution or Termination of Court Cases or Arbitration Proceedings 24 Stock Option Plan; Mgmt For For For Increase in Conditional Capital 25 Amendment to Stock Mgmt For For For Option Plan 2017 ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward H. Bastian Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Daniel A. Carp Mgmt For For For 4 Elect Ashton B. Carter Mgmt For For For 5 Elect David G. DeWalt Mgmt For For For 6 Elect William H. Mgmt For For For Easter III 7 Elect Christopher A. Mgmt For For For Hazleton 8 Elect Michael P. Huerta Mgmt For For For 9 Elect Jeanne P. Jackson Mgmt For For For 10 Elect George N. Mattson Mgmt For For For 11 Elect Sergio A. L. Rial Mgmt For For For 12 Elect Kathy N. Waller Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ DENTSPLY Sirona Inc Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 24906P109 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael C. Alfano Mgmt For For For 2 Elect Eric K. Brandt Mgmt For For For 3 Elect Donald M. Casey Mgmt For For For 4 Elect Willie A. Deese Mgmt For For For 5 Elect Betsy D. Holden Mgmt For For For 6 Elect Arthur D. Mgmt For For For Kowaloff 7 Elect Harry M.J. Mgmt For For For Kraemer, Jr. 8 Elect Gregory T. Lucier Mgmt For For For 9 Elect Francis J. Lunger Mgmt For For For 10 Elect Leslie F. Varon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Diageo plc Ticker Security ID: Meeting Date Meeting Status DGE CINS G42089113 09/20/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Susan Kilsby Mgmt For For For 5 Elect Lord Mervyn Mgmt For For For Davies 6 Elect Javier Ferran Mgmt For For For 7 Elect HO Kwon Ping Mgmt For For For 8 Elect Nicola Mendelsohn Mgmt For For For 9 Elect Ivan Menezes Mgmt For For For 10 Elect Kathryn A. Mgmt For For For Mikells 11 Elect Alan Stewart Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Amendments to Articles Mgmt For For For 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Diamondback Energy, Inc. Ticker Security ID: Meeting Date Meeting Status FANG CUSIP 25278X109 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven E. West Mgmt For For For 2 Elect Travis D. Stice Mgmt For For For 3 Elect Michael L. Hollis Mgmt For For For 4 Elect Michael P. Cross Mgmt For For For 5 Elect David L. Houston Mgmt For For For 6 Elect Mark L. Plaumann Mgmt For For For 7 Elect Melanie M. Trent Mgmt For For For 8 Amendment to the 2019 Mgmt For For For Equity Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Diamondback Energy, Inc. Ticker Security ID: Meeting Date Meeting Status FANG CUSIP 25278X109 11/27/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Dominion Energy, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bennett Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect D. Maybank Hagood Mgmt For For For 6 Elect John W. Harris Mgmt For For For 7 Elect Ronald W. Jibson Mgmt For For For 8 Elect Mark J. Kington Mgmt For For For 9 Elect Joseph M. Rigby Mgmt For For For 10 Elect Pamela L. Royal Mgmt For For For 11 Elect Robert H. Mgmt For For For Spilman, Jr. 12 Elect Susan N. Story Mgmt For For For 13 Elect Michael E. Mgmt For For For Szymanczyk 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Increase of Authorized Mgmt For For For Common Stock 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. John Mgmt For For For Gilbertson, Jr. 2 Elect Kristiane C. Mgmt For For For Graham 3 Elect Michael F. Mgmt For For For Johnston 4 Elect Eric A. Spiegel Mgmt For For For 5 Elect Richard J. Tobin Mgmt For For For 6 Elect Stephen M. Todd Mgmt For For For 7 Elect Stephen K. Wagner Mgmt For For For 8 Elect Keith E. Wandell Mgmt For For For 9 Elect Mary A. Winston Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Elimination of Mgmt For For For Supermajority Requirement in Article 15 13 Elimination of Mgmt For For For Supermajority Requirement in Article 16 ________________________________________________________________________________ Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Humberto Alfonso Mgmt For For For 2 Elect Brett D. Begemann Mgmt For For For 3 Elect Michael P. Mgmt For For For Connors 4 Elect Mark J. Costa Mgmt For For For 5 Elect Robert M. Mgmt For For For Hernandez 6 Elect Julie Fasone Mgmt For For For Holder 7 Elect Renee J. Mgmt For For For Hornbaker 8 Elect Lewis M. Kling Mgmt For For For 9 Elect Kim Ann Mink Mgmt For For For 10 Elect James J. O'Brien Mgmt For For For 11 Elect David W. Raisbeck Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act By Written Consent ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pamela L. Carter Mgmt For Abstain Against 2 Elect Marcel R. Coutu Mgmt For For For 3 Elect Susan M. Mgmt For For For Cunningham 4 Elect Gregory L. Ebel Mgmt For For For 5 Elect J. Herb England Mgmt For For For 6 Elect Charles W. Mgmt For For For Fischer 7 Elect V. Maureen Mgmt For For For Kempston Darkes 8 Elect Teresa S. Madden Mgmt For For For 9 Elect Al Monaco Mgmt For For For 10 Elect Michael E.J. Mgmt For For For Phelps 11 Elect Dan C. Tutcher Mgmt For For For 12 Elect Catherine L. Mgmt For For For Williams 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 2019 Long Term Mgmt For For For Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 02/12/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For For For Merger 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter A. Dea Mgmt For For For 1.2 Elect Fred J. Fowler Mgmt For For For 1.3 Elect Howard J. Mayson Mgmt For For For 1.4 Elect Lee A. McIntire Mgmt For For For 1.5 Elect Margaret McKenzie Mgmt For For For 1.6 Elect Steven W. Nance Mgmt For For For 1.7 Elect Suzanne P. Mgmt For For For Nimocks 1.8 Elect Thomas G. Ricks Mgmt For For For 1.9 Elect Brian G. Shaw Mgmt For For For 1.10 Elect Douglas J. Mgmt For For For Suttles 1.11 Elect Bruce G. Waterman Mgmt For For For 1.12 Elect Clayton H. Woitas Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Mgmt For For For Shareholder Rights Plan 4 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Equifax, Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark W. Begor Mgmt For For For 2 Elect Mark L. Feidler Mgmt For For For 3 Elect G. Thomas Hough Mgmt For For For 4 Elect Robert D. Marcus Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Scott A. McGregor Mgmt For For For 7 Elect John A. McKinley Mgmt For For For 8 Elect Robert W. Mgmt For For For Selander 9 Elect Elane B. Stock Mgmt For For For 10 Elect Heather H. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Equinix, Inc. Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP 29444U700 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Bartlett Mgmt For For For 1.2 Elect Nanci E. Caldwell Mgmt For Withhold Against 1.3 Elect Gary F. Hromadko Mgmt For For For 1.4 Elect Scott Kriens Mgmt For For For 1.5 Elect William Luby Mgmt For For For 1.6 Elect Irving F. Lyons, Mgmt For For For III 1.7 Elect Charles Meyers Mgmt For For For 1.8 Elect Christopher B. Mgmt For Withhold Against Paisley 1.9 Elect Peter F. Van Camp Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2000 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Eversource Energy Ticker Security ID: Meeting Date Meeting Status ES CUSIP 30040W108 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cotton M. Mgmt For For For Cleveland 2 Elect Sanford Cloud, Mgmt For For For Jr. 3 Elect James S. DiStasio Mgmt For For For 4 Elect Francis A. Doyle Mgmt For For For 5 Elect Linda D. Forry Mgmt For For For 6 Elect James J. Judge Mgmt For For For 7 Elect John Y. Kim Mgmt For For For 8 Elect Kenneth R. Mgmt For For For Leibler 9 Elect William C. Van Mgmt For For For Faasen 10 Elect Frederica M. Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exact Sciences Corporation Ticker Security ID: Meeting Date Meeting Status EXAS CUSIP 30063P105 07/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas D. Carey Mgmt For For For 1.2 Elect Daniel J. Mgmt For For For Levangie 1.3 Elect Michael S. Wyzga Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert R. Wright Mgmt For For For 2 Elect Glenn M. Alger Mgmt For For For 3 Elect Robert P. Carlile Mgmt For For For 4 Elect James M. DuBois Mgmt For For For 5 Elect Mark A. Emmert Mgmt For For For 6 Elect Diane H. Gulyas Mgmt For For For 7 Elect Richard B. McCune Mgmt For For For 8 Elect Alain Monie Mgmt For For For 9 Elect Jeffrey S. Musser Mgmt For For For 10 Elect Liane J. Mgmt For For For Pelletier 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2002 Mgmt For For For Emplyee Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Factset Research Systems Inc. Ticker Security ID: Meeting Date Meeting Status FDS CUSIP 303075105 12/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott A. Mgmt For For For Billeadeau 2 Elect Philip A. Hadley Mgmt For For For 3 Elect Joseph R. Zimmel Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fairfax Financial Holdings Limited Ticker Security ID: Meeting Date Meeting Status FFH CINS 303901102 04/11/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Anthony F. Mgmt For For For Griffiths 3 Elect Robert J. Gunn Mgmt For For For 4 Elect Alan D. Horn Mgmt For For For 5 Elect Karen l. Mgmt For For For Jurjevich 6 Elect R. William Mgmt For For For McFarland 7 Elect Christine McLean Mgmt For For For 8 Elect John R.V. Palmer Mgmt For For For 9 Elect Timothy R. Price Mgmt For For For 10 Elect Brandon W. Mgmt For For For Sweitzer 11 Elect Lauren C. Mgmt For For For Templeton 12 Elect Benjamin P. Watsa Mgmt For For For 13 Elect V. Prem Watsa Mgmt For For For 14 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Willard D. Mgmt For For For Oberton 2 Elect Michael J. Ancius Mgmt For For For 3 Elect Michael J. Dolan Mgmt For For For 4 Elect Stephen L. Mgmt For For For Eastman 5 Elect Daniel L. Mgmt For For For Florness 6 Elect Rita J. Heise Mgmt For For For 7 Elect Darren R. Jackson Mgmt For For For 8 Elect Daniel J. Johnson Mgmt For For For 9 Elect Scott A. Mgmt For For For Satterlee 10 Elect Reyne K. Wisecup Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Reporting ________________________________________________________________________________ Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Bortz Mgmt For For For 2 Elect David W. Faeder Mgmt For For For 3 Elect Elizabeth Holland Mgmt For For For 4 Elect Mark S. Ordan Mgmt For For For 5 Elect Gail P. Steinel Mgmt For For For 6 Elect Warren M. Mgmt For For For Thompson 7 Elect Joseph Mgmt For For For Vassalluzzo 8 Elect Donald C. Wood Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fidelity National Financial, Inc. Ticker Security ID: Meeting Date Meeting Status FNF CUSIP 31620R303 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard N. Massey Mgmt For For For 1.2 Elect Daniel D. Lane Mgmt For For For 1.3 Elect Cary H. Thompson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Citizens Bancshares, Inc (NC) Ticker Security ID: Meeting Date Meeting Status FCNCA CUSIP 31946M103 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Mgmt For For For Alexander, Jr. 1.2 Elect Victor E. Bell Mgmt For For For III 1.3 Elect Peter M. Bristow Mgmt For For For 1.4 Elect Hope H. Bryant Mgmt For For For 1.5 Elect H. Lee Durham, Mgmt For For For Jr. 1.6 Elect Daniel L. Heavner Mgmt For For For 1.7 Elect Frank B. Mgmt For For For Holding, Jr. 1.8 Elect Robert R. Hoppe Mgmt For For For 1.9 Elect Floyd L. Keels Mgmt For For For 1.10 Elect Robert E. Mason Mgmt For For For IV 1.11 Elect Robert T. Newcomb Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Republic Bank Ticker Security ID: Meeting Date Meeting Status FRC CUSIP 33616C100 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James H. Mgmt For For For Herbert, II 2 Elect Katherine Mgmt For For For August-deWilde 3 Elect Thomas J. Mgmt For For For Barrack, Jr. 4 Elect Hafize Gaye Erkan Mgmt For For For 5 Elect Frank J. Mgmt For For For Fahrenkopf, Jr. 6 Elect Boris Groysberg Mgmt For For For 7 Elect Sandra R. Mgmt For For For Hernandez, M.D. 8 Elect Pamela J. Joyner Mgmt For For For 9 Elect Reynold Levy Mgmt For For For 10 Elect Duncan L. Mgmt For For For Niederauer 11 Elect George G. C. Mgmt For For For Parker 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Five Prime Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status FPRX CUSIP 33830X104 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Franklin M. Mgmt For Abstain Against Berger 2 Elect William Ringo Mgmt For For For 3 Elect Lewis T. Williams Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Approval of the Stock Mgmt For For For Option Exchange Program ________________________________________________________________________________ Fleetcor Technologies Inc Ticker Security ID: Meeting Date Meeting Status FLT CUSIP 339041105 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald F. Clarke Mgmt For For For 2 Elect Joseph W. Mgmt For For For Farrelly 3 Elect Richard Macchia Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Clawback Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Excluding Share Repurchases in Executive Compensation ________________________________________________________________________________ FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Eduardo E. Mgmt For For For Cordeiro 3 Elect G. Peter D'Aloia Mgmt For For For 4 Elect C. Scott Greer Mgmt For For For 5 Elect K?Lynne Johnson Mgmt For For For 6 Elect Dirk A. Mgmt For For For Kempthorne 7 Elect Paul J. Norris Mgmt For For For 8 Elect Margareth Ovrum Mgmt For For For 9 Elect Robert C. Pallash Mgmt For For For 10 Elect William H. Powell Mgmt For For For 11 Elect Vincent R. Volpe Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ Fortune Brands Home & Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS CUSIP 34964C106 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Irial Finan Mgmt For For For 2 Elect Susan Kilsby Mgmt For For For 3 Elect Christopher J. Mgmt For For For Klein 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James S. Crown Mgmt For For For 2 Elect Rudy F. deLeon Mgmt For For For 3 Elect Cecil D. Haney Mgmt For For For 4 Elect Lester L. Lyles Mgmt For For For 5 Elect Mark M. Malcolm Mgmt For For For 6 Elect Phebe N. Mgmt For For For Novakovic 7 Elect C. Howard Nye Mgmt For For For 8 Elect William A. Osborn Mgmt For For For 9 Elect Catherine B. Mgmt For For For Reynolds 10 Elect Laura J. Mgmt For For For Schumacher 11 Elect Peter A. Wall Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approve 2019 UK Share Mgmt For For For Save Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Wesley G. Bush Mgmt For For For 3 Elect Linda R. Gooden Mgmt For For For 4 Elect Joseph Jimenez Mgmt For For For 5 Elect Jane L. Mendillo Mgmt For For For 6 Elect Judith Miscik Mgmt For For For 7 Elect Patricia F. Russo Mgmt For For For 8 Elect Thomas M. Schoewe Mgmt For For For 9 Elect Theodore M. Solso Mgmt For For For 10 Elect Carol M. Mgmt For For For Stephenson 11 Elect Devin N. Wenig Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Genesee & Wyoming Inc. Ticker Security ID: Meeting Date Meeting Status GWR CUSIP 371559105 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Bott Mgmt For For For 2 Elect Oivind Lorentzen Mgmt For For For III 3 Elect Mark A. Scudder Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Genpact Limited Ticker Security ID: Meeting Date Meeting Status G CUSIP G3922B107 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N.V. Tyagarajan Mgmt For For For 2 Elect Robert Scott Mgmt For For For 3 Elect Ajay Agrawal Mgmt For For For 4 Elect Laura Conigliaro Mgmt For For For 5 Elect David Humphrey Mgmt For For For 6 Elect Carol Lindstrom Mgmt For For For 7 Elect James C. Madden Mgmt For For For 8 Elect Cecelia Morken Mgmt For For For 9 Elect Mark Nunnelly Mgmt For For For 10 Elect Mark Verdi Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2017 Mgmt For For For Omnibus Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth W. Camp Mgmt For For For 1.2 Elect Paul D. Donahue Mgmt For For For 1.3 Elect Gary P. Fayard Mgmt For For For 1.4 Elect Thomas C. Mgmt For For For Gallagher 1.5 Elect P. Russell Hardin Mgmt For For For 1.6 Elect John R. Holder Mgmt For For For 1.7 Elect Donna W. Hyland Mgmt For For For 1.8 Elect John D. Johns Mgmt For For For 1.9 Elect Robert C. Mgmt For For For Loudermilk, Jr. 1.10 Elect Wendy B. Needham Mgmt For For For 1.11 Elect E. Jenner Wood Mgmt For For For III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Global Payments, Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mitchell L. Mgmt For For For Hollin 2 Elect Ruth Ann Marshall Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GoDaddy Inc. Ticker Security ID: Meeting Date Meeting Status GDDY CUSIP 380237107 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Caroline F. Mgmt For For For Donahue 1.2 Elect Charles J. Robel Mgmt For For For 1.3 Elect Scott W. Wagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Guidewire Software, Inc. Ticker Security ID: Meeting Date Meeting Status GWRE CUSIP 40171V100 12/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Gassner Mgmt For For For 2 Elect Paul Lavin Mgmt For For For 3 Elect Marcus S. Ryu Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abdulaziz F. Al Mgmt For For For Khayyal 2 Elect William E. Mgmt For For For Albrecht 3 Elect M. Katherine Mgmt For For For Banks 4 Elect Alan M. Bennett Mgmt For For For 5 Elect Milton Carroll Mgmt For For For 6 Elect Nance K. Dicciani Mgmt For For For 7 Elect Murry S. Gerber Mgmt For For For 8 Elect Patricia Mgmt For For For Hemingway Hall 9 Elect Robert A. Malone Mgmt For For For 10 Elect Jeffrey A. Miller Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Harris Corporation Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 04/04/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Stock for Mgmt For For For Merger of Equals 2 Amendments to Charter Mgmt For For For - Bundled 3 Advisory Vote on Mgmt For For For Golden Parachutes 4 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Harris Corporation Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 10/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James F. Albaugh Mgmt For For For 2 Elect Sallie B. Bailey Mgmt For For For 3 Elect William M. Brown Mgmt For For For 4 Elect Peter W. Mgmt For For For Chiarelli 5 Elect Thomas A. Dattilo Mgmt For For For 6 Elect Roger Fradin Mgmt For For For 7 Elect Lewis Hay III Mgmt For For For 8 Elect Vyomesh Joshi Mgmt For For For 9 Elect Leslie F. Kenne Mgmt For For For 10 Elect Gregory T. Mgmt For For For Swienton 11 Elect Hansel E. Tookes Mgmt For For For II 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Herman Miller, Inc. Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544100 10/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Brandon Mgmt For For For 1.2 Elect Douglas D. French Mgmt For For For 1.3 Elect John R. Hoke III Mgmt For For For 1.4 Elect Heidi J. Mgmt For For For Manheimer 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hill-Rom Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William G. Mgmt For For For Dempsey 1.2 Elect Gary L. Ellis Mgmt For For For 1.3 Elect Stacy Enxing Seng Mgmt For For For 1.4 Elect Mary Garrett Mgmt For For For 1.5 Elect James R. Giertz Mgmt For For For 1.6 Elect John P. Mgmt For For For Groetelaars 1.7 Elect William H. Mgmt For For For Kucheman 1.8 Elect Ronald A. Malone Mgmt For For For 1.9 Elect Nancy M. Mgmt For For For Schlichting 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Host Hotels & Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary L. Baglivo Mgmt For For For 2 Elect Sheila C. Bair Mgmt For For For 3 Elect Ann McLaughlin Mgmt For For For Korologos 4 Elect Richard E. Mgmt For For For Marriott 5 Elect Sandeep Lakhmi Mgmt For For For Mathrani 6 Elect John B. Morse, Mgmt For For For Jr. 7 Elect Mary Hogan Mgmt For For For Preusse 8 Elect Walter C. Mgmt For For For Rakowich 9 Elect James F. Risoleo Mgmt For For For 10 Elect Gordon H. Smith Mgmt For For For 11 Elect A. William Stein Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Huntington Ingalls Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HII CUSIP 446413106 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip M. Bilden Mgmt For For For 1.2 Elect Augustus L. Mgmt For For For Collins 1.3 Elect Kirkland H. Mgmt For For For Donald 1.4 Elect Thomas B. Fargo Mgmt For For For 1.5 Elect Victoria D. Mgmt For For For Harker 1.6 Elect Anastasia D. Mgmt For For For Kelly 1.7 Elect Tracy B. McKibben Mgmt For For For 1.8 Elect C. Michael Mgmt For For For Petters 1.9 Elect Thomas C. Mgmt For For For Schievelbein 1.10 Elect John K. Welch Mgmt For For For 1.11 Elect Stephen R. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Iberdrola Ticker Security ID: Meeting Date Meeting Status IBE CUSIP 450737101 03/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts Mgmt For For For 2 Management Reports Mgmt For For For 3 Report on Mgmt For For For Non-Financial Information 4 Ratification of Board Mgmt For For For Acts 5 Amendments to Articles Mgmt For For For (Sustainability) 6 Amendments to Articles Mgmt For For For (Committees) 7 Allocation of Mgmt For For For Profits/Dividends 8 First Capitalisation Mgmt For For For of Reserves for Scrip Dividend 9 Second Capitalisation Mgmt For For For of Reserves for Scrip Dividend 10 Cancellation of Mgmt For For For Treasury Shares 11 Remuneration Report Mgmt For For For (Advisory) 12 Elect Sara de la Rica Mgmt For For For Goiricelaya 13 Ratify Co-Option and Mgmt For For For Elect Xabier Sagredo Ormaza 14 Elect Maria Helena Mgmt For For For Antolin Raybaud 15 Elect Jose Walfredo Mgmt For For For Fernandez 16 Elect Denise Mary Holt Mgmt For For For 17 Elect Manuel Moreu Mgmt For For For Munaiz 18 Elect Jose Ignacio Mgmt For For For Sanchez Galan 19 Board Size Mgmt For For For 20 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Iberiabank Corp Ticker Security ID: Meeting Date Meeting Status IBKC CUSIP 450828108 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H. Mgmt For For For Fenstermaker 1.2 Elect Rick E. Maples Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2019 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Ichor Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status ICHR CUSIP G4740B105 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc Haugen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 05/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernest J. Mrozek Mgmt For For For 1.2 Elect Livingston Mgmt For For For Satterthwaite 1.3 Elect David C. Parry Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julian C. Baker Mgmt For For For 2 Elect Jean-Jacques Mgmt For For For Bienaime 3 Elect Paul A. Brooke Mgmt For For For 4 Elect Paul J. Clancy Mgmt For For For 5 Elect Wendy L. Dixon Mgmt For For For 6 Elect Jacqualyn A. Mgmt For For For Fouse 7 Elect Paul A. Friedman Mgmt For For For 8 Elect Herve Hoppenot Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kirk E. Arnold Mgmt For For For 2 Elect Ann C. Berzin Mgmt For For For 3 Elect John Bruton Mgmt For For For 4 Elect Jared L. Cohon Mgmt For For For 5 Elect Gary D. Forsee Mgmt For For For 6 Elect Linda P. Hudson Mgmt For For For 7 Elect Michael W. Lamach Mgmt For For For 8 Elect Myles P. Lee Mgmt For For For 9 Elect Karen B. Peetz Mgmt For For For 10 Elect John P. Surma Mgmt For For For 11 Elect Richard J. Swift Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Issuance of Treasury Mgmt For For For Shares ________________________________________________________________________________ Insulet Corporation Ticker Security ID: Meeting Date Meeting Status PODD CUSIP 45784P101 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jessica Hopfield Mgmt For For For 1.2 Elect David A. Lemoine Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aneel Bhusri Mgmt For For For 2 Elect Andy D. Bryant Mgmt For For For 3 Elect Reed E. Hundt Mgmt For For For 4 Elect Omar Ishrak Mgmt For For For 5 Elect Risa Mgmt For For For Lavizzo-Mourey 6 Elect Tsu-Jae King Liu Mgmt For For For 7 Elect Gregory D. Smith Mgmt For For For 8 Elect Robert H. Swan Mgmt For For For 9 Elect Andrew Wilson Mgmt For For For 10 Elect Frank D. Yeary Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender Pay Equity Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Political Contributions ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Eskew Mgmt For For For 2 Elect David N. Farr Mgmt For For For 3 Elect Alex Gorsky Mgmt For For For 4 Elect Michelle Howard Mgmt For For For 5 Elect Shirley Ann Mgmt For For For Jackson 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Martha E. Pollack Mgmt For For For 8 Elect Virginia M. Mgmt For For For Rometty 9 Elect Joseph R. Swedish Mgmt For For For 10 Elect Sidney Taurel Mgmt For For For 11 Elect Peter R. Voser Mgmt For For For 12 Elect Frederick H. Mgmt For For For Waddell 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Re-approve the Mgmt For For For Long-Term Incentive Performance Terms 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act By Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Ionis Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IONS CUSIP 462222100 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stanley T. Crooke Mgmt For For For 1.2 Elect Joseph Klein, III Mgmt For For For 1.3 Elect Joseph Loscalzo Mgmt For For For 1.4 Elect Michael Hayden Mgmt For For For 2 Ratify the Appointment Mgmt For For For of Peter N. Reikes for a Term Expiring in 2021 3 Ratify the Appointment Mgmt For For For of Brett Monia for a Term Expiring in 2021 4 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Itron, Inc. Ticker Security ID: Meeting Date Meeting Status ITRI CUSIP 465741106 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynda L. Ziegler Mgmt For For For 2 Elect Thomas S. Mgmt For For For Glanville 3 Elect Diana D. Tremblay Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JELD-WEN Holding, Inc. Ticker Security ID: Meeting Date Meeting Status JELD CUSIP 47580P103 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Mgmt For For For Banholzer 1.2 Elect Martha L. Byorum Mgmt For For For 1.3 Elect Gregory G. Mgmt For For For Maxwell 1.4 Elect Matthew Ross Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary C. Beckerle Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Jennifer A. Mgmt For For For Doudna 5 Elect Alex Gorsky Mgmt For For For 6 Elect Marillyn A. Mgmt For For For Hewson 7 Elect Mark B. McClellan Mgmt For For For 8 Elect Anne M. Mulcahy Mgmt For For For 9 Elect William D. Perez Mgmt For For For 10 Elect Charles Prince Mgmt For For For 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Ronald A. Mgmt For For For Williams 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ Johnson Controls International plc Ticker Security ID: Meeting Date Meeting Status JCI CUSIP G51502105 03/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jean S. Blackwell Mgmt For For For 2 Elect Pierre E. Cohade Mgmt For For For 3 Elect Michael E. Mgmt For For For Daniels 4 Elect Juan Pablo del Mgmt For For For Valle Perochena 5 Elect W. Roy Dunbar Mgmt For For For 6 Elect Gretchen R. Mgmt For For For Haggerty 7 Elect Simone Menne Mgmt For For For 8 Elect George R. Oliver Mgmt For For For 9 Elect Carl Jurgen Mgmt For For For Tinggren 10 Elect Mark P. Vergnano Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Elect John D. Young Mgmt For For For 13 Ratification of Mgmt For For For PricewaterhouseCoopers 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Just Eat Plc Ticker Security ID: Meeting Date Meeting Status JE CINS G5215U106 05/01/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Michael Evans Mgmt For For For 4 Elect Paul Harrison Mgmt For For For 5 Elect Gwyn Burr Mgmt For For For 6 Elect Frederic Mgmt For For For Coorevits 7 Elect Alistair Cox Mgmt For For For 8 Elect Roisin Donnelly Mgmt For For For 9 Elect Andrew Griffith Mgmt For For For 10 Elect Diego Oliva Mgmt For For For 11 Elect Helen A. Weir Mgmt For For For 12 Elect Peter Duffy Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roderick Gillum Mgmt For For For 2 Elect Mary A. Mgmt For For For Laschinger 3 Elect Erica L. Mann Mgmt For For For 4 Elect Carolyn Tastad Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce D. Mgmt For For For Broussard 2 Elect Charles P. Cooley Mgmt For For For 3 Elect Gary M. Crosby Mgmt For For For 4 Elect Alexander M. Mgmt For For For Cutler 5 Elect H. James Dallas Mgmt For For For 6 Elect Elizabeth R. Gile Mgmt For For For 7 Elect Ruth Ann M. Mgmt For For For Gillis 8 Elect William G. Mgmt For For For Gisel, Jr. 9 Elect Carlton L. Mgmt For For For Highsmith 10 Elect Richard J. Hipple Mgmt For For For 11 Elect Kristen L. Manos Mgmt For For For 12 Elect Beth E. Mooney Mgmt For For For 13 Elect Barbara R. Snyder Mgmt For For For 14 Elect David K. Wilson Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Approval of the 2019 Mgmt For For For Equity Compensation Plan 18 Increase of Authorized Mgmt For For For Common Stock 19 Amend Regulations to Mgmt For For For Permit the Board to Make Future Amendments ________________________________________________________________________________ Kimco Realty Corporation Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Cooper Mgmt For For For 2 Elect Philip E. Mgmt For For For Coviello 3 Elect Conor C. Flynn Mgmt For For For 4 Elect Frank Lourenso Mgmt For For For 5 Elect Colombe M. Mgmt For For For Nicholas 6 Elect Mary Hogan Mgmt For For For Preusse 7 Elect Valerie Mgmt For For For Richardson 8 Elect Richard B. Mgmt For For For Saltzman 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ KLA-Tencor Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward W. Mgmt For For For Barnholt 2 Elect Robert M. Mgmt For For For Calderoni 3 Elect John T. Dickson Mgmt For For For 4 Elect Emiko Higashi Mgmt For For For 5 Elect Kevin J. Kennedy Mgmt For For For 6 Elect Gary B. Moore Mgmt For For For 7 Elect Kiran M. Patel Mgmt For For For 8 Elect Ana G. Pinczuk Mgmt For For For 9 Elect Robert A. Rango Mgmt For For For 10 Elect Richard P. Mgmt For For For Wallace 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2004 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Koninklijke Philips N.V. Ticker Security ID: Meeting Date Meeting Status PHIA CUSIP 500472303 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Elect Frans Van Houten Mgmt For For For to the Management Board 6 Elect Abhijit Mgmt For For For Bhattacharya to the Management Board 7 Elect David E.I. Pyott Mgmt For For For to the Supervisory Board 8 Elect Elizabeth Mgmt For For For Doherty to the Supervisory Board 9 Appointment of Auditor Mgmt For For For 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Authority to Suppress Mgmt For For For Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Cancellation of Shares Mgmt For For For ________________________________________________________________________________ L3 Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502413107 04/04/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger of Equals Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Mgmt For For For Anderson 2 Elect Jean-Luc Mgmt For For For Belingard 3 Elect D. Gary Gilliland Mgmt For For For 4 Elect David P. King Mgmt For For For 5 Elect Garheng Kong Mgmt For For For 6 Elect Peter M. Neupert Mgmt For For For 7 Elect Richelle P. Mgmt For For For Parham 8 Elect Adam H. Schechter Mgmt For For For 9 Elect R. Sanders Mgmt For For For Williams 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status LRE CINS G5361W104 05/01/2019 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Peter Clarke Mgmt For For For 4 Elect Michael Dawson Mgmt For For For 5 Elect Simon Fraser Mgmt For For For 6 Elect Samantha Mgmt For For For Hoe-Richardson 7 Elect Robert Lusardi Mgmt For For For 8 Elect Alex Maloney Mgmt For For For 9 Elect Elaine Whelan Mgmt For For For 10 Elect Sally Williams Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specific Capital Investment for Special Circumstance) 17 Authority to Mgmt For For For Repurchase Shares 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Leidos Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LDOS CUSIP 525327102 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory R. Mgmt For For For Dahlberg 2 Elect David G. Fubini Mgmt For For For 3 Elect Miriam E. John Mgmt For For For 4 Elect Frank Kendall III Mgmt For For For 5 Elect Robert C. Mgmt For For For Kovarik, Jr. 6 Elect Harry M.J. Mgmt For For For Kraemer, Jr. 7 Elect Roger A. Krone Mgmt For For For 8 Elect Gary S. May Mgmt For For For 9 Elect Surya N. Mgmt For For For Mohapatra 10 Elect Lawrence C. Mgmt For For For Nussdorf 11 Elect Robert S. Shapard Mgmt For For For 12 Elect Susan M. Mgmt For For For Stalnecker 13 Elect Noel B. Williams Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lennox International Inc. Ticker Security ID: Meeting Date Meeting Status LII CUSIP 526107107 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Todd M. Bluedorn Mgmt For For For 1.2 Elect Max H. Mitchell Mgmt For For For 1.3 Elect Kim K.W. Rucker Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2019 Mgmt For For For Equity and Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Deirdre P. Mgmt For For For Connelly 2 Elect William H. Mgmt For For For Cunningham 3 Elect Dennis R. Glass Mgmt For For For 4 Elect George W. Mgmt For For For Henderson, III 5 Elect Eric G. Johnson Mgmt For For For 6 Elect Gary C. Kelly Mgmt For For For 7 Elect M. Leanne Lachman Mgmt For For For 8 Elect Michael F. Mee Mgmt For For For 9 Elect Patrick S. Mgmt For For For Pittard 10 Elect Isaiah Tidwell Mgmt For For For 11 Elect Lynn M. Utter Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Livent Corporation Ticker Security ID: Meeting Date Meeting Status LTHM CUSIP 53814L108 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael F. Barry Mgmt For For For 2 Elect Steven T. Merkt Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel F. Akerson Mgmt For For For 2 Elect David B. Burritt Mgmt For For For 3 Elect Bruce A. Carlson Mgmt For For For 4 Elect James O. Ellis, Mgmt For For For Jr. 5 Elect Thomas J. Falk Mgmt For For For 6 Elect Ilene S. Gordon Mgmt For For For 7 Elect Marillyn A. Mgmt For For For Hewson 8 Elect Vicki A. Hollub Mgmt For For For 9 Elect Jeh C. Johnson Mgmt For For For 10 Elect James D. Mgmt For For For Taiclet, Jr. 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent D. Baird Mgmt For For For 1.2 Elect C. Angela Mgmt For For For Bontempo 1.3 Elect Robert T. Brady Mgmt For For For 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Gary N. Geisel Mgmt For For For 1.6 Elect Richard S. Gold Mgmt For For For 1.7 Elect Richard A. Grossi Mgmt For For For 1.8 Elect John D. Hawke Jr. Mgmt For For For 1.9 Elect Rene F. Jones Mgmt For For For 1.10 Elect Richard Ledgett Mgmt For For For 1.11 Elect Newton P.S. Mgmt For For For Merrill 1.12 Elect Kevin J Pearson Mgmt For For For 1.13 Elect Melinda R. Rich Mgmt For For For 1.14 Elect Robert E. Mgmt For For For Sadler, Jr. 1.15 Elect Denis J. Salamone Mgmt For For For 1.16 Elect John R. Scannell Mgmt For For For 1.17 Elect David S. Mgmt For For For Scharfstein 1.18 Elect Herbert L. Mgmt For For For Washington 2 Approval of the 2019 Mgmt For For For Equity Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect B. Evan Bayh III Mgmt For For For 2 Elect Charles E. Bunch Mgmt For For For 3 Elect Edward G. Galante Mgmt For For For 4 Elect Kim K.W. Rucker Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Right To Act By Written Consent 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 09/24/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For For For Merger 2 Increase of Authorized Mgmt For For For Common Stock 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Markel Corporation Ticker Security ID: Meeting Date Meeting Status MKL CUSIP 570535104 05/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect K. Bruce Connell Mgmt For For For 2 Elect Thomas S. Gayner Mgmt For For For 3 Elect Stewart M. Kasen Mgmt For For For 4 Elect Alan I. Kirshner Mgmt For For For 5 Elect Diane Leopold Mgmt For For For 6 Elect Lemuel E. Lewis Mgmt For For For 7 Elect Anthony F. Markel Mgmt For For For 8 Elect Steven A. Markel Mgmt For For For 9 Elect Darrell D. Martin Mgmt For For For 10 Elect Michael O'Reilly Mgmt For For For 11 Elect Michael J. Mgmt For For For Schewel 12 Elect Richard R. Whitt Mgmt For For For III 13 Elect Debora J. Wilson Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J.W. Marriott, Mgmt For For For Jr. 2 Elect Mary K. Bush Mgmt For For For 3 Elect Bruce W. Duncan Mgmt For For For 4 Elect Deborah Marriott Mgmt For For For Harrison 5 Elect Frederick A. Mgmt For For For Henderson 6 Elect Eric Hippeau Mgmt For For For 7 Elect Lawrence W. Mgmt For For For Kellner 8 Elect Debra L. Lee Mgmt For For For 9 Elect Aylwin B. Lewis Mgmt For For For 10 Elect Margaret M. Mgmt For For For McCarthy 11 Elect George Munoz Mgmt For For For 12 Elect Steven S Mgmt For For For Reinemund 13 Elect Susan C. Schwab Mgmt For For For 14 Elect Arne M. Sorenson Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Elimination of Mgmt For For For Supermajority Requirement for Removal of Directors 18 Elimination of Mgmt For For For Supermajority Requirement for Future Amendments to the Certificate of Incorporation 19 Elimination of Mgmt For For For Supermajority Requirements to Amend Certain Provisions of the Bylaws 20 Elimination of Mgmt For For For Supermajority Requirements Relating to Certain Transactions 21 Elimination of Mgmt For For For Supermajority Requirement for Certain Business Combinations 22 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Marriott Vacations Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status VAC CUSIP 57164Y107 05/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond L. Mgmt For For For Gellein, Jr. 1.2 Elect Thomas J. Mgmt For For For Hutchison III 1.3 Elect Dianna F. Morgan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Oscar Fanjul Mgmt For For For Martin 3 Elect Daniel S. Glaser Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Deborah C. Mgmt For For For Hopkins 6 Elect Elaine La Roche Mgmt For For For 7 Elect Steven A. Mills Mgmt For For For 8 Elect Bruce P. Nolop Mgmt For For For 9 Elect Marc D. Oken Mgmt For For For 10 Elect Morton O. Mgmt For For For Schapiro 11 Elect Lloyd M. Yates Mgmt For For For 12 Elect R. David Yost Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marvell Technology Group Ltd. Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 06/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Tudor Mgmt For For For Brown 2 Elect Brad W. Buss Mgmt For For For 3 Elect Edward H. Frank Mgmt For For For 4 Elect Richard S. Hill Mgmt For For For 5 Elect Oleg Khaykin Mgmt For For For 6 Elect Bethany Mayer Mgmt For For For 7 Elect Donna Morris Mgmt For For For 8 Elect Matthew J. Murphy Mgmt For For For 9 Elect Michael G. Mgmt For For For Strachan 10 Elect Robert E. Switz Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Mgmt For For For Sullivan 2 Elect Tunc Doluca Mgmt For For For 3 Elect Tracy C. Accardi Mgmt For For For 4 Elect James R. Bergman Mgmt For For For 5 Elect Joseph R. Bronson Mgmt For For For 6 Elect Robert E. Grady Mgmt For For For 7 Elect William D. Mgmt For For For Watkins 8 Elect MaryAnn Wright Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd H. Dean Mgmt For For For 2 Elect Stephen J. Mgmt For For For Easterbrook 3 Elect Robert A. Eckert Mgmt For For For 4 Elect Margaret H. Mgmt For For For Georgiadis 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Richard H. Lenny Mgmt For For For 7 Elect John Mulligan Mgmt For For For 8 Elect Sheila A. Penrose Mgmt For For For 9 Elect John W. Rogers, Mgmt For For For Jr. 10 Elect Paul S. Walsh Mgmt For For For 11 Elect Miles D. White Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment Regarding Mgmt For For For Board Size 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Anthony Coles Mgmt For For For 2 Elect John H. Mgmt For For For Hammergren 3 Elect M. Christine Mgmt For For For Jacobs 4 Elect Donald R. Knauss Mgmt For For For 5 Elect Marie L. Knowles Mgmt For For For 6 Elect Bradley E. Lerman Mgmt For For For 7 Elect Edward A. Mueller Mgmt For For For 8 Elect Susan R. Salka Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 12 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 13 Shareholder Proposal ShrHoldr Against Against For Regarding Use of GAAP Metrics in Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Medtronic Plc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP G5960L103 12/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Craig Arnold Mgmt For For For 3 Elect Scott C. Donnelly Mgmt For For For 4 Elect Randall J. Mgmt For For For Hogan, III 5 Elect Omar Ishrak Mgmt For For For 6 Elect Michael O. Mgmt For For For Leavitt 7 Elect James T. Lenehan Mgmt For For For 8 Elect Elizabeth G. Mgmt For For For Nabel 9 Elect Denise M. O'Leary Mgmt For For For 10 Elect Kendall J. Powell Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Mary Ellen Coe Mgmt For For For 4 Elect Pamela J. Craig Mgmt For For For 5 Elect Kenneth C. Mgmt For For For Frazier 6 Elect Thomas H. Glocer Mgmt For For For 7 Elect Rochelle B. Mgmt For For For Lazarus 8 Elect Paul B. Rothman Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect Wendell P. Weeks Mgmt For Against Against 12 Elect Peter C. Wendell Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2019 Mgmt For For For Stock Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Executive Stock Buybacks 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 06/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cheryl W. Grise Mgmt For For For 2 Elect Carlos M. Mgmt For For For Gutierrez 3 Elect Gerald L. Hassell Mgmt For For For 4 Elect David L. Herzog Mgmt For For For 5 Elect R. Glenn Hubbard Mgmt For For For 6 Elect Edward J. Kelly, Mgmt For For For III 7 Elect William E. Mgmt For For For Kennard 8 Elect Michel A. Khalaf Mgmt For For For 9 Elect James M. Kilts Mgmt For For For 10 Elect Catherine R. Mgmt For For For Kinney 11 Elect Diana McKenzie Mgmt For For For 12 Elect Denise M. Mgmt For For For Morrison 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mettler-Toledo International, Inc. Ticker Security ID: Meeting Date Meeting Status MTD CUSIP 592688105 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert F. Spoerry Mgmt For For For 2 Elect Wah-Hui Chu Mgmt For For For 3 Elect Olivier A. Mgmt For For For Filliol 4 Elect Elisha W. Finney Mgmt For For For 5 Elect Richard Francis Mgmt For For For 6 Elect Marco Gadola Mgmt For For For 7 Elect Michael A. Kelly Mgmt For For For 8 Elect Thomas P. Salice Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steve Sanghi Mgmt For For For 2 Elect Matthew W. Mgmt For For For Chapman 3 Elect L. B. Day Mgmt For For For 4 Elect Esther L. Johnson Mgmt For For For 5 Elect Wade F. Meyercord Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Reid G. Hoffman Mgmt For For For 3 Elect Hugh F. Johnston Mgmt For For For 4 Elect Teri L. Mgmt For For For List-Stoll 5 Elect Satya Nadella Mgmt For For For 6 Elect Charles H. Noski Mgmt For For For 7 Elect Helmut G. W. Mgmt For For For Panke 8 Elect Sandra E. Mgmt For For For Peterson 9 Elect Penny S. Pritzker Mgmt For For For 10 Elect Charles W. Scharf Mgmt For For For 11 Elect Arne M. Sorenson Mgmt For For For 12 Elect John W. Stanton Mgmt For For For 13 Elect John W. Thompson Mgmt For For For 14 Elect Padmasree Warrior Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mid-America Apartment Communities, Inc. Ticker Security ID: Meeting Date Meeting Status MAA CUSIP 59522J103 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Eric Bolton, Mgmt For For For Jr. 2 Elect Russell R. French Mgmt For For For 3 Elect Alan B. Graf, Jr. Mgmt For For For 4 Elect Toni Jennings Mgmt For For For 5 Elect James K. Lowder Mgmt For For For 6 Elect Thomas H. Lowder Mgmt For For For 7 Elect Monica McGurk Mgmt For For For 8 Elect Claude B. Nielsen Mgmt For For For 9 Elect Philip W. Norwood Mgmt For For For 10 Elect W. Reid Sanders Mgmt For For For 11 Elect Gary Shorb Mgmt For For For 12 Elect David P. Stockert Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Milacron Holdings Corp. Ticker Security ID: Meeting Date Meeting Status MCRN CUSIP 59870L106 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Waters S. Davis Mgmt For For For 1.2 Elect Thomas J. Goeke Mgmt For For For 1.3 Elect Rebecca L. Mgmt For For For Steinfort 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Monster Beverage Corporation Ticker Security ID: Meeting Date Meeting Status MNST CUSIP 61174X109 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rodney C. Sacks Mgmt For For For 1.2 Elect Hilton H. Mgmt For For For Schlosberg 1.3 Elect Mark J. Hall Mgmt For For For 1.4 Elect Kathleen E. Mgmt For For For Ciaramello 1.5 Elect Gary P. Fayard Mgmt For For For 1.6 Elect Jeanne P. Jackson Mgmt For For For 1.7 Elect Steven G. Pizula Mgmt For For For 1.8 Elect Benjamin M. Polk Mgmt For For For 1.9 Elect Sydney Selati Mgmt For For For 1.10 Elect Mark S. Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Moody's Corporation Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Jorge A. Bermudez Mgmt For For For 3 Elect Therese Esperdy Mgmt For For For 4 Elect Vincent A. Mgmt For For For Forlenza 5 Elect Kathryn M. Hill Mgmt For For For 6 Elect Raymond W. Mgmt For For For McDaniel, Jr. 7 Elect Henry A. Mgmt For For For McKinnell, Jr. 8 Elect Leslie F. Seidman Mgmt For For For 9 Elect Bruce Van Saun Mgmt For For For 10 Elect Gerrit Zalm Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Motorola Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MSI CUSIP 620076307 05/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Q. Brown Mgmt For For For 2 Elect Kenneth D. Denman Mgmt For For For 3 Elect Egon Durban Mgmt For For For 4 Elect Clayton M. Jones Mgmt For For For 5 Elect Judy C. Lewent Mgmt For For For 6 Elect Gregory K. Mondre Mgmt For For For 7 Elect Anne R. Mgmt For For For Pramaggiore 8 Elect Joseph M. Tucci Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Expertise on Board 12 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy M. Haley Mgmt For For For 2 Elect Leslie Kilgore Mgmt For For For 3 Elect Ann Mather Mgmt For Abstain Against 4 Elect Susan Rice Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Newell Brands Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bridget M. Ryan Mgmt For For For Berman 2 Elect Patrick D. Mgmt For For For Campbell 3 Elect James R. Craigie Mgmt For For For 4 Elect Debra A. Crew Mgmt For For For 5 Elect Brett M. Icahn Mgmt For For For 6 Elect Gerardo I. Lopez Mgmt For For For 7 Elect Courtney R. Mgmt For For For Mather 8 Elect Michael B. Polk Mgmt For For For 9 Elect Judith A. Mgmt For For For Sprieser 10 Elect Robert A. Steele Mgmt For For For 11 Elect Steven J. Strobel Mgmt For For For 12 Elect Michael A. Todman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to Mgmt For For For Certificate to Permit Shareholders to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 17 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Diversity Report ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect John C. Mgmt For For For Lechleiter 1.3 Elect Michelle Peluso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Norwegian Cruise Line Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status NCLH CUSIP G66721104 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank J. Del Rio Mgmt For For For 2 Elect Chad A. Leat Mgmt For For For 3 Elect Steve Martinez Mgmt For For For 4 Elect Pamela Mgmt For For For Thomas-Graham 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Bye-Laws to Delete Obsolete Provisions 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CUSIP 66987V109 02/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 5 Authority to Mgmt For For For Repurchase Shares 6 Dividend in Kind to Mgmt For For For Effect Spin-Off of Alcon Inc. 7 Board Compensation Mgmt For For For 8 Executive Compensation Mgmt For For For 9 Compensation Report Mgmt For For For 10 Elect Jorg Reinhardt Mgmt For For For as Board Chair 11 Elect Nancy C. Andrews Mgmt For For For 12 Elect Ton Buchner Mgmt For For For 13 Elect Srikant M. Datar Mgmt For For For 14 Elect Elizabeth Doherty Mgmt For For For 15 Elect Ann M. Fudge Mgmt For For For 16 Elect Frans van Houten Mgmt For For For 17 Elect Andreas von Mgmt For For For Planta 18 Elect Charles L. Mgmt For For For Sawyers 19 Elect Enrico Vanni Mgmt For For For 20 Elect William T. Mgmt For For For Winters 21 Elect Patrice Bula Mgmt For For For 22 Elect Srikant M. Datar Mgmt For For For as Compensation Committee Member 23 Elect Ann M. Fudge as Mgmt For For For Compensation Committee Member 24 Elect Enrico Vanni as Mgmt For For For Compensation Committee Member 25 Elect William T. Mgmt For For For Winters as Compensation Committee Member 26 Elect Patrice Bula as Mgmt For For For Compensation Committee Member 27 Appointment of Auditor Mgmt For For For 28 Appointment of Mgmt For For For Independent Proxy 29 Additional or Amended Mgmt For Against Against Proposals ________________________________________________________________________________ NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Matthew Carter, Mgmt For For For Jr. 3 Elect Lawrence S. Coben Mgmt For For For 4 Elect Heather Cox Mgmt For For For 5 Elect Terry G. Dallas Mgmt For For For 6 Elect Mauricio Mgmt For For For Gutierrez 7 Elect William E. Hantke Mgmt For For For 8 Elect Paul W. Hobby Mgmt For For For 9 Elect Anne C. Mgmt For For For Schaumburg 10 Elect Thomas H. Mgmt For For For Weidemeyer 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lloyd J Austin Mgmt For For For III 1.2 Elect Patrick J. Mgmt For For For Dempsey 1.3 Elect John J. Ferriola Mgmt For For For 1.4 Elect Victoria F. Mgmt For For For Haynes 1.5 Elect Christopher J. Mgmt For For For Kearney 1.6 Elect Laurette T. Mgmt For For For Koellner 1.7 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Nutrien Ltd Ticker Security ID: Meeting Date Meeting Status NTR CINS 67077M108 07/19/2018 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Christopher M. Mgmt For For For Burley 3 Elect Maura J. Clark Mgmt For For For 4 Elect John W. Estey Mgmt For For For 5 Elect David C. Everitt Mgmt For For For 6 Elect Russell K. Mgmt For For For Girling 7 Elect Gerald W. Grandey Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Alice D. Laberge Mgmt For For For 10 Elect Consuelo E. Mgmt For For For Madere 11 Elect Charles V. Magro Mgmt For For For 12 Elect Keith G. Martell Mgmt For For For 13 Elect A. Anne McLellan Mgmt For For For 14 Elect Derek G. Pannell Mgmt For For For 15 Elect Aaron W. Regent Mgmt For For For 16 Elect Mayo M. Schmidt Mgmt For For For 17 Elect Jochen E. Tilk Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 2018 Stock Option Plan Mgmt For For For 20 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nutrien Ltd. Ticker Security ID: Meeting Date Meeting Status NTR CINS 67077M108 05/09/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Christopher M. Mgmt For For For Burley 3 Elect Maura J. Clark Mgmt For For For 4 Elect John W. Estey Mgmt For For For 5 Elect David C. Everitt Mgmt For For For 6 Elect Russell K. Mgmt For For For Girling 7 Elect Miranda C. Hubbs Mgmt For For For 8 Elect Alice D. Laberge Mgmt For For For 9 Elect Consuelo E. Mgmt For For For Madere 10 Elect Charles V. Magro Mgmt For For For 11 Elect Keith G. Martell Mgmt For For For 12 Elect Aaron W. Regent Mgmt For For For 13 Elect Mayo M. Schmidt Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NVR, Inc. Ticker Security ID: Meeting Date Meeting Status NVR CUSIP 62944T105 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. E. Andrews Mgmt For For For 2 Elect Thomas D. Eckert Mgmt For For For 3 Elect Alfred E. Festa Mgmt For For For 4 Elect Ed Grier Mgmt For For For 5 Elect Manuel H. Johnson Mgmt For For For 6 Elect Alexandra A Jung Mgmt For For For 7 Elect Mel Martinez Mgmt For For For 8 Elect William A. Moran Mgmt For For For 9 Elect David A. Preiser Mgmt For For For 10 Elect W. Grady Rosier Mgmt For For For 11 Elect Susan Williamson Mgmt For For For Ross 12 Elect Dwight C. Schar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ocean Outdoor Limited Ticker Security ID: Meeting Date Meeting Status OOUT CINS G6702A108 06/05/2019 Voted Meeting Type Country of Trade Annual Virgin Islands (British) Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Tom Goddard Mgmt For For For 3 Elect Tim Bleakley Mgmt For For For 4 Elect Robert D. Marcus Mgmt For For For 5 Elect Martin Soderstrom Mgmt For For For 6 Elect Sangeeta Desai Mgmt For For For 7 Elect Thomas Ebeling Mgmt For For For 8 Elect Andrew Miller Mgmt For For For 9 Elect Aryeh B. Bourkoff Mgmt For For For 10 Elect Andrew G. Barron Mgmt For For For 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank A. Bozich Mgmt For For For 2 Elect James H. Brandi Mgmt For For For 3 Elect Peter D. Clarke Mgmt For For For 4 Elect Luke R. Corbett Mgmt For For For 5 Elect David L. Hauser Mgmt For For For 6 Elect Judy R. Mgmt For For For McReynolds 7 Elect David E. Rainbolt Mgmt For For For 8 Elect J. Michael Sanner Mgmt For For For 9 Elect Sheila G. Talton Mgmt For For For 10 Elect Sean Trauschke Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Paccar Inc. Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark C. Pigott Mgmt For For For 2 Elect Ronald E. Mgmt For For For Armstrong 3 Elect Alison J. Mgmt For For For Carnwath 4 Elect Franklin L Feder Mgmt For For For 5 Elect Beth E. Ford Mgmt For For For 6 Elect Kirk S. Hachigian Mgmt For For For 7 Elect Roderick C. Mgmt For For For McGeary 8 Elect John M. Pigott Mgmt For For For 9 Elect Mark A. Schulz Mgmt For For For 10 Elect Gregory M. Mgmt For For For Spierkel 11 Elect Charles R. Mgmt For For For Williamson 12 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act By Written Consent ________________________________________________________________________________ Penumbra, Inc. Ticker Security ID: Meeting Date Meeting Status PEN CUSIP 70975L107 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don Kassing Mgmt For For For 1.2 Elect Thomas C. Mgmt For For For Wilder, III 1.3 Elect Janet Leeds Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ People's United Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John P. Barnes Mgmt For For For 2 Elect Collin P. Baron Mgmt For For For 3 Elect Kevin T. Mgmt For For For Bottomley 4 Elect George P. Carter Mgmt For For For 5 Elect Jane P. Chwick Mgmt For For For 6 Elect William F. Cruger Mgmt For For For 7 Elect John K. Dwight Mgmt For For For 8 Elect Jerry Franklin Mgmt For For For 9 Elect Janet M. Hansen Mgmt For For For 10 Elect Nancy McAllister Mgmt For For For 11 Elect Mark W. Richards Mgmt For For For 12 Elect Kirk W. Walters Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Directors' Equity Compensation Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect Cesar Conde Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Richard W. Fisher Mgmt For For For 6 Elect Michelle D. Gass Mgmt For For For 7 Elect William R. Mgmt For For For Johnson 8 Elect Ramon L. Laguarta Mgmt For For For 9 Elect David C. Page Mgmt For For For 10 Elect Robert C. Pohlad Mgmt For For For 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Darren Walker Mgmt For For For 13 Elect Alberto Weisser Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Elimination of Mgmt For For For Supermajority Requirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Pesticide Reporting ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald E. Mgmt For For For Blaylock 2 Elect Albert Bourla Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Joseph J. Mgmt For For For Echevarria 5 Elect Helen H. Hobbs Mgmt For For For 6 Elect James M. Kilts Mgmt For For For 7 Elect Dan R. Littman Mgmt For For For 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Suzanne Nora Mgmt For For For Johnson 10 Elect Ian C. Read Mgmt For For For 11 Elect James C. Smith Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approve the 2019 Stock Mgmt For For For Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right To Act By Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andre Mgmt For For For Calantzopoulos 2 Elect Louis C. Mgmt For For For Camilleri 3 Elect Massimo Ferragamo Mgmt For For For 4 Elect Werner Geissler Mgmt For For For 5 Elect Lisa A. Hook Mgmt For For For 6 Elect Jennifer Xin-Zhe Mgmt For For For Li 7 Elect Jun Makihara Mgmt For For For 8 Elect Kalpana Morparia Mgmt For For For 9 Elect Lucio A. Noto Mgmt For For For 10 Elect Frederik Paulsen Mgmt For For For 11 Elect Robert B. Polet Mgmt For For For 12 Elect Stephen M. Wolf Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Brandt Mgmt For For For 1.2 Elect Denis A. Cortese Mgmt For For For 1.3 Elect Richard P. Fox Mgmt For For For 1.4 Elect Michael L. Mgmt For For For Gallagher 1.5 Elect Dale E. Klein Mgmt For For For 1.6 Elect Humberto S. Lopez Mgmt For For For 1.7 Elect Kathryn L. Munro Mgmt For For For 1.8 Elect Bruce J. Mgmt For For For Nordstrom 1.9 Elect Paula J. Sims Mgmt For For For 1.10 Elect James E. Mgmt For For For Trevathan, Jr. 1.11 Elect David P. Wagener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ PS Business Parks, Inc. Ticker Security ID: Meeting Date Meeting Status PSB CUSIP 69360J107 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald L. Mgmt For For For Havner, Jr. 1.2 Elect Maria R. Mgmt For For For Hawthorne 1.3 Elect Jennifer Holden Mgmt For For For Dunbar 1.4 Elect James H. Kropp Mgmt For For For 1.5 Elect Gary E. Pruitt Mgmt For For For 1.6 Elect Robert S. Rollo Mgmt For For For 1.7 Elect Joseph D. Mgmt For For For Russell, Jr. 1.8 Elect Peter Schultz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Public Storage Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 04/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald L. Mgmt For For For Havner, Jr. 2 Elect Tamara Hughes Mgmt For For For Gustavson 3 Elect Uri P. Harkham Mgmt For For For 4 Elect Leslie Stone Mgmt For For For Heisz 5 Elect B. Wayne Hughes, Mgmt For For For Jr. 6 Elect Avedick B. Mgmt For For For Poladian 7 Elect Gary E. Pruitt Mgmt For For For 8 Elect John Reyes Mgmt For For For 9 Elect Joseph D. Mgmt For For For Russell, Jr. 10 Elect Ronald P. Spogli Mgmt For For For 11 Elect Daniel C. Staton Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Qualcomm, Inc. Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For For For Alexander 2 Elect Mark Fields Mgmt For For For 3 Elect Jeffrey W. Mgmt For For For Henderson 4 Elect Ann M. Livermore Mgmt For For For 5 Elect Harish M. Manwani Mgmt For For For 6 Elect Mark D. Mgmt For For For McLaughlin 7 Elect Steven M. Mgmt For For For Mollenkopf 8 Elect Clark T. Randt, Mgmt For For For Jr. 9 Elect Francisco Ros Mgmt For For For 10 Elect Irene B. Mgmt For For For Rosenfeld 11 Elect Neil Smit Mgmt For For For 12 Elect Anthony J. Mgmt For For For Vinciquerra 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CUSIP 752344309 11/07/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Scheme of Mgmt For For For Arrangement 2 Effect Scheme of Mgmt For For For Arrangement ________________________________________________________________________________ Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christine R. Mgmt For For For Detrick 2 Elect John J. Gauthier Mgmt For For For 3 Elect Alan C. Henderson Mgmt For For For 4 Elect Anna Manning Mgmt For For For 5 Elect Hazel M. Mgmt For For For McNeilage 6 Elect Steven C. Van Wyk Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sarah J. Anderson Mgmt For For For 2 Elect Karen W. Colonias Mgmt For For For 3 Elect John G. Figueroa Mgmt For For For 4 Elect David H. Hannah Mgmt For For For 5 Elect Mark V. Kaminski Mgmt For For For 6 Elect Robert A. McEvoy Mgmt For For For 7 Elect Gregg J. Mollins Mgmt For For For 8 Elect Andrew G. Mgmt For For For Sharkey III 9 Elect Douglas W. Mgmt For For For Stotlar 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RenaissanceRe Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status RNR CUSIP G7496G103 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Henry Klehm III Mgmt For For For 2 Elect Val Rahmani Mgmt For For For 3 Elect Carol P. Sanders Mgmt For For For 4 Elect Cynthia Mary Mgmt For For For Trudell 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Manuel Kadre Mgmt For For For 2 Elect Tomago Collins Mgmt For For For 3 Elect Thomas W. Handley Mgmt For For For 4 Elect Jennifer M Kirk Mgmt For For For 5 Elect Michael Larson Mgmt For For For 6 Elect Kim S. Pegula Mgmt For For For 7 Elect Ramon A. Mgmt For For For Rodriguez 8 Elect Donald W. Slager Mgmt For For For 9 Elect James P. Snee Mgmt For For For 10 Elect John M. Trani Mgmt For For For 11 Elect Sandra M Volpe Mgmt For For For 12 Elect Katharine Mgmt For For For Weymouth 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Blake D. Moret Mgmt For For For 1.2 Elect Thomas W. Mgmt For For For Rosamilia 1.3 Elect Patricia A. Mgmt For For For Watson 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Balmuth Mgmt For For For 2 Elect K. Gunnar Mgmt For For For Bjorklund 3 Elect Michael J. Bush Mgmt For For For 4 Elect Norman A. Ferber Mgmt For For For 5 Elect Sharon D. Garrett Mgmt For For For 6 Elect Stephen D. Mgmt For For For Milligan 7 Elect George P. Orban Mgmt For For For 8 Elect Michael Mgmt For Abstain Against O'Sullivan 9 Elect Gregory L. Mgmt For For For Quesnel 10 Elect Barbara Rentler Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Report ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect Stephen R. Howe, Mgmt For For For Jr 4 Elect William L. Kimsey Mgmt For For For 5 Elect Maritza Gomez Mgmt For For For Montiel 6 Elect Ann S. Moore Mgmt For For For 7 Elect Eyal M. Ofer Mgmt For For For 8 Elect Thomas J. Mgmt For For For Pritzker 9 Elect William K. Reilly Mgmt For For For 10 Elect Vagn Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Sanwa Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 5929 CINS J6858G104 06/26/2019 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Toshitaka Mgmt For For For Takayama 4 Elect Yasushi Takayama Mgmt For For For 5 Elect Hiroatsu Fujisawa Mgmt For For For 6 Elect Masahiro Fukuda Mgmt For For For 7 Elect Meiji Takayama Mgmt For For For 8 Elect Makoto Yasuda Mgmt For For For ________________________________________________________________________________ Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Srinivas Akkaraju Mgmt For For For 1.2 Elect Marc E. Lippman Mgmt For For For 1.3 Elect Daniel Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Kathleen Brown Mgmt For For For 3 Elect Andres Conesa Mgmt For For For Labastida 4 Elect Maria Mgmt For For For Contreras-Sweet 5 Elect Pablo A. Ferrero Mgmt For For For 6 Elect William D. Jones Mgmt For For For 7 Elect Jeffrey W. Martin Mgmt For For For 8 Elect Michael N. Mears Mgmt For For For 9 Elect William C. Mgmt For For For Rusnack 10 Elect Lynn Schenk Mgmt For For For 11 Elect Jack T. Taylor Mgmt For For For 12 Elect Cynthia L Walker Mgmt For For For 13 Elect James C. Yardley Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of the 2019 Mgmt For For For Long-Term Incentive Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ ServiceNow, Inc. Ticker Security ID: Meeting Date Meeting Status NOW CUSIP 81762P102 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Teresa Briggs Mgmt For For For 2 Elect Paul E. Mgmt For For For Chamberlain 3 Elect Tamar Yehoshua Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Shopify Inc. Ticker Security ID: Meeting Date Meeting Status SHOP CUSIP 82509L107 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tobias Lutke Mgmt For For For 1.2 Elect Robert G. Ashe Mgmt For For For 1.3 Elect Gail Goodman Mgmt For For For 1.4 Elect Colleen M. Mgmt For For For Johnston 1.5 Elect Jeremy Levine Mgmt For For For 1.6 Elect John Phillips Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Silicon Motion Technology Corporation Ticker Security ID: Meeting Date Meeting Status SIMO CUSIP 82706C108 09/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Additional Mgmt For For For Directors (Slate) 2 Elect Han-Ping D. Shieh Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Simon Property Group, Inc. Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glyn F. Aeppel Mgmt For For For 2 Elect Larry C. Mgmt For For For Glasscock 3 Elect Karen N. Horn Mgmt For For For 4 Elect Allan B. Hubbard Mgmt For For For 5 Elect Reuben S. Mgmt For For For Leibowitz 6 Elect Gary M. Rodkin Mgmt For For For 7 Elect Stefan M. Selig Mgmt For For For 8 Elect Daniel C. Smith Mgmt For For For 9 Elect J. Albert Smith, Mgmt For For For Jr. 10 Elect Marta R. Stewart Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Approval of the 2019 Mgmt For For For Stock Incentive Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Skechers U.S.A., Inc. Ticker Security ID: Meeting Date Meeting Status SKX CUSIP 830566105 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Greenberg Mgmt For For For 1.2 Elect David Weinberg Mgmt For For For 1.3 Elect Jeffrey Greenberg Mgmt For For For 2 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity Report ________________________________________________________________________________ SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Alschuler Mgmt For For For 2 Elect Edwin T. Burton Mgmt For For For III 3 Elect Lauren B. Dillard Mgmt For For For 4 Elect Stephen L. Green Mgmt For For For 5 Elect Craig M. Hatkoff Mgmt For For For 6 Elect Andrew W. Mathias Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SLM Corporation Ticker Security ID: Meeting Date Meeting Status SLM CUSIP 78442P106 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul G. Child Mgmt For For For 2 Elect Carter Warren Mgmt For For For Franke 3 Elect Earl A. Goode Mgmt For For For 4 Elect Marianne M. Keler Mgmt For For For 5 Elect Mark L. Lavelle Mgmt For For For 6 Elect Jim Matheson Mgmt For For For 7 Elect Frank C. Puleo Mgmt For For For 8 Elect Raymond J. Mgmt For For For Quinlan 9 Elect Vivian C. Mgmt For For For Schneck-Last 10 Elect William N. Mgmt For For For Shiebler 11 Elect Robert S. Strong Mgmt For For For 12 Elect Kirsten O. Mgmt For For For Wolberg 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Biegler Mgmt For For For 2 Elect J. Veronica Mgmt For For For Biggins 3 Elect Douglas H. Brooks Mgmt For For For 4 Elect William H. Mgmt For For For Cunningham 5 Elect John G. Denison Mgmt For For For 6 Elect Thomas W. Mgmt For For For Gilligan 7 Elect Gary C. Kelly Mgmt For For For 8 Elect Grace D. Lieblein Mgmt For For For 9 Elect Nancy B. Loeffler Mgmt For For For 10 Elect John T. Montford Mgmt For For For 11 Elect Ron Ricks Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Splunk Inc. Ticker Security ID: Meeting Date Meeting Status SPLK CUSIP 848637104 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Carges Mgmt For For For 2 Elect Elisa A. Steele Mgmt For For For 3 Elect Sri Viswanath Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Spotify Technology S.A. Ticker Security ID: Meeting Date Meeting Status SPOT CUSIP L8681T102 04/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board Mgmt For For For Acts 4 Elect Daniel Ek Mgmt For For For 5 Elect Martin Lorentzon Mgmt For For For 6 Elect Shishir S. Mgmt For For For Mehrotra 7 Elect Christopher P. Mgmt For For For Marshall 8 Elect Heidi O'Neill Mgmt For For For 9 Elect Theodore A. Mgmt For For For Sarandos 10 Elect Thomas O. Staggs Mgmt For For For 11 Elect Cristina Stenbeck Mgmt For For For 12 Elect Padmasree Warrior Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ SS&C Technologies Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SSNC CUSIP 78467J100 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Smita Conjeevaram Mgmt For For For 1.2 Elect Michael E. Mgmt For For For Daniels 1.3 Elect William C. Stone Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Steelcase, Inc. Ticker Security ID: Meeting Date Meeting Status SCS CUSIP 858155203 07/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lawrence J. Mgmt For For For Blanford 2 Elect Timothy C.E. Mgmt For For For Brown 3 Elect Connie K. Mgmt For For For Duckworth 4 Elect David W. Joos Mgmt For For For 5 Elect James P. Keane Mgmt For For For 6 Elect Todd P. Kelsey Mgmt For For For 7 Elect Jennifer C. Mgmt For For For Niemann 8 Elect Robert C. Pew III Mgmt For For For 9 Elect Cathy D. Ross Mgmt For For For 10 Elect Peter M. Wege II Mgmt For For For 11 Elect P. Craig Welch, Mgmt For For For Jr. 12 Elect Kate Pew Wolters Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Store Capital Corp Ticker Security ID: Meeting Date Meeting Status STOR CUSIP 862121100 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph M. Donovan Mgmt For For For 1.2 Elect Mary Fedewa Mgmt For For For 1.3 Elect Morton H. Mgmt For For For Fleischer 1.4 Elect William F. Hipp Mgmt For For For 1.5 Elect Catherine D. Rice Mgmt For For For 1.6 Elect Einar A. Seadler Mgmt For For For 1.7 Elect Rajath Shourie Mgmt For For For 1.8 Elect Quentin P. Mgmt For For For Smith, Jr. 1.9 Elect Christopher H. Mgmt For For For Volk 2 Approval of an Mgmt For For For Amendment to the Company's Bylaws to Allow Shareholders to Amend the Bylaws 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stryker Corporation Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary K. Brainerd Mgmt For For For 2 Elect Srikant M. Datar Mgmt For For For 3 Elect Roch Doliveux Mgmt For For For 4 Elect Louise L. Mgmt For For For Francesconi 5 Elect Allan C. Golston Mgmt For For For 6 Elect Kevin A. Lobo Mgmt For For For 7 Elect Sherilyn S. McCoy Mgmt For For For 8 Elect Andrew K. Mgmt For For For Silvernail 9 Elect Ronda E. Stryker Mgmt For For For 10 Elect Rajeev Suri Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TD Ameritrade Holding Corporation Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP 87236Y108 02/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bharat B. Masrani Mgmt For For For 1.2 Elect Irene R. Miller Mgmt For For For 1.3 Elect Todd M. Ricketts Mgmt For For For 1.4 Elect Allan R. Tessler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TE Connectivity Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Terrence R. Mgmt For For For Curtin 3 Elect Carol A. Davidson Mgmt For For For 4 Elect William A. Mgmt For For For Jeffrey 5 Elect David M. Kerko Mgmt For For For 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Yong Nam Mgmt For For For 8 Elect Daniel J. Phelan Mgmt For For For 9 Elect Paula A. Sneed Mgmt For For For 10 Elect Abhijit Y. Mgmt For For For Talwalkar 11 Elect Mark C. Trudeau Mgmt For For For 12 Elect Laura H. Wright Mgmt For For For 13 Elect Thomas J. Lynch Mgmt For For For as Chair 14 Elect Daniel J. Phelan Mgmt For For For 15 Elect Paula A. Sneed Mgmt For For For 16 Elect Abhijit Y. Mgmt For For For Talwalkar 17 Elect Mark C. Trudeau Mgmt For For For 18 Appointment of the Mgmt For For For Independent Proxy 19 Approval of Annual Mgmt For For For Report 20 Approval of Statutory Mgmt For For For Financial Statements 21 Approval of Mgmt For For For Consolidated Financial Statements 22 Release of Board of Mgmt For For For Directors and Executive Officers 23 Appointment of Auditor Mgmt For For For 24 Deloitte AG, Zurich Mgmt For For For 25 PricewaterhouseCoopers Mgmt For For For AG, Zurich 26 Advisory Vote on Mgmt For For For Executive Compensation 27 Executive Compensation Mgmt For For For 28 Board Compensation Mgmt For For For 29 Appropriation of Mgmt For For For Earnings 30 Declaration of Dividend Mgmt For For For 31 Authority to Mgmt For For For Repurchase Shares 32 Reduction of Share Mgmt For For For Capital 33 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Teleflex Incorporated Ticker Security ID: Meeting Date Meeting Status TFX CUSIP 879369106 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John C. Mgmt For For For Heinmiller 2 Elect Andrew A. Mgmt For For For Krakauer 3 Elect Richard A. Packer Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board and Auditor Mgmt For For For Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For Against Against (Slate) 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorisation of Mgmt For For For Electronic Communication ________________________________________________________________________________ The Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kermit R. Mgmt For For For Crawford 2 Elect Michael L. Eskew Mgmt For For For 3 Elect Margaret M. Keane Mgmt For For For 4 Elect Siddharth N. Mgmt For For For Mehta 5 Elect Jacques P. Perold Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect Gregg M. Sherrill Mgmt For For For 8 Elect Judith A. Mgmt For For For Sprieser 9 Elect Perry M. Traquina Mgmt For For For 10 Elect Thomas J. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2019 Mgmt For For For Equity Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert A. Allen Mgmt For For For 2 Elect Ronald W. Allen Mgmt For For For 3 Elect Marc Bolland Mgmt For For For 4 Elect Ana Patricia Mgmt For For For Botin-Sanz de Sautuola y O'Shea 5 Elect Christopher C. Mgmt For For For Davis 6 Elect Barry Diller Mgmt For For For 7 Elect Helene D. Gayle Mgmt For For For 8 Elect Alexis M. Herman Mgmt For For For 9 Elect Robert A. Kotick Mgmt For For For 10 Elect Maria Elena Mgmt For For For Lagomasino 11 Elect James Quincey Mgmt For For For 12 Elect Caroline J. Tsay Mgmt For For For 13 Elect David B. Weinberg Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Sugar and Public Health ________________________________________________________________________________ The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela M. Arway Mgmt For For For 1.2 Elect James W. Brown Mgmt For For For 1.3 Elect Michele G. Buck Mgmt For For For 1.4 Elect Charles A. Davis Mgmt For For For 1.5 Elect Mary Kay Haben Mgmt For For For 1.6 Elect James C. Katzman Mgmt For For For 1.7 Elect M. Diane Koken Mgmt For For For 1.8 Elect Robert M. Malcolm Mgmt For For For 1.9 Elect Anthony J. Palmer Mgmt For For For 1.10 Elect Juan R. Perez Mgmt For For For 1.11 Elect Wendy L. Mgmt For For For Schoppert 1.12 Elect David L. Shedlarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Jeffery H. Boyd Mgmt For For For 4 Elect Gregory D. Mgmt For For For Brenneman 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert P. Carey Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Manuel Kadre Mgmt For For For 11 Elect Stephanie C. Mgmt For For For Linnartz 12 Elect Craig A. Menear Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings 17 Shareholder Proposal ShrHoldr Against Against For Regarding Prison Labor ________________________________________________________________________________ The J. M. Smucker Company Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Paul J. Dolan Mgmt For For For 3 Elect Jay L. Henderson Mgmt For For For 4 Elect Elizabeth Valk Mgmt For For For Long 5 Elect Gary A. Oatey Mgmt For For For 6 Elect Kirk L. Perry Mgmt For For For 7 Elect Sandra Pianalto Mgmt For For For 8 Elect Nancy Lopez Mgmt For For For Russell 9 Elect Alex Shumate Mgmt For For For 10 Elect Mark T. Smucker Mgmt For For For 11 Elect Richard K. Mgmt For For For Smucker 12 Elect Timothy P. Mgmt For For For Smucker 13 Elect Dawn C. Mgmt For For For Willoughby 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nora. A. Mgmt For For For Aufreiter 2 Elect Anne Gates Mgmt For For For 3 Elect Susan J. Kropf Mgmt For For For 4 Elect W. Rodney Mgmt For For For McMullen 5 Elect Jorge P. Montoya Mgmt For For For 6 Elect Clyde R. Moore Mgmt For For For 7 Elect James A. Runde Mgmt For For For 8 Elect Ronald L. Sargent Mgmt For For For 9 Elect Bobby S. Mgmt For For For Shackouls 10 Elect Mark S. Sutton Mgmt For For For 11 Elect Ashok Vemuri Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2019 Mgmt For For For Long-Term Incentive Plan 14 Amend Regulations to Mgmt For For For Permit the Board to Amend the Regulations 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ The Middleby Corporation Ticker Security ID: Meeting Date Meeting Status MIDD CUSIP 596278101 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sarah Palisi Mgmt For For For Chapin 1.2 Elect Timothy J. Mgmt For For For Fitzgerald 1.3 Elect Cathy L. McCarthy Mgmt For For For 1.4 Elect John R. Miller Mgmt For For For III 1.5 Elect Gordon O'Brien Mgmt For For For 1.6 Elect Nassem Ziyad Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Alvarado Mgmt For For For 2 Elect Charles E. Bunch Mgmt For For For 3 Elect Debra A. Cafaro Mgmt For For For 4 Elect Marjorie Rodgers Mgmt For For For Cheshire 5 Elect William S. Mgmt For For For Demchak 6 Elect Andrew T. Mgmt For For For Feldstein 7 Elect Richard J. Mgmt For For For Harshman 8 Elect Daniel R. Hesse Mgmt For For For 9 Elect Richard B. Kelson Mgmt For For For 10 Elect Linda R. Medler Mgmt For For For 11 Elect Martin Pfinsgraff Mgmt For For For 12 Elect Toni Mgmt For For For Townes-Whitley 13 Elect Michael J. Ward Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Mgmt For For For Anderson 2 Elect Arthur F. Anton Mgmt For For For 3 Elect Jeff M. Fettig Mgmt For For For 4 Elect David F. Hodnik Mgmt For For For 5 Elect Richard J. Kramer Mgmt For For For 6 Elect Susan J. Kropf Mgmt For For For 7 Elect John G. Morikis Mgmt For For For 8 Elect Christine A. Poon Mgmt For For For 9 Elect John M. Stropki, Mgmt For For For Jr. 10 Elect Michael H. Thaman Mgmt For For For 11 Elect Matthew Thornton Mgmt For For For III 12 Elect Steven H. Wunning Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janaki Akella Mgmt For For For 2 Elect Juanita Powell Mgmt For For For Baranco 3 Elect Jon A. Boscia Mgmt For For For 4 Elect Henry A. Clark Mgmt For For For III 5 Elect Anthony F. Mgmt For For For Earley, Jr. 6 Elect Thomas A. Fanning Mgmt For For For 7 Elect David J. Grain Mgmt For For For 8 Elect Donald M. James Mgmt For For For 9 Elect John D. Johns Mgmt For For For 10 Elect Dale E. Klein Mgmt For For For 11 Elect Ernest J. Moniz Mgmt For For For 12 Elect William G. Mgmt For For For Smith, Jr. 13 Elect Steven R. Specker Mgmt For For For 14 Elect Larry D. Thompson Mgmt For For For 15 Elect E. Jenner Wood Mgmt For For For III 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Mgmt For For For Berkery 4 Elect David T. Ching Mgmt For For For 5 Elect Ernie Herrman Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect Jackwyn L. Mgmt For For For Nemerov 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Gender and Ethnicity Pay Equity Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Prison Labor Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Human Rights Risks ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 10/22/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ The Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Beller Mgmt For For For 2 Elect Janet M. Dolan Mgmt For For For 3 Elect Patricia L. Mgmt For For For Higgins 4 Elect William J. Kane Mgmt For For For 5 Elect Clarence Otis, Mgmt For For For Jr. 6 Elect Philip T. Mgmt For For For Ruegger III 7 Elect Todd C. Mgmt For For For Schermerhorn 8 Elect Alan D. Schnitzer Mgmt For For For 9 Elect Donald J. Shepard Mgmt For For For 10 Elect Laurie J. Thomsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding Diversity Reporting ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia T. Mgmt For For For Jamison 1.2 Elect Ricardo Cardenas Mgmt For For For 1.3 Elect Denise L. Jackson Mgmt For For For 1.4 Elect Thomas A. Mgmt For For For Kingsbury 1.5 Elect Ramkumar Krishnan Mgmt For For For 1.6 Elect George MacKenzie Mgmt For For For 1.7 Elect Edna K. Morris Mgmt For For For 1.8 Elect Mark J. Weikel Mgmt For For For 1.9 Elect Gregory A. Mgmt For For For Sandfort 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TransUnion Ticker Security ID: Meeting Date Meeting Status TRU CUSIP 89400J107 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George M. Awad Mgmt For For For 1.2 Elect Christopher A. Mgmt For For For Cartwright 1.3 Elect Siddharth N. Mgmt For For For Mehta 1.4 Elect Andrew Prozes Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ UDR, Inc. Ticker Security ID: Meeting Date Meeting Status UDR CUSIP 902653104 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Katherine A. Mgmt For For For Cattanach 2 Elect Jon A. Grove Mgmt For For For 3 Elect Mary Ann King Mgmt For For For 4 Elect James D. Mgmt For For For Klingbeil 5 Elect Clint D. Mgmt For For For McDonnough 6 Elect Robert A. Mgmt For For For McNamara 7 Elect Mark R. Patterson Mgmt For For For 8 Elect Thomas W. Toomey Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect M. Shawn Bort Mgmt For For For 2 Elect Theodore A. Dosch Mgmt For For For 3 Elect Richard W. Mgmt For For For Gochnauer 4 Elect Alan N. Harris Mgmt For For For 5 Elect Frank S. Hermance Mgmt For For For 6 Elect Anne Pol Mgmt For For For 7 Elect Kelly A. Romano Mgmt For For For 8 Elect Marvin O. Mgmt For For For Schlanger 9 Elect James B. Mgmt For For For Stallings, Jr. 10 Elect John L. Walsh Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UAA CUSIP 904311107 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin A. Plank Mgmt For For For 1.2 Elect George W. Mgmt For For For Bodenheimer 1.3 Elect Douglas E. Mgmt For For For Coltharp 1.4 Elect Jerri L. DeVard Mgmt For For For 1.5 Elect Mohamed A. Mgmt For For For El-Erian 1.6 Elect Karen W. Katz Mgmt For For For 1.7 Elect Alvin B. Krongard Mgmt For For For 1.8 Elect William R. Mgmt For Withhold Against McDermott 1.9 Elect Eric T. Olson Mgmt For For For 1.10 Elect Harvey L. Sanders Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Omnibus Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect William J. Mgmt For For For DeLaney 4 Elect David B. Dillon Mgmt For For For 5 Elect Lance M. Fritz Mgmt For For For 6 Elect Deborah C. Mgmt For For For Hopkins 7 Elect Jane H. Lute Mgmt For For For 8 Elect Michael R. Mgmt For For For McCarthy 9 Elect Thomas F. Mgmt For For For McLarty III 10 Elect Bhavesh V. Patel Mgmt For For For 11 Elect Jose H. Mgmt For For For Villarreal 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Richard T. Burke Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Stephen J. Mgmt For For For Hemsley 5 Elect Michele J. Hooper Mgmt For For For 6 Elect F. William Mgmt For For For McNabb, III 7 Elect Valerie C. Mgmt For For For Montgomery Rice 8 Elect John H. Mgmt For For For Noseworthy 9 Elect Glenn M. Renwick Mgmt For For For 10 Elect David S. Wichmann Mgmt For For For 11 Elect Gail R. Wilensky Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Theodore H. Mgmt For For For Bunting, Jr. 2 Elect Susan L. Cross Mgmt For For For 3 Elect Susan D. DeVore Mgmt For For For 4 Elect Joseph J. Mgmt For For For Echevarria 5 Elect Cynthia L. Egan Mgmt For For For 6 Elect Kevin T. Kabat Mgmt For For For 7 Elect Timothy F. Keaney Mgmt For For For 8 Elect Gloria C. Larson Mgmt For For For 9 Elect Richard P. Mgmt For For For McKenney 10 Elect Ronald. P. Mgmt For For For O'Hanley 11 Elect Francis J. Shammo Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ US Foods Holding Corp. Ticker Security ID: Meeting Date Meeting Status USFD CUSIP 912008109 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Mgmt For For For Dutkowsky 2 Elect Sunil Gupta Mgmt For For For 3 Elect Pietro Satriano Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of the 2019 Mgmt For For For Long-Term Incentive Plan 6 Repeal of Classified Mgmt For For For Board 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Veeva Systems Inc. Ticker Security ID: Meeting Date Meeting Status VEEV CUSIP 922475108 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald E. F. Codd Mgmt For For For 1.2 Elect Peter P. Gassner Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Veoneer, Inc. Ticker Security ID: Meeting Date Meeting Status VNE CUSIP 92336X109 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Durcan Mgmt For For For 2 Elect Jonas Synnergren Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Advisory Vote on Mgmt For Against Against Retention of Classified Board 6 Advisory Vote on Mgmt For For For Retention of Exclusive Forum Provision 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VeriSign, Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect D. James Bidzos Mgmt For For For 2 Elect Kathleen A. Cote Mgmt For For For 3 Elect Thomas F. Frist, Mgmt For For For III 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Roger H. Moore Mgmt For For For 6 Elect Louis A. Simpson Mgmt For For For 7 Elect Timothy Tomlinson Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chair ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Melanie L. Healey Mgmt For For For 5 Elect Clarence Otis, Mgmt For For For Jr. 6 Elect Daniel H. Mgmt For For For Schulman 7 Elect Rodney E. Slater Mgmt For For For 8 Elect Kathryn A. Tesija Mgmt For For For 9 Elect Hans Vestberg Mgmt For For For 10 Elect Gregory G. Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Deferral Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Online Child Exploitation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Cybersecurity 17 Shareholder Proposal ShrHoldr Against Against For Regarding Severance Approval Policy ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd A. Carney Mgmt For For For 2 Elect Mary B. Cranston Mgmt For For For 3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 4 Elect Alfred F. Kelly, Mgmt For For For Jr. 5 Elect John F. Lundgren Mgmt For For For 6 Elect Robert W. Mgmt For For For Matschullat 7 Elect Denise M. Mgmt For For For Morrison 8 Elect Suzanne Nora Mgmt For For For Johnson 9 Elect John A.C. Mgmt For For For Swainson 10 Elect Maynard G. Webb, Mgmt For For For Jr. 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VMware, Inc. Ticker Security ID: Meeting Date Meeting Status VMW CUSIP 928563402 06/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Advisory Vote on Mgmt For For For Executive Compensation 2 Amendment to the 2007 Mgmt For For For Equity and Incentive Plan 3 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Voya Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VOYA CUSIP 929089100 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Curtis Arledge Mgmt For Abstain Against 2 Elect Lynne Biggar Mgmt For For For 3 Elect Jane P. Chwick Mgmt For For For 4 Elect Ruth Ann M. Mgmt For For For Gillis 5 Elect J. Barry Griswell Mgmt For For For 6 Elect Rodney O. Mgmt For For For Martin, Jr. 7 Elect Byron H. Mgmt For For For Pollitt, Jr. 8 Elect Joseph V. Tripodi Mgmt For For For 9 Elect David K. Zwiener Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approval of the 2019 Mgmt For For For Omnibus Employee Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walgreens Boots Alliance, Inc. Ticker Security ID: Meeting Date Meeting Status WBA CUSIP 931427108 01/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose E. Almeida Mgmt For For For 2 Elect Janice M. Babiak Mgmt For For For 3 Elect David J. Brailer Mgmt For For For 4 Elect William C. Foote Mgmt For For For 5 Elect Ginger L. Graham Mgmt For For For 6 Elect John A. Lederer Mgmt For For For 7 Elect Dominic P. Murphy Mgmt For For For 8 Elect Stefano Pessina Mgmt For For For 9 Elect Leonard D. Mgmt For For For Schaeffer 10 Elect Nancy M. Mgmt For For For Schlichting 11 Elect James A. Skinner Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Employee Stock Purchase Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against Against For Regarding Use of GAAP Metrics in Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Response to Opioid Epidemic 18 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting ________________________________________________________________________________ Waste Connections, Inc. Ticker Security ID: Meeting Date Meeting Status WCN CUSIP 94106B101 05/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald J. Mgmt For For For Mittelstaedt 1.2 Elect Robert H. Davis Mgmt For Withhold Against 1.3 Elect Edward E. Guillet Mgmt For For For 1.4 Elect Michael W. Harlan Mgmt For For For 1.5 Elect Larry S. Hughes Mgmt For For For 1.6 Elect Susan Lee Mgmt For For For 1.7 Elect William J. Mgmt For For For Razzouk 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Board Size Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Policy ________________________________________________________________________________ Wayfair Inc. Ticker Security ID: Meeting Date Meeting Status W CUSIP 94419L101 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Niraj Shah Mgmt For For For 2 Elect Steven Conine Mgmt For For For 3 Elect Julie M.B. Mgmt For For For Bradley 4 Elect Robert J. Gamgort Mgmt For For For 5 Elect Andrea Jung Mgmt For For For 6 Elect Michael A. Kumin Mgmt For For For 7 Elect James Miller Mgmt For For For 8 Elect Jeffrey G. Naylor Mgmt For For For 9 Elect Romero Rodrigues Mgmt For For For 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wellcare Health Plans Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 06/24/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ WellCare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard C. Breon Mgmt For For For 2 Elect Kenneth A. Mgmt For For For Burdick 3 Elect Amy Mgmt For For For Compton-Phillips 4 Elect H. James Dallas Mgmt For For For 5 Elect Kevin F. Hickey Mgmt For For For 6 Elect Christian P. Mgmt For For For Michalik 7 Elect Bobby Jindal Mgmt For For For 8 Elect William L. Mgmt For For For Trubeck 9 Elect Kathleen E. Walsh Mgmt For For For 10 Approval of the 2019 Mgmt For For For Incentive Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Celeste A. Clark Mgmt For For For 3 Elect Theodore F. Mgmt For For For Craver, Jr. 4 Elect Elizabeth A. Duke Mgmt For For For 5 Elect Wayne M. Hewett Mgmt For For For 6 Elect Donald M. James Mgmt For For For 7 Elect Maria R. Morris Mgmt For For For 8 Elect Juan A. Pujadas Mgmt For For For 9 Elect James H. Quigley Mgmt For For For 10 Elect Ronald L. Sargent Mgmt For For For 11 Elect C. Allen Parker Mgmt For For For 12 Elect Suzanne M. Mgmt For For For Vautrinot 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Long-Term Incentive Compensation Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Incentive Compensation Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender Pay Equity Report ________________________________________________________________________________ Welltower Inc. Ticker Security ID: Meeting Date Meeting Status WELL CUSIP 95040Q104 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth J. Bacon Mgmt For For For 2 Elect Thomas J. DeRosa Mgmt For For For 3 Elect Karen B. DeSalvo Mgmt For For For 4 Elect Jeffrey H. Mgmt For For For Donahue 5 Elect Timothy J. Mgmt For For For Naughton 6 Elect Sharon M. Oster Mgmt For For For 7 Elect Sergio D. Rivera Mgmt For For For 8 Elect Johnese M. Spisso Mgmt For For For 9 Elect Kathryn M. Mgmt For For For Sullivan 10 Elect R. Scott Trumbull Mgmt For For For 11 Elect Gary Whitelaw Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Kathleen A. Cote Mgmt For For For 3 Elect Henry T. DeNero Mgmt For For For 4 Elect Tunc Doluca Mgmt For For For 5 Elect Michael D. Mgmt For For For Lambert 6 Elect Len J. Lauer Mgmt For For For 7 Elect Matthew E. Mgmt For For For Massengill 8 Elect Stephen D. Mgmt For For For Milligan 9 Elect Paula A. Price Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2017 Mgmt For For For Performance Incentive Plan 12 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westinghouse Air Brake Technologies Corporation Ticker Security ID: Meeting Date Meeting Status WAB CUSIP 929740108 05/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William E. Mgmt For For For Kassling 1.2 Elect Albert J. Mgmt For For For Neupaver 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westinghouse Air Brake Technologies Corporation Ticker Security ID: Meeting Date Meeting Status WAB CUSIP 929740108 11/14/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ WEX Inc. Ticker Security ID: Meeting Date Meeting Status WEX CUSIP 96208T104 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shikhar Ghosh Mgmt For For For 2 Elect James Neary Mgmt For For For 3 Elect Melissa D. Smith Mgmt For For For 4 Elect Daniel Callahan Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of the 2019 Mgmt For For For Equity and Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Marc R. Bitzer Mgmt For For For 3 Elect Greg Creed Mgmt For For For 4 Elect Gary T. DiCamillo Mgmt For For For 5 Elect Diane M. Dietz Mgmt For For For 6 Elect Geraldine Elliott Mgmt For For For 7 Elect Michael F. Mgmt For For For Johnston 8 Elect John D. Liu Mgmt For For For 9 Elect James M. Loree Mgmt For For For 10 Elect Harish M. Manwani Mgmt For For For 11 Elect William D. Perez Mgmt For For For 12 Elect Larry O. Spencer Mgmt For For For 13 Elect Michael D. White Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ White Mountains Insurance Group, Ltd. Ticker Security ID: Meeting Date Meeting Status WTM CUSIP G9618E107 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Morgan W. Davis Mgmt For For For 1.2 Elect Peter M. Carlson Mgmt For For For 1.3 Elect David A. Tanner Mgmt For For For 1.4 Elect Lowndes A. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wix.com Ltd. Ticker Security ID: Meeting Date Meeting Status WIX CUSIP M98068105 09/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yuval Cohen Mgmt For For For 2 Elect Ron Gutler Mgmt For For For 3 Elect Roy Saar Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Workday, Inc. Ticker Security ID: Meeting Date Meeting Status WDAY CUSIP 98138H101 06/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl Eschenbach Mgmt For For For 1.2 Elect Michael M. Mgmt For For For McNamara 1.3 Elect Jerry YANG Mgmt For For For Chih-Yuan 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wyndham Destinations, Inc. Ticker Security ID: Meeting Date Meeting Status WYND CUSIP 98310W108 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Louise F. Brady Mgmt For For For 1.2 Elect Michael D. Brown Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For For For 1.5 Elect Stephen P. Holmes Mgmt For For For 1.6 Elect Denny Marie Post Mgmt For For For 1.7 Elect Ronald L. Rickles Mgmt For For For 1.8 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2018 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Wyndham Hotels & Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status WH CUSIP 98311A105 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mukul V. Deoras Mgmt For Withhold Against 1.2 Elect Brian Mulroney Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Xylem Inc. Ticker Security ID: Meeting Date Meeting Status XYL CUSIP 98419M100 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeanne Mgmt For For For Beliveau-Dunn 2 Elect Curtis J. Mgmt For For For Crawford 3 Elect Patrick K. Decker Mgmt For For For 4 Elect Robert F. Friel Mgmt For Against Against 5 Elect Jorge M. Gomez Mgmt For For For 6 Elect Victoria D. Mgmt For For For Harker 7 Elect Sten Jakobsson Mgmt For For For 8 Elect Steven R. Mgmt For For For Loranger 9 Elect Surya N. Mgmt For For For Mohapatra 10 Elect Jerome A. Mgmt For For For Peribere 11 Elect Markos I. Mgmt For For For Tambakeras 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Yandex NV Ticker Security ID: Meeting Date Meeting Status YNDX CUSIP N97284108 06/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Extension of Term of Mgmt For For For Preparation of the 2018 Statutory Annual Accounts 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For Acts 4 Elect Rogier Rijnja Mgmt For For For 5 Elect Charles Ryan Mgmt For For For 6 Elect Alexander S. Mgmt For For For Voloshin 7 Elect Mikhail Parakhin Mgmt For For For 8 Elect Tigran Mgmt For For For Khudaverdyan 9 Authority to Cancel Mgmt For For For Shares 10 Appointment of Auditor Mgmt For For For 11 Amendment to the 2016 Mgmt For Against Against Equity Incentive Plan 12 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 13 Authority to Exclude Mgmt For Against Against Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 09/14/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Restructuring Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Zions Bancorporation, National Association Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 05/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry C. Atkin Mgmt For For For 2 Elect Gary L. Mgmt For For For Crittenden 3 Elect Suren K Gupta Mgmt For For For 4 Elect J. David Heaney Mgmt For For For 5 Elect Vivian S. Lee Mgmt For For For 6 Elect Scott J. McLean Mgmt For For For 7 Elect Edward F. Murphy Mgmt For For For 8 Elect Stephen D. Quinn Mgmt For For For 9 Elect Harris H. Simmons Mgmt For For For 10 Elect Aaron Skonnard Mgmt For For For 11 Elect Barbara A. Mgmt For For For Yastine 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation
First Investors Long Short Fund
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Proponent | Proposal Text | Management Recommendation | Vote Instruction | Voted |
uniQure NV | QURE | N90064101 | Special | 24-Oct-18 | Management | Elect Robert Gut as Executive Director | For | For | Yes |
First Investors International Fund
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Proponent | Proposal Text | Management Recommendation | Voting Policy Recommendation | Vote Instruction | Voted | Vote Against Management |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Approve Final Dividend | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Approve Remuneration Report | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Emma FitzGerald as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect David Jukes as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Pamela Kirby as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Jane Lodge as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Cormac McCarthy as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect John Moloney as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Donal Murphy as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Fergal O'Dwyer as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Elect Mark Ryan as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Re-elect Leslie Van de Walle as Director | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Authorise Market Purchase of Shares | For | For | For | Yes | No |
DCC plc | DCC | G2689P101 | Annual | 13-Jul-18 | Management | Authorise Reissuance Price Range of Treasury Shares | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Approve Standalone Financial Statements | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Approve Consolidated Financial Statements and Discharge of Board | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Approve Allocation of Income and Dividends | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Reelect Rodrigo Echenique Gordillo as Director | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Elect Pilar Lopez Alvarez as Director | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Approve Remuneration Policy | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Renew Appointment of Deloitte as Auditor | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Advisory Vote on Remuneration Report | For | For | For | Yes | No |
Industria de Diseno Textil (INDITEX) | ITX | E6282J125 | Annual | 17-Jul-18 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Accept Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Confirm Interim Dividend and Declare Final Dividend | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Elect Upendra Kumar Sinha as Director | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Elect Jalaj Ashwin Dani as Director | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Reelect B. S. Mehta as Independent Director | For | Against | Against | Yes | Yes |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Reelect Bimal Jalan as Independent Director | For | Against | Against | Yes | Yes |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Reelect J. J. Irani as Independent Director | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Reelect Deepak S. Parekh as Non-executive Director | For | Against | Against | Yes | Yes |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Approve Related Party Transactions with HDFC Bank Limited | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Approve Increase in Borrowing Powers | For | For | For | Yes | No |
Housing Development Finance Corp. Ltd. | 500010 | Y37246207 | Annual | 30-Jul-18 | Management | Approve Reappointment and Remuneration of Keki M. Mistry as Vice Chairman & Chief Executive Officer | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Approve Payment of Interim Dividend and Declare Final Dividend | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Reelect K. Sreekant as Director | For | Against | Against | Yes | Yes |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Approve Remuneration of Statutory Auditors | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Elect Seema Gupta as Director | For | Against | Against | Yes | Yes |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Elect Manoj Kumar Mittal as Director | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Elect Sunil Kumar Sharma as Director | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Elect A. R. Mahalakshmi as Director | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Approve Remuneration of Cost Auditors | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Annual | ######## | Management | Approve Issuance of Secured/Unsecured, Non-Convertible, Non-Cumulative/Cumulative, Redeemable, Taxable/Tax-Free Debentures/Bonds on Private Placement Basis | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Alain Bouchard | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Melanie Kau | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Nathalie Bourque | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Eric Boyko | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Jacques D'Amours | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Jean Elie | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Richard Fortin | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Brian Hannasch | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Monique F. Leroux | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Real Plourde | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Management | Elect Director Daniel Rabinowicz | For | For | For | Yes | No |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Share Holder | SP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers' Compensation | Against | For | For | Yes | Yes |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Share Holder | SP 2: Separate Disclosure of Voting Results by Class of Shares | Against | For | For | Yes | Yes |
Alimentation Couche-Tard, Inc. | ATD.B | 01626P403 | Annual | ######## | Share Holder | SP 3: Conduct an Accountability Exercise on Environmental and Social Issues | Against | For | For | Yes | Yes |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Approve Remuneration Report | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Elect Susan Kilsby as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Lord Davies of Abersoch as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Javier Ferran as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Ho KwonPing as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Nicola Mendelsohn as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Ivan Menezes as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Kathryn Mikells as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Re-elect Alan Stewart as Director | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Authorise EU Political Donations and Expenditure | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Adopt New Articles of Association | For | For | For | Yes | No |
Diageo plc | DGE | G42089113 | Annual | ######## | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
Alibaba Group Holding Ltd. | BABA | 01609W102 | Annual | 31-Oct-18 | Management | Elect Joseph C. Tsai as Director | For | Against | For | Yes | No |
Alibaba Group Holding Ltd. | BABA | 01609W102 | Annual | 31-Oct-18 | Management | Elect J. Michael Evans as Director | For | Against | For | Yes | No |
Alibaba Group Holding Ltd. | BABA | 01609W102 | Annual | 31-Oct-18 | Management | Elect Eric Xiandong Jing as Director | For | Against | For | Yes | No |
Alibaba Group Holding Ltd. | BABA | 01609W102 | Annual | 31-Oct-18 | Management | Elect Borje E. Ekholm as Director | For | For | For | Yes | No |
Alibaba Group Holding Ltd. | BABA | 01609W102 | Annual | 31-Oct-18 | Management | Ratify PricewaterhouseCoopers as Auditors | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Special | ######## | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Special | ######## | Management | Approve Merger by Absorption of Zodiac Aerospace by Safran | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Special | ######## | Management | Amend Article 10 of Bylaws Re: Voting Rights | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Special | ######## | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Richard H. Anderson | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Craig Arnold | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Scott C. Donnelly | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Randall J. Hogan, III | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Omar Ishrak | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Michael O. Leavitt | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director James T. Lenehan | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Elizabeth G. Nabel | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Denise M. O'Leary | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Elect Director Kendall J. Powell | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
Medtronic Plc | MDT | G5960L103 | Annual | ######## | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Special | ######## | Management | Amend Objects Clause of Memorandum of Association | For | For | For | Yes | No |
Power Grid Corp. of India Ltd. | 532898 | Y7028N105 | Special | ######## | Management | Approve Increase in Limit on Foreign Shareholdings | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Lloyd A. Carney | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Mary B. Cranston | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Francisco Javier Fernandez-Carbajal | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Alfred F. Kelly, Jr. | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director John F. Lundgren | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Robert W. Matschullat | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Denise M. Morrison | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Suzanne Nora Johnson | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director John A.C. Swainson | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Elect Director Maynard G. Webb, Jr. | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | Yes | No |
Visa, Inc. | V | 92826C839 | Annual | 29-Jan-19 | Management | Ratify KPMG LLP as Auditors | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Jaime Ardila | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Herbert Hainer | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Marjorie Magner | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Nancy McKinstry | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director David P. Rowland | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Gilles C. Pelisson | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Paula A. Price | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Venkata (Murthy) Renduchintala | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Arun Sarin | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Frank K. Tang | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Elect Director Tracey T. Travis | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | For | Yes | No |
Accenture Plc | ACN | G1151C101 | Annual | ######## | Management | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Board of Directors' Report | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve CEO's Reports | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Report of Audit and Corporate Practices Committees | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Report on Adherence to Fiscal Obligations | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Report Re: Employee Stock Purchase Plan | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Report on Share Repurchase Reserves | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Consolidated Financial Statements | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Allocation of Income and Dividends of MXN 1.75 Per Share | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Enrique Ostale as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Richard Mayfield as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Guilherme Loureiro as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Lori Flees as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Gisel Ruiz as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Kirsten Evans as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Adolfo Cerezo as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Blanca Treviño as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Roberto Newell as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Ernesto Cervera as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Eric Perez Grovas as Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Remuneration of Board Chairman | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Remuneration of Director | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Remuneration of Alternate Director | Yes | No | |||
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Elect or Ratify Chairman of the Audit and Corporate Practices Committees and Approve Remuneration | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Approve Remuneration of Director of Audit and Corporate Practices Committees | For | For | For | Yes | No |
Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | Annual | 21-Mar-19 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Approve Allocation of Income, with a Final Dividend of JPY 77.5 | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Kakutani, Keiji | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Chia Chin Seng | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Otsu, Tomohiro | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Yoshida, Tamotsu | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Ichijo, Kazuo | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Katsumaru, Mitsuhiro | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Elect Director Sakakibara, Sadayuki | For | For | For | Yes | No |
Shimano, Inc. | 7309 | J72262108 | Annual | 26-Mar-19 | Management | Approve Compensation Ceiling for Directors | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Open Meeting | Yes | No | |||
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Elect Chairman of Meeting | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Prepare and Approve List of Shareholders | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Agenda of Meeting | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Designate Inspector(s) of Minutes of Meeting | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Acknowledge Proper Convening of Meeting | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Receive Financial Statements and Statutory Reports | Yes | No | |||
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Discharge of Board and President | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Authorize Repurchase of up to 120 Million Shares and Reissuance of Repurchased Shares | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 194 Million Shares | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Determine Number of Directors (11) | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Determine Number of Auditors (2) | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Remuneration of Directors in the Amount of SEK 3.4 Million for Chairman, SEK 970,000 for Vice Chairmen, and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Jon Fredrik Baksaas as Director | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Hans Biorck as Director | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Par Boman as Director | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Kerstin Hessius as Director | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Jan-Erik Hoog as Director | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Ole Johansson as Director | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Lise Kaae as Director | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Fredrik Lundberg as Director | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Bente Rathe as Director | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Charlotte Skog as Director | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Elect Carina Akerstrom as New Director | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Reelect Par Boman as Board Chairman | For | Against | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Ratify Ernst & Young and PricewaterhouseCoopers as Auditors | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | For | For | For | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Share Holder | Require a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act | None | Against | Against | Yes | No |
Svenska Handelsbanken AB | SHB.A | W9112U104 | Annual | 27-Mar-19 | Management | Close Meeting | Yes | No | |||
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Approve Remuneration Report | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Approve Discharge of Board and Senior Management | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Approve Allocation of Income and Dividends of CHF 2.45 per Share | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Paul Bulcke as Director and Board Chairman | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Ulf Schneider as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Henri de Castries as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Beat Hess as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Renato Fassbind as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Ann Veneman as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Eva Cheng as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Patrick Aebischer as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Ursula Burns as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Kasper Rorsted as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Pablo Isla as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Reelect Kimberly Ross as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Elect Dick Boer as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Elect Dinesh Paliwal as Director | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Appoint Beat Hess as Member of the Compensation Committee | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Appoint Patrick Aebischer as Member of the Compensation Committee | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Appoint Ursula Burns as Member of the Compensation Committee | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Appoint Pablo Isla as Member of the Compensation Committee | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Ratify KPMG AG as Auditors | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Designate Hartmann Dreyer as Independent Proxy | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Approve Remuneration of Directors in the Amount of CHF 10 Million | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | For | Yes | No |
Nestle SA | NESN | H57312649 | Annual | 11-Apr-19 | Management | Transact Other Business (Voting) | Against | Against | Against | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Approve Final Dividend | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Philip Rogerson as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Frank van Zanten as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Brian May as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Eugenia Ulasewicz as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Vanda Murray as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Lloyd Pitchford as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Re-elect Stephan Nanninga as Director | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Approve Remuneration Report | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Authorise Issue of Equity | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
Bunzl Plc | BNZL | G16968110 | Annual | 17-Apr-19 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Financial Statements and Statutory Reports | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Allocation of Income and Dividends of EUR 2.67 per Share | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Reelect Robert Castaigne as Director | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Reelect Ana Paula Pessoa as Director | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Reelect Pascale Sourisse as Director | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Elect Caroline Gregoire Sainte Marie as Director | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board | None | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Elect Francoise Roze as Representative of Employee Shareholders to the Board | None | Against | Against | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board | None | Against | Against | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board | None | Against | Against | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Renew Appointment of Deloitte Et Associes as Auditor | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Appoint PricewaterhouseCoopers Audit as Auditor | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Remuneration Policy for Chairman and CEO | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Compensation of Xavier Huillard, Chairman and CEO | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors | For | For | For | Yes | No |
VINCI SA | DG | F5879X108 | Annual/Special | 17-Apr-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Approve Financial Statements and Statutory Reports | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Approve Allocation of Income and Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Elect Fabienne Dulac as Director | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Reelect Sophie Bellon as Director | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Approve Remuneration Policy of Executive Corporate Officers | For | Against | Against | Yes | Yes |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Approve Compensation of Jean-Paul Agon, Chairman and CEO | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up a Maximum Nominal Share Capital value of EUR 156,911,062.56 | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | For | Yes | No |
L'Oreal SA | OR | F58149133 | Annual/Special | 18-Apr-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Financial Statements and Statutory Reports | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Allocation of Income and Dividends of EUR 6.00 per Share | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Auditors' Special Report on Related-Party Transactions | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Ratify Appointment of Sophie Chassat as Director | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Reelect Bernard Arnault as Director | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Reelect Sophie Chassat as Director | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Reelect Clara Gaymard as Director | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Reelect Hubert Vedrine as Director | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Elect Iris Knobloch as Director | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Appoint Yann Arthus-Bertrand as Censor | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Compensation of Bernard Arnault, Chairman and CEO | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Compensation of Antonio Belloni, Vice-CEO | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Remuneration Policy of CEO and Chairman | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Remuneration Policy of Vice-CEO | For | Against | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | For | Against | Against | Yes | Yes |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | Yes | No |
LVMH Moet Hennessy Louis Vuitton SE | MC | F58485115 | Annual/Special | 18-Apr-19 | Management | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Receive Special Board Report Re: Article 559 of the Companies Code | Yes | No | |||
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Receive Special Auditor Report Re: Article 559 of the Companies Code | Yes | No | |||
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Amend Article 4 Re: Corporate Purpose | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Amend Article 23 Re: Requirements of the Chairperson of the Board | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Receive Directors' Reports (Non-Voting) | Yes | No | |||
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Receive Auditors' Reports (Non-Voting) | Yes | No | |||
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Yes | No | |||
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.80 per Share | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Approve Discharge of Directors | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Approve Discharge of Auditor | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Elect Xiaozhi Liu as Independent Director | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Elect Sabine Chalmers as Director | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Elect Cecilia Sicupira as Director | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Elect Claudio Garcia as Director | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Reelect Martin J. Barrington as Director | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Reelect William F. Gifford, Jr. as Director | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Reelect Alejandro Santo Domingo Davila as Director | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Ratify PwC as Auditors and Approve Auditors' Remuneration | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Approve Remuneration Report | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Approve Fixed Remuneration of Directors | For | Against | Against | Yes | Yes |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Approve Grant of Restricted Stock Units | For | For | For | Yes | No |
Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | Annual/Special | 24-Apr-19 | Management | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Receive Report of Management Board (Non-Voting) | Yes | No | |||
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Yes | No | |||
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Adopt Financial Statements | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Receive Explanation on Dividend Policy | Yes | No | |||
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Approve Dividends of EUR 1.60 Per Share | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Approve Discharge of Management Board | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Approve Discharge of Supervisory Board | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2b | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Approve Remuneration of Supervisory Board | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Reelect L.M. Debroux to Management Board | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Reelect M.R. de Carvalho to Supervisory Board | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Elect R.L. Ripley to Supervisory Board | For | For | For | Yes | No |
Heineken NV | HEIA | N39427211 | Annual | 25-Apr-19 | Management | Elect I.H. Arnold to Supervisory Board | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Approve Remuneration Report | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Approve Final Dividend | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Reappoint Ernst & Young LLP as Auditors | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Elect Andrew Sukawaty as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Erik Engstrom as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Sir Anthony Habgood as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Wolfhart Hauser as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Adrian Hennah as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Marike van Lier Lels as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Nick Luff as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Robert MacLeod as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Linda Sanford as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Re-elect Suzanne Wood as Director | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Authorise Issue of Equity | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Adopt New Articles of Association | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Approve Capitalisation of Merger Reserve | For | For | For | Yes | No |
RELX Plc | REL | G74570121 | Annual | 25-Apr-19 | Management | Approve Cancellation of Capital Reduction Share | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Approve Final and Special Dividend | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Approve Directors' Fees | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Approve Advisory Fee to Wee Cho Yaw, the Chairman Emeritus and Adviser | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Approve Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Elect James Koh Cher Siang as Director | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Elect Ong Yew Huat as Director | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Elect Wee Ee Lim as Director | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | For | For | For | Yes | No |
United Overseas Bank Limited (Singapore) | U11 | Y9T10P105 | Annual | 26-Apr-19 | Management | Authorize Share Repurchase Program | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Shauneen Bruder | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Donald J. Carty | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Gordon D. Giffin | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Julie Godin | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Edith E. Holiday | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director V. Maureen Kempston Darkes | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Denis Losier | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Kevin G. Lynch | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director James E. O'Connor | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Robert Pace | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Robert L. Phillips | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Jean-Jacques Ruest | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Elect Director Laura Stein | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Ratify KPMG LLP as Auditors | For | For | For | Yes | No |
Canadian National Railway Co. | CNR | 136375102 | Annual | 30-Apr-19 | Management | Advisory Vote on Executive Compensation Approach | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Approve Remuneration Report | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect Jacques Aigrain as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect Paul Heiden as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect Raffaele Jerusalmi as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect Stephen O'Connor as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect Val Rahmani as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect Andrea Sironi as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Re-elect David Warren as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Elect Marshall Bailey as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Elect Kathleen DeRose as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Elect Cressida Hogg as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Elect Don Robert as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Elect David Schwimmer as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Elect Ruth Wandhofer as Director | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Reappoint Ernst & Young LLP as Auditors | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise Issue of Equity | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise EU Political Donations and Expenditure | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
London Stock Exchange Group Plc | LSE | G5689U103 | Annual | ######## | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Discussion of the Annual Report and Accounts for the 2018 Financial Year | Yes | No | |||
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Approve Financial Statements and Allocation of Income | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Approve Remuneration Report | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Approve Discharge of Executive Board Members | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Approve Discharge of Non-Executive Board Members | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect N S Andersen as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect L M Cha as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect V Colao as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect M Dekkers as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect J Hartmann as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect A Jung as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect M Ma as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect S Masiyiwa as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect Y Moon as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect G Pitkethly as Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect J Rishton as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Reelect F Sijbesma as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Elect A Jope as Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Elect S Kilsby as Non-Executive Director | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Ratify KPMG as Auditors | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital and Depositary Receipts | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Approve Reduction in Share Capital through Cancellation of Ordinary Shares andDepositary Receipts Thereof | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Grant Board Authority to Issue Shares | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Annual | ######## | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Jeff Bender | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Lawrence Cunningham | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Meredith (Sam) Hayes | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Robert Kittel | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Mark Leonard | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Paul McFeeters | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Mark Miller | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Lori O'Neill | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Stephen R. Scotchmer | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Elect Director Robin Van Poelje | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Approve Increase in Maximum Number of Directors from Ten to Fifteen | For | For | For | Yes | No |
Constellation Software Inc. | CSU | 21037X100 | Annual/Special | ######## | Management | Advisory Vote on Executive Compensation Approach | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Eugene Murtagh as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Gene Murtagh as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Geoff Doherty as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Russell Shiels as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Peter Wilson as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Gilbert McCarthy as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Linda Hickey as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Michael Cawley as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect John Cronin as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Bruce McLennan as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Re-elect Jost Massenberg as Director | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Approve Remuneration of Directors | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Approve Remuneration Policy | For | Against | Against | Yes | Yes |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Approve Remuneration Report | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise Issue of Equity | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise Market Purchase of Shares | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise Reissuance of Treasury Shares | For | For | For | Yes | No |
Kingspan Group Plc | KRX | G52654103 | Annual | ######## | Management | Authorise the Company to Call EGM with Two Weeks' Notice | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Financial Statements and Statutory Reports | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Allocation of Income and Dividends of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Reelect Sian Herbert-Jones as Director | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Reelect Genevieve Berger as Director | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Compensation of Benoit Potier | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Remuneration Policy of Executive Officers | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | For | Yes | No |
Air Liquide SA | AI | F01764103 | Annual/Special | ######## | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Approve Remuneration Report | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Elect Richard Solomons as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect Sir Crispin Davis as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect John Pettigrew as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect Andy Ransom as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect Angela Seymour-Jackson as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect Julie Southern as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect Jeremy Townsend as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Re-elect Linda Yueh as Director | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Reappoint KPMG LLP as Auditors | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise Issue of Equity | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise EU Political Donations and Expenditure | For | For | For | Yes | No |
Rentokil Initial Plc | RTO | G7494G105 | Annual | ######## | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Financial Statements and Statutory Reports | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Allocation of Income and Dividends of EUR 1.90 per Share | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Compensation of Daniel Julien, Chairman and CEO | For | Against | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Compensation of Olivier Rigaudy, Vice-CEO | For | Against | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Remuneration Policy of the Chairman and CEO | For | Against | Against | Yes | Yes |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Remuneration Policy of the Vice-CEO | For | Against | Against | Yes | Yes |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Reelect Pauline Ginestie as Director | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Reelect Wai Ping Leung as Director | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Reelect Leigh Ryan as Director | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Reelect Patrick Thomas as Director | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Reelect Alain Boulet as Director | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Reelect Robert Paszczak as Director | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million | For | Against | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Amend Article 14 of Bylaws Re: Age Limit of Directors | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Amend Article 19 of Bylaws Re: Age Limit of CEO | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Amend Article 19 of Bylaws Re: Age Limit of Vice-CEOs | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Amend Article 22 of Bylaws to Comply with Legal Changes Re: Alternate Auditors | For | For | For | Yes | No |
Teleperformance SE | TEP | F9120F106 | Annual/Special | ######## | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Approve Remuneration Report | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Elect Jonathan Hill as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Jan Bolz as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Zillah Byng-Thorne as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Michael Cawley as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Ian Dyson as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Peter Jackson as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Gary McGann as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Peter Rigby as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Re-elect Emer Timmons as Director | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Authorise Issue of Equity | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | For | For | For | Yes | No |
Paddy Power Betfair Plc | PPB | G68673113 | Annual | ######## | Management | Approve Change of Company Name to Flutter Entertainment plc; Approve Amendments to the Memorandum and Articles of Association | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Yes | No | |||
SAP SE | SAP | D66992104 | Annual | ######## | Management | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Approve Discharge of Management Board for Fiscal 2018 | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Approve Discharge of Supervisory Board for Fiscal 2018 | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Ratify KPMG AG as Auditors for Fiscal 2019 | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Hasso Plattner to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Pekka Ala-Pietila to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Aicha Evans to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Diane Greene to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Gesche Joost to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Bernard Liautaud to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Gerhard Oswald to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Friederike Rotsch to the Supervisory Board | For | For | For | Yes | No |
SAP SE | SAP | D66992104 | Annual | ######## | Management | Elect Gunnar Wiedenfels to the Supervisory Board | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Elect Jacobus Petrus (Koos) Bekker as Director | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Elect Ian Charles Stone as Director | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Authorize Board to Fix Remuneration of Directors | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Against | Yes | Yes |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Authorize Repurchase of Issued Share Capital | For | For | For | Yes | No |
Tencent Holdings Limited | 700 | G87572163 | Annual | ######## | Management | Authorize Reissuance of Repurchased Shares | For | Against | Against | Yes | Yes |
Tencent Holdings Limited | 700 | G87572163 | Special | ######## | Management | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | For | Against | Against | Yes | Yes |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Approve Final Dividend | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Elect Patrick Kin Wah Chan as Director | For | Against | Against | Yes | Yes |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Elect Camille Jojo as Director | For | Against | Against | Yes | Yes |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Elect Peter David Sullivan as Director | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Authorize Board to Fix Remuneration of Directors | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights (for Cash) | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Authorize Repurchase of Issued Share Capital | For | For | For | Yes | No |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5a) | For | Against | Against | Yes | Yes |
Techtronic Industries Co., Ltd. | 669 | Y8563B159 | Annual | ######## | Management | Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5b) | For | Against | Against | Yes | Yes |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment for Class B Shares | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Approve Consolidated Financial Statements | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Approve Non-Financial Information Report | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Approve Discharge of Board | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Renew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Renew Appointment of Grant Thornton as Co-Auditor | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Renew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Dismiss Anna Veiga Lluch as Director | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Elect Enriqueta Felip Font as Director | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Reelect Raimon Grifols Roura as Director | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Reelect Tomas Daga Gelabert as Director | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Reelect Carina Szpilka Lazaro as Director | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Reelect Inigo Sanchez-Asiain Mardones as Director | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Amend Article 17.bis Re: Remote Voting | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Amend Article 20 of General Meeting Regulations Re: Remote Voting | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Receive Amendments to Board of Directors Regulations | Yes | No | |||
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Advisory Vote on Remuneration Report | For | Against | Against | Yes | Yes |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | For | Yes | No |
Grifols SA | GRF | E5706X215 | Annual | ######## | Management | Receive Information on AMBAR (Alzheimer Management by Albumin Replacement) | Yes | No | |||
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Financial Statements and Statutory Reports | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Allocation of Income and Dividends of EUR 1.82 per Share | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Reelect Ross McInnes as Director | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Reelect Philippe Petitcolin as Director | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Reelect Jean-Lou Chameau as Director | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Elect Laurent Guillot as Director | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Ratify Appointment of Caroline Laurent as Director | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Reelect Vincent Imbert as Director | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Compensation of Ross McInnes, Chairman of the Board | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Compensation of Philippe Petitcolin, CEO | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Remuneration Policy of the Chairman of the Board | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Remuneration Policy of the CEO | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Amend Article 14.8 of Bylaws Re: Employee Representative | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 to 19 | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | For | Against | Against | Yes | Yes |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | For | Against | Against | Yes | Yes |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer | For | Against | Against | Yes | Yes |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | For | Against | Against | Yes | Yes |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 25, Only In the Event of a Public Tender Offer | For | Against | Against | Yes | Yes |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Capitalization of Reserves of Up to EUR 8 Million for Bonus Issue or Increase in Par Value, Only In the Event of a Public Tender Offer | For | Against | Against | Yes | Yes |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | For | Yes | No |
Safran SA | SAF | F4035A557 | Annual/Special | ######## | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual | 05-Jun-19 | Management | Approve Business Operations Report and Financial Statements | For | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual | 05-Jun-19 | Management | Approve Plan on Profit Distribution | For | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual | 05-Jun-19 | Management | Approve Amendments to Articles of Association | For | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual | 05-Jun-19 | Management | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | For | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual | 05-Jun-19 | Management | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Timothy M. Armstrong | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Jeffery H. Boyd | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Glenn D. Fogel | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Mirian Graddick-Weir | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director James M. Guyette | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Wei Hopeman | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Robert J. Mylod, Jr. | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Charles H. Noski | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Nancy B. Peretsman | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Nicholas J. Read | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Thomas E. Rothman | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Lynn M. Vojvodich | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Elect Director Vanessa A. Wittman | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | Yes | No |
Booking Holdings Inc. | BKNG | 09857L108 | Annual | 06-Jun-19 | Share Holder | Amend Proxy Access Bylaw | Against | For | For | Yes | Yes |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Confirm Interim Dividend and Declare Final Dividend | For | For | For | Yes | No |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Reelect N Ganapathy Subramaniam as Director | For | For | For | Yes | No |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Elect Hanne Birgitte Breinbjerg Sorensen as Director | For | For | For | Yes | No |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Elect Keki Minoo Mistry as Director | For | Against | Against | Yes | Yes |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Elect Daniel Hughes Callahan as Director | For | For | For | Yes | No |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Reelect Om Prakash Bhatt as Director | For | For | For | Yes | No |
Tata Consultancy Services Limited | 532540 | Y85279100 | Annual | 13-Jun-19 | Management | Approve Commission to Non-Wholetime Directors | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Approve Allocation of Income, with a Final Dividend of JPY 100 | For | Against | Against | Yes | Yes |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Takizaki, Takemitsu | For | Against | Against | Yes | Yes |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Yamamoto, Akinori | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Kimura, Keiichi | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Yamaguchi, Akiji | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Miki, Masayuki | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Nakata, Yu | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Kanzawa, Akira | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Tanabe, Yoichi | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Elect Director Taniguchi, Seiichi | For | For | For | Yes | No |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Appoint Statutory Auditor Komura, Koichiro | For | Against | Against | Yes | Yes |
KEYENCE Corp. | 6861 | J32491102 | Annual | 14-Jun-19 | Management | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Richard Haythornthwaite | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Ajay Banga | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director David R. Carlucci | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Richard K. Davis | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Steven J. Freiberg | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Julius Genachowski | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Choon Phong Goh | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Merit E. Janow | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Oki Matsumoto | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Youngme Moon | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Rima Qureshi | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Jose Octavio Reyes Lagunes | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Gabrielle Sulzberger | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Jackson Tai | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Elect Director Lance Uggla | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | Yes | No |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Share Holder | Report on Gender Pay Gap | Against | For | For | Yes | Yes |
Mastercard Incorporated | MA | 57636Q104 | Annual | 25-Jun-19 | Share Holder | Establish Human Rights Board Committee | Against | Against | Against | Yes | No |
Unilever NV | UNA | N8981F271 | Special | 26-Jun-19 | Management | Open Meeting | Yes | No | |||
Unilever NV | UNA | N8981F271 | Special | 26-Jun-19 | Management | Abolish Depositary Receipt Structure | For | For | For | Yes | No |
Unilever NV | UNA | N8981F271 | Special | 26-Jun-19 | Management | Allow Questions | Yes | No | |||
Unilever NV | UNA | N8981F271 | Special | 26-Jun-19 | Management | Close Meeting | Yes | No |
First Investors Opportunity Fund
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
GGP INC. | |||||||||
Security: | 36174X101 | Meeting Type: | Special | ||||||
Ticker: | GGP | Meeting Date: | 26-Jul-2018 | ||||||
ISIN | US36174X1019 | Vote Deadline Date: | 25-Jul-2018 | ||||||
Agenda | 934854527 | Management | Total Ballot Shares: | 512421 | |||||
Last Vote Date: | 13-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 265700 | 0 | 0 | 0 | ||
2 | Approve New Class of Stock | For | None | 265700 | 0 | 0 | 0 | ||
3 | Approve Charter Amendment | For | None | 265700 | 0 | 0 | 0 | ||
4 | Approve Charter Amendment | For | None | 265700 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | For | None | 265700 | 0 | 0 | 0 | ||
6 | Approve Charter Amendment | For | None | 265700 | 0 | 0 | 0 | ||
7 | Approve Charter Amendment | For | None | 265700 | 0 | 0 | 0 | ||
8 | 14A Executive Compensation | For | None | 0 | 265700 | 0 | 0 | ||
PRESTIGE CONSUMER HEALTHCARE INC. | |||||||||
Security: | 74112D101 | Meeting Type: | Annual | ||||||
Ticker: | PBH | Meeting Date: | 31-Jul-2018 | ||||||
ISIN | US74112D1019 | Vote Deadline Date: | 30-Jul-2018 | ||||||
Agenda | 934854414 | Management | Total Ballot Shares: | 375400 | |||||
Last Vote Date: | 06-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Ronald M. Lombardi | 353700 | 0 | 0 | 0 | ||||
2 | John E. Byom | 353700 | 0 | 0 | 0 | ||||
3 | Gary E. Costley | 353700 | 0 | 0 | 0 | ||||
4 | Sheila A. Hopkins | 353700 | 0 | 0 | 0 | ||||
5 | James M. Jenness | 353700 | 0 | 0 | 0 | ||||
6 | Carl J. Johnson | 353700 | 0 | 0 | 0 | ||||
7 | Natale S. Ricciardi | 353700 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 353700 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 353700 | 0 | 0 | 0 | ||
HELEN OF TROY LIMITED | |||||||||
Security: | G4388N106 | Meeting Type: | Annual | ||||||
Ticker: | HELE | Meeting Date: | 22-Aug-2018 | ||||||
ISIN | BMG4388N1065 | Vote Deadline Date: | 21-Aug-2018 | ||||||
Agenda | 934856507 | Management | Total Ballot Shares: | 203400 | |||||
Last Vote Date: | 30-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 127900 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 127900 | 0 | 0 | 0 | ||
11 | Approve Stock Compensation Plan | For | None | 127900 | 0 | 0 | 0 | ||
12 | Adopt Employee Stock Purchase Plan | For | None | 127900 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 127900 | 0 | 0 | 0 | ||
NETAPP, INC | |||||||||
Security: | 64110D104 | Meeting Type: | Annual | ||||||
Ticker: | NTAP | Meeting Date: | 13-Sep-2018 | ||||||
ISIN | US64110D1046 | Vote Deadline Date: | 12-Sep-2018 | ||||||
Agenda | 934860657 | Management | Total Ballot Shares: | 126100 | |||||
Last Vote Date: | 27-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 118800 | 0 | 0 | 0 | ||
9 | Amend Stock Option Plan | For | None | 118800 | 0 | 0 | 0 | ||
10 | Amend Employee Stock Purchase Plan | For | None | 118800 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 118800 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 118800 | 0 | 0 | 0 | ||
13 | Approve Charter Amendment | For | None | 0 | 118800 | 0 | 0 | ||
CONAGRA BRANDS, INC. | |||||||||
Security: | 205887102 | Meeting Type: | Annual | ||||||
Ticker: | CAG | Meeting Date: | 21-Sep-2018 | ||||||
ISIN | US2058871029 | Vote Deadline Date: | 20-Sep-2018 | ||||||
Agenda | 934864807 | Management | Total Ballot Shares: | 646100 | |||||
Last Vote Date: | 29-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Anil Arora | 205900 | 0 | 0 | 0 | ||||
2 | Thomas K. Brown | 205900 | 0 | 0 | 0 | ||||
3 | Stephen G. Butler | 205900 | 0 | 0 | 0 | ||||
4 | Sean M. Connolly | 205900 | 0 | 0 | 0 | ||||
5 | Joie A. Gregor | 205900 | 0 | 0 | 0 | ||||
6 | Rajive Johri | 205900 | 0 | 0 | 0 | ||||
7 | Richard H. Lenny | 205900 | 0 | 0 | 0 | ||||
8 | Ruth Ann Marshall | 205900 | 0 | 0 | 0 | ||||
9 | Craig P. Omtvedt | 205900 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 205900 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 205900 | 0 | 0 | 0 | ||
KORN/FERRY INTERNATIONAL | |||||||||
Security: | 500643200 | Meeting Type: | Annual | ||||||
Ticker: | KFY | Meeting Date: | 26-Sep-2018 | ||||||
ISIN | US5006432000 | Vote Deadline Date: | 25-Sep-2018 | ||||||
Agenda | 934866786 | Management | Total Ballot Shares: | 445000 | |||||
Last Vote Date: | 06-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 270700 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 0 | 270700 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 270700 | 0 | 0 | 0 | ||
11 | Approve Charter Amendment | For | None | 0 | 0 | 270700 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 270700 | 0 | 0 | 0 | ||
AAR CORP. | |||||||||
Security: | 000361105 | Meeting Type: | Annual | ||||||
Ticker: | AIR | Meeting Date: | 10-Oct-2018 | ||||||
ISIN | US0003611052 | Vote Deadline Date: | 09-Oct-2018 | ||||||
Agenda | 934869871 | Management | Total Ballot Shares: | 207500 | |||||
Last Vote Date: | 14-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 195400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 195400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 195400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 195400 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 195400 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 195400 | 0 | 0 | 0 | ||
PINNACLE FOODS INC. | |||||||||
Security: | 72348P104 | Meeting Type: | Special | ||||||
Ticker: | PF | Meeting Date: | 23-Oct-2018 | ||||||
ISIN | US72348P1049 | Vote Deadline Date: | 22-Oct-2018 | ||||||
Agenda | 934878995 | Management | Total Ballot Shares: | 434400 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 189600 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 189600 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 189600 | 0 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORPORATION | |||||||||
Security: | 71742Q106 | Meeting Type: | Annual | ||||||
Ticker: | PAHC | Meeting Date: | 05-Nov-2018 | ||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 02-Nov-2018 | ||||||
Agenda | 934879694 | Management | Total Ballot Shares: | 654448 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Gerald K. Carlson | 279000 | 0 | 0 | 0 | ||||
2 | Mary Lou Malanoski | 279000 | 0 | 0 | 0 | ||||
3 | Carol A. Wrenn | 279000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 279000 | 0 | 0 | 0 | ||
LAM RESEARCH CORPORATION | |||||||||
Security: | 512807108 | Meeting Type: | Annual | ||||||
Ticker: | LRCX | Meeting Date: | 06-Nov-2018 | ||||||
ISIN | US5128071082 | Vote Deadline Date: | 05-Nov-2018 | ||||||
Agenda | 934879098 | Management | Total Ballot Shares: | 106100 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Martin B. Anstice | 71700 | 0 | 0 | 0 | ||||
2 | Eric K. Brandt | 71700 | 0 | 0 | 0 | ||||
3 | Michael R. Cannon | 71700 | 0 | 0 | 0 | ||||
4 | Youssef A. El-Mansy | 71700 | 0 | 0 | 0 | ||||
5 | Christine A. Heckart | 71700 | 0 | 0 | 0 | ||||
6 | Catherine P. Lego | 71700 | 0 | 0 | 0 | ||||
7 | Stephen G. Newberry | 71700 | 0 | 0 | 0 | ||||
8 | Abhijit Y. Talwalkar | 71700 | 0 | 0 | 0 | ||||
9 | Lih Shyng Tsai | 71700 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 71700 | 0 | 0 | 0 | ||
3 | Amend Employee Stock Purchase Plan | For | None | 71700 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 71700 | 0 | 0 | 0 | ||
WESTERN DIGITAL CORPORATION | |||||||||
Security: | 958102105 | Meeting Type: | Annual | ||||||
Ticker: | WDC | Meeting Date: | 07-Nov-2018 | ||||||
ISIN | US9581021055 | Vote Deadline Date: | 06-Nov-2018 | ||||||
Agenda | 934880673 | Management | Total Ballot Shares: | 110700 | |||||
Last Vote Date: | 08-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 104200 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 104200 | 0 | 0 | 0 | ||
11 | Amend Stock Compensation Plan | For | None | 104200 | 0 | 0 | 0 | ||
12 | Amend Employee Stock Purchase Plan | For | None | 104200 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 104200 | 0 | 0 | 0 | ||
TAPESTRY, INC. | |||||||||
Security: | 876030107 | Meeting Type: | Annual | ||||||
Ticker: | TPR | Meeting Date: | 08-Nov-2018 | ||||||
ISIN | US8760301072 | Vote Deadline Date: | 07-Nov-2018 | ||||||
Agenda | 934880089 | Management | Total Ballot Shares: | 748445 | |||||
Last Vote Date: | 15-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 0 | 229400 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 229400 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 229400 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 229400 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 229400 | 0 | 0 | 0 | ||
KMG CHEMICALS, INC. | |||||||||
Security: | 482564101 | Meeting Type: | Special | ||||||
Ticker: | KMG | Meeting Date: | 13-Nov-2018 | ||||||
ISIN | US4825641016 | Vote Deadline Date: | 12-Nov-2018 | ||||||
Agenda | 934886904 | Management | Total Ballot Shares: | 103400 | |||||
Last Vote Date: | 30-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 97300 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 97300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 97300 | 0 | 0 | ||
PERFORMANCE FOOD GROUP COMPANY | |||||||||
Security: | 71377A103 | Meeting Type: | Annual | ||||||
Ticker: | PFGC | Meeting Date: | 13-Nov-2018 | ||||||
ISIN | US71377A1034 | Vote Deadline Date: | 12-Nov-2018 | ||||||
Agenda | 934884417 | Management | Total Ballot Shares: | 466800 | |||||
Last Vote Date: | 18-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William F. Dawson, Jr. | 291000 | 0 | 0 | 0 | ||||
2 | Manuel A. Fernandez | 0 | 0 | 291000 | 0 | ||||
3 | Kimberly S. Grant | 291000 | 0 | 0 | 0 | ||||
4 | Randall N. Spratt | 291000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 291000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 291000 | 0 | 0 | 0 | ||
4 | Declassify Board | For | None | 291000 | 0 | 0 | 0 | ||
MEREDITH CORPORATION | |||||||||
Security: | 589433101 | Meeting Type: | Annual | ||||||
Ticker: | MDP | Meeting Date: | 14-Nov-2018 | ||||||
ISIN | US5894331017 | Vote Deadline Date: | 13-Nov-2018 | ||||||
Agenda | 934877955 | Management | Total Ballot Shares: | 306400 | |||||
Last Vote Date: | 19-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Thomas H. Harty# | 170500 | 0 | 0 | 0 | ||||
2 | Donald C. Berg# | 170500 | 0 | 0 | 0 | ||||
3 | Paula A. Kerger# | 170500 | 0 | 0 | 0 | ||||
4 | Frederick B. Henry* | 170500 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 170500 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 170500 | 0 | 0 | 0 | ||
JACOBS ENGINEERING GROUP INC. | |||||||||
Security: | 469814107 | Meeting Type: | Annual | ||||||
Ticker: | JEC | Meeting Date: | 16-Jan-2019 | ||||||
ISIN | US4698141078 | Vote Deadline Date: | 15-Jan-2019 | ||||||
Agenda | 934909271 | Management | Total Ballot Shares: | 144100 | |||||
Last Vote Date: | 19-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 100600 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 100600 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 100600 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Special | ||||||
Ticker: | CNC | Meeting Date: | 28-Jan-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 25-Jan-2019 | ||||||
Agenda | 934917723 | Management | Total Ballot Shares: | 277525 | |||||
Last Vote Date: | 07-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Authorize Common Stock Increase | For | None | 129800 | 0 | 0 | 0 | ||
ARAMARK | |||||||||
Security: | 03852U106 | Meeting Type: | Annual | ||||||
Ticker: | ARMK | Meeting Date: | 30-Jan-2019 | ||||||
ISIN | US03852U1060 | Vote Deadline Date: | 29-Jan-2019 | ||||||
Agenda | 934914652 | Management | Total Ballot Shares: | 894105 | |||||
Last Vote Date: | 10-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 265100 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 265100 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 265100 | 0 | 0 | 0 | ||
WESTROCK COMPANY | |||||||||
Security: | 96145D105 | Meeting Type: | Annual | ||||||
Ticker: | WRK | Meeting Date: | 01-Feb-2019 | ||||||
ISIN | US96145D1054 | Vote Deadline Date: | 31-Jan-2019 | ||||||
Agenda | 934914599 | Management | Total Ballot Shares: | 262590 | |||||
Last Vote Date: | 10-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 152600 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 152600 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 152600 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 152600 | 0 | 0 | 0 | ||
ESCO TECHNOLOGIES INC. | |||||||||
Security: | 296315104 | Meeting Type: | Annual | ||||||
Ticker: | ESE | Meeting Date: | 05-Feb-2019 | ||||||
ISIN | US2963151046 | Vote Deadline Date: | 04-Feb-2019 | ||||||
Agenda | 934911125 | Management | Total Ballot Shares: | 314100 | |||||
Last Vote Date: | 15-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Leon J. Olivier | 157800 | 0 | 0 | 0 | ||||
2 | Victor L. Richey | 157800 | 0 | 0 | 0 | ||||
3 | Larry W. Solley | 157800 | 0 | 0 | 0 | ||||
2 | Amend Employee Stock Purchase Plan | For | None | 157800 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 157800 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 157800 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Special | ||||||
Ticker: | ECA | Meeting Date: | 12-Feb-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 07-Feb-2019 | ||||||
Agenda | 934920186 | Management | Total Ballot Shares: | 2564800 | |||||
Last Vote Date: | 31-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 996200 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 996200 | 0 | 0 | 0 | ||
HILL-ROM HOLDINGS, INC. | |||||||||
Security: | 431475102 | Meeting Type: | Annual | ||||||
Ticker: | HRC | Meeting Date: | 06-Mar-2019 | ||||||
ISIN | US4314751029 | Vote Deadline Date: | 05-Mar-2019 | ||||||
Agenda | 934919361 | Management | Total Ballot Shares: | 529580 | |||||
Last Vote Date: | 12-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William G. Dempsey | 187200 | 0 | 0 | 0 | ||||
2 | Gary L. Ellis | 187200 | 0 | 0 | 0 | ||||
3 | Stacy Enxing Seng | 187200 | 0 | 0 | 0 | ||||
4 | Mary Garrett | 187200 | 0 | 0 | 0 | ||||
5 | James R. Giertz | 187200 | 0 | 0 | 0 | ||||
6 | John P. Groetelaars | 187200 | 0 | 0 | 0 | ||||
7 | William H. Kucheman | 187200 | 0 | 0 | 0 | ||||
8 | Ronald A. Malone | 187200 | 0 | 0 | 0 | ||||
9 | Nancy M. Schlichting | 187200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 187200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 187200 | 0 | 0 | 0 | ||
TRAVELPORT WORLDWIDE LIMITED | |||||||||
Security: | G9019D104 | Meeting Type: | Special | ||||||
Ticker: | TVPT | Meeting Date: | 15-Mar-2019 | ||||||
ISIN | BMG9019D1048 | Vote Deadline Date: | 14-Mar-2019 | ||||||
Agenda | 934929451 | Management | Total Ballot Shares: | 1388100 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 712200 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 712200 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 712200 | 0 | 0 | ||
SYNOPSYS, INC. | |||||||||
Security: | 871607107 | Meeting Type: | Annual | ||||||
Ticker: | SNPS | Meeting Date: | 08-Apr-2019 | ||||||
ISIN | US8716071076 | Vote Deadline Date: | 05-Apr-2019 | ||||||
Agenda | 934928322 | Management | Total Ballot Shares: | 356700 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Aart J. de Geus | 149400 | 0 | 0 | 0 | ||||
2 | Chi-Foon Chan | 149400 | 0 | 0 | 0 | ||||
3 | Janice D. Chaffin | 149400 | 0 | 0 | 0 | ||||
4 | Bruce R. Chizen | 149400 | 0 | 0 | 0 | ||||
5 | Mercedes Johnson | 149400 | 0 | 0 | 0 | ||||
6 | Chrysostomos L. Nikias | 149400 | 0 | 0 | 0 | ||||
7 | John Schwarz | 149400 | 0 | 0 | 0 | ||||
8 | Roy Vallee | 149400 | 0 | 0 | 0 | ||||
9 | Steven C. Walske | 149400 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 0 | 149400 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 149400 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 149400 | 0 | 0 | 0 | ||
A.O. SMITH CORPORATION | |||||||||
Security: | 831865209 | Meeting Type: | Annual | ||||||
Ticker: | AOS | Meeting Date: | 09-Apr-2019 | ||||||
ISIN | US8318652091 | Vote Deadline Date: | 08-Apr-2019 | ||||||
Agenda | 934932991 | Management | Total Ballot Shares: | 80000 | |||||
Last Vote Date: | 15-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William P . Greubel | 75000 | 0 | 0 | 0 | ||||
2 | Dr. Ilham Kadri | 75000 | 0 | 0 | 0 | ||||
3 | Idelle K. Wolf | 75000 | 0 | 0 | 0 | ||||
4 | Gene C. Wulf | 75000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 75000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 75000 | 0 | 0 | 0 | ||
KONINKLIJKE AHOLD DELHAIZE N.V. | |||||||||
Security: | 500467501 | Meeting Type: | Annual | ||||||
Ticker: | ADRNY | Meeting Date: | 10-Apr-2019 | ||||||
ISIN | US5004675014 | Vote Deadline Date: | 22-Mar-2019 | ||||||
Agenda | 934942687 | Management | Total Ballot Shares: | 1204522 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 569700 | 0 | 0 | 0 | ||
2 | Dividends | For | None | 569700 | 0 | 0 | 0 | ||
3 | Approve Director Liability Insurance | For | None | 569700 | 0 | 0 | 0 | ||
4 | Approve Director Liability Insurance | For | None | 569700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 569700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 569700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 569700 | 0 | 0 | 0 | ||
8 | Approve Remuneration of Directors and Auditors | For | None | 569700 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 569700 | 0 | 0 | 0 | ||
10 | Authorize Common Stock Increase | For | None | 569700 | 0 | 0 | 0 | ||
11 | Eliminate Pre-Emptive Rights | For | None | 569700 | 0 | 0 | 0 | ||
12 | Authorize Common Stock Increase | For | None | 569700 | 0 | 0 | 0 | ||
13 | Stock Conversion | For | None | 569700 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 569700 | 0 | 0 | 0 | ||
SMITH & NEPHEW PLC | |||||||||
Security: | 83175M205 | Meeting Type: | Annual | ||||||
Ticker: | SNN | Meeting Date: | 11-Apr-2019 | ||||||
ISIN | US83175M2052 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934935290 | Management | Total Ballot Shares: | 844350 | |||||
Last Vote Date: | 13-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | None | 258400 | 0 | 0 | 0 | ||
2 | Receive Directors' Report | For | None | 0 | 258400 | 0 | 0 | ||
3 | Dividends | For | None | 258400 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
12 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
13 | Election of Directors (Full Slate) | For | None | 258400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 258400 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Directors and Auditors | For | None | 258400 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 258400 | 0 | 0 | 0 | ||
17 | Eliminate Pre-Emptive Rights | For | None | 258400 | 0 | 0 | 0 | ||
18 | Authorize Directors to Repurchase Shares | For | None | 258400 | 0 | 0 | 0 | ||
19 | Miscellaneous Corporate Actions | For | None | 258400 | 0 | 0 | 0 | ||
20 | Approve Article Amendments | For | None | 258400 | 0 | 0 | 0 | ||
FISERV, INC. | |||||||||
Security: | 337738108 | Meeting Type: | Special | ||||||
Ticker: | FISV | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US3377381088 | Vote Deadline Date: | 17-Apr-2019 | ||||||
Agenda | 934952688 | Management | Total Ballot Shares: | 258850 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 178300 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 178300 | 0 | 0 | 0 | ||
J.B. HUNT TRANSPORT SERVICES, INC. | |||||||||
Security: | 445658107 | Meeting Type: | Annual | ||||||
Ticker: | JBHT | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US4456581077 | Vote Deadline Date: | 17-Apr-2019 | ||||||
Agenda | 934940289 | Management | Total Ballot Shares: | 96300 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 90300 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 90300 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 90300 | 0 | 0 | 0 | ||
13 | S/H Proposal - Political/Government | Against | None | 0 | 90300 | 0 | 0 | ||
OWENS CORNING | |||||||||
Security: | 690742101 | Meeting Type: | Annual | ||||||
Ticker: | OC | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US6907421019 | Vote Deadline Date: | 17-Apr-2019 | ||||||
Agenda | 934947473 | Management | Total Ballot Shares: | 345450 | |||||
Last Vote Date: | 23-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 154300 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 154300 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 154300 | 0 | 0 | 0 | ||
12 | Adopt Stock Option Plan | For | None | 154300 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Annual | ||||||
Ticker: | CNC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934937927 | Management | Total Ballot Shares: | 501850 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 262200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 262200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 262200 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 262200 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 262200 | 0 | 0 | 0 | ||
6 | S/H Proposal - Political/Government | Against | None | 0 | 262200 | 0 | 0 | ||
COMERICA INCORPORATED | |||||||||
Security: | 200340107 | Meeting Type: | Annual | ||||||
Ticker: | CMA | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US2003401070 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934938056 | Management | Total Ballot Shares: | 110300 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 103400 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 103400 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 103400 | 0 | 0 | 0 | ||
NASDAQ, INC. | |||||||||
Security: | 631103108 | Meeting Type: | Annual | ||||||
Ticker: | NDAQ | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US6311031081 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934938842 | Management | Total Ballot Shares: | 172600 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 161800 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 161800 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 161800 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 161800 | 0 | 0 | ||
NOBLE ENERGY, INC. | |||||||||
Security: | 655044105 | Meeting Type: | Annual | ||||||
Ticker: | NBL | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US6550441058 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934933892 | Management | Total Ballot Shares: | 469700 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 407500 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 407500 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 407500 | 0 | 0 | 0 | ||
12 | Amend Stock Compensation Plan | For | None | 407500 | 0 | 0 | 0 | ||
PERKINELMER, INC. | |||||||||
Security: | 714046109 | Meeting Type: | Annual | ||||||
Ticker: | PKI | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US7140461093 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934940695 | Management | Total Ballot Shares: | 132600 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 124300 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 124300 | 0 | 0 | 0 | ||
11 | Amend Stock Compensation Plan | For | None | 124300 | 0 | 0 | 0 | ||
WADDELL & REED FINANCIAL, INC. | |||||||||
Security: | 930059100 | Meeting Type: | Annual | ||||||
Ticker: | WDR | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US9300591008 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934944441 | Management | Total Ballot Shares: | 895500 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Kathie J. Andrade | 277200 | 0 | 0 | 0 | ||||
2 | Philip J. Sanders | 277200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 277200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 277200 | 0 | 0 | 0 | ||
AMERIPRISE FINANCIAL, INC. | |||||||||
Security: | 03076C106 | Meeting Type: | Annual | ||||||
Ticker: | AMP | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US03076C1062 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934943069 | Management | Total Ballot Shares: | 88650 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 83100 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 0 | 83100 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 83100 | 0 | 0 | 0 | ||
PORTLAND GENERAL ELECTRIC CO | |||||||||
Security: | 736508847 | Meeting Type: | Annual | ||||||
Ticker: | POR | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US7365088472 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934939159 | Management | Total Ballot Shares: | 397600 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 169300 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 169300 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 169300 | 0 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HOLDINGS INC | |||||||||
Security: | 848574109 | Meeting Type: | Annual | ||||||
Ticker: | SPR | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US8485741099 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934940152 | Management | Total Ballot Shares: | 137400 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 128800 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 128800 | 0 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 128800 | 0 | 0 | ||
CENTERPOINT ENERGY, INC. | |||||||||
Security: | 15189T107 | Meeting Type: | Annual | ||||||
Ticker: | CNP | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US15189T1079 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934941685 | Management | Total Ballot Shares: | 609450 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 443500 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 443500 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 443500 | 0 | 0 | 0 | ||
CITIZENS FINANCIAL GROUP, INC. | |||||||||
Security: | 174610105 | Meeting Type: | Annual | ||||||
Ticker: | CFG | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US1746101054 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934939313 | Management | Total Ballot Shares: | 969665 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 570100 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 570100 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 570100 | 0 | 0 | 0 | ||
SNAP-ON INCORPORATED | |||||||||
Security: | 833034101 | Meeting Type: | Annual | ||||||
Ticker: | SNA | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US8330341012 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934944768 | Management | Total Ballot Shares: | 52050 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 48800 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 48800 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 48800 | 0 | 0 | 0 | ||
TORCHMARK CORPORATION | |||||||||
Security: | 891027104 | Meeting Type: | Annual | ||||||
Ticker: | TMK | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US8910271043 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934955759 | Management | Total Ballot Shares: | 142300 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 133300 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 133300 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 133300 | 0 | 0 | 0 | ||
TRITON INTERNATIONAL LIMITED | |||||||||
Security: | G9078F107 | Meeting Type: | Annual | ||||||
Ticker: | TRTN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | BMG9078F1077 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942334 | Management | Total Ballot Shares: | 681590 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Brian M. Sondey | 220200 | 0 | 0 | 0 | ||||
2 | Robert W. Alspaugh | 220200 | 0 | 0 | 0 | ||||
3 | Karen Austin | 220200 | 0 | 0 | 0 | ||||
4 | Malcolm P. Baker | 220200 | 0 | 0 | 0 | ||||
5 | David A. Coulter | 220200 | 0 | 0 | 0 | ||||
6 | Claude Germain | 220200 | 0 | 0 | 0 | ||||
7 | Kenneth Hanau | 220200 | 0 | 0 | 0 | ||||
8 | John S. Hextall | 220200 | 0 | 0 | 0 | ||||
9 | Robert L. Rosner | 220200 | 0 | 0 | 0 | ||||
10 | Simon R. Vernon | 220200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 220200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 220200 | 0 | 0 | 0 | ||
EOG RESOURCES, INC. | |||||||||
Security: | 26875P101 | Meeting Type: | Annual | ||||||
Ticker: | EOG | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US26875P1012 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934945683 | Management | Total Ballot Shares: | 377560 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 106400 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 106400 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 106400 | 0 | 0 | 0 | ||
SCHNEIDER NATIONAL, INC. | |||||||||
Security: | 80689H102 | Meeting Type: | Annual | ||||||
Ticker: | SNDR | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US80689H1023 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934935783 | Management | Total Ballot Shares: | 844170 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Mary P. DePrey | 413800 | 0 | 0 | 0 | ||||
2 | James R. Giertz | 413800 | 0 | 0 | 0 | ||||
3 | Adam P. Godfrey | 413800 | 0 | 0 | 0 | ||||
4 | Robert W. Grubbs | 413800 | 0 | 0 | 0 | ||||
5 | Norman E. Johnson | 413800 | 0 | 0 | 0 | ||||
6 | Mark B. Rourke | 413800 | 0 | 0 | 0 | ||||
7 | Daniel J. Sullivan | 413800 | 0 | 0 | 0 | ||||
8 | John A. Swainson | 413800 | 0 | 0 | 0 | ||||
9 | James L. Welch | 413800 | 0 | 0 | 0 | ||||
10 | Kathleen M. Zimmermann | 413800 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 413800 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 413800 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Annual | ||||||
Ticker: | ECA | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934957652 | Management | Total Ballot Shares: | 2491800 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Peter A. Dea | 1005300 | 0 | 0 | 0 | ||||
2 | Fred J. Fowler | 1005300 | 0 | 0 | 0 | ||||
3 | Howard J. Mayson | 1005300 | 0 | 0 | 0 | ||||
4 | Lee A. McIntire | 1005300 | 0 | 0 | 0 | ||||
5 | Margaret A. McKenzie | 1005300 | 0 | 0 | 0 | ||||
6 | Steven W. Nance | 1005300 | 0 | 0 | 0 | ||||
7 | Suzanne P. Nimocks | 1005300 | 0 | 0 | 0 | ||||
8 | Thomas G. Ricks | 1005300 | 0 | 0 | 0 | ||||
9 | Brian G. Shaw | 1005300 | 0 | 0 | 0 | ||||
10 | Douglas J. Suttles | 1005300 | 0 | 0 | 0 | ||||
11 | Bruce G. Waterman | 1005300 | 0 | 0 | 0 | ||||
12 | Clayton H. Woitas | 1005300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 1005300 | 0 | 0 | 0 | ||
3 | Ratify Shareholder Rights Plan | For | None | 1005300 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Actions | For | None | 1005300 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 1005300 | 0 | 0 | 0 | ||
FMC CORPORATION | |||||||||
Security: | 302491303 | Meeting Type: | Annual | ||||||
Ticker: | FMC | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US3024913036 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934961219 | Management | Total Ballot Shares: | 387125 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 128800 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 128800 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 128800 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 128800 | 0 | 0 | 0 | ||
SERVICEMASTER GLOBAL HOLDINGS INC. | |||||||||
Security: | 81761R109 | Meeting Type: | Annual | ||||||
Ticker: | SERV | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US81761R1095 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957703 | Management | Total Ballot Shares: | 551000 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 326600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 326600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 326600 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 326600 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 326600 | 0 | 0 | 0 | ||
THE ULTIMATE SOFTWARE GROUP, INC. | |||||||||
Security: | 90385D107 | Meeting Type: | Special | ||||||
Ticker: | ULTI | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US90385D1072 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934970612 | Management | Total Ballot Shares: | 30400 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 28500 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 0 | 28500 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 28500 | 0 | 0 | 0 | ||
THE ULTIMATE SOFTWARE GROUP, INC. | |||||||||
Security: | 90385D107 | Meeting Type: | Special | ||||||
Ticker: | ULTI | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US90385D1072 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934980017 | Management | Total Ballot Shares: | 30400 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 28500 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 0 | 28500 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 28500 | 0 | 0 | 0 | ||
VALERO ENERGY CORPORATION | |||||||||
Security: | 91913Y100 | Meeting Type: | Annual | ||||||
Ticker: | VLO | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934945948 | Management | Total Ballot Shares: | 329900 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 76400 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 76400 | 0 | 0 | 0 | ||
AMERICAN CAMPUS COMMUNITIES, INC. | |||||||||
Security: | 024835100 | Meeting Type: | Annual | ||||||
Ticker: | ACC | Meeting Date: | 01-May-2019 | ||||||
ISIN | US0248351001 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934963958 | Management | Total Ballot Shares: | 217550 | |||||
Last Vote Date: | 08-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 203800 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 203800 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 203800 | 0 | 0 | 0 | ||
BROWN & BROWN, INC. | |||||||||
Security: | 115236101 | Meeting Type: | Annual | ||||||
Ticker: | BRO | Meeting Date: | 01-May-2019 | ||||||
ISIN | US1152361010 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934953666 | Management | Total Ballot Shares: | 644400 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | J. Hyatt Brown | 373000 | 0 | 0 | 0 | ||||
2 | Samuel P. Bell, III | 373000 | 0 | 0 | 0 | ||||
3 | Hugh M. Brown | 373000 | 0 | 0 | 0 | ||||
4 | J. Powell Brown | 373000 | 0 | 0 | 0 | ||||
5 | Bradley Currey, Jr. | 373000 | 0 | 0 | 0 | ||||
6 | Lawrence L. Gellerstedt | 373000 | 0 | 0 | 0 | ||||
7 | James C. Hays | 373000 | 0 | 0 | 0 | ||||
8 | Theodore J. Hoepner | 373000 | 0 | 0 | 0 | ||||
9 | James S. Hunt | 373000 | 0 | 0 | 0 | ||||
10 | Toni Jennings | 373000 | 0 | 0 | 0 | ||||
11 | Timothy R.M. Main | 373000 | 0 | 0 | 0 | ||||
12 | H. Palmer Proctor, Jr. | 373000 | 0 | 0 | 0 | ||||
13 | Wendell S. Reilly | 373000 | 0 | 0 | 0 | ||||
14 | Chilton D. Varner | 373000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 373000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 373000 | 0 | 0 | 0 | ||
4 | Approve Stock Compensation Plan | For | None | 373000 | 0 | 0 | 0 | ||
CABOT OIL & GAS CORPORATION | |||||||||
Security: | 127097103 | Meeting Type: | Annual | ||||||
Ticker: | COG | Meeting Date: | 01-May-2019 | ||||||
ISIN | US1270971039 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934942625 | Management | Total Ballot Shares: | 300650 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dorothy M. Ables | 281700 | 0 | 0 | 0 | ||||
2 | Rhys J. Best | 281700 | 0 | 0 | 0 | ||||
3 | Robert S. Boswell | 281700 | 0 | 0 | 0 | ||||
4 | Amanda M. Brock | 281700 | 0 | 0 | 0 | ||||
5 | Peter B. Delaney | 281700 | 0 | 0 | 0 | ||||
6 | Dan O. Dinges | 281700 | 0 | 0 | 0 | ||||
7 | Robert Kelley | 281700 | 0 | 0 | 0 | ||||
8 | W. Matt Ralls | 281700 | 0 | 0 | 0 | ||||
9 | Marcus A. Watts | 281700 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 281700 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 281700 | 0 | 0 | 0 | ||
FEDERAL REALTY INVESTMENT TRUST | |||||||||
Security: | 313747206 | Meeting Type: | Annual | ||||||
Ticker: | FRT | Meeting Date: | 01-May-2019 | ||||||
ISIN | US3137472060 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934952246 | Management | Total Ballot Shares: | 254500 | |||||
Last Vote Date: | 01-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 83850 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 83850 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 83850 | 0 | 0 | 0 | ||
LIVENT CORPORATION | |||||||||
Security: | 53814L108 | Meeting Type: | Annual | ||||||
Ticker: | LTHM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US53814L1089 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934971501 | Management | Total Ballot Shares: | 362075 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 120466 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 120466 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 120466 | 0 | 0 | 0 | ||
SELECTIVE INSURANCE GROUP, INC. | |||||||||
Security: | 816300107 | Meeting Type: | Annual | ||||||
Ticker: | SIGI | Meeting Date: | 01-May-2019 | ||||||
ISIN | US8163001071 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934956066 | Management | Total Ballot Shares: | 181450 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 170000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 170000 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 170000 | 0 | 0 | 0 | ||
US FOODS HOLDING CORP. | |||||||||
Security: | 912008109 | Meeting Type: | Annual | ||||||
Ticker: | USFD | Meeting Date: | 01-May-2019 | ||||||
ISIN | US9120081099 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945708 | Management | Total Ballot Shares: | 576000 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 376800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 376800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 376800 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 376800 | 0 | 0 | 0 | ||
5 | Approve Stock Compensation Plan | For | None | 376800 | 0 | 0 | 0 | ||
6 | Classify/Stagger Board of Directors | For | None | 376800 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 376800 | 0 | 0 | 0 | ||
CADENCE DESIGN SYSTEMS, INC. | |||||||||
Security: | 127387108 | Meeting Type: | Annual | ||||||
Ticker: | CDNS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US1273871087 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934953628 | Management | Total Ballot Shares: | 190300 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 178300 | 0 | 0 | 0 | ||
10 | Amend Stock Compensation Plan | For | None | 178300 | 0 | 0 | 0 | ||
11 | Eliminate Supermajority Requirements | For | None | 178300 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 178300 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 178300 | 0 | 0 | 0 | ||
WEC ENERGY GROUP, INC. | |||||||||
Security: | 92939U106 | Meeting Type: | Annual | ||||||
Ticker: | WEC | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92939U1060 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934945746 | Management | Total Ballot Shares: | 509700 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 227000 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 227000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 227000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 227000 | 0 | 0 | 0 | ||
CMS ENERGY CORPORATION | |||||||||
Security: | 125896100 | Meeting Type: | Annual | ||||||
Ticker: | CMS | Meeting Date: | 03-May-2019 | ||||||
ISIN | US1258961002 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934945594 | Management | Total Ballot Shares: | 628000 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 235200 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 235200 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 235200 | 0 | 0 | 0 | ||
14 | S/H Proposal - Political/Government | Against | None | 0 | 235200 | 0 | 0 | ||
LKQ CORPORATION | |||||||||
Security: | 501889208 | Meeting Type: | Annual | ||||||
Ticker: | LKQ | Meeting Date: | 06-May-2019 | ||||||
ISIN | US5018892084 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934948110 | Management | Total Ballot Shares: | 328750 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 308000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 308000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 308000 | 0 | 0 | 0 | ||
IBERIABANK CORPORATION | |||||||||
Security: | 450828108 | Meeting Type: | Annual | ||||||
Ticker: | IBKC | Meeting Date: | 07-May-2019 | ||||||
ISIN | US4508281080 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934978430 | Management | Total Ballot Shares: | 222150 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William H. Fenstermaker | 114600 | 0 | 0 | 0 | ||||
2 | Rick E. Maples | 114600 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 114600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 114600 | 0 | 0 | 0 | ||
4 | Approve Stock Compensation Plan | For | None | 114600 | 0 | 0 | 0 | ||
POPULAR, INC. | |||||||||
Security: | 733174700 | Meeting Type: | Annual | ||||||
Ticker: | BPOP | Meeting Date: | 07-May-2019 | ||||||
ISIN | PR7331747001 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934951294 | Management | Total Ballot Shares: | 452400 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 226200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 226200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 226200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 226200 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 226200 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 226200 | 0 | 0 | 0 | ||
GILEAD SCIENCES, INC. | |||||||||
Security: | 375558103 | Meeting Type: | Annual | ||||||
Ticker: | GILD | Meeting Date: | 08-May-2019 | ||||||
ISIN | US3755581036 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 934957056 | Management | Total Ballot Shares: | 363180 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 112100 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 112100 | 0 | 0 | 0 | ||
11 | Limit/Eliminate Written Consent | For | None | 112100 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 112100 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 112100 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 112100 | 0 | 0 | ||
GARDNER DENVER HOLDINGS, INC. | |||||||||
Security: | 36555P107 | Meeting Type: | Annual | ||||||
Ticker: | GDI | Meeting Date: | 09-May-2019 | ||||||
ISIN | US36555P1075 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957741 | Management | Total Ballot Shares: | 1218200 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 419500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 419500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 419500 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 419500 | 0 | 0 | 0 | ||
PENSKE AUTOMOTIVE GROUP, INC. | |||||||||
Security: | 70959W103 | Meeting Type: | Annual | ||||||
Ticker: | PAG | Meeting Date: | 09-May-2019 | ||||||
ISIN | US70959W1036 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957094 | Management | Total Ballot Shares: | 343900 | |||||
Last Vote Date: | 17-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John D. Barr | 149100 | 0 | 0 | 0 | ||||
2 | Lisa Davis | 149100 | 0 | 0 | 0 | ||||
3 | Wolfgang Dürheimer | 149100 | 0 | 0 | 0 | ||||
4 | Michael R. Eisenson | 149100 | 0 | 0 | 0 | ||||
5 | Robert H. Kurnick, Jr. | 149100 | 0 | 0 | 0 | ||||
6 | Kimberly J. McWaters | 149100 | 0 | 0 | 0 | ||||
7 | Roger S. Penske | 149100 | 0 | 0 | 0 | ||||
8 | Roger S. Penske, Jr. | 149100 | 0 | 0 | 0 | ||||
9 | Sandra E. Pierce | 149100 | 0 | 0 | 0 | ||||
10 | Greg C. Smith | 149100 | 0 | 0 | 0 | ||||
11 | Ronald G. Steinhart | 149100 | 0 | 0 | 0 | ||||
12 | H. Brian Thompson | 149100 | 0 | 0 | 0 | ||||
13 | Masashi Yamanaka | 149100 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 149100 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 149100 | 0 | 0 | 0 | ||
MASCO CORPORATION | |||||||||
Security: | 574599106 | Meeting Type: | Annual | ||||||
Ticker: | MAS | Meeting Date: | 10-May-2019 | ||||||
ISIN | US5745991068 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934980497 | Management | Total Ballot Shares: | 332600 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 311600 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 311600 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 311600 | 0 | 0 | 0 | ||
FIRST REPUBLIC BANK | |||||||||
Security: | 33616C100 | Meeting Type: | Annual | ||||||
Ticker: | FRC | Meeting Date: | 14-May-2019 | ||||||
ISIN | US33616C1009 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934959757 | Management | Total Ballot Shares: | 154600 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 144800 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 144800 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 144800 | 0 | 0 | ||
QUEST DIAGNOSTICS INCORPORATED | |||||||||
Security: | 74834L100 | Meeting Type: | Annual | ||||||
Ticker: | DGX | Meeting Date: | 14-May-2019 | ||||||
ISIN | US74834L1008 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934966106 | Management | Total Ballot Shares: | 96000 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 89900 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 89900 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 89900 | 0 | 0 | 0 | ||
12 | Amend Stock Compensation Plan | For | None | 89900 | 0 | 0 | 0 | ||
WATERS CORPORATION | |||||||||
Security: | 941848103 | Meeting Type: | Annual | ||||||
Ticker: | WAT | Meeting Date: | 14-May-2019 | ||||||
ISIN | US9418481035 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934973822 | Management | Total Ballot Shares: | 57000 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 53400 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 53400 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 53400 | 0 | 0 | 0 | ||
WYNDHAM HOTELS & RESORTS, INC. | |||||||||
Security: | 98311A105 | Meeting Type: | Annual | ||||||
Ticker: | WH | Meeting Date: | 14-May-2019 | ||||||
ISIN | US98311A1051 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934967312 | Management | Total Ballot Shares: | 183900 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Mukul V. Deoras | 172300 | 0 | 0 | 0 | ||||
2 | Brian Mulroney | 172300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 172300 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | 14A Executive Compensation Vote Frequency | None | 172300 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | Ratify Appointment of Independent Auditors | For | None | 172300 | 0 | 0 | 0 | ||
BRIXMOR PROPERTY GROUP INC | |||||||||
Security: | 11120U105 | Meeting Type: | Annual | ||||||
Ticker: | BRX | Meeting Date: | 15-May-2019 | ||||||
ISIN | US11120U1051 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934948146 | Management | Total Ballot Shares: | 1051820 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 545300 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 545300 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 545300 | 0 | 0 | 0 | ||
SS&C TECHNOLOGIES HOLDINGS, INC. | |||||||||
Security: | 78467J100 | Meeting Type: | Annual | ||||||
Ticker: | SSNC | Meeting Date: | 15-May-2019 | ||||||
ISIN | US78467J1007 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934979139 | Management | Total Ballot Shares: | 263850 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Smita Conjeevaram | 247200 | 0 | 0 | 0 | ||||
2 | Michael E. Daniels | 247200 | 0 | 0 | 0 | ||||
3 | William C. Stone | 247200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 0 | 247200 | 0 | 0 | ||
3 | Amend Stock Compensation Plan | For | None | 0 | 247200 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 247200 | 0 | 0 | 0 | ||
DISCOVER FINANCIAL SERVICES | |||||||||
Security: | 254709108 | Meeting Type: | Annual | ||||||
Ticker: | DFS | Meeting Date: | 16-May-2019 | ||||||
ISIN | US2547091080 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934964784 | Management | Total Ballot Shares: | 262773 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 124300 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 124300 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 124300 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 124300 | 0 | 0 | 0 | ||
15 | Approve Charter Amendment | For | None | 0 | 0 | 124300 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 124300 | 0 | 0 | 0 | ||
LEAR CORPORATION | |||||||||
Security: | 521865204 | Meeting Type: | Annual | ||||||
Ticker: | LEA | Meeting Date: | 16-May-2019 | ||||||
ISIN | US5218652049 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934961966 | Management | Total Ballot Shares: | 37550 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 35200 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 35200 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 35200 | 0 | 0 | 0 | ||
12 | Approve Stock Compensation Plan | For | None | 35200 | 0 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORPORATION | |||||||||
Security: | 989207105 | Meeting Type: | Annual | ||||||
Ticker: | ZBRA | Meeting Date: | 16-May-2019 | ||||||
ISIN | US9892071054 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934970345 | Management | Total Ballot Shares: | 76700 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Frank B. Modruson | 71900 | 0 | 0 | 0 | ||||
2 | Michael A. Smith | 71900 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 71900 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 71900 | 0 | 0 | 0 | ||
KANSAS CITY SOUTHERN | |||||||||
Security: | 485170302 | Meeting Type: | Annual | ||||||
Ticker: | KSU | Meeting Date: | 17-May-2019 | ||||||
ISIN | US4851703029 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934976145 | Management | Total Ballot Shares: | 153700 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 81500 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 81500 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 81500 | 0 | 0 | 0 | ||
12 | Approve Charter Amendment | For | None | 81500 | 0 | 0 | 0 | ||
CHARLES RIVER LABORATORIES INTL., INC. | |||||||||
Security: | 159864107 | Meeting Type: | Annual | ||||||
Ticker: | CRL | Meeting Date: | 21-May-2019 | ||||||
ISIN | US1598641074 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934978579 | Management | Total Ballot Shares: | 213850 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 116900 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 116900 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 116900 | 0 | 0 | 0 | ||
AMERICAN FINANCIAL GROUP, INC. | |||||||||
Security: | 025932104 | Meeting Type: | Annual | ||||||
Ticker: | AFG | Meeting Date: | 22-May-2019 | ||||||
ISIN | US0259321042 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934971195 | Management | Total Ballot Shares: | 188200 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Carl H. Lindner III | 77900 | 0 | 0 | 0 | ||||
2 | S. Craig Lindner | 77900 | 0 | 0 | 0 | ||||
3 | Kenneth C. Ambrecht | 77900 | 0 | 0 | 0 | ||||
4 | John B. Berding | 77900 | 0 | 0 | 0 | ||||
5 | Joseph E. Consolino | 77900 | 0 | 0 | 0 | ||||
6 | Virginia C. Drosos | 77900 | 0 | 0 | 0 | ||||
7 | James E. Evans | 77900 | 0 | 0 | 0 | ||||
8 | Terry S. Jacobs | 77900 | 0 | 0 | 0 | ||||
9 | Gregory G. Joseph | 77900 | 0 | 0 | 0 | ||||
10 | Mary Beth Martin | 77900 | 0 | 0 | 0 | ||||
11 | William W. Verity | 77900 | 0 | 0 | 0 | ||||
12 | John I. Von Lehman | 77900 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 77900 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 77900 | 0 | 0 | ||
BURLINGTON STORES, INC. | |||||||||
Security: | 122017106 | Meeting Type: | Annual | ||||||
Ticker: | BURL | Meeting Date: | 22-May-2019 | ||||||
ISIN | US1220171060 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934986564 | Management | Total Ballot Shares: | 109800 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 44500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 44500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 44500 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 44500 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 44500 | 0 | 0 | 0 | ||
FISERV, INC. | |||||||||
Security: | 337738108 | Meeting Type: | Annual | ||||||
Ticker: | FISV | Meeting Date: | 22-May-2019 | ||||||
ISIN | US3377381088 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934978264 | Management | Total Ballot Shares: | 270750 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Alison Davis | 178300 | 0 | 0 | 0 | ||||
2 | Harry F. DiSimone | 178300 | 0 | 0 | 0 | ||||
3 | John Y. Kim | 178300 | 0 | 0 | 0 | ||||
4 | Dennis F. Lynch | 178300 | 0 | 0 | 0 | ||||
5 | Denis J. O'Leary | 178300 | 0 | 0 | 0 | ||||
6 | Glenn M. Renwick | 178300 | 0 | 0 | 0 | ||||
7 | Kim M. Robak | 178300 | 0 | 0 | 0 | ||||
8 | JD Sherman | 178300 | 0 | 0 | 0 | ||||
9 | Doyle R. Simons | 178300 | 0 | 0 | 0 | ||||
10 | Jeffery W. Yabuki | 178300 | 0 | 0 | 0 | ||||
2 | Amend Employee Stock Purchase Plan | For | None | 178300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 178300 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 178300 | 0 | 0 | 0 | ||
5 | S/H Proposal - Political/Government | Against | None | 0 | 178300 | 0 | 0 | ||
ITT INC | |||||||||
Security: | 45073V108 | Meeting Type: | Annual | ||||||
Ticker: | ITT | Meeting Date: | 22-May-2019 | ||||||
ISIN | US45073V1089 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934982427 | Management | Total Ballot Shares: | 198300 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 185800 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 185800 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 185800 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 185800 | 0 | 0 | ||
ROSS STORES, INC. | |||||||||
Security: | 778296103 | Meeting Type: | Annual | ||||||
Ticker: | ROST | Meeting Date: | 22-May-2019 | ||||||
ISIN | US7782961038 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934968794 | Management | Total Ballot Shares: | 194750 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 89100 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 89100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 89100 | 0 | 0 | 0 | ||
13 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | None | 0 | 89100 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | |||||||||
Security: | 883556102 | Meeting Type: | Annual | ||||||
Ticker: | TMO | Meeting Date: | 22-May-2019 | ||||||
ISIN | US8835561023 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934979519 | Management | Total Ballot Shares: | 216468 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 71200 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 71200 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 71200 | 0 | 0 | 0 | ||
DESIGNER BRANDS INC. F/K/A DSW INC. | |||||||||
Security: | 23334L102 | Meeting Type: | Annual | ||||||
Ticker: | Meeting Date: | 23-May-2019 | |||||||
ISIN | US23334L1026 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934988671 | Management | Total Ballot Shares: | 592050 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Elaine J. Eisenman | 241200 | 0 | 0 | 0 | ||||
2 | Joanna T. Lau | 241200 | 0 | 0 | 0 | ||||
3 | Joseph A. Schottenstein | 0 | 0 | 241200 | 0 | ||||
4 | Ekta Singh-Bushell | 241200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 241200 | 0 | 0 | 0 | ||
MASTEC, INC. | |||||||||
Security: | 576323109 | Meeting Type: | Annual | ||||||
Ticker: | MTZ | Meeting Date: | 23-May-2019 | ||||||
ISIN | US5763231090 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934955937 | Management | Total Ballot Shares: | 187100 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Robert J. Dwyer | 175300 | 0 | 0 | 0 | ||||
2 | Jose S. Sorzano | 175300 | 0 | 0 | 0 | ||||
3 | C. Robert Campbell | 175300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 175300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 175300 | 0 | 0 | 0 | ||
PBF ENERGY INC. | |||||||||
Security: | 69318G106 | Meeting Type: | Annual | ||||||
Ticker: | PBF | Meeting Date: | 23-May-2019 | ||||||
ISIN | US69318G1067 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934983746 | Management | Total Ballot Shares: | 407700 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 194200 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 194200 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 194200 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | 14A Executive Compensation Vote Frequency | None | 194200 | 0 | 0 | 0 | 0 | ||
SYNCHRONY FINANCIAL | |||||||||
Security: | 87165B103 | Meeting Type: | Annual | ||||||
Ticker: | SYF | Meeting Date: | 23-May-2019 | ||||||
ISIN | US87165B1035 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934975787 | Management | Total Ballot Shares: | 557850 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 364100 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 364100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 364100 | 0 | 0 | 0 | ||
LIBERTY PROPERTY TRUST | |||||||||
Security: | 531172104 | Meeting Type: | Annual | ||||||
Ticker: | LPT | Meeting Date: | 29-May-2019 | ||||||
ISIN | US5311721048 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 935016229 | Management | Total Ballot Shares: | 123500 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Thomas C. Deloach, Jr. | 115700 | 0 | 0 | 0 | ||||
2 | Katherine E. Dietze | 115700 | 0 | 0 | 0 | ||||
3 | Antonio F. Fernandez | 115700 | 0 | 0 | 0 | ||||
4 | Daniel P. Garton | 115700 | 0 | 0 | 0 | ||||
5 | Robert G. Gifford | 115700 | 0 | 0 | 0 | ||||
6 | William P. Hankowsky | 115700 | 0 | 0 | 0 | ||||
7 | David L. Lingerfelt | 115700 | 0 | 0 | 0 | ||||
8 | Marguerite M. Nader | 115700 | 0 | 0 | 0 | ||||
9 | Lawrence D. Raiman | 115700 | 0 | 0 | 0 | ||||
10 | Fredric J. Tomczyk | 115700 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 115700 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 115700 | 0 | 0 | 0 | ||
STERLING BANCORP | |||||||||
Security: | 85917A100 | Meeting Type: | Annual | ||||||
Ticker: | STL | Meeting Date: | 29-May-2019 | ||||||
ISIN | US85917A1007 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934999989 | Management | Total Ballot Shares: | 2030650 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John P. Cahill | 560300 | 0 | 0 | 0 | ||||
2 | Navy E. Djonovic | 560300 | 0 | 0 | 0 | ||||
3 | Fernando Ferrer | 560300 | 0 | 0 | 0 | ||||
4 | Robert Giambrone | 560300 | 0 | 0 | 0 | ||||
5 | Mona Aboelnaga Kanaan | 560300 | 0 | 0 | 0 | ||||
6 | Jack Kopnisky | 560300 | 0 | 0 | 0 | ||||
7 | James J. Landy | 560300 | 0 | 0 | 0 | ||||
8 | Maureen Mitchell | 560300 | 0 | 0 | 0 | ||||
9 | Patricia M. Nazemetz | 560300 | 0 | 0 | 0 | ||||
10 | Richard O'Toole | 560300 | 0 | 0 | 0 | ||||
11 | Ralph F. Palleschi | 560300 | 0 | 0 | 0 | ||||
12 | Burt Steinberg | 560300 | 0 | 0 | 0 | ||||
13 | William E. Whiston | 560300 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 560300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 560300 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 560300 | 0 | 0 | 0 | ||
TAYLOR MORRISON HOME CORPORATION (TMHC) | |||||||||
Security: | 87724P106 | Meeting Type: | Annual | ||||||
Ticker: | TMHC | Meeting Date: | 29-May-2019 | ||||||
ISIN | US87724P1066 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934980574 | Management | Total Ballot Shares: | 428750 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Jeffry L. Flake | 401700 | 0 | 0 | 0 | ||||
2 | Anne L. Mariucci | 401700 | 0 | 0 | 0 | ||||
3 | Andrea Owen | 401700 | 0 | 0 | 0 | ||||
4 | Denise F. Warren | 401700 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 401700 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 401700 | 0 | 0 | 0 | ||
4 | Approve Charter Amendment | For | None | 401700 | 0 | 0 | 0 | ||
DOUGLAS EMMETT, INC. | |||||||||
Security: | 25960P109 | Meeting Type: | Annual | ||||||
Ticker: | DEI | Meeting Date: | 30-May-2019 | ||||||
ISIN | US25960P1093 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934997644 | Management | Total Ballot Shares: | 628090 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dan A. Emmett | 273100 | 0 | 0 | 0 | ||||
2 | Jordan L. Kaplan | 273100 | 0 | 0 | 0 | ||||
3 | Kenneth M. Panzer | 273100 | 0 | 0 | 0 | ||||
4 | Christopher H. Anderson | 273100 | 0 | 0 | 0 | ||||
5 | Leslie E. Bider | 273100 | 0 | 0 | 0 | ||||
6 | Dr. David T. Feinberg | 273100 | 0 | 0 | 0 | ||||
7 | Virginia A. McFerran | 273100 | 0 | 0 | 0 | ||||
8 | Thomas E. O'Hern | 273100 | 0 | 0 | 0 | ||||
9 | William E. Simon, Jr. | 273100 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 273100 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 273100 | 0 | 0 | ||
LOGMEIN, INC | |||||||||
Security: | 54142L109 | Meeting Type: | Annual | ||||||
Ticker: | LOGM | Meeting Date: | 30-May-2019 | ||||||
ISIN | US54142L1098 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934996173 | Management | Total Ballot Shares: | 113200 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 106100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 106100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 106100 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 106100 | 0 | 0 | 0 | ||
5 | Adopt Employee Stock Purchase Plan | For | None | 106100 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 106100 | 0 | 0 | 0 | ||
ACUSHNET HOLDINGS CORP. | |||||||||
Security: | 005098108 | Meeting Type: | Annual | ||||||
Ticker: | GOLF | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US0050981085 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 934995309 | Management | Total Ballot Shares: | 441300 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | David Maher | 353600 | 0 | 0 | 0 | ||||
2 | Yoon Soo (Gene) Yoon | 353600 | 0 | 0 | 0 | ||||
3 | Jennifer Estabrook | 353600 | 0 | 0 | 0 | ||||
4 | Gregory Hewett | 353600 | 0 | 0 | 0 | ||||
5 | Sean Sullivan | 353600 | 0 | 0 | 0 | ||||
6 | Steven Tishman | 353600 | 0 | 0 | 0 | ||||
7 | Walter Uihlein | 353600 | 0 | 0 | 0 | ||||
8 | Norman Wesley | 353600 | 0 | 0 | 0 | ||||
9 | Yeun Chang (Kevin) Yoon | 353600 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 353600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 353600 | 0 | 0 | 0 | ||
INGERSOLL-RAND PLC | |||||||||
Security: | G47791101 | Meeting Type: | Annual | ||||||
Ticker: | IR | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | IE00B6330302 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935006709 | Management | Total Ballot Shares: | 430425 | |||||
Last Vote Date: | 14-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 114600 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 114600 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 114600 | 0 | 0 | 0 | ||
15 | Allot Securities | For | None | 114600 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 114600 | 0 | 0 | 0 | ||
17 | Allot Securities | For | None | 114600 | 0 | 0 | 0 | ||
PROOFPOINT, INC. | |||||||||
Security: | 743424103 | Meeting Type: | Annual | ||||||
Ticker: | PFPT | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US7434241037 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 934990929 | Management | Total Ballot Shares: | 75200 | |||||
Last Vote Date: | 17-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 56400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 56400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 56400 | 0 | 0 | 0 | ||
4 | Amend Stock Compensation Plan | For | None | 0 | 56400 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 0 | 56400 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | 14A Executive Compensation Vote Frequency | None | 56400 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | Ratify Appointment of Independent Auditors | For | None | 56400 | 0 | 0 | 0 | ||
ROPER TECHNOLOGIES, INC. | |||||||||
Security: | 776696106 | Meeting Type: | Annual | ||||||
Ticker: | ROP | Meeting Date: | 10-Jun-2019 | ||||||
ISIN | US7766961061 | Vote Deadline Date: | 07-Jun-2019 | ||||||
Agenda | 935013792 | Management | Total Ballot Shares: | 34350 | |||||
Last Vote Date: | 21-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Shellye L. Archambeau | 32200 | 0 | 0 | 0 | ||||
2 | Amy Woods Brinkley | 32200 | 0 | 0 | 0 | ||||
3 | John F. Fort, III | 32200 | 0 | 0 | 0 | ||||
4 | L. Neil Hunn | 32200 | 0 | 0 | 0 | ||||
5 | Robert D. Johnson | 32200 | 0 | 0 | 0 | ||||
6 | Robert E. Knowling, Jr. | 32200 | 0 | 0 | 0 | ||||
7 | Wilbur J. Prezzano | 32200 | 0 | 0 | 0 | ||||
8 | Laura G. Thatcher | 32200 | 0 | 0 | 0 | ||||
9 | Richard F. Wallman | 32200 | 0 | 0 | 0 | ||||
10 | Christopher Wright | 32200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 32200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 32200 | 0 | 0 | 0 | ||
4 | S/H Proposal - Political/Government | Against | None | 0 | 32200 | 0 | 0 | ||
AUTODESK, INC. | |||||||||
Security: | 052769106 | Meeting Type: | Annual | ||||||
Ticker: | ADSK | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US0527691069 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935010140 | Management | Total Ballot Shares: | 105500 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 76400 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 76400 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 76400 | 0 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL, INC. | |||||||||
Security: | 31620R303 | Meeting Type: | Annual | ||||||
Ticker: | FNF | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US31620R3030 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935015506 | Management | Total Ballot Shares: | 400600 | |||||
Last Vote Date: | 22-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Richard N. Massey | 375300 | 0 | 0 | 0 | ||||
2 | Daniel D. Lane | 375300 | 0 | 0 | 0 | ||||
3 | Cary H. Thompson | 375300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 375300 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 375300 | 0 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC. | |||||||||
Security: | 339041105 | Meeting Type: | Annual | ||||||
Ticker: | FLT | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US3390411052 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935004072 | Management | Total Ballot Shares: | 128110 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 54000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 54000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 54000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 54000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 0 | 54000 | 0 | 0 | ||
6 | Declassify Board | For | None | 54000 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 54000 | 0 | 0 | 0 | ||
8 | S/H Proposal - Corporate Governance | Against | None | 0 | 54000 | 0 | 0 | ||
IAC/INTERACTIVECORP | |||||||||
Security: | 44919P508 | Meeting Type: | Annual | ||||||
Ticker: | IAC | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US44919P5089 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935017194 | Management | Total Ballot Shares: | 84150 | |||||
Last Vote Date: | 22-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Edgar Bronfman, Jr. | 71300 | 0 | 0 | 0 | ||||
2 | Chelsea Clinton | 71300 | 0 | 0 | 0 | ||||
3 | Barry Diller | 71300 | 0 | 0 | 0 | ||||
4 | Michael D. Eisner | 71300 | 0 | 0 | 0 | ||||
5 | Bonnie S. Hammer | 71300 | 0 | 0 | 0 | ||||
6 | Victor A. Kaufman | 71300 | 0 | 0 | 0 | ||||
7 | Joseph Levin | 71300 | 0 | 0 | 0 | ||||
8 | Bryan Lourd | 71300 | 0 | 0 | 0 | ||||
9 | David Rosenblatt | 71300 | 0 | 0 | 0 | ||||
10 | Alan G. Spoon | 71300 | 0 | 0 | 0 | ||||
11 | A. von Furstenberg | 71300 | 0 | 0 | 0 | ||||
12 | Richard F. Zannino | 71300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 71300 | 0 | 0 | 0 | ||
SERVICENOW, INC. | |||||||||
Security: | 81762P102 | Meeting Type: | Annual | ||||||
Ticker: | NOW | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US81762P1021 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935000911 | Management | Total Ballot Shares: | 35900 | |||||
Last Vote Date: | 21-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 25200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 25200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 25200 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 25200 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 25200 | 0 | 0 | 0 | ||
PROPETRO HOLDING CORP. | |||||||||
Security: | 74347M108 | Meeting Type: | Annual | ||||||
Ticker: | PUMP | Meeting Date: | 14-Jun-2019 | ||||||
ISIN | US74347M1080 | Vote Deadline Date: | 13-Jun-2019 | ||||||
Agenda | 935010443 | Management | Total Ballot Shares: | 429850 | |||||
Last Vote Date: | 24-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dale Redman | 403000 | 0 | 0 | 0 | ||||
2 | Spencer D. Armour, III | 403000 | 0 | 0 | 0 | ||||
3 | Steven Beal | 403000 | 0 | 0 | 0 | ||||
4 | Mark S. Berg | 403000 | 0 | 0 | 0 | ||||
5 | Anthony Best | 403000 | 0 | 0 | 0 | ||||
6 | Pryor Blackwell | 403000 | 0 | 0 | 0 | ||||
7 | Alan E. Douglas | 403000 | 0 | 0 | 0 | ||||
8 | Royce W. Mitchell | 403000 | 0 | 0 | 0 | ||||
9 | Jack B. Moore | 403000 | 0 | 0 | 0 | ||||
2 | Miscellaneous Corporate Actions | For | None | 403000 | 0 | 0 | 0 | ||
3 | Eliminate Supermajority Requirements | For | None | 403000 | 0 | 0 | 0 | ||
4 | Eliminate Supermajority Requirements | For | None | 403000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 403000 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | 14A Executive Compensation Vote Frequency | None | 403000 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | Ratify Appointment of Independent Auditors | For | None | 403000 | 0 | 0 | 0 | ||
OXFORD INDUSTRIES, INC. | |||||||||
Security: | 691497309 | Meeting Type: | Annual | ||||||
Ticker: | OXM | Meeting Date: | 18-Jun-2019 | ||||||
ISIN | US6914973093 | Vote Deadline Date: | 17-Jun-2019 | ||||||
Agenda | 935022664 | Management | Total Ballot Shares: | 183000 | |||||
Last Vote Date: | 28-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 72700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 72700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 72700 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 72700 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 72700 | 0 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD. | |||||||||
Security: | M51363113 | Meeting Type: | Special | ||||||
Ticker: | MLNX | Meeting Date: | 20-Jun-2019 | ||||||
ISIN | IL0011017329 | Vote Deadline Date: | 19-Jun-2019 | ||||||
Agenda | 935031980 | Management | Total Ballot Shares: | 144300 | |||||
Last Vote Date: | 17-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Charter Amendment | None | None | 66000 | 0 | 0 | 0 | ||
2 | Approve Merger Agreement | For | None | 66000 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 66000 | 0 | 0 | 0 | ||
4 | 14A Extraordinary Transaction Executive Compensation | For | None | 66000 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | None | None | 66000 | 0 | 0 | 0 | ||
6 | Miscellaneous Compensation Plans | For | None | 66000 | 0 | 0 | 0 | ||
7 | Approve Charter Amendment | None | None | 66000 | 0 | 0 | 0 | ||
8 | Miscellaneous Compensation Plans | For | None | 66000 | 0 | 0 | 0 | ||
9 | Approve Charter Amendment | None | None | 66000 | 0 | 0 | 0 | ||
10 | Miscellaneous Compensation Plans | For | None | 66000 | 0 | 0 | 0 | ||
11 | Approve Charter Amendment | None | None | 66000 | 0 | 0 | 0 | ||
12 | Miscellaneous Compensation Plans | For | None | 66000 | 0 | 0 | 0 | ||
13 | Approve Charter Amendment | None | None | 66000 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 66000 | 0 | 0 | 0 | ||
15 | Miscellaneous Compensation Plans | For | None | 66000 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Special | ||||||
Ticker: | CNC | Meeting Date: | 24-Jun-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 21-Jun-2019 | ||||||
Agenda | 935038213 | Management | Total Ballot Shares: | 687450 | |||||
Last Vote Date: | 13-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 262200 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 262200 | 0 | 0 | 0 |
First Investors Premium Income Fund
THE TJX COMPANIES, INC. | ||||
Security | 872540109 | Meeting Type | Special | |
Ticker Symbol | TJX | Meeting Date | 22-Oct-2018 | |
ISIN | US8725401090 | Agenda | 934884594 - Management | |
Record Date | 27-Sep-2018 | Holding Recon Date | 27-Sep-2018 | |
City / Country | / | United | Vote Deadline Date | 19-Oct-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | An amendment to the Company's Fourth Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 400 | 0 | 08-Oct-2018 | 23-Oct-2018 |
ORACLE CORPORATION | ||||
Security | 68389X105 | Meeting Type | Annual | |
Ticker Symbol | ORCL | Meeting Date | 14-Nov-2018 | |
ISIN | US68389X1054 | Agenda | 934879656 - Management | |
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | |
City / Country | / | United | Vote Deadline Date | 13-Nov-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
by | Management | Recommendation | ||||
1. | DIRECTOR | Management | ||||
1 | Jeffrey S. Berg | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit and Nominating (Governance and Independence) Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
2 | Michael J. Boskin | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
3 | Safra A. Catz | For | For | For | ||
4 | Bruce R. Chizen | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit and Nominating (Governance and Independence) Committees |
||||||
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
5 | George H. Conrades | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Compensation CommitteeAccording to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention |
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
||||||
6 | Lawrence J. Ellison | Withheld | Against | Withheld | ||
Comments: Inside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability. |
||||||
7 | Hector Garcia-Molina | For | For | For | ||
8 | Jeffrey O. Henley | For | For | For | ||
9 | Mark V. Hurd | For | For | For | ||
10 | Renee J. James | For | For | For | ||
11 | Charles W. Moorman IV | Withheld | Against | Withheld | ||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
||||||
12 | Leon E. Panetta | Withheld | Against | Withheld | ||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
||||||
13 | William G. Parrett | For | For | For | ||
14 | Naomi O. Seligman | Withheld | Against | Withheld | ||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
||||||
2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company' directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | Against | Against | Against |
Comments: At Egan-Jones Proxy Services we review relevant factors, both qualitative and quantitative in nature, before issuing a recommendation regarding the ratification of appointment of independent auditors. We believe that auditor rotation every seven years, a ratio of non-audit fees and total fees not exceeding 50%, a lack of significant and material disciplinary actions taken against the Company's Auditor and any financial interest of the auditor in or association with the Company are the minimum criteria that should be taken into consideration in ensuring the auditor's independence.
The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | For | Against | For |
Comments: We believe that public disclosure on discrimination in compensation and employment opportunities for women is an effective incentive to develop and maintain effective programs to break the glass ceiling barriers. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Stockholder Proposal Regarding Political Contributions Report. | Shareholder | For | Against | For |
Comments: This proposal, if adopted, would require the management to advise the shareholders how many corporate dollars are being spent for political purposes and to specify what political causes the management seeks to promote with those funds. It is therefore no more than a requirement that the shareholders be given a more detailed accounting of these special purpose expenditures than they now receive. These political contributions are made with dollars that belong to the shareholders as a group and they are entitled to know how they are being spent. Relying on publicly available data does not provide a complete picture of the Company's political expenditures. As such, we believe that improved transparency and accountability only adds to a company's long-term sustainability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' SRI Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Stockholder Proposal Regarding Lobbying Report. | Shareholder | For | Against | For |
Comments: We believe that it is in the Company's best interests to review its public policy advocacy and oversight and expand its public disclosure about third party lobbying. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' SRI Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 600 | 0 | 30-Oct-2018 | 15-Nov-2018 |
MEDTRONIC PLC | ||||
Security | G5960L103 | Meeting Type | Annual | |
Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | |
ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | |
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | |
City / Country | / | United | Vote Deadline Date | 06-Dec-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Richard H. Anderson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director: Craig Arnold | Management | For | For | For |
1c. | Election of Director: Scott C. Donnelly | Management | For | For | For |
1d. | Election of Director: Randall J. Hogan III | Management | For | For | For |
1e. | Election of Director: Omar Ishrak | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | |||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For |
1g. | Election of Director: James T. Lenehan | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan- Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | For |
1i. | Election of Director: Denise M. O'Leary | Management | For | For | For |
1j. | Election of Director: Kendall J. Powell | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 20,400 | 0 | 22-Nov-2018 | 10-Dec-2018 |
CISCO SYSTEMS, INC. | ||||
Security | 17275R102 | Meeting Type | Annual | |
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | |
ISIN | US17275R1023 | Agenda | 934891614 - Management | |
Record Date | 15-Oct-2018 | Holding Recon Date | 15-Oct-2018 | |
City / Country | / | United | Vote Deadline Date | 11-Dec-2018 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: M. Michele Burns | Management | For | For | For |
1b. | Election of Director: Michael D. Capellas | Management | For | For | For |
1c. | Election of Director: Mark Garrett | Management | For | For | For |
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For |
1e. | Election of Director: Roderick C. McGeary | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1f. | Election of Director: Charles H. Robbins | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1g. | Election of Director: Arun Sarin | Management | For | For | For |
1h. | Election of Director: Brenton L. Saunders | Management | For | For | For |
1i. | Election of Director: Steven M. West | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | For |
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For |
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | Against | Against | Against |
Comments: After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 52,500 | 0 | 03-Dec-2018 | 13-Dec-2018 |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security | 931427108 | Meeting Type | Annual | |
Ticker Symbol | WBA | Meeting Date | 25-Jan-2019 | |
ISIN | US9314271084 | Agenda | 934909827 - Management | |
Record Date | 26-Nov-2018 | Holding Recon Date | 26-Nov-2018 | |
City / Country | / | United | Vote Deadline Date | 24-Jan-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Jose E. Almeida | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1b. | Election of Director: Janice M. Babiak | Management | For | For | For |
1c. | Election of Director: David J. Brailer | Management | For | For | For |
1d. | Election of Director: William C. Foote | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1e. | Election of Director: Ginger L. Graham | Management | For | For | For |
1f. | Election of Director: John A. Lederer | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1g. | Election of Director: Dominic P. Murphy | Management | For | For | For |
1h. | Election of Director: Stefano Pessina | Management | For | For | For |
1i. | Election of Director: Leonard D. Schaeffer | Management | For | For | For |
1j. | Election of Director: Nancy M. Schlichting | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: James A. Skinner | Management | Against | Against | Against |
Comments: Inside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability. |
|||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2019. | Management | Against | Against | Against |
Comments: At Egan-Jones Proxy Services we review relevant factors, both qualitative and quantitative in nature, before issuing a recommendation regarding the ratification of the appointment of independent auditors. We believe that auditor rotation every seven years, a ratio of non-audit fees and total fees not exceeding 50%, a lack of significant and material disciplinary actions taken against the Company's Auditor and any financial interest of the auditor in or association with the Company are the minimum criteria that should be taken into consideration in ensuring the auditor's independence.
The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Approval of the amendment and restatement of the Walgreens Boots Alliance, Inc. Employee Stock Purchase Plan. |
Management | For | For | For |
5. | Stockholder proposal requesting an independent Board Chairman. |
Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Stockholder proposal regarding the use of GAAP financial metrics for purposes of determining senior executive compensation. | Shareholder | For | Against | For |
Comments: Given the Compensation Score that we issued to the Company, we believe that this proposal warrants shareholder approval. We believe that executive pay incentives should be transparent and incentivize executive accountability to the most critical issues that the Company faces. As such, we recommend a vote FOR this Proposal. | |||||
7. | Stockholder proposal requesting report on governance measures related to opioids. | Shareholder | For | Against | For |
Comments: We believe that corporate governance can play an important role in effectively addressing opioid-related risks that would benefit the shareholders and the Company as well. We recommend a vote FOR this Proposal. | |||||
8. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 5,300 | 0 | 15-Jan-2019 | 28-Jan-2019 |
APPLE INC. | ||||
Security | 037833100 | Meeting Type | Annual | |
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |
ISIN | US0378331005 | Agenda | 934919359 - Management | |
Record Date | 02-Jan-2019 | Holding Recon Date | 02-Jan-2019 | |
City / Country | / | United | Vote Deadline Date | 28-Feb-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of director: James Bell | Management | For | For | For |
1b. | Election of director: Tim Cook | Management | For | For | For |
1c. | Election of director: Al Gore | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of director: Bob Iger | Management | For | For | For |
1e. | Election of director: Andrea Jung | Management | For | For | For |
1f. | Election of director: Art Levinson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.
Affiliated Outside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1g. | Election of director: Ron Sugar | Management | For | For | For |
1h. | Election of director: Sue Wagner | Management | For | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | Against | Against | Against |
Comments: After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Advisory vote to approve executive compensation | Management | For | For | For |
4. | A shareholder proposal entitled "Shareholder Proxy | Shareholder | For | Against | For |
Access Amendments" | |||||
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders criteria proposed in this proposal. As such we recommend a vote FOR this Proposal. | |||||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | For | Against | For |
Comments: We believe that the proposal warrants shareholder approval. We believe that the proposal would encourage good governance and enhance shareholder value by bringing together a diverse range of skills and experience necessary in building a constructive and challenging board. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Taft-Hartley Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 19,900 | 0 | 16-Feb-2019 | 04-Mar-2019 |
BROADCOM INC | ||||
Security | 11135F101 | Meeting Type | Annual | |
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | |
ISIN | US11135F1012 | Agenda | 934928598 - Management | |
Record Date | 11-Feb-2019 | Holding Recon Date | 11-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 29-Mar-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | For |
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | For |
1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | For |
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | For |
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | For |
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | For |
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | For |
1h. | Election of Director: Mr. Harry L. You | Management | For | For | For |
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. | Management | For | For | For |
4. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 13,900 | 0 | 11-Mar-2019 | 02-Apr-2019 |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security | 110122108 | Meeting Type | Contested-Special | |
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |
ISIN | US1101221083 | Agenda | 934932751 - Management | |
Record Date | 08-Feb-2019 | Holding Recon Date | 08-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | For |
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 58,500 | 0 | 03-Apr-2019 | 15-Apr-2019 |
CELGENE CORPORATION | ||||
Security | 151020104 | Meeting Type | Special | |
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |
ISIN | US1510201049 | Agenda | 934934274 - Management | |
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1 | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | Management | For | For | For |
2 | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | Management | For | For | For |
3 | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 28,600 | 0 | 03-Apr-2019 | 15-Apr-2019 |
CELGENE CORPORATION | ||||
Security | 151020104 | Meeting Type | Special | |
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |
ISIN | US1510201049 | Agenda | 934939642 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | Management | For | For | For |
2. | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | Management | For | For | For |
3. | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 28,600 | 0 | 03-Apr-2019 | 15-Apr-2019 |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security | 110122108 | Meeting Type | Contested-Special | |
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |
ISIN | US1101221083 | Agenda | 934939654 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | For |
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 58,500 | 0 | 03-Apr-2019 | 04-Apr-2019 | ||
000265387 | BNY MELLON | 58,500 | 0 | 03-Apr-2019 | 15-Apr-2019 |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security | 110122108 | Meeting Type | Contested-Special | |
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |
ISIN | US1101221083 | Agenda | 934942726 - Opposition | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 11-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | The Company's proposal to approve the issuance of shares of the Company's common stock pursuant to the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among the Company, Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company, and Celgene corporation, a Delaware corporation (the "Stock Issuance Proposal"). | Management | None | ||
2. | The Company's proposal to approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Stock Issuance proposal. | Management | None |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 58,500 | 0 |
WHIRLPOOL CORPORATION | ||||
Security | 963320106 | Meeting Type | Annual | |
Ticker Symbol | WHR | Meeting Date | 16-Apr-2019 | |
ISIN | US9633201069 | Agenda | 934931165 - Management | |
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 15-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Samuel R. Allen | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1b. | Election of Director: Marc R. Bitzer | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1c. | Election of Director: Greg Creed | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1d. | Election of Director: Gary T. DiCamillo | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Diane M. Dietz | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Gerri T. Elliott | Management | For | For | For |
1g. | Election of Director: Michael F. Johnston | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.
Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1h. | Election of Director: John D. Liu | Management | For | For | For |
1i. | Election of Director: James M. Loree | Management | For | For | For |
1j. | Election of Director: Harish Manwani | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: William D. Perez | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.
Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1l. | Election of Director: Larry O. Spencer | Management | For | For | For |
1m. | Election of Director: Michael D. White | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Advisory vote to approve Whirlpool's executive compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 24,600 | 0 | 25-Mar-2019 | 17-Apr-2019 |
U.S. BANCORP | ||||
Security | 902973304 | Meeting Type | Annual | |
Ticker Symbol | USB | Meeting Date | 16-Apr-2019 | |
ISIN | US9029733048 | Agenda | 934932131 - Management | |
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 15-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Warner L. Baxter | Management | For | For | For |
1b. | Election of Director: Dorothy J. Bridges | Management | For | For | For |
1c. | Election of Director: Elizabeth L. Buse | Management | For | For | For |
1d. | Election of Director: Marc N. Casper | Management | For | For | For |
1e. | Election of Director: Andrew Cecere | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1f. | Election of Director: Arthur D. Collins, Jr. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Some Concerns Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1g. | Election of Director: Kimberly J. Harris | Management | For | For | For |
1h. | Election of Director: Roland A. Hernandez | Management | For | For | For |
1i. | Election of Director: Doreen Woo Ho | Management | For | For | For |
1j. | Election of Director: Olivia F. Kirtley | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: Karen S. Lynch | Management | For | For | For |
1l. | Election of Director: Richard P. McKenney | Management | For | For | For |
1m. | Election of Director: Yusuf I. Mehdi | Management | For | For | For |
1n. | Election of Director: David B. O'Maley | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1o. | Election of Director: O'dell M. Owens, M.D., M.P.H. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1p. | Election of Director: Craig D. Schnuck | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1q. | Election of Director: Scott W. Wine | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2019 fiscal year. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 30,600 | 0 | 26-Mar-2019 | 17-Apr-2019 |
CARNIVAL CORPORATION | ||||
Security | 143658300 | Meeting Type | Annual | |
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | |
ISIN | PA1436583006 | Agenda | 934932321 - Management | |
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 15-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect |
|||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Over-Boarded (CEO)
According to Egan-Jones' Proxy Guidelines, the CEO, being the most critical position in a company, should hold no more than one other public directorship to ensure the effective and prudent exercise of his fiduciary duties as a CEO and that his integrity and efficiency are not compromised. |
|||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value.
Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
8. | To elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For |
12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value.
Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Resolution. | |||||
14. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | For |
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For | For |
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | For |
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | For |
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | Against | Against | Against |
Comments: We note, however, that in absence of the purpose of the proposed share repurchase, we believe that approval of the proposal could be detrimental to the interests of the shareholders and could unintentionally manipulate the Company's true value. As such, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 46,200 | 0 | 28-Mar-2019 | 17-Apr-2019 |
BANK OF AMERICA CORPORATION | ||||
Security | 060505104 | Meeting Type | Annual | |
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | |
ISIN | US0605051046 | Agenda | 934942360 - Management | |
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 23-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Sharon L. Allen | Management | For | For | For |
1b. | Election of Director: Susan S. Bies | Management | For | For | For |
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | For |
1d. | Election of Director: Frank P. Bramble, Sr. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | For |
1f. | Election of Director: Arnold W. Donald | Management | For | For | For |
1g. | Election of Director: Linda P. Hudson | Management | For | For | For |
1h. | Election of Director: Monica C. Lozano | Management | For | For | For |
1i. | Election of Director: Thomas J. May | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Brian T. Moynihan | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones’ Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | For |
1l. | Election of Director: Clayton S. Rose | Management | For | For | For |
1m. | Election of Director: Michael D. White | Management | For | For | For |
1n. | Election of Director: Thomas D. Woods | Management | For | For | For |
1o. | Election of Director: R. David Yost | Management | For | For | For |
1p. | Election of Director: Maria T. Zuber | Management | For | For | For |
2. | Approving Our Executive Compensation (an Advisory, Non- binding “Say on Pay” Resolution) | Management | For | For | For |
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Report Concerning Gender Pay Equity. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Right to Act by Written Consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Enhance Shareholder Proxy Access. | Shareholder | For | Against | For |
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders’ criteria proposed in this proposal. As such we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 72,600 | 0 | 18-Apr-2019 | 25-Apr-2019 |
TEXAS INSTRUMENTS INCORPORATED | ||||
Security | 882508104 | Meeting Type | Annual | |
Ticker Symbol | TXN | Meeting Date | 25-Apr-2019 | |
ISIN | US8825081040 | Agenda | 934940328 - Management | |
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: M. A. Blinn | Management | For | For | For |
1b. | Election of Director: T. M. Bluedorn | Management | For | For | For |
1c. | Election of Director: J. F. Clark | Management | For | For | For |
1d. | Election of Director: C. S. Cox | Management | For | For | For |
1e. | Election of Director: M. S. Craighead | Management | For | For | For |
1f. | Election of Director: J. M. Hobby | Management | For | For | For |
1g. | Election of Director: R. Kirk | Management | For | For | For |
1h. | Election of Director: P. H. Patsley | Management | For | For | For |
1i. | Election of Director: R. E. Sanchez | Management | For | For | For |
1j. | Election of Director: R. K. Templeton | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For |
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 19,100 | 0 | 12-Apr-2019 | 26-Apr-2019 |
LOCKHEED MARTIN CORPORATION | ||||
Security | 539830109 | Meeting Type | Annual | |
Ticker Symbol | LMT | Meeting Date | 25-Apr-2019 | |
ISIN | US5398301094 | Agenda | 934951864 - Management | |
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Daniel F. Akerson | Management | For | For | For |
1b. | Election of Director: David B. Burritt | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Bruce A. Carlson | Management | For | For | For |
1d. | Election of Director: James O. Ellis, Jr. | Management | For | For | For |
1e. | Election of Director: Thomas J. Falk | Management | For | For | For |
1f. | Election of Director: Ilene S. Gordon | Management | For | For | For |
1g. | Election of Director: Marillyn A. Hewson | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. | |||||
1h. | Election of Director: Vicki A. Hollub | Management | For | For | For |
1i. | Election of Director: Jeh C. Johnson | Management | For | For | For |
1j. | Election of Director: James D. Taiclet, Jr. | Management | For | For | For |
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | For | For |
4. | Stockholder Proposal to Amend the Proxy Access Bylaw | Shareholder | For | Against | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 8,700 | 0 | 15-Apr-2019 | 26-Apr-2019 |
AT&T INC. | ||||
Security | 00206R102 | Meeting Type | Annual | |
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | |
ISIN | US00206R1023 | Agenda | 934938082 - Management | |
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 25-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Randall L. Stephenson | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | For |
1c. | Election of Director: Richard W. Fisher | Management | For | For | For |
1d. | Election of Director: Scott T. Ford | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | For |
1f. | Election of Director: William E. Kennard | Management | For | For | For |
1g. | Election of Director: Michael B. McCallister | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | For |
1i. | Election of Director: Matthew K. Rose | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | For |
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | For |
1l. | Election of Director: Geoffrey Y. Yang | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | Ratification of appointment of independent auditors. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory approval of executive compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Independent Chair. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 79,200 | 0 | 17-Apr-2019 | 29-Apr-2019 |
HONEYWELL INTERNATIONAL INC. | ||||
Security | 438516106 | Meeting Type | Annual | |
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | |
ISIN | US4385161066 | Agenda | 934941647 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 26-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1A. | Election of Director: Darius Adamczyk | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | For |
1C. | Election of Director: William S. Ayer | Management | For | For | For |
1D. | Election of Director: Kevin Burke | Management | For | For | For |
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | For |
1F. | Election of Director: D. Scott Davis | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | For |
1H. | Election of Director: Judd Gregg | Management | For | For | For |
1I. | Election of Director: Clive Hollick | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | For |
1K. | Election of Director: George Paz | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1L. | Election of Director: Robin L. Washington | Management | For | For | For |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For |
3. | Approval of Independent Accountants. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Right To Act By Written Consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | For |
Comments: We believe that it is in the Company's best interests to review its public policy advocacy and oversight and expand its public disclosure about third party lobbying. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Taft-Hartley Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 24,600 | 0 | 12-Apr-2019 | 30-Apr-2019 |
UNITED TECHNOLOGIES CORPORATION | ||||
Security | 913017109 | Meeting Type | Annual | |
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | |
ISIN | US9130171096 | Agenda | 934941724 - Management | |
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 26-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | For |
1b. | Election of Director: Diane M. Bryant | Management | For | For | For |
1c. | Election of Director: John V. Faraci | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | For |
1e. | Election of Director: Gregory J. Hayes | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | For |
1g. | Election of Director: Ellen J. Kullman | Management | For | For | For |
1h. | Election of Director: Marshall O. Larsen | Management | For | For | For |
1i. | Election of Director: Harold W. McGraw III | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | For |
1k. | Election of Director: Denise L. Ramos | Management | For | For | For |
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | For |
1m. | Election of Director: Brian C. Rogers | Management | For | For | For |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For |
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | For |
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. | Management | Against | Against | Against |
Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the proposal, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 13,900 | 0 | 12-Apr-2019 | 30-Apr-2019 |
BB&T CORPORATION | ||||
Security | 054937107 | Meeting Type | Annual | |
Ticker Symbol | BBT | Meeting Date | 30-Apr-2019 | |
ISIN | US0549371070 | Agenda | 934935769 - Management | |
Record Date | 20-Feb-2019 | Holding Recon Date | 20-Feb-2019 | |
City / Country | / | United | Vote Deadline Date | 29-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Jennifer S. Banner | Management | For | For | For |
1b. | Election of Director: K. David Boyer, Jr. | Management | For | For | For |
1c. | Election of Director: Anna R. Cablik | Management | For | For | For |
1d. | Election of Director: Patrick C. Graney III | Management | For | For | For |
1e. | Election of Director: I. Patricia Henry | Management | For | For | For |
1f. | Election of Director: Kelly S. King | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1g. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | For |
1h. | Election of Director: Easter A. Maynard | Management | For | For | For |
1i. | Election of Director: Charles A. Patton | Management | For | For | For |
1j. | Election of Director: Nido R. Qubein | Management | For | For | For |
1k. | Election of Director: William J. Reuter | Management | For | For | For |
1l. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | For |
1m. | Election of Director: Christine Sears | Management | For | For | For |
1n. | Election of Director: Thomas E. Skains | Management | For | For | For |
1o. | Election of Director: Thomas N. Thompson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice |
|||||
2. | Ratification of the appointment of BB&T's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | An advisory vote to approve BB&T's executive compensation program. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 18,400 | 0 | 16-Apr-2019 | 01-May-2019 |
INTERNATIONAL BUSINESS MACHINES CORP. | ||||
Security | 459200101 | Meeting Type | Annual | |
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | |
ISIN | US4592001014 | Agenda | 934941849 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 29-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director for a Term of One Year: M. L. Eskew | Management | Against | Against | Against |
Comments: ffiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice.
According to Egan-Jones' Proxy Guidelines, a director who is an immediate family member of a current or former officer of the company or its affiliates within the previous five years is considered affiliated. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director for a Term of One Year: D. N. Farr | Management | For | For | For |
1c. | Election of Director for a Term of One Year: A. Gorsky | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1d. | Election of Director for a Term of One Year: M. Howard | Management | For | For | For |
1e. | Election of Director for a Term of One Year: S. A. Jackson | Management | For | For | For |
1f. | Election of Director for a Term of One Year: A. N. Liveris | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of Director for a Term of One Year: M. E. Pollack | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1h. | Election of Director for a Term of One Year: V. M. Rometty | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the boardroom, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines, there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1i. | Election of Director for a Term of One Year: J. R. Swedish | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director for a Term of One Year: S. Taurel | Management | Against | Against | Against |
Comments: ffiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1k. | Election of Director for a Term of One Year: P. R. Voser | Management | For | For | For |
1l. | Election of Director for a Term of One Year: F. H. Waddell | Management | For | For | For |
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For |
4. | Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 200 | 0 | 23-Apr-2019 | 01-May-2019 |
PHILIP MORRIS INTERNATIONAL INC. | ||||
Security | 718172109 | Meeting Type | Annual | |
Ticker Symbol | PM | Meeting Date | 01-May-2019 | |
ISIN | US7181721090 | Agenda | 934945013 - Management | |
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 30-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: André Calantzopoulos | Management | For | For | For |
1b. | Election of Director: Louis C. Camilleri | Management | Against | Against | Against |
Comments: Over-Boarded (Board Chair)
According to Egan-Jones' Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Non-independent Board Chair
According to Egan-Jones' Proxy Guidelines there is an inherent potential conflict, in having an Interested trustee serve as Chairman of the Board. Consequently, we prefer that funds have an independent Chairman of the Board to further ensure board independence and accountability. |
|||||
1c. | Election of Director: Massimo Ferragamo | Management | For | For | For |
1d. | Election of Director: Werner Geissler | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1e. | Election of Director: Lisa A. Hook | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Jennifer Li | Management | For | For | For |
1g. | Election of Director: Jun Makihara | Management | For | For | For |
1h. | Election of Director: Kalpana Morparia | Management | For | For | For |
1i. | Election of Director: Lucio A. Noto | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1j. | Election of Director: Frederik Paulsen | Management | For | For | For |
1k. | Election of Director: Robert B. Polet | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1l. | Election of Director: Stephen M. Wolf | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | Advisory Vote Approving Executive Compensation | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the Selection of Independent Auditors | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 35,000 | 0 | 25-Apr-2019 | 02-May-2019 |
GENERAL DYNAMICS CORPORATION | ||||
Security | 369550108 | Meeting Type | Annual | |
Ticker Symbol | GD | Meeting Date | 01-May-2019 | |
ISIN | US3695501086 | Agenda | 934945710 - Management | |
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 30-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: James S. Crown | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1b. | Election of Director: Rudy F. deLeon | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1c. | Election of Director: Cecil D. Haney | Management | For | For | For |
1d. | Election of Director: Lester L. Lyles | Management | For | For | For |
1e. | Election of Director: Mark M. Malcolm | Management | For | For | For |
1f. | Election of Director: Phebe N. Novakovic | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. |
|||||
1g. | Election of Director: C. Howard Nye | Management | For | For | For |
1h. | Election of Director: William A. Osborn | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1i. | Election of Director: Catherine B. Reynolds | Management | For | For | For |
1j. | Election of Director: Laura J. Schumacher | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: Peter A. Wall | Management | For | For | For |
2. | Advisory Vote on the Selection of Independent Auditors. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to approve Executive Compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Approval of General Dynamics United Kingdom Share Save Plan. | Management | For | For | For |
5. | Shareholder Proposal to require an Independent Board Chairman. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, the Company prefers that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 9,700 | 0 | 23-Apr-2019 | 02-May-2019 |
PEPSICO, INC. | ||||
Security | 713448108 | Meeting Type | Annual | |
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |
ISIN | US7134481081 | Agenda | 934949112 - Management | |
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 30-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Shona L. Brown | Management | For | For | For |
1b. | Election of Director: Cesar Conde | Management | For | For | For |
1c. | Election of Director: Ian Cook | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Dina Dublon | Management | For | For | For |
1e. | Election of Director: Richard W. Fisher | Management | For | For | For |
1f. | Election of Director: Michelle Gass | Management | For | For | For |
1g. | Election of Director: William R. Johnson | Management | For | For | For |
1h. | Election of Director: Ramon Laguarta | Management | For | For | Against |
1i. | Election of Director: David C. Page | Management | For | For | For |
1j. | Election of Director: Robert C. Pohlad | Management | For | For | For |
1k. | Election of Director: Daniel Vasella | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1l. | Election of Director: Darren Walker | Management | For | For | For |
1m. | Election of Director: Alberto Weisser | Management | For | For | For |
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. |
Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | For |
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | For |
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal | |||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | Against |
Comments: After considering the merits of the shareholder proposal, we believe that preparing a report regarding pesticide management would provide no meaningful information to the Company's shareholders. Moreover, given the Company's Integrated Pest Management ('IPM') program, we believe that approval of this proposal will accrue unnecessary costs and administrative burden to the Company. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 4,900 | 0 | 30-Apr-2019 | 02-May-2019 |
STRYKER CORPORATION | ||||
Security | 863667101 | Meeting Type | Annual | |
Ticker Symbol | SYK | Meeting Date | 01-May-2019 | |
ISIN | US8636671013 | Agenda | 934950090 - Management | |
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 30-Apr-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a) | Election of Director: Mary K. Brainerd | Management | For | For | For |
1b) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For |
1c) | Election of Director: Roch Doliveux, DVM | Management | For | For | For |
1d) | Election of Director: Louise L. Francesconi | Management | For | For | For |
1e) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | For |
1f) | Election of Director: Kevin A. Lobo (Chairman of the Board) | Management | For | For | Against |
1g) | Election of Director: Sherilyn S. McCoy | Management | For | For | For |
1h) | Election of Director: Andrew K. Silvernail | Management | For | For | For |
1i) | Election of Director: Ronda E. Stryker | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director who is an immediate family member of a current or former officer of the company or its affiliates within the previous five years is considered affiliated. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j) | Election of Director: Rajeev Suri | Management | For | For | For |
2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 16,100 | 0 | 30-Apr-2019 | 02-May-2019 |
KIMBERLY-CLARK CORPORATION | ||||
Security | 494368103 | Meeting Type | Annual | |
Ticker Symbol | KMB | Meeting Date | 02-May-2019 | |
ISIN | US4943681035 | Agenda | 934939298 - Management | |
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 01-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Abelardo E. Bru | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. | |||||
1b. | Election of Director: Robert W. Decherd | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Thomas J. Falk | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board.
Inside director serving as Board Chair
According to Egan-Jones' Taft-Hartley Proxy Guidelines there is an inherent potential conflict, in having a non-independent director serve as the Chairman of the Board. Consequently, we prefer that the Chairman be independent to further ensure board independence and accountability. |
|||||
1d. | Election of Director: Fabian T. Garcia | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1e. | Election of Director: Michael D. Hsu | Management | For | For | For |
1f. | Election of Director: Mae C. Jemison, M.D. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1g. | Election of Director: Nancy J. Karch | Management | For | For | For |
1h. | Election of Director: S. Todd Maclin | Management | For | For | For |
1i. | Election of Director: Sherilyn S. McCoy | Management | For | For | For |
1j. | Election of Director: Christa S. Quarles | Management | For | For | For |
1k. | Election of Director: Ian C. Read | Management | For | For | For |
1l. | Election of Director: Marc J. Shapiro | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Affiliated Outside director serving as a member of the Compensation and
Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1m. | Election of Director: Dunia A. Shive | Management | For | For | For |
1n. | Election of Director: Michael D. White | Management | For | For | For |
2. | Ratification of Auditor | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 10,900 | 0 | 24-Apr-2019 | 03-May-2019 |
AMERICAN EXPRESS COMPANY | ||||
Security | 025816109 | Meeting Type | Annual | |
Ticker Symbol | AXP | Meeting Date | 07-May-2019 | |
ISIN | US0258161092 | Agenda | 934951953 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 06-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Charlene Barshefsky | Management | For | For | For |
1b. | Election of Director: John J. Brennan | Management | For | For | For |
1c. | Election of Director: Peter Chernin | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Ralph de la Vega | Management | For | For | For |
1e. | Election of Director: Anne Lauvergeon | Management | For | For | For |
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For |
1g. | Election of Director: Theodore J. Leonsis | Management | For | For | For |
1h. | Election of Director: Stephen J. Squeri | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
1i. | Election of Director: Daniel L. Vasella | Management | For | For | For |
1j. | Election of Director: Ronald A. Williams | Management | For | For | For |
1k. | Election of Director: Christopher D. Young | Management | For | For | For |
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | For |
4. | Shareholder proposal relating to action by written consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Shareholder proposal relating to deducting the stock buyback impact from executive pay. | Shareholder | For | Against | For |
Comments: We believe that it is in the best interests of the Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Shareholder proposal relating to gender pay equity. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 39,200 | 0 | 30-Apr-2019 | 08-May-2019 |
KINDER MORGAN, INC. | ||||
Security | 49456B101 | Meeting Type | Annual | |
Ticker Symbol | KMI | Meeting Date | 08-May-2019 | |
ISIN | US49456B1017 | Agenda | 934959668 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 07-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Richard D. Kinder | Management | For | For | For |
1b. | Election of Director: Steven J. Kean | Management | For | For | For |
1c. | Election of Director: Kimberly A. Dang | Management | For | For | For |
1d. | Election of Director: Ted A. Gardner | Management | For | For | For |
1e. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | For |
1f. | Election of Director: Gary L. Hultquist | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value |
|||||
1g. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | For |
1h. | Election of Director: Deborah A. Macdonald | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value |
|||||
1i. | Election of Director: Michael C. Morgan | Management | For | For | For |
1j. | Election of Director: Arthur C. Reichstetter | Management | For | For | For |
1k. | Election of Director: Fayez Sarofim | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value |
|||||
1l. | Election of Director: C. Park Shaper | Management | For | For | For |
1m. | Election of Director: William A. Smith | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value |
|||||
1n. | Election of Director: Joel V. Staff | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value |
|||||
1o. | Election of Director: Robert F. Vagt | Management | For | For | For |
1p. | Election of Director: Perry M. Waughtal | Management | For | For | For |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 153,400 | 0 | 30-Apr-2019 | 09-May-2019 |
UNITED PARCEL SERVICE, INC. | ||||
Security | 911312106 | Meeting Type | Annual | |
Ticker Symbol | UPS | Meeting Date | 09-May-2019 | |
ISIN | US9113121068 | Agenda | 934949489 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 08-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: David P. Abney | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability.Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1b. | Election of Director: Rodney C. Adkins | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1c. | Election of Director: Michael J. Burns | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: William R. Johnson | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating CommitteeAccording to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Ann M. Livermore | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Rudy H.P. Markham | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value.Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1g. | Election of Director: Franck J. Moison | Management | For | For | For |
1h. | Election of Director: Clark T. Randt, Jr. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1i. | Election of Director: Christiana Smith Shi | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1j. | Election of Director: John T. Stankey | Management | For | For | For |
1k. | Election of Director: Carol B. Tomé | Management | For | For | For |
1l. | Election of Director: Kevin M. Warsh | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To prepare an annual report on lobbying activities. | Shareholder | Against | For | Against |
Comments: We believe that it is in the best interests of the Company and the stockholders to belong to industry associations and coalitions, where the Company benefits from the general business, technical, and industry standard-setting expertise these organizations provide. We furthermore believe that the proposal seeks unnecessary line-item disclosure of lobbying expenditures. We believe that the requested report is unnecessary and would require expenditures and the use of Company resources without providing any meaningful benefit to the shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. | |||||
4. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | For |
Comments: We believe that shareholder approval is warranted. We oppose such differential voting power as it may have the effect of denying shareholders the opportunity to vote on matters of critical economic importance to them. We prefer that companies do not utilize multiple class capital structures to provide equal voting rights to all shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | To prepare a report to assess the integration of sustainability metrics into executive compensation. | Shareholder | For | Against | For |
Comments: We believe that the incorporation of sustainability metrics into executive pay evaluative criteria could potentially help the Company to drive growth, and enhance profitability and shareholder value. In accordance to Egan-Jones Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 24,000 | 0 | 30-Apr-2019 | 10-May-2019 |
NUCOR CORPORATION | ||||
Security | 670346105 | Meeting Type | Annual | |
Ticker Symbol | NUE | Meeting Date | 09-May-2019 | |
ISIN | US6703461052 | Agenda | 934959341 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 08-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
by | Management | Recommendation | ||||
1. | DIRECTOR | Management | ||||
1 | Lloyd J. Austin III | For | For | For | ||
2 | Patrick J. Dempsey | For | For | For | ||
3 | John J. Ferriola | Withheld | Against | Withheld | ||
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
||||||
4 | Victoria F. Haynes Ph.D | For | For | For | ||
5 | Christopher J. Kearney | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
6 | Laurette T. Koellner | For | For | For | ||
7 | John H. Walker | Withheld | Against | Withheld | ||
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 | Management | Against | Against | Against | |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
||||||
3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2018 | Management | For | For | For | |
4. | Stockholder proposal regarding lobbying report | Shareholder | Against | For | Against | |
Comments: We believe that it is in the best interests of the Company and the stockholders to belong to industry associations and coalitions, where the Company benefits from the general business, technical, and industry standard-setting expertise these organizations provide. We furthermore believe that the proposal seeks unnecessary line-item disclosure of lobbying expenditures. We believe that the requested report is unnecessary and would require expenditures and the use of Company resources without providing any meaningful benefit to the shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. | ||||||
5. | Stockholder proposal regarding political spending report | Shareholder | Against | For | Against | |
Comments: In light of the Company's policies and oversight mechanisms related to its political contributions and activities, we believe that the shareholder proposal is unnecessary and will not result in any additional benefit to the shareholders. Rather, the proposal promotes impractical and imprudent actions that would negatively affect the business and results. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 51,800 | 0 | 02-May-2019 | 10-May-2019 |
COLGATE-PALMOLIVE COMPANY | ||||
Security | 194162103 | Meeting Type | Annual | |
Ticker Symbol | CL | Meeting Date | 10-May-2019 | |
ISIN | US1941621039 | Agenda | 934955254 - Management | |
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 09-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of director: Charles A. Bancroft | Management | For | For | For |
1b. | Election of director: John P. Bilbrey | Management | For | For | For |
1c. | Election of director: John T. Cahill | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Colgate-Palmolive Company 2019 Incentive Compensation Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1d. | Election of director: Ian Cook | Management | For | For | For |
1e. | Election of director: Lisa M. Edwards | Management | For | For | For |
1f. | Election of director: Helene D. Gayle | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Colgate-Palmolive Company 2019 Incentive Compensation Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of director: C. Martin Harris | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Colgate-Palmolive Company 2019 Incentive Compensation Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1h. | Election of director: Lorrie M. Norrington | Management | For | For | For |
1i. | Election of director: Michael B. Polk | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Colgate-Palmolive Company 2019 Incentive Compensation Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of director: Stephen I. Sadove | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Colgate-Palmolive Company 2019 Incentive Compensation Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future.Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1k. | Election of director: Noel R. Wallace | Management | For | For | For |
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory vote on executive compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Approve the Colgate-Palmolive Company 2019 Incentive Compensation Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
5. | Stockholder proposal on independent Board Chairman. | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. In accordance to Egan-Jones Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 39,800 | 0 | 03-May-2019 | 13-May-2019 |
OCCIDENTAL PETROLEUM CORPORATION | ||||
Security | 674599105 | Meeting Type | Annual | |
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | |
ISIN | US6745991058 | Agenda | 934959733 - Management | |
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 09-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Spencer Abraham | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | For |
1c. | Election of Director: Margaret M. Foran | Management | For | For | For |
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | For |
1e. | Election of Director: Vicki Hollub | Management | For | For | For |
1f. | Election of Director: William R. Klesse | Management | For | For | For |
1g. | Election of Director: Jack B. Moore | Management | For | For | For |
1h. | Election of Director: Avedick B. Poladian | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For |
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | Against | Against | Against |
Comments: After, taking into account both quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | Against | For | Against |
Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 35,800 | 0 | 03-May-2019 | 13-May-2019 |
MONDELEZ INTERNATIONAL, INC. | ||||
Security | 609207105 | Meeting Type | Annual | |
Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |
ISIN | US6092071058 | Agenda | 934959404 - Management | |
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 14-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | For |
1b. | Election of Director: Charles E. Bunch | Management | For | For | For |
1c. | Election of Director: Debra A. Crew | Management | For | For | For |
1d. | Election of Director: Lois D. Juliber | Management | For | For | For |
1e. | Election of Director: Mark D. Ketchum | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1f. | Election of Director: Peter W. May | Management | For | For | For |
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | For |
1h. | Election of Director: Joseph Neubauer | Management | For | For | For |
1i. | Election of Director: Fredric G. Reynolds | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Christiana S. Shi | Management | For | For | For |
1k. | Election of Director: Patrick T. Siewert | Management | For | For | For |
1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | For |
1m. | Election of Director: Dirk Van de Put | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the boardroom, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For |
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal will enable the company to mitigate the impacts of its supply chain on forests which poses a significant reputational risk. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 77,500 | 0 | 07-May-2019 | 16-May-2019 |
HALLIBURTON COMPANY | ||||
Security | 406216101 | Meeting Type | Annual | |
Ticker Symbol | HAL | Meeting Date | 15-May-2019 | |
ISIN | US4062161017 | Agenda | 934966651 - Management | |
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 14-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | For |
1b. | Election of Director: William E. Albrecht | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company's Stock Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1c. | Election of Director: M. Katherine Banks | Management | For | For | For |
1d. | Election of Director: Alan M. Bennett | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. | |||||
1e. | Election of Director: Milton Carroll | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company's Stock Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1f. | Election of Director: Nance K. Dicciani | Management | For | For | For |
1g. | Election of Director: Murry S. Gerber | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company's Stock Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1h. | Election of Director: Patricia Hemingway Hall | Management | For | For | For |
1i. | Election of Director: Robert A. Malone | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice.Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company's Stock Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director: Jeffrey A. Miller | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. | |||||
2. | Ratification of Selection of Principal Independent Public Accountants. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Approval of Executive Compensation. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 88,800 | 0 | 09-May-2019 | 16-May-2019 |
INTEL CORPORATION | ||||
Security | 458140100 | Meeting Type | Annual | |
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | |
ISIN | US4581401001 | Agenda | 934963679 - Management | |
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 15-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Aneel Bhusri | Management | For | For | For |
1b. | Election of Director: Andy D. Bryant | Management | For | For | For |
1c. | Election of Director: Reed E. Hundt | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Omar Ishrak | Management | For | For | For |
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For |
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | For |
1g. | Election of Director: Gregory D. Smith | Management | For | For | For |
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | For |
1i. | Election of Director: Andrew Wilson | Management | For | For | For |
1j. | Election of Director: Frank D. Yeary | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | For |
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | For |
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. In accordance to Egan-Jones Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | Against | For | Against |
Comments: In light of the Company's policies and oversight mechanisms related to its political contributions and activities, we believe that the shareholder proposal is unnecessary and will not result in any additional benefit to the shareholders. Rather, the proposal promotes impractical and imprudent actions that would negatively affect the business and results. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 77,700 | 0 | 12-May-2019 | 17-May-2019 |
DISCOVER FINANCIAL SERVICES | ||||
Security | 254709108 | Meeting Type | Annual | |
Ticker Symbol | DFS | Meeting Date | 16-May-2019 | |
ISIN | US2547091080 | Agenda | 934964784 - Management | |
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 15-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Jeffrey S. Aronin | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1b. | Election of Director: Mary K. Bush | Management | For | For | For |
1c. | Election of Director: Gregory C. Case | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Candace H. Duncan | Management | For | For | For |
1e. | Election of Director: Joseph F. Eazor | Management | For | For | For |
1f. | Election of Director: Cynthia A. Glassman | Management | For | For | For |
1g. | Election of Director: Roger C. Hochschild | Management | For | For | For |
1h. | Election of Director: Thomas G. Maheras | Management | For | For | For |
1i. | Election of Director: Michael H. Moskow | Management | For | For | For |
1j. | Election of Director: Mark A. Thierer | Management | For | For | For |
1k. | Election of Director: Lawrence A. Weinbach | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | To amend the Company's Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | For |
5. | To amend the Company's Certificate of Incorporation to grant shareholders the right to call special meetings. | Management | For | For | For |
6. | Advisory vote on a shareholder proposal regarding the right of shareholders to call special meetings, if properly presented. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 34,500 | 0 | 12-May-2019 | 17-May-2019 |
THE ALLSTATE CORPORATION | ||||
Security | 020002101 | Meeting Type | Annual | |
Ticker Symbol | ALL | Meeting Date | 21-May-2019 | |
ISIN | US0200021014 | Agenda | 934978783 - Management | |
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 20-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Kermit R. Crawford | Management | For | For | For |
1b. | Election of Director: Michael L. Eskew | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1c. | Election of Director: Margaret M. Keane | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1d. | Election of Director: Siddharth N. Mehta | Management | For | For | For |
1e. | Election of Director: Jacques P. Perold | Management | For | For | For |
1f. | Election of Director: Andrea Redmond | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | For |
1h. | Election of Director: Judith A. Sprieser | Management | For | For | For |
1i. | Election of Director: Perry M. Traquina | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Equity Incentive Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director: Thomas J. Wilson | Management | For | For | For |
2. | Advisory vote to approve the compensation of the named executives. | Management | For | For | For |
3. | Approval of the 2019 Equity Incentive Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Allstate's independent registered public accountant for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
5. | Stockholder proposal on reporting political contributions. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 27,500 | 0 | 18-May-2019 | 22-May-2019 |
JPMORGAN CHASE & CO. | ||||
Security | 46625H100 | Meeting Type | Annual | |
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |
ISIN | US46625H1005 | Agenda | 934979088 - Management | |
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 20-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For |
1b. | Election of Director: James A. Bell | Management | For | For | For |
1c. | Election of Director: Stephen B. Burke | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Todd A. Combs | Management | For | For | For |
1e. | Election of Director: James S. Crown | Management | For | For | For |
1f. | Election of Director: James Dimon | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability.
Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For |
1h. | Election of Director: Mellody Hobson | Management | For | For | For |
1i. | Election of Director: Laban P. Jackson, Jr. | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Michael A. Neal | Management | For | For | For |
1k. | Election of Director: Lee R. Raymond | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit, Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
2. | Advisory resolution to approve executive compensation | Management | For | For | For |
3. | Ratification of independent registered public accounting firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Gender pay equity report | Shareholder | For | Against | For |
Comments: We believe that approval of the report as requested in the proposal will enable the Company and its shareholders evaluate the fairness of its pay policy and practices to ensure that proper oversight is exercised on pay equity. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Enhance shareholder proxy access | Shareholder | For | Against | For |
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders' criteria proposed in this proposal. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Cumulative voting | Shareholder | Against | For | Against |
Comments: We believe that cumulative voting could make it possible for an individual stockholder or group of stockholders with special interests to elect one or more directors to the Company's Board of directors to represent their particular interests. Such a stockholder or group of stockholders could have goals that are inconsistent, and could conflict with, the interests and goals of the majority of the Company's stockholders. The election of a candidate representing a single segment of the Company's stockholder base or interested in a narrow range of issues would not advance the interests of the Company's stockholders at large, further the cause of corporate governance, or promote the best Board processes and dynamics. By contrast, the system of voting that the Company presently utilizes, and which is utilized by most major publicly traded corporations, promotes the election of a more effective Board of directors in which each director represents the stockholders as a whole. In accordance with Egan-Jones' Proxy Guidelines, we recommend a vote AGAINST this Proposal |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 33,900 | 0 | 16-May-2019 | 22-May-2019 |
AMGEN INC. | ||||
Security | 031162100 | Meeting Type | Annual | |
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 | |
ISIN | US0311621009 | Agenda | 934979266 - Management | |
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 20-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For |
1b. | Election of Director: Mr. Robert A. Bradway | Management | For | For | For |
1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | For |
1d. | Election of Director: Mr. Robert A. Eckert | Management | For | For | For |
1e. | Election of Director: Mr. Greg C. Garland | Management | For | For | For |
1f. | Election of Director: Mr. Fred Hassan | Management | For | For | For |
1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | For |
1h. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | For |
1i. | Election of Director: Dr. Tyler Jacks | Management | For | For | For |
1j. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For |
1k. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | For |
1l. | Election of Director: Dr. R. Sanders Williams | Management | For | For | For |
2. | Advisory vote to approve our executive compensation. | Management | For | For | For |
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 12,900 | 0 | 15-May-2019 | 22-May-2019 |
ROSS STORES, INC. | ||||
Security | 778296103 | Meeting Type | Annual | |
Ticker Symbol | ROST | Meeting Date | 22-May-2019 | |
ISIN | US7782961038 | Agenda | 934968794 - Management | |
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 21-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Michael Balmuth | Management | For | For | For |
1b. | Election of Director: K. Gunnar Bjorklund | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Michael J. Bush | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Norman A. Ferber | Management | For | For | For |
1e. | Election of Director: Sharon D. Garrett | Management | For | For | For |
1f. | Election of Director: Stephen D. Milligan | Management | For | For | For |
1g. | Election of Director: George P. Orban | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1h. | Election of Director: Michael O'Sullivan | Management | For | For | For |
1i. | Election of Director: Gregory L. Quesnel | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Barbara Rentler | Management | For | For | For |
2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | To vote on a stockholder proposal on Greenhouse Gas Emissions Goals, if properly presented at the Annual Meeting. | Shareholder | For | Against | For |
Comments: We believe that setting clear-cut goals will help the Company reduce its regulatory risk related to GHG emissions, financial risk by decreasing volatility of energy prices, and overall expenditure on energy by implementing a disciplined business strategy to cut emissions from its operations. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 32,100 | 0 | 18-May-2019 | 23-May-2019 |
BLACKROCK, INC. | ||||
Security | 09247X101 | Meeting Type | Annual | |
Ticker Symbol | BLK | Meeting Date | 23-May-2019 | |
ISIN | US09247X1019 | Agenda | 934975662 - Management | |
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Bader M. Alsaad | Management | For | For | For |
1b. | Election of Director: Mathis Cabiallavetta | Management | For | For | For |
1c. | Election of Director: Pamela Daley | Management | For | For | For |
1d. | Election of Director: William S. Demchak | Management | For | For | For |
1e. | Election of Director: Jessica P. Einhorn | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1f. | Election of Director: Laurence D. Fink | Management | For | For | For |
1g. | Election of Director: William E. Ford | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1h. | Election of Director: Fabrizio Freda | Management | For | For | For |
1i. | Election of Director: Murry S. Gerber | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1j. | Election of Director: Margaret L. Johnson | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: Robert S. Kapito | Management | For | For | For |
1l. | Election of Director: Cheryl D. Mills | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1m. | Election of Director: Gordon M. Nixon | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1n. | Election of Director: Charles H. Robbins | Management | For | For | For |
1o. | Election of Director: Ivan G. Seidenberg | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1p. | Election of Director: Marco Antonio Slim Domit | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1q. | Election of Director: Susan L. Wagner | Management | For | For | For |
1r. | Election of Director: Mark Wilson | Management | For | For | For |
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Shareholder Proposal - Production of an Annual Report on Certain Trade Association and Lobbying Expenditures. | Shareholder | Against | For | Against |
5. | Shareholder Proposal - Simple Majority Vote Requirement. | Shareholder | For | Against | For |
Comments: For the reasons stated below and in accordance with the Egan-Jones' Proxy Guidelines, we believe that the advantages of eliminating supermajority provisions outweigh the benefits of maintaining it as a voting standard. We believe that a simple majority vote will strengthen the Company's corporate governance practice. Contrary to supermajority voting, a simple majority standard will give the shareholders equal and fair representation in the Company by limiting the power of shareholders who own a large stake in the entity, therefore, paving way for a more meaningful voting outcome. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 8,200 | 0 | 20-May-2019 | 24-May-2019 |
THE HOME DEPOT, INC. | ||||
Security | 437076102 | Meeting Type | Annual | |
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |
ISIN | US4370761029 | Agenda | 934976157 - Management | |
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | For |
1b. | Election of Director: Ari Bousbib | Management | For | For | For |
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
1e. | Election of Director: J. Frank Brown | Management | For | For | For |
1f. | Election of Director: Albert P. Carey | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1g. | Election of Director: Helena B. Foulkes | Management | Against | Against | Against |
Comments: Attending less than 75% of the aggregate board and committee meetings
Egan-Jones' Proxy Guidelines state that directors, specifically members/Chairmen of any of the key Board committees must actively participate and attend Board and Committee meetings to ensure effective and prudent exercise of their fiduciary duties as directors. |
|||||
1h. | Election of Director: Linda R. Gooden | Management | For | For | For |
1i. | Election of Director: Wayne M. Hewett | Management | For | For | For |
1j. | Election of Director: Manuel Kadre | Management | For | For | For |
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | For |
1l. | Election of Director: Craig A. Menear | Management | For | For | For |
2. | Ratification of the Appointment of KPMG LLP | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For |
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | For |
Comments: We believe that a company's success depends upon its ability to embrace diversity and to draw upon the skills, expertise and experience of its workforce. As such, we believe that adoption of this proposal is in the best interests of the Company and its shareholders. As such, in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | Against |
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | For | Against | For |
Comments: We believe that a company's success depends upon its ability to embrace diversity and to draw upon the skills, expertise and experience of its workforce. As such, we believe that adoption of this proposal is in the best interests of the Company and its shareholders. As such, in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 18,900 | 0 | 20-May-2019 | 24-May-2019 |
MORGAN STANLEY | ||||
Security | 617446448 | Meeting Type | Annual | |
Ticker Symbol | MS | Meeting Date | 23-May-2019 | |
ISIN | US6174464486 | Agenda | 934980423 - Management | |
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Elizabeth Corley | Management | For | For | For |
1b. | Election of Director: Alistair Darling | Management | For | For | For |
1c. | Election of Director: Thomas H. Glocer | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1d. | Election of Director: James P. Gorman | Management | For | For | For |
1e. | Election of Director: Robert H. Herz | Management | For | For | For |
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | For |
1g. | Election of Director: Jami Miscik | Management | For | For | For |
1h. | Election of Director: Dennis M. Nally | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1i. | Election of Director: Takeshi Ogasawara | Management | For | For | For |
1j. | Election of Director: Hutham S. Olayan | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | For |
1l. | Election of Director: Perry M. Traquina | Management | For | For | For |
1m. | Election of Director: Rayford Wilkins, Jr. | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention, and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal | |||||
4. | Shareholder proposal regarding an annual report on lobbying expenses | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 70,300 | 0 | 21-May-2019 | 24-May-2019 |
DOWDUPONT INC. | ||||
Security | 26078J100 | Meeting Type | Special | |
Ticker Symbol | DWDP | Meeting Date | 23-May-2019 | |
ISIN | US26078J1007 | Agenda | 935023426 - Management | |
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | |
City / Country | / | United | Vote Deadline Date | 22-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1. | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | Management | For | For | For |
2. | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 61,700 | 0 | 20-May-2019 | 24-May-2019 |
MERCK & CO., INC. | ||||
Security | 58933Y105 | Meeting Type | Annual | |
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |
City / Country | / | United | Vote Deadline Date | 24-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Leslie A. Brun | Management | For | For | For |
1b. | Election of Director: Thomas R. Cech | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | For |
1d. | Election of Director: Pamela J. Craig | Management | For | For | For |
1e. | Election of Director: Kenneth C. Frazier | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key Board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
1f. | Election of Director: Thomas H. Glocer | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1g. | Election of Director: Rochelle B. Lazarus | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | For |
1i. | Election of Director: Patricia F. Russo | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1j. | Election of Director: Inge G. Thulin | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | For |
1l. | Election of Director: Peter C. Wendell | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company's 2019 Incentive Stock Plan fails our dilution model
According to Egan-Jones' Proxy Guidelines, the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. |
|||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | For |
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | Against | Against | Against |
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | |||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | For | Against | For |
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | Against |
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 1,200 | 0 | 22-May-2019 | 29-May-2019 |
EXXON MOBIL CORPORATION | ||||
Security | 30231G102 | Meeting Type | Annual | |
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |
ISIN | US30231G1022 | Agenda | 934991488 - Management | |
Record Date | 03-Apr-2019 | Holding Recon Date | 03-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 28-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Susan K. Avery | Management | For | For | For |
1b. | Election of Director: Angela F. Braly | Management | For | For | For |
1c. | Election of Director: Ursula M. Burns | Management | For | For | For |
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | For |
1e. | Election of Director: Steven A. Kandarian | Management | For | For | For |
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | For |
1g. | Election of Director: Samuel J. Palmisano | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1h. | Election of Director: Steven S Reinemund | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1i. | Election of Director: William C. Weldon | Management | For | For | For |
1j. | Election of Director: Darren W. Woods | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
2. | Ratification of Independent Auditors (page 28) | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | For |
4. | Independent Chairman (page 58) | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | Against |
6. | Board Matrix (page 61) | Shareholder | For | Against | For |
Comments: We believe that the proposal warrants shareholder approval. We believe that the proposal would encourage good governance and enhance shareholder value by bringing together a diverse range of skills and experience necessary in building a constructive and challenging board. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Climate Change Board Committee (page 62) | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal will enhance the Company's oversight in handling its climate change strategy. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | Against | For | Against |
9. | Report on Political Contributions (page 66) | Shareholder | Against | For | Against |
10. | Report on Lobbying (page 67) | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 16,200 | 0 | 23-May-2019 | 30-May-2019 |
CHEVRON CORPORATION | ||||
Security | 166764100 | Meeting Type | Annual | |
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |
ISIN | US1667641005 | Agenda | 934993088 - Management | |
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 28-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: W. M. Austin | Management | For | For | For |
1b. | Election of Director: J. B. Frank | Management | For | For | For |
1c. | Election of Director: A. P. Gast | Management | For | For | For |
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | For |
1e. | Election of Director: C. W. Moorman IV | Management | For | For | For |
1f. | Election of Director: D. F. Moyo | Management | For | For | For |
1g. | Election of Director: D. Reed-Klages | Management | For | For | For |
1h. | Election of Director: R. D. Sugar | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
"According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees.
We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice." |
|||||
1i. | Election of Director: I. G. Thulin | Management | For | For | For |
1j. | Election of Director: D. J. Umpleby III | Management | For | For | For |
1k. | Election of Director: M. K. Wirth | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For |
4. | Report on Human Right to Water | Shareholder | Against | For | Against |
5. | Report on Reducing Carbon Footprint | Shareholder | For | Against | For |
Comments: We believe that the report on climate change will develop new methods that can be applied globally when sufficient observations exist. Acknowledging climate change as an inevitable factor, and recognizing the need to adapt, involves bold decisions by business. Therefore, we believe that companies should review how climate change impacts the economy and portfolio companies and evaluate how shareholder resolutions on climate change may impact long-term shareholder value as it votes proxies. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Create a Board Committee on Climate Change | Shareholder | For | Against | For |
Comments: We believe that approval of the proposal will enhance the Company's oversight in handling its climate change strategy. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Adopt Policy for an Independent Chairman | Shareholder | For | Against | For |
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. In accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 25,500 | 0 | 24-May-2019 | 30-May-2019 |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security | 110122108 | Meeting Type | Annual | |
Ticker Symbol | BMY | Meeting Date | 29-May-2019 | |
ISIN | US1101221083 | Agenda | 935021458 - Management | |
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 28-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1A. | Election of Director: Peter J. Arduini | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1B. | Election of Director: Robert Bertolini | Management | For | For | For |
1C. | Election of Director: Giovanni Caforio, M.D. | Management | Against | Against | Against |
Comments: Combined CEO and Board Chair positions and the Company earns a board score of Some Concerns
Egan-Jones' Proxy Guidelines state that there is an inherent potential conflict in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key Board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. |
|||||
1D. | Election of Director: Matthew W. Emmens | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1E. | Election of Director: Michael Grobstein | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1F. | Election of Director: Alan J. Lacy | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1G. | Election of Director: Dinesh C. Paliwal | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | For |
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | For |
1J. | Election of Director: Gerald L. Storch | Management | Against | Against | Against |
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention
Egan-Jones' Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company's compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company's long-term success and the enhancement of shareholder value. |
|||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | For |
2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the appointment of an independent registered public accounting firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 68,100 | 0 | 22-May-2019 | 30-May-2019 |
RAYTHEON COMPANY | ||||
Security | 755111507 | Meeting Type | Annual | |
Ticker Symbol | RTN | Meeting Date | 30-May-2019 | |
ISIN | US7551115071 | Agenda | 934988518 - Management | |
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 29-May-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Tracy A. Atkinson | Management | For | For | For |
1b. | Election of Director: Robert E. Beauchamp | Management | For | For | For |
1c. | Election of Director: Adriane M. Brown | Management | For | For | For |
1d. | Election of Director: Stephen J. Hadley | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Nominating Committee
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1e. | Election of Director: Thomas A. Kennedy | Management | For | For | For |
1f. | Election of Director: Letitia A. Long | Management | For | For | For |
1g. | Election of Director: George R. Oliver | Management | For | For | For |
1h. | Election of Director: Dinesh C. Paliwal | Management | For | For | For |
1i. | Election of Director: Ellen M. Pawlikowski | Management | For | For | For |
1j. | Election of Director: William R. Spivey | Management | For | For | For |
1k. | Election of Director: Marta R. Stewart | Management | For | For | For |
1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | For |
1m. | Election of Director: Robert O. Work | Management | For | For | For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
3. | Approval of the Raytheon 2019 Stock Plan | Management | For | For | For |
4. | Ratification of Independent Auditors. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 18,800 | 0 | 25-May-2019 | 31-May-2019 |
THE TJX COMPANIES, INC. | ||||
Security | 872540109 | Meeting Type | Annual | |
Ticker Symbol | TJX | Meeting Date | 04-Jun-2019 | |
ISIN | US8725401090 | Agenda | 935015342 - Management | |
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 03-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1A. | Election of Director: Zein Abdalla | Management | For | For | For |
1B. | Election of Director: Alan M. Bennett | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
1D. | Election of Director: David T. Ching | Management | For | For | For |
1E. | Election of Director: Ernie Herrman | Management | For | For | For |
1F. | Election of Director: Michael F. Hines | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Audit Committee
According to Egan-Jones' Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation, and Nominating Committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1G. | Election of Director: Amy B. Lane | Management | For | For | For |
1H. | Election of Director: Carol Meyrowitz | Management | For | For | For |
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
1J. | Election of Director: John F. O'Brien | Management | For | For | For |
1K. | Election of Director: Willow B. Shire | Management | For | For | For |
2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020 | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | For | For |
4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | For | Against | For |
Comments: We believe that proper attention to inclusion and equity in pay promotes effective human capital management. After reviewing the tenets of the proposal and in accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Shareholder proposal for a report on prison labor | Shareholder | For | Against | For |
Comments: We believe that a careful review of the supply chain for voluntary and involuntary prison labor would help ensure that TJX suppliers are consistent with Company policies and minimize risks to TJX's reputation and shareholder value. After reviewing the tenets of the proposal and in accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Shareholder proposal for a report on human rights risks | Shareholder | For | Against | For |
Comments: We believe that the adoption of the proposal relating to human right, coupled with implementation, enforcement, independent monitoring, and transparent, comprehensive reporting will assure shareholders of the Company's global leadership. After reviewing the tenets of the proposal and in accordance to Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 11,400 | 0 | 30-May-2019 | 05-Jun-2019 |
BEST BUY CO., INC. | ||||
Security | 086516101 | Meeting Type | Annual | |
Ticker Symbol | BBY | Meeting Date | 11-Jun-2019 | |
ISIN | US0865161014 | Agenda | 935011837 - Management | |
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 10-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a) | Election of Director: Corie S. Barry | Management | For | For | For |
1b) | Election of Director: Lisa M. Caputo | Management | For | For | For |
1c) | Election of Director: J. Patrick Doyle | Management | For | For | For |
1d) | Election of Director: Russell P. Fradin | Management | For | For | For |
1e) | Election of Director: Kathy J. Higgins Victor | Management | For | For | For |
1f) | Election of Director: Hubert Joly | Management | Against | Against | Against |
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention
Egan-Jones' Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization's reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. |
|||||
1g) | Election of Director: David W. Kenny | Management | For | For | For |
1h) | Election of Director: Cindy R. Kent | Management | For | For | For |
1i) | Election of Director: Karen A. McLoughlin | Management | For | For | For |
1j) | Election of Director: Thomas L. Millner | Management | For | For | For |
1k) | Election of Director: Claudia F. Munce | Management | For | For | For |
1l) | Election of Director: Richelle P. Parham | Management | For | For | For |
1m) | Election of Director: Eugene A. Woods | Management | For | For | For |
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
3. | To approve in a non-binding advisory vote our named executive officer compensation. | Management | For | For | For |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 24,700 | 0 | 06-Jun-2019 | 12-Jun-2019 |
DELTA AIR LINES, INC. | ||||
Security | 247361702 | Meeting Type | Annual | |
Ticker Symbol | DAL | Meeting Date | 20-Jun-2019 | |
ISIN | US2473617023 | Agenda | 935025266 - Management | |
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 19-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Edward H. Bastian | Management | For | For | For |
1b. | Election of Director: Francis S. Blake | Management | Against | Against | Against |
Comments: Over-Boarded (Board Chair)
According to Egan-Jones' Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised. |
|||||
1c. | Election of Director: Daniel A. Carp | Management | Against | Against | Against |
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees
According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. |
|||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | For |
1e. | Election of Director: David G. DeWalt | Management | For | For | For |
1f. | Election of Director: William H. Easter III | Management | For | For | For |
1g. | Election of Director: Christopher A. Hazleton | Management | For | For | For |
1h. | Election of Director: Michael P. Huerta | Management | For | For | For |
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | For |
1j. | Election of Director: George N. Mattson | Management | For | For | For |
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | For |
1l. | Election of Director: Kathy N. Waller | Management | For | For | For |
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | For |
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019. | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | A stockholder proposal related to the right to act by written consent. | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 58,400 | 0 | 18-Jun-2019 | 21-Jun-2019 |
DOWDUPONT INC. | ||||
Security | 26078J100 | Meeting Type | Annual | |
Ticker Symbol | DWDP | Meeting Date | 25-Jun-2019 | |
ISIN | US26078J1007 | Agenda | 935019679 - Management | |
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |
City / Country | / | United | Vote Deadline Date | 24-Jun-2019 |
States | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
by | Management | Recommendation | |||
1a. | Election of Director: Edward D. Breen | Management | For | For | For |
1b. | Election of Director: Ruby R. Chandy | Management | For | For | For |
1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | For |
1d. | Election of Director: Terrence R. Curtin | Management | For | For | For |
1e. | Election of Director: Alexander M. Cutler | Management | For | For | For |
1f. | Election of Director: C. Marc Doyle | Management | For | For | For |
1g. | Election of Director: Eleuthère I. du Pont | Management | For | For | For |
1h. | Election of Director: Rajiv L. Gupta | Management | For | For | For |
1i. | Election of Director: Luther C. Kissam | Management | For | For | For |
1j. | Election of Director: Frederick M. Lowery | Management | For | For | For |
1k. | Election of Director: Raymond J. Milchovich | Management | For | For | For |
1l. | Election of Director: Steven M. Sterin | Management | For | For | For |
2. | Advisory Resolution to Approve Executive Compensation | Management | Against | Against | Against |
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company's directors. Furthermore, we believe that the Company's compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | |||||
3. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | Against | Against | Against |
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model.
After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
|||||
4. | Right to Act by Written Consent | Shareholder | For | Against | For |
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
5. | Preparation of an Executive Compensation Report | Shareholder | For | Against | For |
Comments: We believe that disclosure is material to shareholders as this would provide a valuable additional metric for evaluating and voting on executive compensation practices and Say-on-Pay proxy proposals. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
6. | Preparation of a Report on Climate Change Induced Flooding and Public Health | Shareholder | For | Against | For |
Comments: We believe that the report on climate change will develop new methods that can be applied globally when sufficient observations exist. Acknowledging climate change as an inevitable factor, and recognizing the need to adapt, involves bold decisions by business. Therefore, we believe that companies should review how climate change impacts the economy and portfolio companies and evaluate how shareholder resolutions on climate change may impact long-term shareholder value as it votes proxies. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones' Proxy Guidelines, we recommend a vote FOR this Proposal. | |||||
7. | Preparation of a Report on Plastic Pollution | Shareholder | Against | For | Against |
Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | ||
Number | Shares | Confirmed | |||||
000265387 | BNY MELLON | 61,700 | 0 | 21-Jun-2019 | 26-Jun-2019 |
First Investors Select Growth Fund
Location Name | Account Group ID | Account Group Name | Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Text | Vote Instruction | Voted | Vote Against Management |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director James Bell | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Tim Cook | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Al Gore | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Bob Iger | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Andrea Jung | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Art Levinson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Ron Sugar | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Elect Director Sue Wagner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Share Holder | Proxy Access Amendments | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Apple, Inc. | AAPL | 037833100 | 01-Mar-19 | Share Holder | Disclose Board Diversity and Qualifications | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Amy L. Banse | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Frank A. Calderoni | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director James E. Daley | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Laura B. Desmond | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Charles M. Geschke | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Shantanu Narayen | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Kathleen Oberg | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Dheeraj Pandey | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director David A. Ricks | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director Daniel L. Rosensweig | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Elect Director John E. Warnock | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Approve Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Adobe Inc. | ADBE | 00724F101 | 11-Apr-19 | Share Holder | Report on Gender Pay Gap | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Peter Bisson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Richard T. Clark | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Eric C. Fast | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Linda R. Gooden | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Michael P. Gregoire | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director R. Glenn Hubbard | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director John P. Jones | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Thomas J. Lynch | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Scott F. Powers | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director William J. Ready | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Carlos A. Rodriguez | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Elect Director Sandra S. Wijnberg | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Approve Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Automatic Data Processing, Inc. | ADP | 053015103 | 06-Nov-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Nesli Basgoz | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Joseph H. Boccuzi | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Christopher W. Bodine | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Adriane M. Brown | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Christopher J. Coughlin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Carol Anthony (John) Davidson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Thomas C. Freyman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Michael E. Greenberg | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Robert J. Hugin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Peter J. McDonnell | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Elect Director Brenton L. Saunders | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Authorize Issue of Equity | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Allergan plc | AGN | G0177J108 | 01-May-19 | Share Holder | Require Independent Board Chairman | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Arista Networks, Inc. | ANET | 040413106 | 28-May-19 | Management | Elect Director Charles Giancarlo | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Arista Networks, Inc. | ANET | 040413106 | 28-May-19 | Management | Elect Director Ann Mather | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Arista Networks, Inc. | ANET | 040413106 | 28-May-19 | Management | Elect Director Daniel Scheinman | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Arista Networks, Inc. | ANET | 040413106 | 28-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Arista Networks, Inc. | ANET | 040413106 | 28-May-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Douglas H. Brooks | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Linda A. Goodspeed | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Earl G. Graves, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Enderson Guimaraes | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director D. Bryan Jordan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Gale V. King | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director W. Andrew McKenna | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director George R. Mrkonic, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Luis P. Nieto | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director William C. Rhodes, III | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Elect Director Jill Ann Soltau | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | AutoZone, Inc. | AZO | 053332102 | 19-Dec-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Robert A. Bradway | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director David L. Calhoun | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Arthur D. Collins, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Edmund P. Giambastiani, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Lynn J. Good | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Nikki R. Haley | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Lawrence W. Kellner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Caroline B. Kennedy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Edward M. Liddy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Dennis A. Muilenburg | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Susan C. Schwab | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Ronald A. Williams | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Elect Director Mike S. Zafirovski | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Share Holder | Adjust Executive Compensation Metrics for Share Buybacks | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Share Holder | Require Independent Board Chairman | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Share Holder | Amend Proxy Access Right | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Boeing Company | BA | 097023105 | 29-Apr-19 | Share Holder | Adopt Share Retention Policy For Senior Executives | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Jose "Joe" E. Almeida | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Thomas F. Chen | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director John D. Forsyth | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director James R. Gavin, III | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Peter S. Hellman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Michael F. Mahoney | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Patricia B. Morrrison | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Stephen N. Oesterle | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Cathy R. Smith | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Thomas T. Stallkamp | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Albert P.L. Stroucken | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Elect Director Amy A. Wendell | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Share Holder | Require Independent Board Chairman | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Baxter International Inc. | BAX | 071813109 | 07-May-19 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director John R. Chiminski *Withdrawn Resolution* | Yes | No | |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Alexander J. Denner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Caroline D. Dorsa | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director William A. Hawkins | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Nancy L. Leaming | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Jesus B. Mantas | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Richard C. Mulligan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Robert W. Pangia | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Stelios Papadopoulos | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Brian S. Posner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Eric K. Rowinsky | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Lynn Schenk | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Stephen A. Sherwin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Elect Director Michel Vounatsos | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Biogen Inc. | BIIB | 09062X103 | 19-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 12-Apr-19 | Management | Issue Shares in Connection with Merger | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 12-Apr-19 | Management | Adjourn Meeting | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 12-Apr-19 | Management | Issue Shares in Connection with Merger | Do Not Vote | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 12-Apr-19 | Management | Adjourn Meeting | Do Not Vote | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Peter J. Arduini | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Robert J. Bertolini | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Giovanni Caforio | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Matthew W. Emmens | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Michael Grobstein | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Alan J. Lacy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Dinesh C. Paliwal | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Theodore R. Samuels | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Vicki L. Sato | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Gerald L. Storch | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Elect Director Karen H. Vousden | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Bristol-Myers Squibb Company | BMY | 110122108 | 29-May-19 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Mark W. Adams | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Susan L. Bostrom | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director James D. Plummer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Alberto Sangiovanni-Vincentelli | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director John B. Shoven | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Roger S. Siboni | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Young K. Sohn | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Lip-Bu Tan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Elect Director Mary Agnes Wilderotter | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Amend Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Eliminate Supermajority Voting Requirement for Specified Corporate Actions | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cadence Design Systems, Inc. | CDNS | 127387108 | 02-May-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corp. | CE | 150870103 | 17-Sep-18 | Management | Amend Certificate of Incorporation to Eliminate Series B Common Stock and to Redesignate Series A as Common Stock | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corp. | CE | 150870103 | 17-Sep-18 | Management | Adjourn Meeting | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director Jean S. Blackwell | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director William M. Brown | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director Edward G. Galante | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director Kathryn M. Hill | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director David F. Hoffmeister | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director Jay V. Ihlenfeld | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director Marc C. Rohr | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director Kim K. W. Rucker | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Elect Director John K. Wulff | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Celanese Corporation | CE | 150870103 | 18-Apr-19 | Management | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corp. | CNC | 15135B101 | 28-Jan-19 | Management | Increase Authorized Common Stock | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 23-Apr-19 | Management | Elect Director Orlando Ayala | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 23-Apr-19 | Management | Elect Director John R. Roberts | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 23-Apr-19 | Management | Elect Director Tommy G. Thompson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 23-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 23-Apr-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 23-Apr-19 | Share Holder | Report on Political Contributions | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 24-Jun-19 | Management | Issue Shares in Connection with Merger | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Centene Corporation | CNC | 15135B101 | 24-Jun-19 | Management | Adjourn Meeting | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cinemark Holdings, Inc. | CNK | 17243V102 | 23-May-19 | Management | Elect Director Benjamin D. Chereskin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cinemark Holdings, Inc. | CNK | 17243V102 | 23-May-19 | Management | Elect Director Lee Roy Mitchell | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cinemark Holdings, Inc. | CNK | 17243V102 | 23-May-19 | Management | Elect Director Raymond W. Syufy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cinemark Holdings, Inc. | CNK | 17243V102 | 23-May-19 | Management | Ratify Deloitte & Touche LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Cinemark Holdings, Inc. | CNK | 17243V102 | 23-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Wanda M. Austin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director John B. Frank | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Alice P. Gast | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Enrique Hernandez, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Charles W. Moorman, IV | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Dambisa F. Moyo | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Debra Reed-Klages | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Ronald D. Sugar | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Inge G. Thulin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director D. James Umpleby, III | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Elect Director Michael K. Wirth | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Share Holder | Report on Human Right to Water | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Share Holder | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Share Holder | Establish Environmental Issue Board Committee | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Share Holder | Require Independent Board Chairman | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Chevron Corporation | CVX | 166764100 | 29-May-19 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Jeffrey S. Aronin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Mary K. Bush | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Gregory C. Case | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Candace H. Duncan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Joseph F. Eazor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Cynthia A. Glassman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Roger C. Hochschild | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Thomas G. Maheras | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Michael H. Moskow | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Mark A. Thierer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Elect Director Lawrence A. Weinbach | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Eliminate Supermajority Vote Requirement to Amend Bylaws | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Management | Provide Right to Call Special Meeting | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Discover Financial Services | DFS | 254709108 | 16-May-19 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Elect Director Kapila Kapur Anand | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Elect Director John "J.P." P. Bilbrey | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Elect Director R. David Hoover | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Elect Director Lawrence E. Kurzius | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 08-May-19 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Emerson Electric Co. | EMR | 291011104 | 05-Feb-19 | Management | Elect Director Clemens A. H. Boersig | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Emerson Electric Co. | EMR | 291011104 | 05-Feb-19 | Management | Elect Director Joshua B. Bolten | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Emerson Electric Co. | EMR | 291011104 | 05-Feb-19 | Management | Elect Director Lori M. Lee | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Emerson Electric Co. | EMR | 291011104 | 05-Feb-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Emerson Electric Co. | EMR | 291011104 | 05-Feb-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Craig Arnold | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Todd M. Bluedorn | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Christopher M. Connor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Michael J. Critelli | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Richard H. Fearon | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Arthur E. Johnson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Olivier Leonetti | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Deborah L. McCoy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Gregory R. Page | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Sandra Pianalto | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Gerald B. Smith | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Elect Director Dorothy C. Thompson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Authorize Issue of Equity with Pre-emptive Rights | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Authorize Issue of Equity without Pre-emptive Rights | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eaton Corporation plc | ETN | G29183103 | 24-Apr-19 | Management | Authorize Share Repurchase of Issued Share Capital | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director A. Gary Ames | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Sandra E. Bergeron | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Deborah L. Bevier | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Michel Combes | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Michael L. Dreyer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Alan J. Higginson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Peter S. Klein | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Francois Locoh-Donou | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director John McAdam | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Nikhil Mehta | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Elect Director Marie E. Myers | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Amend Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Amend Qualified Employee Stock Purchase Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Maxine Clark | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Alan D. Feldman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Richard A. Johnson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Guillermo G. Marmol | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Matthew M. McKenna | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Steven Oakland | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Ulice Payne, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Cheryl Nido Turpin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Kimberly Underhill | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Elect Director Dona D. Young | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Foot Locker, Inc. | FL | 344849104 | 22-May-19 | Management | Ratify KPMG LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Elect Director Ken Xie | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Elect Director Ming Hsieh | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Elect Director Gary Locke | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Elect Director Christopher B. Paisley | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Elect Director Judith Sim | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Fortinet, Inc. | FTNT | 34959E109 | 21-Jun-19 | Management | Amend Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Larry Page | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Sergey Brin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director John L. Hennessy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director L. John Doerr | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Roger W. Ferguson, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Ann Mather | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Alan R. Mulally | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Sundar Pichai | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director K. Ram Shriram | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Elect Director Robin L. Washington | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Management | Amend Omnibus Stock Plan | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Approve Recapitalization Plan for all Stock to Have One-vote per Share | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Adopt a Policy Prohibiting Inequitable Employment Practices | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Establish Societal Risk Oversight Committee | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Report on Sexual Harassment Policies | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Require a Majority Vote for the Election of Directors | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Report on Gender Pay Gap | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Employ Advisors to Explore Alternatives to Maximize Value | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Approve Nomination of Employee Representative Director | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Adopt Simple Majority Vote | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Report on Human Rights Risk Assessment | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Adopt Compensation Clawback Policy | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Share Holder | Report on Policies and Risks Related to Content Governance | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Philip M. Bilden | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Augustus L. Collins | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Kirkland H. Donald | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Thomas B. Fargo | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Victoria D. Harker | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Anastasia D. Kelly | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Tracy B. McKibben | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director C. Michael Petters | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Thomas C. Schievelbein | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director John K. Welch | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Elect Director Stephen R. Wilson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Management | Ratify Deloitte and Touche LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Huntington Ingalls Industries, Inc. | HII | 446413106 | 30-Apr-19 | Share Holder | Amend Proxy Access Right | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Elect Director Ralph Alvarez | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Elect Director Carolyn R. Bertozzi | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Elect Director Juan R. Luciano | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Elect Director Kathi P. Seifert | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Ratify Ernst & Young LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Declassify the Board of Directors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Management | Eliminate Supermajority Vote Requirement | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Eli Lilly and Company | LLY | 532457108 | 06-May-19 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Landstar System, Inc. | LSTR | 515098101 | 21-May-19 | Management | Elect Director Homaira Akbari | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Landstar System, Inc. | LSTR | 515098101 | 21-May-19 | Management | Elect Director Diana M. Murphy | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Landstar System, Inc. | LSTR | 515098101 | 21-May-19 | Management | Elect Director Larry J. Thoele | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Landstar System, Inc. | LSTR | 515098101 | 21-May-19 | Management | Ratify KPMG LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Landstar System, Inc. | LSTR | 515098101 | 21-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director William H. Gates, III | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Reid G. Hoffman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Hugh F. Johnston | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Teri L. List-Stoll | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Satya Nadella | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Charles H. Noski | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Helmut Panke | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Sandra E. Peterson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Penny S. Pritzker | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Charles W. Scharf | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Arne M. Sorenson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director John W. Stanton | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director John W. Thompson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Elect Director Padmasree Warrior | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Microsoft Corp. | MSFT | 594918104 | 28-Nov-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Thomas D. Bell, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Daniel A. Carp | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Mitchell E. Daniels, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Marcela E. Donadio | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Thomas C. Kelleher | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Steven F. Leer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Michael D. Lockhart | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Amy E. Miles | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director Jennifer F. Scanlon | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director James A. Squires | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Elect Director John R. Thompson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Ratify KPMG LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Norfolk Southern Corporation | NSC | 655844108 | 09-May-19 | Share Holder | Adopt Simple Majority | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director T. Michael Nevens | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director Gerald Held | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director Kathryn M. Hill | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director Deborah L. Kerr | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director George Kurian | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director Scott F. Schenkel | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director George T. Shaheen | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Elect Director Richard P. Wallace | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Amend Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Amend Qualified Employee Stock Purchase Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | NetApp, Inc. | NTAP | 64110D104 | 13-Sep-18 | Management | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Philip Bleser | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Stuart B. Burgdoerfer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Pamela J. Craig | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Charles A. Davis | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Roger N. Farah | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Lawton W. Fitt | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Susan Patricia Griffith | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Jeffrey D. Kelly | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Patrick H. Nettles | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Barbara R. Snyder | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Jan E. Tighe | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Elect Director Kahina Van Dyke | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | The Progressive Corporation | PGR | 743315103 | 10-May-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Mary Baglivo | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Brent Callinicos | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Emanuel Chirico | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Juan R. Figuereo | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Joseph B. Fuller | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director V. James Marino | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director G. Penny McIntyre | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Amy McPherson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Henry Nasella | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Edward R. Rosenfeld | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Craig Rydin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Elect Director Judith Amanda Sourry Knox | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Eliminate Supermajority Vote Requirement for Certain Transactions | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Eliminate Supermajority Vote Requirement for By-Law Amendments | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PVH Corp. | PVH | 693656100 | 20-Jun-19 | Management | Ratify Ernst & Young LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Rodney C. Adkins | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Wences Casares | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Jonathan Christodoro | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director John J. Donahoe | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director David W. Dorman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Belinda J. Johnson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Gail J. McGovern | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Deborah M. Messemer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director David M. Moffett | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Ann M. Sarnoff | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Daniel H. Schulman | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Elect Director Frank D. Yeary | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Share Holder | Report on Political Contributions | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 22-May-19 | Share Holder | Amend Board Governance Documents to Define Human Rights Responsibilities | Against | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Agnes Bundy Scanlan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Dallas S. Clement | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Paul D. Donahue | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Paul R. Garcia | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Donna S. Morea | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director David M. Ratcliffe | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director William H. Rogers, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Frank P. Scruggs, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Bruce L. Tanner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Elect Director Steven C. Voorhees | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | SunTrust Banks, Inc. | STI | 867914103 | 23-Apr-19 | Management | Ratify Ernst & Young LLP as Auditor | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Thomas L. Bene | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Daniel J. Brutto | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director John M. Cassaday | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Joshua D. Frank | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Larry C. Glasscock | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Bradley M. Halverson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director John M. Hinshaw | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Hans-Joachim Koerber | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Nancy S. Newcomb | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Nelson Peltz | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Edward D. Shirley | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Elect Director Sheila G. Talton | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Approve Omnibus Stock Plan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Sysco Corp. | SYY | 871829107 | 16-Nov-18 | Share Holder | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Roxanne S. Austin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Douglas M. Baker, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director George S. Barrett | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Brian C. Cornell | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Calvin Darden | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Henrique De Castro | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Robert L. Edwards | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Melanie L. Healey | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Donald R. Knauss | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Monica C. Lozano | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Mary E. Minnick | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Kenneth L. Salazar | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Elect Director Dmitri L. Stockton | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Target Corporation | TGT | 87612E106 | 12-Jun-19 | Share Holder | Amend Proxy Access Right | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Gregory B. Maffei | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Stephen Kaufer | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Trynka Shineman Blake | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Jay C. Hoag | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Betsy L. Morgan | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Jeremy Philips | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Spencer M. Rascoff | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Albert E. Rosenthaler | Withhold | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Elect Director Robert S. Wiesenthal | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | TripAdvisor, Inc. | TRIP | 896945201 | 11-Jun-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director Strauss Zelnick | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director Michael Dornemann | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director J Moses | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director Michael Sheresky | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director LaVerne Srinivasan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director Susan Tolson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Elect Director Paul Viera | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 21-Sep-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Warner L. Baxter | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Dorothy J. Bridges | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Elizabeth L. Buse | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Marc N. Casper | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Andrew Cecere | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Arthur D. Collins, Jr. | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Kimberly J. Harris | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Roland A. Hernandez | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Doreen Woo Ho | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Olivia F. Kirtley | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Karen S. Lynch | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Richard P. McKenney | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Yusuf I. Mehdi | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director David B. O'Maley | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director O'dell M. Owens | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Craig D. Schnuck | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Elect Director Scott W. Wine | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Anat Ashkenazi | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Jeffrey R. Balser | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Judy Bruner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Jean-Luc Butel | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Regina E. Dugan | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director R. Andrew Eckert | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Timothy E. Guertin | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director David J. Illingworth | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Elect Director Dow R. Wilson | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Varian Medical Systems, Inc. | VAR | 92220P105 | 14-Feb-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Cesar Conde | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Stephen "Steve" J. Easterbrook | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Timothy "Tim" P. Flynn | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Sarah J. Friar | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Carla A. Harris | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Thomas "Tom" W. Horton | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Marissa A. Mayer | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director C. Douglas "Doug" McMillon | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Gregory "Greg" B. Penner | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Steven "Steve" S Reinemund | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director S. Robson "Rob" Walton | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Elect Director Steuart L. Walton | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Share Holder | Report on Sexual Harassment | For | Yes | Yes |
SMITH ASSET MANAGEMENT GROUP, L.P. | 9670 | Smith Asset-2881D | First Investors Select Growth Fund | Walmart Inc. | WMT | 931142103 | 05-Jun-19 | Share Holder | Provide for Cumulative Voting | For | Yes | Yes |
First Investors Special Situations Fund
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
MITEL NETWORKS CORPORATION | |||||||||
Security: | 60671Q104 | Meeting Type: | Special | ||||||
Ticker: | MITL | Meeting Date: | 10-Jul-2018 | ||||||
ISIN | CA60671Q1046 | Vote Deadline Date: | 05-Jul-2018 | ||||||
Agenda | 934847534 | Management | Total Ballot Shares: | 781000 | |||||
Last Vote Date: | 22-Jun-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 580900 | 0 | 0 | 0 | ||
2 | Miscellaneous Compensation Plans | For | None | 0 | 580900 | 0 | 0 | ||
3 | Miscellaneous Corporate Actions | For | None | 580900 | 0 | 0 | 0 | ||
COLUMBUS MCKINNON CORPORATION | |||||||||
Security: | 199333105 | Meeting Type: | Annual | ||||||
Ticker: | CMCO | Meeting Date: | 23-Jul-2018 | ||||||
ISIN | US1993331057 | Vote Deadline Date: | 20-Jul-2018 | ||||||
Agenda | 934846380 | Management | Total Ballot Shares: | 133200 | |||||
Last Vote Date: | 25-Jun-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Ernest R. Verebelyi | 99000 | 0 | 0 | 0 | ||||
2 | Mark D. Morelli | 99000 | 0 | 0 | 0 | ||||
3 | Richard H. Fleming | 99000 | 0 | 0 | 0 | ||||
4 | Nicholas T. Pinchuk | 99000 | 0 | 0 | 0 | ||||
5 | Liam G. McCarthy | 99000 | 0 | 0 | 0 | ||||
6 | R. Scott Trumbull | 99000 | 0 | 0 | 0 | ||||
7 | Heath A. Mitts | 99000 | 0 | 0 | 0 | ||||
8 | Kathryn V. Roedel | 99000 | 0 | 0 | 0 | ||||
9 | Aziz S. Aghili | 99000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 99000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 99000 | 0 | 0 | 0 | ||
ICON PLC | |||||||||
Security: | G4705A100 | Meeting Type: | Annual | ||||||
Ticker: | ICLR | Meeting Date: | 24-Jul-2018 | ||||||
ISIN | IE0005711209 | Vote Deadline Date: | 20-Jul-2018 | ||||||
Agenda | 934850125 | Management | Total Ballot Shares: | 50600 | |||||
Last Vote Date: | 27-Jun-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 37600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 37600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 37600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 37600 | 0 | 0 | 0 | ||
5 | Adopt Accounts for Past Year | For | None | 37600 | 0 | 0 | 0 | ||
6 | Approve Remuneration of Directors and Auditors | For | None | 37600 | 0 | 0 | 0 | ||
7 | Allot Securities | For | None | 37600 | 0 | 0 | 0 | ||
8 | Eliminate Pre-Emptive Rights | For | None | 37600 | 0 | 0 | 0 | ||
9 | Eliminate Pre-Emptive Rights | For | None | 37600 | 0 | 0 | 0 | ||
10 | Authorize Directors to Repurchase Shares | For | None | 37600 | 0 | 0 | 0 | ||
11 | Miscellaneous Corporate Actions | For | None | 37600 | 0 | 0 | 0 | ||
HELEN OF TROY LIMITED | |||||||||
Security: | G4388N106 | Meeting Type: | Annual | ||||||
Ticker: | HELE | Meeting Date: | 22-Aug-2018 | ||||||
ISIN | BMG4388N1065 | Vote Deadline Date: | 21-Aug-2018 | ||||||
Agenda | 934856507 | Management | Total Ballot Shares: | 203400 | |||||
Last Vote Date: | 30-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 50400 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 50400 | 0 | 0 | 0 | ||
11 | Approve Stock Compensation Plan | For | None | 50400 | 0 | 0 | 0 | ||
12 | Adopt Employee Stock Purchase Plan | For | None | 50400 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 50400 | 0 | 0 | 0 | ||
CAPSTAR FINANCIAL HOLDINGS INC | |||||||||
Security: | 14070T102 | Meeting Type: | Special | ||||||
Ticker: | CSTR | Meeting Date: | 29-Aug-2018 | ||||||
ISIN | US14070T1025 | Vote Deadline Date: | 28-Aug-2018 | ||||||
Agenda | 934862841 | Management | Total Ballot Shares: | 265000 | |||||
Last Vote Date: | 15-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 197400 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 197400 | 0 | 0 | 0 | ||
MOTORCAR PARTS OF AMERICA, INC. | |||||||||
Security: | 620071100 | Meeting Type: | Annual | ||||||
Ticker: | MPAA | Meeting Date: | 06-Sep-2018 | ||||||
ISIN | US6200711009 | Vote Deadline Date: | 05-Sep-2018 | ||||||
Agenda | 934867358 | Management | Total Ballot Shares: | 203500 | |||||
Last Vote Date: | 15-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 151700 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 151700 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 151700 | 0 | 0 | 0 | ||
GUARANTY BANCORP | |||||||||
Security: | 40075T607 | Meeting Type: | Special | ||||||
Ticker: | GBNK | Meeting Date: | 25-Sep-2018 | ||||||
ISIN | US40075T6073 | Vote Deadline Date: | 24-Sep-2018 | ||||||
Agenda | 934870038 | Management | Total Ballot Shares: | 195700 | |||||
Last Vote Date: | 11-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Reorganization Plan | For | None | 145900 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 0 | 145900 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 145900 | 0 | 0 | 0 | ||
KORN/FERRY INTERNATIONAL | |||||||||
Security: | 500643200 | Meeting Type: | Annual | ||||||
Ticker: | KFY | Meeting Date: | 26-Sep-2018 | ||||||
ISIN | US5006432000 | Vote Deadline Date: | 25-Sep-2018 | ||||||
Agenda | 934866786 | Management | Total Ballot Shares: | 445000 | |||||
Last Vote Date: | 06-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 117400 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 0 | 117400 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 117400 | 0 | 0 | 0 | ||
11 | Approve Charter Amendment | For | None | 0 | 0 | 117400 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 117400 | 0 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CORP. | |||||||||
Security: | 82706C108 | Meeting Type: | Annual | ||||||
Ticker: | SIMO | Meeting Date: | 26-Sep-2018 | ||||||
ISIN | US82706C1080 | Vote Deadline Date: | 19-Sep-2018 | ||||||
Agenda | 934869528 | Management | Total Ballot Shares: | 217400 | |||||
Last Vote Date: | 05-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 94500 | 0 | 0 | 0 | ||
2 | Election of Directors (Full Slate) | For | None | 94500 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 94500 | 0 | 0 | 0 | ||
WEB.COM GROUP, INC. | |||||||||
Security: | 94733A104 | Meeting Type: | Special | ||||||
Ticker: | WEB | Meeting Date: | 10-Oct-2018 | ||||||
ISIN | US94733A1043 | Vote Deadline Date: | 09-Oct-2018 | ||||||
Agenda | 934875672 | Management | Total Ballot Shares: | 164700 | |||||
Last Vote Date: | 02-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 122700 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 122700 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 122700 | 0 | 0 | 0 | ||
PINNACLE FOODS INC. | |||||||||
Security: | 72348P104 | Meeting Type: | Special | ||||||
Ticker: | PF | Meeting Date: | 23-Oct-2018 | ||||||
ISIN | US72348P1049 | Vote Deadline Date: | 22-Oct-2018 | ||||||
Agenda | 934878995 | Management | Total Ballot Shares: | 434400 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 114500 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 114500 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 114500 | 0 | 0 | 0 | ||
STANDEX INTERNATIONAL CORPORATION | |||||||||
Security: | 854231107 | Meeting Type: | Annual | ||||||
Ticker: | SXI | Meeting Date: | 23-Oct-2018 | ||||||
ISIN | US8542311076 | Vote Deadline Date: | 22-Oct-2018 | ||||||
Agenda | 934875088 | Management | Total Ballot Shares: | 90700 | |||||
Last Vote Date: | 24-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 67500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 67500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 67500 | 0 | 0 | 0 | ||
4 | Adopt Omnibus Stock Option Plan | For | None | 67500 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 67500 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 67500 | 0 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORPORATION | |||||||||
Security: | 71742Q106 | Meeting Type: | Annual | ||||||
Ticker: | PAHC | Meeting Date: | 05-Nov-2018 | ||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 02-Nov-2018 | ||||||
Agenda | 934879694 | Management | Total Ballot Shares: | 654448 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Gerald K. Carlson | 164400 | 0 | 0 | 0 | ||||
2 | Mary Lou Malanoski | 164400 | 0 | 0 | 0 | ||||
3 | Carol A. Wrenn | 164400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 164400 | 0 | 0 | 0 | ||
PERFORMANCE FOOD GROUP COMPANY | |||||||||
Security: | 71377A103 | Meeting Type: | Annual | ||||||
Ticker: | PFGC | Meeting Date: | 13-Nov-2018 | ||||||
ISIN | US71377A1034 | Vote Deadline Date: | 12-Nov-2018 | ||||||
Agenda | 934884417 | Management | Total Ballot Shares: | 466800 | |||||
Last Vote Date: | 18-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William F. Dawson, Jr. | 117600 | 0 | 0 | 0 | ||||
2 | Manuel A. Fernandez | 0 | 0 | 117600 | 0 | ||||
3 | Kimberly S. Grant | 117600 | 0 | 0 | 0 | ||||
4 | Randall N. Spratt | 117600 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 117600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 117600 | 0 | 0 | 0 | ||
4 | Declassify Board | For | None | 117600 | 0 | 0 | 0 | ||
LANCASTER COLONY CORPORATION | |||||||||
Security: | 513847103 | Meeting Type: | Annual | ||||||
Ticker: | LANC | Meeting Date: | 14-Nov-2018 | ||||||
ISIN | US5138471033 | Vote Deadline Date: | 13-Nov-2018 | ||||||
Agenda | 934882867 | Management | Total Ballot Shares: | 46100 | |||||
Last Vote Date: | 19-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Neeli Bendapudi | 34300 | 0 | 0 | 0 | ||||
2 | William H. Carter | 34300 | 0 | 0 | 0 | ||||
3 | Michael H. Keown | 34300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 34300 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 34300 | 0 | 0 | 0 | ||
MEREDITH CORPORATION | |||||||||
Security: | 589433101 | Meeting Type: | Annual | ||||||
Ticker: | MDP | Meeting Date: | 14-Nov-2018 | ||||||
ISIN | US5894331017 | Vote Deadline Date: | 13-Nov-2018 | ||||||
Agenda | 934877955 | Management | Total Ballot Shares: | 306400 | |||||
Last Vote Date: | 19-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Thomas H. Harty# | 91300 | 0 | 0 | 0 | ||||
2 | Donald C. Berg# | 91300 | 0 | 0 | 0 | ||||
3 | Paula A. Kerger# | 91300 | 0 | 0 | 0 | ||||
4 | Frederick B. Henry* | 91300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 91300 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 91300 | 0 | 0 | 0 | ||
GREEN BANCORP INC. | |||||||||
Security: | 39260X100 | Meeting Type: | Special | ||||||
Ticker: | GNBC | Meeting Date: | 15-Nov-2018 | ||||||
ISIN | US39260X1000 | Vote Deadline Date: | 14-Nov-2018 | ||||||
Agenda | 934889520 | Management | Total Ballot Shares: | 339200 | |||||
Last Vote Date: | 03-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 0 | 250800 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 0 | 250800 | 0 | 0 | ||
NCI BUILDING SYSTEMS, INC. | |||||||||
Security: | 628852204 | Meeting Type: | Special | ||||||
Ticker: | NCS | Meeting Date: | 15-Nov-2018 | ||||||
ISIN | US6288522047 | Vote Deadline Date: | 14-Nov-2018 | ||||||
Agenda | 934890078 | Management | Total Ballot Shares: | 550900 | |||||
Last Vote Date: | 07-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 0 | 407400 | 0 | 0 | ||
2 | Stock Issuance | For | None | 0 | 407400 | 0 | 0 | ||
3 | Authorize Common Stock Increase | For | None | 0 | 407400 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 407400 | 0 | 0 | ||
5 | Approve Motion to Adjourn Meeting | For | None | 0 | 407400 | 0 | 0 | ||
FCB FINANCIAL HOLDINGS, INC. | |||||||||
Security: | 30255G103 | Meeting Type: | Special | ||||||
Ticker: | FCB | Meeting Date: | 29-Nov-2018 | ||||||
ISIN | US30255G1031 | Vote Deadline Date: | 28-Nov-2018 | ||||||
Agenda | 934896121 | Management | Total Ballot Shares: | 158800 | |||||
Last Vote Date: | 20-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 117400 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 0 | 117400 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 117400 | 0 | 0 | 0 | ||
ASPEN INSURANCE HOLDINGS LIMITED | |||||||||
Security: | G05384105 | Meeting Type: | Special | ||||||
Ticker: | AHL | Meeting Date: | 10-Dec-2018 | ||||||
ISIN | BMG053841059 | Vote Deadline Date: | 07-Dec-2018 | ||||||
Agenda | 934898389 | Management | Total Ballot Shares: | 265200 | |||||
Last Vote Date: | 22-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Charter Amendment | For | None | 196200 | 0 | 0 | 0 | ||
2 | Approve Merger Agreement | For | None | 196200 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 196200 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 196200 | 0 | 0 | 0 | ||
ESTERLINE TECHNOLOGIES CORPORATION | |||||||||
Security: | 297425100 | Meeting Type: | Special | ||||||
Ticker: | ESL | Meeting Date: | 17-Jan-2019 | ||||||
ISIN | US2974251009 | Vote Deadline Date: | 16-Jan-2019 | ||||||
Agenda | 934910844 | Management | Total Ballot Shares: | 44200 | |||||
Last Vote Date: | 31-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 32700 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 32700 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 32700 | 0 | 0 | 0 | ||
ENERGIZER HOLDINGS, INC. | |||||||||
Security: | 29272W109 | Meeting Type: | Annual | ||||||
Ticker: | ENR | Meeting Date: | 28-Jan-2019 | ||||||
ISIN | US29272W1099 | Vote Deadline Date: | 25-Jan-2019 | ||||||
Agenda | 934912533 | Management | Total Ballot Shares: | 198000 | |||||
Last Vote Date: | 02-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 146200 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 146200 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 146200 | 0 | 0 | 0 | ||
ARRIS INTERNATIONAL PLC | |||||||||
Security: | G0551A103 | Meeting Type: | Special | ||||||
Ticker: | ARRS | Meeting Date: | 01-Feb-2019 | ||||||
ISIN | GB00BZ04Y379 | Vote Deadline Date: | 30-Jan-2019 | ||||||
Agenda | 934916620 | Management | Total Ballot Shares: | 311200 | |||||
Last Vote Date: | 18-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 230100 | 0 | 0 | 0 | ||
2 | Miscellaneous Corporate Actions | For | None | 230100 | 0 | 0 | 0 | ||
3 | Miscellaneous Corporate Actions | For | None | 230100 | 0 | 0 | 0 | ||
ATKORE INTERNATIONAL GROUP INC. | |||||||||
Security: | 047649108 | Meeting Type: | Annual | ||||||
Ticker: | ATKR | Meeting Date: | 05-Feb-2019 | ||||||
ISIN | US0476491081 | Vote Deadline Date: | 04-Feb-2019 | ||||||
Agenda | 934918787 | Management | Total Ballot Shares: | 351900 | |||||
Last Vote Date: | 08-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 260300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 260300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 260300 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 260300 | 0 | 0 | 0 | ||
5 | Declassify Board | For | None | 260300 | 0 | 0 | 0 | ||
6 | Eliminate Supermajority Requirements | For | None | 260300 | 0 | 0 | 0 | ||
7 | Amend Articles-Board Related | For | None | 260300 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 260300 | 0 | 0 | 0 | ||
ESCO TECHNOLOGIES INC. | |||||||||
Security: | 296315104 | Meeting Type: | Annual | ||||||
Ticker: | ESE | Meeting Date: | 05-Feb-2019 | ||||||
ISIN | US2963151046 | Vote Deadline Date: | 04-Feb-2019 | ||||||
Agenda | 934911125 | Management | Total Ballot Shares: | 314100 | |||||
Last Vote Date: | 15-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Leon J. Olivier | 108100 | 0 | 0 | 0 | ||||
2 | Victor L. Richey | 108100 | 0 | 0 | 0 | ||||
3 | Larry W. Solley | 108100 | 0 | 0 | 0 | ||||
2 | Amend Employee Stock Purchase Plan | For | None | 108100 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 108100 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 108100 | 0 | 0 | 0 | ||
ESTERLINE TECHNOLOGIES CORPORATION | |||||||||
Security: | 297425100 | Meeting Type: | Annual | ||||||
Ticker: | ESL | Meeting Date: | 07-Feb-2019 | ||||||
ISIN | US2974251009 | Vote Deadline Date: | 06-Feb-2019 | ||||||
Agenda | 934916113 | Management | Total Ballot Shares: | 48800 | |||||
Last Vote Date: | 16-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 36100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 36100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 36100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 36100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 36100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 36100 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 36100 | 0 | 0 | 0 | ||
GREAT WESTERN BANCORP INC | |||||||||
Security: | 391416104 | Meeting Type: | Annual | ||||||
Ticker: | GWB | Meeting Date: | 21-Feb-2019 | ||||||
ISIN | US3914161043 | Vote Deadline Date: | 20-Feb-2019 | ||||||
Agenda | 934918814 | Management | Total Ballot Shares: | 258450 | |||||
Last Vote Date: | 30-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | James Spies | 191100 | 0 | 0 | 0 | ||||
2 | Kenneth Karels | 191100 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 191100 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 191100 | 0 | 0 | 0 | ||
HILL-ROM HOLDINGS, INC. | |||||||||
Security: | 431475102 | Meeting Type: | Annual | ||||||
Ticker: | HRC | Meeting Date: | 06-Mar-2019 | ||||||
ISIN | US4314751029 | Vote Deadline Date: | 05-Mar-2019 | ||||||
Agenda | 934919361 | Management | Total Ballot Shares: | 529580 | |||||
Last Vote Date: | 12-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William G. Dempsey | 76400 | 0 | 0 | 0 | ||||
2 | Gary L. Ellis | 76400 | 0 | 0 | 0 | ||||
3 | Stacy Enxing Seng | 76400 | 0 | 0 | 0 | ||||
4 | Mary Garrett | 76400 | 0 | 0 | 0 | ||||
5 | James R. Giertz | 76400 | 0 | 0 | 0 | ||||
6 | John P. Groetelaars | 76400 | 0 | 0 | 0 | ||||
7 | William H. Kucheman | 76400 | 0 | 0 | 0 | ||||
8 | Ronald A. Malone | 76400 | 0 | 0 | 0 | ||||
9 | Nancy M. Schlichting | 76400 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 76400 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 76400 | 0 | 0 | 0 | ||
TRAVELPORT WORLDWIDE LIMITED | |||||||||
Security: | G9019D104 | Meeting Type: | Special | ||||||
Ticker: | TVPT | Meeting Date: | 15-Mar-2019 | ||||||
ISIN | BMG9019D1048 | Vote Deadline Date: | 14-Mar-2019 | ||||||
Agenda | 934929451 | Management | Total Ballot Shares: | 1388100 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 464200 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 464200 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 464200 | 0 | 0 | ||
PROSPERITY BANCSHARES, INC. | |||||||||
Security: | 743606105 | Meeting Type: | Annual | ||||||
Ticker: | PB | Meeting Date: | 16-Apr-2019 | ||||||
ISIN | US7436061052 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934949756 | Management | Total Ballot Shares: | 157000 | |||||
Last Vote Date: | 20-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Leah Henderson | 116000 | 0 | 0 | 0 | ||||
2 | Ned S. Holmes | 116000 | 0 | 0 | 0 | ||||
3 | Jack Lord | 116000 | 0 | 0 | 0 | ||||
4 | David Zalman | 116000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 116000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 116000 | 0 | 0 | 0 | ||
SIMMONS FIRST NATIONAL CORPORATION | |||||||||
Security: | 828730200 | Meeting Type: | Annual | ||||||
Ticker: | SFNC | Meeting Date: | 17-Apr-2019 | ||||||
ISIN | US8287302009 | Vote Deadline Date: | 16-Apr-2019 | ||||||
Agenda | 934948007 | Management | Total Ballot Shares: | 357400 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Fix Number of Directors | For | None | 264000 | 0 | 0 | 0 | ||
2 | Election of Directors | For | None | ||||||
1 | Jay D. Burchfield | 264000 | 0 | 0 | 0 | ||||
2 | William E. Clark, II | 264000 | 0 | 0 | 0 | ||||
3 | Steven A. Cossé | 264000 | 0 | 0 | 0 | ||||
4 | Mark C. Doramus | 264000 | 0 | 0 | 0 | ||||
5 | Edward Drilling | 264000 | 0 | 0 | 0 | ||||
6 | Eugene Hunt | 264000 | 0 | 0 | 0 | ||||
7 | Jerry Hunter | 264000 | 0 | 0 | 0 | ||||
8 | Chris R. Kirkland | 264000 | 0 | 0 | 0 | ||||
9 | Susan Lanigan | 264000 | 0 | 0 | 0 | ||||
10 | George A. Makris, Jr. | 264000 | 0 | 0 | 0 | ||||
11 | W. Scott McGeorge | 264000 | 0 | 0 | 0 | ||||
12 | Tom E. Purvis | 264000 | 0 | 0 | 0 | ||||
13 | Robert L. Shoptaw | 264000 | 0 | 0 | 0 | ||||
14 | Russell Teubner | 264000 | 0 | 0 | 0 | ||||
15 | Mindy West | 264000 | 0 | 0 | 0 | ||||
3 | 14A Executive Compensation | For | None | 264000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 264000 | 0 | 0 | 0 | ||
5 | Amend Employee Stock Purchase Plan | For | None | 264000 | 0 | 0 | 0 | ||
LIBERTY OILFIELD SERVICES INC. | |||||||||
Security: | 53115L104 | Meeting Type: | Annual | ||||||
Ticker: | LBRT | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US53115L1044 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934940241 | Management | Total Ballot Shares: | 422500 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Christopher A. Wright | 312000 | 0 | 0 | 0 | ||||
2 | William F. Kimble | 312000 | 0 | 0 | 0 | ||||
3 | Cary D. Steinbeck | 312000 | 0 | 0 | 0 | ||||
4 | N. John Lancaster, Jr. | 312000 | 0 | 0 | 0 | ||||
5 | Brett Staffieri | 312000 | 0 | 0 | 0 | ||||
6 | Peter A. Dea | 312000 | 0 | 0 | 0 | ||||
7 | Ken Babcock | 312000 | 0 | 0 | 0 | ||||
8 | Jesal Shah | 312000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 312000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 312000 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | 14A Executive Compensation Vote Frequency | None | 312000 | 0 | 0 | 0 | 0 | ||
WADDELL & REED FINANCIAL, INC. | |||||||||
Security: | 930059100 | Meeting Type: | Annual | ||||||
Ticker: | WDR | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US9300591008 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934944441 | Management | Total Ballot Shares: | 895500 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Kathie J. Andrade | 442900 | 0 | 0 | 0 | ||||
2 | Philip J. Sanders | 442900 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 442900 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 442900 | 0 | 0 | 0 | ||
PORTLAND GENERAL ELECTRIC CO | |||||||||
Security: | 736508847 | Meeting Type: | Annual | ||||||
Ticker: | POR | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US7365088472 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934939159 | Management | Total Ballot Shares: | 397600 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 160100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 160100 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 160100 | 0 | 0 | 0 | ||
SYNOVUS FINANCIAL CORP. | |||||||||
Security: | 87161C501 | Meeting Type: | Annual | ||||||
Ticker: | SNV | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US87161C5013 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934940253 | Management | Total Ballot Shares: | 228900 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 169000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 169000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 169000 | 0 | 0 | 0 | ||
TCF FINANCIAL CORPORATION | |||||||||
Security: | 872275102 | Meeting Type: | Annual | ||||||
Ticker: | TCF | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US8722751026 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934940140 | Management | Total Ballot Shares: | 581000 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Peter Bell | 429000 | 0 | 0 | 0 | ||||
2 | William F. Bieber | 429000 | 0 | 0 | 0 | ||||
3 | Theodore J. Bigos | 429000 | 0 | 0 | 0 | ||||
4 | Craig R. Dahl | 429000 | 0 | 0 | 0 | ||||
5 | Karen L. Grandstrand | 429000 | 0 | 0 | 0 | ||||
6 | George G. Johnson | 0 | 0 | 429000 | 0 | ||||
7 | Richard H. King | 429000 | 0 | 0 | 0 | ||||
8 | Vance K. Opperman | 429000 | 0 | 0 | 0 | ||||
9 | Roger J. Sit | 429000 | 0 | 0 | 0 | ||||
10 | Julie H. Sullivan | 429000 | 0 | 0 | 0 | ||||
11 | Barry N. Winslow | 429000 | 0 | 0 | 0 | ||||
12 | Theresa M. H. Wise | 429000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 429000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 429000 | 0 | 0 | 0 | ||
CAPSTAR FINANCIAL HOLDINGS INC | |||||||||
Security: | 14070T102 | Meeting Type: | Annual | ||||||
Ticker: | CSTR | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US14070T1025 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934963895 | Management | Total Ballot Shares: | 280800 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dennis C. Bottorff | 207300 | 0 | 0 | 0 | ||||
2 | L. Earl Bentz | 207300 | 0 | 0 | 0 | ||||
3 | Jeffrey L. Cunningham | 207300 | 0 | 0 | 0 | ||||
4 | Thomas R. Flynn | 207300 | 0 | 0 | 0 | ||||
5 | Julie D. Frist | 207300 | 0 | 0 | 0 | ||||
6 | Louis A. Green III | 207300 | 0 | 0 | 0 | ||||
7 | Myra NanDora Jenne | 207300 | 0 | 0 | 0 | ||||
8 | Dale W. Polley | 207300 | 0 | 0 | 0 | ||||
9 | Stephen B. Smith | 207300 | 0 | 0 | 0 | ||||
10 | Richard E. Thornburgh | 207300 | 0 | 0 | 0 | ||||
11 | Claire W. Tucker | 207300 | 0 | 0 | 0 | ||||
12 | James S. Turner, Jr. | 207300 | 0 | 0 | 0 | ||||
13 | Toby S. Wilt | 207300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 207300 | 0 | 0 | 0 | ||
SENSIENT TECHNOLOGIES CORPORATION | |||||||||
Security: | 81725T100 | Meeting Type: | Annual | ||||||
Ticker: | SXT | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US81725T1007 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934937939 | Management | Total Ballot Shares: | 136000 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 100400 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 100400 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 100400 | 0 | 0 | 0 | ||
TRITON INTERNATIONAL LIMITED | |||||||||
Security: | G9078F107 | Meeting Type: | Annual | ||||||
Ticker: | TRTN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | BMG9078F1077 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942334 | Management | Total Ballot Shares: | 681590 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Brian M. Sondey | 145000 | 0 | 0 | 0 | ||||
2 | Robert W. Alspaugh | 145000 | 0 | 0 | 0 | ||||
3 | Karen Austin | 145000 | 0 | 0 | 0 | ||||
4 | Malcolm P. Baker | 145000 | 0 | 0 | 0 | ||||
5 | David A. Coulter | 145000 | 0 | 0 | 0 | ||||
6 | Claude Germain | 145000 | 0 | 0 | 0 | ||||
7 | Kenneth Hanau | 145000 | 0 | 0 | 0 | ||||
8 | John S. Hextall | 145000 | 0 | 0 | 0 | ||||
9 | Robert L. Rosner | 145000 | 0 | 0 | 0 | ||||
10 | Simon R. Vernon | 145000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 145000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 145000 | 0 | 0 | 0 | ||
FRONT DOOR, INC. | |||||||||
Security: | 35905A109 | Meeting Type: | Annual | ||||||
Ticker: | FTDR | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US35905A1097 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934964924 | Management | Total Ballot Shares: | 257700 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 190200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 190200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 190200 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 190200 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | 14A Executive Compensation Vote Frequency | None | 190200 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | Adopt Employee Stock Purchase Plan | For | None | 190200 | 0 | 0 | 0 | ||
SCHNEIDER NATIONAL, INC. | |||||||||
Security: | 80689H102 | Meeting Type: | Annual | ||||||
Ticker: | SNDR | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US80689H1023 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934935783 | Management | Total Ballot Shares: | 844170 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Mary P. DePrey | 188800 | 0 | 0 | 0 | ||||
2 | James R. Giertz | 188800 | 0 | 0 | 0 | ||||
3 | Adam P. Godfrey | 188800 | 0 | 0 | 0 | ||||
4 | Robert W. Grubbs | 188800 | 0 | 0 | 0 | ||||
5 | Norman E. Johnson | 188800 | 0 | 0 | 0 | ||||
6 | Mark B. Rourke | 188800 | 0 | 0 | 0 | ||||
7 | Daniel J. Sullivan | 188800 | 0 | 0 | 0 | ||||
8 | John A. Swainson | 188800 | 0 | 0 | 0 | ||||
9 | James L. Welch | 188800 | 0 | 0 | 0 | ||||
10 | Kathleen M. Zimmermann | 188800 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 188800 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 188800 | 0 | 0 | 0 | ||
AMALGAMATED BANK | |||||||||
Security: | 022663108 | Meeting Type: | Annual | ||||||
Ticker: | AMAL | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US0226631085 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934973997 | Management | Total Ballot Shares: | 339619 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 250729 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 250729 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 250729 | 0 | 0 | 0 | ||
15 | Stock Repurchase Plan | For | None | 250729 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 250729 | 0 | 0 | 0 | ||
BLACK HILLS CORPORATION | |||||||||
Security: | 092113109 | Meeting Type: | Annual | ||||||
Ticker: | BKH | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US0921131092 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934949275 | Management | Total Ballot Shares: | 199700 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Linden R. Evans | 147300 | 0 | 0 | 0 | ||||
2 | Robert P. Otto | 147300 | 0 | 0 | 0 | ||||
3 | Mark A. Schober | 147300 | 0 | 0 | 0 | ||||
4 | Thomas J. Zeller | 147300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 147300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 147300 | 0 | 0 | 0 | ||
DELEK US HOLDINGS, INC. | |||||||||
Security: | 24665A103 | Meeting Type: | Annual | ||||||
Ticker: | DK | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US24665A1034 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934946217 | Management | Total Ballot Shares: | 217400 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Ezra Uzi Yemin | 160600 | 0 | 0 | 0 | ||||
2 | William J. Finnerty | 160600 | 0 | 0 | 0 | ||||
3 | Carlos E. Jorda | 160600 | 0 | 0 | 0 | ||||
4 | Gary M. Sullivan, Jr. | 160600 | 0 | 0 | 0 | ||||
5 | Vicky Sutil | 160600 | 0 | 0 | 0 | ||||
6 | David Wiessman | 160600 | 0 | 0 | 0 | ||||
7 | Shlomo Zohar | 160600 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 160600 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 160600 | 0 | 0 | 0 | ||
JAMES RIVER GROUP HOLDINGS, LTD. | |||||||||
Security: | G5005R107 | Meeting Type: | Annual | ||||||
Ticker: | JRVR | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | BMG5005R1079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934969594 | Management | Total Ballot Shares: | 162900 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 120300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 120300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 120300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 120300 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 120300 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 0 | 120300 | 0 | 0 | ||
7 | Amend Non-Employee Director Plan | For | None | 120300 | 0 | 0 | 0 | ||
OASIS PETROLEUM INC | |||||||||
Security: | 674215108 | Meeting Type: | Annual | ||||||
Ticker: | OAS | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US6742151086 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934949439 | Management | Total Ballot Shares: | 646400 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael McShane | 477400 | 0 | 0 | 0 | ||||
2 | Thomas B. Nusz | 477400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 477400 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 477400 | 0 | 0 | 0 | ||
4 | Amend Stock Compensation Plan | For | None | 477400 | 0 | 0 | 0 | ||
REGAL BELOIT CORPORATION | |||||||||
Security: | 758750103 | Meeting Type: | Annual | ||||||
Ticker: | RBC | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US7587501039 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934949934 | Management | Total Ballot Shares: | 107300 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 79200 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 79200 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 79200 | 0 | 0 | 0 | ||
SERVICEMASTER GLOBAL HOLDINGS INC. | |||||||||
Security: | 81761R109 | Meeting Type: | Annual | ||||||
Ticker: | SERV | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US81761R1095 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957703 | Management | Total Ballot Shares: | 551000 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 149400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 149400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 149400 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 149400 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 149400 | 0 | 0 | 0 | ||
TRI POINTE GROUP, INC. | |||||||||
Security: | 87265H109 | Meeting Type: | Annual | ||||||
Ticker: | TPH | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US87265H1095 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934940859 | Management | Total Ballot Shares: | 582900 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 430400 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 430400 | 0 | 0 | 0 | ||
APTARGROUP, INC. | |||||||||
Security: | 038336103 | Meeting Type: | Annual | ||||||
Ticker: | ATR | Meeting Date: | 01-May-2019 | ||||||
ISIN | US0383361039 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934955951 | Management | Total Ballot Shares: | 79800 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 59000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 59000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 59000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 59000 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 59000 | 0 | 0 | 0 | ||
BROWN & BROWN, INC. | |||||||||
Security: | 115236101 | Meeting Type: | Annual | ||||||
Ticker: | BRO | Meeting Date: | 01-May-2019 | ||||||
ISIN | US1152361010 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934953666 | Management | Total Ballot Shares: | 644400 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | J. Hyatt Brown | 182000 | 0 | 0 | 0 | ||||
2 | Samuel P. Bell, III | 182000 | 0 | 0 | 0 | ||||
3 | Hugh M. Brown | 182000 | 0 | 0 | 0 | ||||
4 | J. Powell Brown | 182000 | 0 | 0 | 0 | ||||
5 | Bradley Currey, Jr. | 182000 | 0 | 0 | 0 | ||||
6 | Lawrence L. Gellerstedt | 182000 | 0 | 0 | 0 | ||||
7 | James C. Hays | 182000 | 0 | 0 | 0 | ||||
8 | Theodore J. Hoepner | 182000 | 0 | 0 | 0 | ||||
9 | James S. Hunt | 182000 | 0 | 0 | 0 | ||||
10 | Toni Jennings | 182000 | 0 | 0 | 0 | ||||
11 | Timothy R.M. Main | 182000 | 0 | 0 | 0 | ||||
12 | H. Palmer Proctor, Jr. | 182000 | 0 | 0 | 0 | ||||
13 | Wendell S. Reilly | 182000 | 0 | 0 | 0 | ||||
14 | Chilton D. Varner | 182000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 182000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 182000 | 0 | 0 | 0 | ||
4 | Approve Stock Compensation Plan | For | None | 182000 | 0 | 0 | 0 | ||
DANA INCORPORATED | |||||||||
Security: | 235825205 | Meeting Type: | Annual | ||||||
Ticker: | DAN | Meeting Date: | 01-May-2019 | ||||||
ISIN | US2358252052 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934947598 | Management | Total Ballot Shares: | 328700 | |||||
Last Vote Date: | 01-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Rachel A. Gonzalez | 242700 | 0 | 0 | 0 | ||||
2 | James K. Kamsickas | 242700 | 0 | 0 | 0 | ||||
3 | Virginia A. Kamsky | 242700 | 0 | 0 | 0 | ||||
4 | Raymond E. Mabus, Jr. | 242700 | 0 | 0 | 0 | ||||
5 | Michael J. Mack, Jr. | 242700 | 0 | 0 | 0 | ||||
6 | R. Bruce McDonald | 242700 | 0 | 0 | 0 | ||||
7 | Diarmuid B. O'Connell | 242700 | 0 | 0 | 0 | ||||
8 | Keith E. Wandell | 242700 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 242700 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 242700 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 242700 | 0 | 0 | 0 | ||
FEDERAL REALTY INVESTMENT TRUST | |||||||||
Security: | 313747206 | Meeting Type: | Annual | ||||||
Ticker: | FRT | Meeting Date: | 01-May-2019 | ||||||
ISIN | US3137472060 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934952246 | Management | Total Ballot Shares: | 254500 | |||||
Last Vote Date: | 01-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 55200 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 55200 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 55200 | 0 | 0 | 0 | ||
KEMPER CORPORATION | |||||||||
Security: | 488401100 | Meeting Type: | Annual | ||||||
Ticker: | KMPR | Meeting Date: | 01-May-2019 | ||||||
ISIN | US4884011002 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934943704 | Management | Total Ballot Shares: | 141400 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 104400 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 104400 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 104400 | 0 | 0 | 0 | ||
12 | Adopt Employee Stock Purchase Plan | For | None | 104400 | 0 | 0 | 0 | ||
US FOODS HOLDING CORP. | |||||||||
Security: | 912008109 | Meeting Type: | Annual | ||||||
Ticker: | USFD | Meeting Date: | 01-May-2019 | ||||||
ISIN | US9120081099 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945708 | Management | Total Ballot Shares: | 576000 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 128300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 128300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 128300 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 128300 | 0 | 0 | 0 | ||
5 | Approve Stock Compensation Plan | For | None | 128300 | 0 | 0 | 0 | ||
6 | Classify/Stagger Board of Directors | For | None | 128300 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 128300 | 0 | 0 | 0 | ||
FERRO CORPORATION | |||||||||
Security: | 315405100 | Meeting Type: | Annual | ||||||
Ticker: | FOE | Meeting Date: | 02-May-2019 | ||||||
ISIN | US3154051003 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934960647 | Management | Total Ballot Shares: | 277300 | |||||
Last Vote Date: | 01-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | David A. Lorber | 204700 | 0 | 0 | 0 | ||||
2 | Marran H. Ogilvie | 204700 | 0 | 0 | 0 | ||||
3 | Andrew M. Ross | 204700 | 0 | 0 | 0 | ||||
4 | Allen A. Spizzo | 204700 | 0 | 0 | 0 | ||||
5 | Peter T. Thomas | 204700 | 0 | 0 | 0 | ||||
6 | Ronald P. Vargo | 204700 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 204700 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 204700 | 0 | 0 | 0 | ||
JBG SMITH PROPERTIES | |||||||||
Security: | 46590V100 | Meeting Type: | Annual | ||||||
Ticker: | JBGS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US46590V1008 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934935086 | Management | Total Ballot Shares: | 176600 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Alan S. Forman | 130400 | 0 | 0 | 0 | ||||
2 | Michael J. Glosserman | 130400 | 0 | 0 | 0 | ||||
3 | Charles E. Haldeman Jr. | 130400 | 0 | 0 | 0 | ||||
4 | Carol A. Melton | 130400 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 130400 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 130400 | 0 | 0 | 0 | ||
OLD NATIONAL BANCORP | |||||||||
Security: | 680033107 | Meeting Type: | Annual | ||||||
Ticker: | ONB | Meeting Date: | 02-May-2019 | ||||||
ISIN | US6800331075 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934948134 | Management | Total Ballot Shares: | 786100 | |||||
Last Vote Date: | 06-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Alan W. Braun | 441200 | 0 | 0 | 0 | ||||
2 | Andrew E. Goebel | 441200 | 0 | 0 | 0 | ||||
3 | Jerome F. Henry, Jr. | 441200 | 0 | 0 | 0 | ||||
4 | Robert G. Jones | 441200 | 0 | 0 | 0 | ||||
5 | Ryan C. Kitchell | 441200 | 0 | 0 | 0 | ||||
6 | Phelps L. Lambert | 441200 | 0 | 0 | 0 | ||||
7 | Thomas E. Salmon | 441200 | 0 | 0 | 0 | ||||
8 | Randall T. Shepard | 441200 | 0 | 0 | 0 | ||||
9 | Rebecca S. Skillman | 441200 | 0 | 0 | 0 | ||||
10 | Derrick J. Stewart | 441200 | 0 | 0 | 0 | ||||
11 | Katherine E. White | 441200 | 0 | 0 | 0 | ||||
12 | Linda E. White | 441200 | 0 | 0 | 0 | ||||
2 | Amend Employee Stock Purchase Plan | For | None | 441200 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 441200 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 441200 | 0 | 0 | 0 | ||
PQ GROUP HOLDINGS INC | |||||||||
Security: | 73943T103 | Meeting Type: | Annual | ||||||
Ticker: | PQG | Meeting Date: | 02-May-2019 | ||||||
ISIN | US73943T1034 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934969051 | Management | Total Ballot Shares: | 472100 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Robert Coxon | 347700 | 0 | 0 | 0 | ||||
2 | Mark McFadden | 347700 | 0 | 0 | 0 | ||||
3 | Kimberly Ross | 347700 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 347700 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 347700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 347700 | 0 | 0 | 0 | ||
WOLVERINE WORLD WIDE, INC. | |||||||||
Security: | 978097103 | Meeting Type: | Annual | ||||||
Ticker: | WWW | Meeting Date: | 02-May-2019 | ||||||
ISIN | US9780971035 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934966764 | Management | Total Ballot Shares: | 267500 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 197500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 197500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 197500 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 197500 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 197500 | 0 | 0 | 0 | ||
SUNSTONE HOTEL INVESTORS, INC. | |||||||||
Security: | 867892101 | Meeting Type: | Annual | ||||||
Ticker: | SHO | Meeting Date: | 03-May-2019 | ||||||
ISIN | US8678921011 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934948045 | Management | Total Ballot Shares: | 423600 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John V. Arabia | 312700 | 0 | 0 | 0 | ||||
2 | W. Blake Baird | 312700 | 0 | 0 | 0 | ||||
3 | Andrew Batinovich | 312700 | 0 | 0 | 0 | ||||
4 | Z. Jamie Behar | 312700 | 0 | 0 | 0 | ||||
5 | Thomas A. Lewis, Jr. | 312700 | 0 | 0 | 0 | ||||
6 | Murray J. McCabe | 312700 | 0 | 0 | 0 | ||||
7 | Douglas M. Pasquale | 312700 | 0 | 0 | 0 | ||||
8 | Keith P. Russell | 312700 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 312700 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 312700 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 0 | 312700 | 0 | 0 | ||
TOOTSIE ROLL INDUSTRIES, INC. | |||||||||
Security: | 890516107 | Meeting Type: | Annual | ||||||
Ticker: | TR | Meeting Date: | 06-May-2019 | ||||||
ISIN | US8905161076 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934960964 | Management | Total Ballot Shares: | 251600 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Ellen R. Gordon | 185700 | 0 | 0 | 0 | ||||
2 | Lana Jane Lewis-Brent | 185700 | 0 | 0 | 0 | ||||
3 | Barre A. Seibert | 185700 | 0 | 0 | 0 | ||||
4 | Paula m. Wardynski | 185700 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 185700 | 0 | 0 | 0 | ||
IBERIABANK CORPORATION | |||||||||
Security: | 450828108 | Meeting Type: | Annual | ||||||
Ticker: | IBKC | Meeting Date: | 07-May-2019 | ||||||
ISIN | US4508281080 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934978430 | Management | Total Ballot Shares: | 222150 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William H. Fenstermaker | 73800 | 0 | 0 | 0 | ||||
2 | Rick E. Maples | 73800 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 73800 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 73800 | 0 | 0 | 0 | ||
4 | Approve Stock Compensation Plan | For | None | 73800 | 0 | 0 | 0 | ||
JAGGED PEAK ENERGY INC. | |||||||||
Security: | 47009K107 | Meeting Type: | Annual | ||||||
Ticker: | JAG | Meeting Date: | 07-May-2019 | ||||||
ISIN | US47009K1079 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934993494 | Management | Total Ballot Shares: | 475800 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | James J. Kleckner | 351300 | 0 | 0 | 0 | ||||
2 | Michael C. Linn | 351300 | 0 | 0 | 0 | ||||
3 | Dheeraj Verma | 351300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 351300 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | 14A Executive Compensation Vote Frequency | None | 351300 | 0 | 0 | 0 | 0 | ||
MKS INSTRUMENTS, INC. | |||||||||
Security: | 55306N104 | Meeting Type: | Annual | ||||||
Ticker: | MKSI | Meeting Date: | 08-May-2019 | ||||||
ISIN | US55306N1046 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 934955836 | Management | Total Ballot Shares: | 66800 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Jacqueline F. Moloney | 49300 | 0 | 0 | 0 | ||||
2 | Michelle M. Warner | 49300 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 49300 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 49300 | 0 | 0 | 0 | ||
THE CHILDREN'S PLACE, INC. | |||||||||
Security: | 168905107 | Meeting Type: | Annual | ||||||
Ticker: | PLCE | Meeting Date: | 08-May-2019 | ||||||
ISIN | US1689051076 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 934981285 | Management | Total Ballot Shares: | 50700 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 36700 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 36700 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 36700 | 0 | 0 | 0 | ||
TTM TECHNOLOGIES, INC. | |||||||||
Security: | 87305R109 | Meeting Type: | Annual | ||||||
Ticker: | TTMI | Meeting Date: | 08-May-2019 | ||||||
ISIN | US87305R1095 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 934957880 | Management | Total Ballot Shares: | 569500 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Thomas T. Edman | 420600 | 0 | 0 | 0 | ||||
2 | Chantel E. Lenard | 420600 | 0 | 0 | 0 | ||||
3 | Tang Chung Yen | 420600 | 0 | 0 | 0 | ||||
4 | Dov S. Zakheim | 420600 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 420600 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 420600 | 0 | 0 | 0 | ||
GARDNER DENVER HOLDINGS, INC. | |||||||||
Security: | 36555P107 | Meeting Type: | Annual | ||||||
Ticker: | GDI | Meeting Date: | 09-May-2019 | ||||||
ISIN | US36555P1075 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957741 | Management | Total Ballot Shares: | 1218200 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 216200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 216200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 216200 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 216200 | 0 | 0 | 0 | ||
KEANE GROUP INC. | |||||||||
Security: | 48669A108 | Meeting Type: | Annual | ||||||
Ticker: | FRAC | Meeting Date: | 09-May-2019 | ||||||
ISIN | US48669A1088 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934986134 | Management | Total Ballot Shares: | 634400 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 468500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 468500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 468500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 468500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 0 | 468500 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 468500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 468500 | 0 | 0 | 0 | ||
15 | Amend Stock Compensation Plan | For | None | 468500 | 0 | 0 | 0 | ||
PARK-OHIO HOLDINGS CORP. | |||||||||
Security: | 700666100 | Meeting Type: | Annual | ||||||
Ticker: | PKOH | Meeting Date: | 09-May-2019 | ||||||
ISIN | US7006661000 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934983176 | Management | Total Ballot Shares: | 152200 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Matthew V. Crawford | 112300 | 0 | 0 | 0 | ||||
2 | John D. Grampa | 112300 | 0 | 0 | 0 | ||||
3 | Steven H. Rosen | 112300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 112300 | 0 | 0 | 0 | ||
PENSKE AUTOMOTIVE GROUP, INC. | |||||||||
Security: | 70959W103 | Meeting Type: | Annual | ||||||
Ticker: | PAG | Meeting Date: | 09-May-2019 | ||||||
ISIN | US70959W1036 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957094 | Management | Total Ballot Shares: | 343900 | |||||
Last Vote Date: | 17-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John D. Barr | 109300 | 0 | 0 | 0 | ||||
2 | Lisa Davis | 109300 | 0 | 0 | 0 | ||||
3 | Wolfgang Dürheimer | 109300 | 0 | 0 | 0 | ||||
4 | Michael R. Eisenson | 109300 | 0 | 0 | 0 | ||||
5 | Robert H. Kurnick, Jr. | 109300 | 0 | 0 | 0 | ||||
6 | Kimberly J. McWaters | 109300 | 0 | 0 | 0 | ||||
7 | Roger S. Penske | 109300 | 0 | 0 | 0 | ||||
8 | Roger S. Penske, Jr. | 109300 | 0 | 0 | 0 | ||||
9 | Sandra E. Pierce | 109300 | 0 | 0 | 0 | ||||
10 | Greg C. Smith | 109300 | 0 | 0 | 0 | ||||
11 | Ronald G. Steinhart | 109300 | 0 | 0 | 0 | ||||
12 | H. Brian Thompson | 109300 | 0 | 0 | 0 | ||||
13 | Masashi Yamanaka | 109300 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 109300 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 109300 | 0 | 0 | 0 | ||
SPX CORPORATION | |||||||||
Security: | 784635104 | Meeting Type: | Annual | ||||||
Ticker: | SPXC | Meeting Date: | 09-May-2019 | ||||||
ISIN | US7846351044 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934960483 | Management | Total Ballot Shares: | 328200 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 242400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 242400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 242400 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 242400 | 0 | 0 | 0 | ||
5 | Approve Stock Compensation Plan | For | None | 242400 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 242400 | 0 | 0 | 0 | ||
CNO FINANCIAL GROUP, INC. | |||||||||
Security: | 12621E103 | Meeting Type: | Annual | ||||||
Ticker: | CNO | Meeting Date: | 10-May-2019 | ||||||
ISIN | US12621E1038 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934953767 | Management | Total Ballot Shares: | 553900 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 409100 | 0 | 0 | 0 | ||
10 | Approve Charter Amendment | For | None | 409100 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 409100 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 409100 | 0 | 0 | 0 | ||
LOUISIANA-PACIFIC CORPORATION | |||||||||
Security: | 546347105 | Meeting Type: | Annual | ||||||
Ticker: | LPX | Meeting Date: | 10-May-2019 | ||||||
ISIN | US5463471053 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934958325 | Management | Total Ballot Shares: | 272900 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 201500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 201500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 201500 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 201500 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 201500 | 0 | 0 | 0 | ||
6 | Adopt Employee Stock Purchase Plan | For | None | 201500 | 0 | 0 | 0 | ||
THE TIMKEN COMPANY | |||||||||
Security: | 887389104 | Meeting Type: | Annual | ||||||
Ticker: | TKR | Meeting Date: | 10-May-2019 | ||||||
ISIN | US8873891043 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934945784 | Management | Total Ballot Shares: | 210500 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Maria A. Crowe | 155400 | 0 | 0 | 0 | ||||
2 | Elizabeth A. Harrell | 155400 | 0 | 0 | 0 | ||||
3 | Richard G. Kyle | 155400 | 0 | 0 | 0 | ||||
4 | John A. Luke, Jr. | 155400 | 0 | 0 | 0 | ||||
5 | Christopher L. Mapes | 155400 | 0 | 0 | 0 | ||||
6 | James F. Palmer | 155400 | 0 | 0 | 0 | ||||
7 | Ajita G. Rajendra | 155400 | 0 | 0 | 0 | ||||
8 | Frank C. Sullivan | 155400 | 0 | 0 | 0 | ||||
9 | John M. Timken, Jr. | 155400 | 0 | 0 | 0 | ||||
10 | Ward J. Timken, Jr. | 155400 | 0 | 0 | 0 | ||||
11 | Jacqueline F. Woods | 155400 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 155400 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 155400 | 0 | 0 | 0 | ||
4 | Approve Stock Compensation Plan | For | None | 155400 | 0 | 0 | 0 | ||
5 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 155400 | 0 | 0 | ||
HAVERTY FURNITURE COMPANIES, INC. | |||||||||
Security: | 419596101 | Meeting Type: | Annual | ||||||
Ticker: | HVT | Meeting Date: | 13-May-2019 | ||||||
ISIN | US4195961010 | Vote Deadline Date: | 10-May-2019 | ||||||
Agenda | 934960469 | Management | Total Ballot Shares: | 196900 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | L. Allison Dukes | 145400 | 0 | 0 | 0 | ||||
2 | G. Thomas Hough | 145400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 145400 | 0 | 0 | 0 | ||
ICHOR HOLDINGS LTD | |||||||||
Security: | G4740B105 | Meeting Type: | Annual | ||||||
Ticker: | ICHR | Meeting Date: | 14-May-2019 | ||||||
ISIN | KYG4740B1059 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934997391 | Management | Total Ballot Shares: | 236700 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 174700 | 0 | 0 | 0 | ||
2 | Ratify Appointment of Independent Auditors | For | None | 174700 | 0 | 0 | 0 | ||
BRIXMOR PROPERTY GROUP INC | |||||||||
Security: | 11120U105 | Meeting Type: | Annual | ||||||
Ticker: | BRX | Meeting Date: | 15-May-2019 | ||||||
ISIN | US11120U1051 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934948146 | Management | Total Ballot Shares: | 1051820 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 344800 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 344800 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 344800 | 0 | 0 | 0 | ||
PINNACLE WEST CAPITAL CORPORATION | |||||||||
Security: | 723484101 | Meeting Type: | Annual | ||||||
Ticker: | PNW | Meeting Date: | 15-May-2019 | ||||||
ISIN | US7234841010 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934955367 | Management | Total Ballot Shares: | 250300 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Donald E. Brandt | 81900 | 0 | 0 | 0 | ||||
2 | Denis A. Cortese, M.D. | 81900 | 0 | 0 | 0 | ||||
3 | Richard P. Fox | 81900 | 0 | 0 | 0 | ||||
4 | Michael L. Gallagher | 81900 | 0 | 0 | 0 | ||||
5 | Dale E. Klein, Ph.D. | 81900 | 0 | 0 | 0 | ||||
6 | Humberto S. Lopez | 81900 | 0 | 0 | 0 | ||||
7 | Kathryn L. Munro | 81900 | 0 | 0 | 0 | ||||
8 | Bruce J. Nordstrom | 81900 | 0 | 0 | 0 | ||||
9 | Paula J. Sims | 81900 | 0 | 0 | 0 | ||||
10 | James E. Trevathan, Jr. | 81900 | 0 | 0 | 0 | ||||
11 | David P. Wagener | 81900 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 81900 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 81900 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 81900 | 0 | 0 | 0 | ||
BERKSHIRE HILLS BANCORP, INC. | |||||||||
Security: | 084680107 | Meeting Type: | Annual | ||||||
Ticker: | BHLB | Meeting Date: | 16-May-2019 | ||||||
ISIN | US0846801076 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934965863 | Management | Total Ballot Shares: | 350700 | |||||
Last Vote Date: | 24-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | David M. Brunelle | 258900 | 0 | 0 | 0 | ||||
2 | Robert M. Curley | 258900 | 0 | 0 | 0 | ||||
3 | John B. Davies | 258900 | 0 | 0 | 0 | ||||
4 | J. Williar Dunlaevy | 258900 | 0 | 0 | 0 | ||||
5 | Cornelius D. Mahoney | 258900 | 0 | 0 | 0 | ||||
6 | Richard M. Marotta | 258900 | 0 | 0 | 0 | ||||
7 | Pamela A. Massad | 258900 | 0 | 0 | 0 | ||||
8 | Laurie Norton Moffatt | 258900 | 0 | 0 | 0 | ||||
9 | Richard J. Murphy | 258900 | 0 | 0 | 0 | ||||
10 | William J. Ryan | 258900 | 0 | 0 | 0 | ||||
11 | D. Jeffrey Templeton | 258900 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 258900 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 258900 | 0 | 0 | 0 | ||
CARRIZO OIL & GAS, INC. | |||||||||
Security: | 144577103 | Meeting Type: | Annual | ||||||
Ticker: | CRZO | Meeting Date: | 16-May-2019 | ||||||
ISIN | US1445771033 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934983203 | Management | Total Ballot Shares: | 346300 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 255700 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 255700 | 0 | 0 | 0 | ||
10 | Amend Stock Compensation Plan | For | None | 255700 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 255700 | 0 | 0 | 0 | ||
IDACORP, INC. | |||||||||
Security: | 451107106 | Meeting Type: | Annual | ||||||
Ticker: | IDA | Meeting Date: | 16-May-2019 | ||||||
ISIN | US4511071064 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934971537 | Management | Total Ballot Shares: | 103800 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Darrel T. Anderson | 76600 | 0 | 0 | 0 | ||||
2 | Thomas Carlile | 76600 | 0 | 0 | 0 | ||||
3 | Richard J. Dahl | 76600 | 0 | 0 | 0 | ||||
4 | Annette G. Elg | 76600 | 0 | 0 | 0 | ||||
5 | Ronald W. Jibson | 76600 | 0 | 0 | 0 | ||||
6 | Judith A. Johansen | 76600 | 0 | 0 | 0 | ||||
7 | Dennis L. Johnson | 76600 | 0 | 0 | 0 | ||||
8 | Christine King | 76600 | 0 | 0 | 0 | ||||
9 | Richard J. Navarro | 76600 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 76600 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 76600 | 0 | 0 | 0 | ||
WPX ENERGY, INC. | |||||||||
Security: | 98212B103 | Meeting Type: | Annual | ||||||
Ticker: | WPX | Meeting Date: | 16-May-2019 | ||||||
ISIN | US98212B1035 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934967273 | Management | Total Ballot Shares: | 458100 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 338200 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 338200 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | 14A Executive Compensation Vote Frequency | None | 338200 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | Ratify Appointment of Independent Auditors | For | None | 338200 | 0 | 0 | 0 | ||
DIODES INCORPORATED | |||||||||
Security: | 254543101 | Meeting Type: | Annual | ||||||
Ticker: | DIOD | Meeting Date: | 17-May-2019 | ||||||
ISIN | US2545431015 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934974292 | Management | Total Ballot Shares: | 179600 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | C.H. Chen | 132600 | 0 | 0 | 0 | ||||
2 | Michael R. Giordano | 132600 | 0 | 0 | 0 | ||||
3 | Keh-Shew Lu | 132600 | 0 | 0 | 0 | ||||
4 | Peter M. Menard | 132600 | 0 | 0 | 0 | ||||
5 | Raymond K.Y. Soong | 132600 | 0 | 0 | 0 | ||||
6 | Christina Wen-Chi Sung | 132600 | 0 | 0 | 0 | ||||
7 | Michael K.C. Tsai | 132600 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 132600 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 132600 | 0 | 0 | 0 | ||
TANGER FACTORY OUTLET CENTERS, INC. | |||||||||
Security: | 875465106 | Meeting Type: | Annual | ||||||
Ticker: | SKT | Meeting Date: | 17-May-2019 | ||||||
ISIN | US8754651060 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934969001 | Management | Total Ballot Shares: | 172000 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 127000 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 127000 | 0 | 0 | 0 | ||
11 | Amend Stock Compensation Plan | For | None | 127000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 127000 | 0 | 0 | 0 | ||
CHARLES RIVER LABORATORIES INTL., INC. | |||||||||
Security: | 159864107 | Meeting Type: | Annual | ||||||
Ticker: | CRL | Meeting Date: | 21-May-2019 | ||||||
ISIN | US1598641074 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934978579 | Management | Total Ballot Shares: | 213850 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 46500 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 46500 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 46500 | 0 | 0 | 0 | ||
COMFORT SYSTEMS USA, INC. | |||||||||
Security: | 199908104 | Meeting Type: | Annual | ||||||
Ticker: | FIX | Meeting Date: | 21-May-2019 | ||||||
ISIN | US1999081045 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934995400 | Management | Total Ballot Shares: | 132900 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Darcy G. Anderson | 98000 | 0 | 0 | 0 | ||||
2 | Herman E. Bulls | 98000 | 0 | 0 | 0 | ||||
3 | Alan P. Krusi | 98000 | 0 | 0 | 0 | ||||
4 | Brian E. Lane | 98000 | 0 | 0 | 0 | ||||
5 | Pablo G. Mercado | 98000 | 0 | 0 | 0 | ||||
6 | Franklin Myers | 98000 | 0 | 0 | 0 | ||||
7 | William J. Sandbrook | 98000 | 0 | 0 | 0 | ||||
8 | James H. Schultz | 98000 | 0 | 0 | 0 | ||||
9 | Constance E. Skidmore | 98000 | 0 | 0 | 0 | ||||
10 | Vance W. Tang | 98000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 98000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 98000 | 0 | 0 | 0 | ||
RUTH'S HOSPITALITY GROUP, INC. | |||||||||
Security: | 783332109 | Meeting Type: | Annual | ||||||
Ticker: | RUTH | Meeting Date: | 21-May-2019 | ||||||
ISIN | US7833321091 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934991337 | Management | Total Ballot Shares: | 312100 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 0 | 230400 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 230400 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 230400 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 230400 | 0 | 0 | 0 | ||
VERITEX HOLDINGS INC. | |||||||||
Security: | 923451108 | Meeting Type: | Annual | ||||||
Ticker: | VBTX | Meeting Date: | 21-May-2019 | ||||||
ISIN | US9234511080 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 935014162 | Management | Total Ballot Shares: | 360200 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | C. Malcolm Holland, III | 266000 | 0 | 0 | 0 | ||||
2 | Pat S. Bolin | 266000 | 0 | 0 | 0 | ||||
3 | William D. Ellis | 266000 | 0 | 0 | 0 | ||||
4 | Ned N. Fleming, III | 266000 | 0 | 0 | 0 | ||||
5 | Mark C. Griege | 266000 | 0 | 0 | 0 | ||||
6 | Steven D. Lerner | 266000 | 0 | 0 | 0 | ||||
7 | Manuel J. Mehos | 266000 | 0 | 0 | 0 | ||||
8 | Gregory B. Morrison | 266000 | 0 | 0 | 0 | ||||
9 | John T. Sughrue | 266000 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 266000 | 0 | 0 | 0 | ||
3 | Stock Issuance | For | None | 266000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 266000 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | 14A Executive Compensation Vote Frequency | None | 266000 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | Ratify Appointment of Independent Auditors | For | None | 266000 | 0 | 0 | 0 | ||
AMERICAN FINANCIAL GROUP, INC. | |||||||||
Security: | 025932104 | Meeting Type: | Annual | ||||||
Ticker: | AFG | Meeting Date: | 22-May-2019 | ||||||
ISIN | US0259321042 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934971195 | Management | Total Ballot Shares: | 188200 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Carl H. Lindner III | 77600 | 0 | 0 | 0 | ||||
2 | S. Craig Lindner | 77600 | 0 | 0 | 0 | ||||
3 | Kenneth C. Ambrecht | 77600 | 0 | 0 | 0 | ||||
4 | John B. Berding | 77600 | 0 | 0 | 0 | ||||
5 | Joseph E. Consolino | 77600 | 0 | 0 | 0 | ||||
6 | Virginia C. Drosos | 77600 | 0 | 0 | 0 | ||||
7 | James E. Evans | 77600 | 0 | 0 | 0 | ||||
8 | Terry S. Jacobs | 77600 | 0 | 0 | 0 | ||||
9 | Gregory G. Joseph | 77600 | 0 | 0 | 0 | ||||
10 | Mary Beth Martin | 77600 | 0 | 0 | 0 | ||||
11 | William W. Verity | 77600 | 0 | 0 | 0 | ||||
12 | John I. Von Lehman | 77600 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 77600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 77600 | 0 | 0 | ||
AMERICOLD REALTY TRUST | |||||||||
Security: | 03064D108 | Meeting Type: | Annual | ||||||
Ticker: | COLD | Meeting Date: | 22-May-2019 | ||||||
ISIN | US03064D1081 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934985930 | Management | Total Ballot Shares: | 554950 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 292500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 292500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 292500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 292500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 292500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 292500 | 0 | 0 | 0 | ||
7 | 14A Executive Compensation | For | None | 292500 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
8 | 14A Executive Compensation Vote Frequency | None | 292500 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
9 | Ratify Appointment of Independent Auditors | For | None | 292500 | 0 | 0 | 0 | ||
DESIGNER BRANDS INC. F/K/A DSW INC. | |||||||||
Security: | 23334L102 | Meeting Type: | Annual | ||||||
Ticker: | Meeting Date: | 23-May-2019 | |||||||
ISIN | US23334L1026 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934988671 | Management | Total Ballot Shares: | 592050 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Elaine J. Eisenman | 198500 | 0 | 0 | 0 | ||||
2 | Joanna T. Lau | 198500 | 0 | 0 | 0 | ||||
3 | Joseph A. Schottenstein | 0 | 0 | 198500 | 0 | ||||
4 | Ekta Singh-Bushell | 198500 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 198500 | 0 | 0 | 0 | ||
INDEPENDENT BANK GROUP, INC. | |||||||||
Security: | 45384B106 | Meeting Type: | Annual | ||||||
Ticker: | IBTX | Meeting Date: | 23-May-2019 | ||||||
ISIN | US45384B1061 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 935008575 | Management | Total Ballot Shares: | 138200 | |||||
Last Vote Date: | 06-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | David R. Brooks | 101600 | 0 | 0 | 0 | ||||
2 | Douglas A. Cifu | 101600 | 0 | 0 | 0 | ||||
3 | J. Webb Jennings III | 101600 | 0 | 0 | 0 | ||||
4 | Alicia K. Harrison | 101600 | 0 | 0 | 0 | ||||
2 | Amend Articles-Board Related | For | None | 101600 | 0 | 0 | 0 | ||
3 | Approve Charter Amendment | For | None | 101600 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 101600 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 101600 | 0 | 0 | 0 | ||
6 | Transact Other Business | For | None | 0 | 101600 | 0 | 0 | ||
PBF ENERGY INC. | |||||||||
Security: | 69318G106 | Meeting Type: | Annual | ||||||
Ticker: | PBF | Meeting Date: | 23-May-2019 | ||||||
ISIN | US69318G1067 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934983746 | Management | Total Ballot Shares: | 407700 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 148000 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 148000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 148000 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | 14A Executive Compensation Vote Frequency | None | 148000 | 0 | 0 | 0 | 0 | ||
QCR HOLDINGS, INC. | |||||||||
Security: | 74727A104 | Meeting Type: | Annual | ||||||
Ticker: | QCRH | Meeting Date: | 23-May-2019 | ||||||
ISIN | US74727A1043 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934979850 | Management | Total Ballot Shares: | 142800 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Patrick S. Baird | 105400 | 0 | 0 | 0 | ||||
2 | Larry J. Helling | 105400 | 0 | 0 | 0 | ||||
3 | Mark C. Kilmer | 105400 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 105400 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 105400 | 0 | 0 | 0 | ||
SEACOAST BANKING CORPORATION OF FLORIDA | |||||||||
Security: | 811707801 | Meeting Type: | Annual | ||||||
Ticker: | SBCF | Meeting Date: | 24-May-2019 | ||||||
ISIN | US8117078019 | Vote Deadline Date: | 23-May-2019 | ||||||
Agenda | 934982958 | Management | Total Ballot Shares: | 295400 | |||||
Last Vote Date: | 06-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dennis J. Arczynski | 218000 | 0 | 0 | 0 | ||||
2 | Maryann Goebel | 218000 | 0 | 0 | 0 | ||||
3 | Thomas E. Rossin | 218000 | 0 | 0 | 0 | ||||
4 | Robert J. Lipstein | 218000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 218000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 218000 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | 14A Executive Compensation Vote Frequency | None | 218000 | 0 | 0 | 0 | 0 | ||
PDF SOLUTIONS, INC. | |||||||||
Security: | 693282105 | Meeting Type: | Annual | ||||||
Ticker: | PDFS | Meeting Date: | 28-May-2019 | ||||||
ISIN | US6932821050 | Vote Deadline Date: | 24-May-2019 | ||||||
Agenda | 935022400 | Management | Total Ballot Shares: | 890900 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John K. Kibarian | 657900 | 0 | 0 | 0 | ||||
2 | Michael B. Gustafson | 657900 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 657900 | 0 | 0 | 0 | ||
3 | Amend Stock Compensation Plan | For | None | 0 | 657900 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 657900 | 0 | 0 | 0 | ||
MICROSTRATEGY INCORPORATED | |||||||||
Security: | 594972408 | Meeting Type: | Annual | ||||||
Ticker: | MSTR | Meeting Date: | 29-May-2019 | ||||||
ISIN | US5949724083 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934993165 | Management | Total Ballot Shares: | 34400 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Michael J. Saylor | 25400 | 0 | 0 | 0 | ||||
2 | Stephen X. Graham | 25400 | 0 | 0 | 0 | ||||
3 | Jarrod M. Patten | 25400 | 0 | 0 | 0 | ||||
4 | Leslie J. Rechan | 25400 | 0 | 0 | 0 | ||||
5 | Carl J. Rickertsen | 25400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 25400 | 0 | 0 | 0 | ||
OCEANFIRST FINANCIAL CORP. | |||||||||
Security: | 675234108 | Meeting Type: | Annual | ||||||
Ticker: | OCFC | Meeting Date: | 29-May-2019 | ||||||
ISIN | US6752341080 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 935015900 | Management | Total Ballot Shares: | 369100 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Steven E. Brady | 272400 | 0 | 0 | 0 | ||||
2 | Angelo Catania | 272400 | 0 | 0 | 0 | ||||
3 | Anthony R. Coscia | 272400 | 0 | 0 | 0 | ||||
4 | Michael D. Devlin | 272400 | 0 | 0 | 0 | ||||
5 | Jack M. Farris | 272400 | 0 | 0 | 0 | ||||
6 | Kimberly M. Guadagno | 272400 | 0 | 0 | 0 | ||||
7 | John K. Lloyd | 272400 | 0 | 0 | 0 | ||||
8 | Christopher D. Maher | 272400 | 0 | 0 | 0 | ||||
9 | Nicos Katsoulis | 272400 | 0 | 0 | 0 | ||||
10 | Grace C. Torres | 272400 | 0 | 0 | 0 | ||||
11 | Grace Vallacchi | 272400 | 0 | 0 | 0 | ||||
12 | John E. Walsh | 272400 | 0 | 0 | 0 | ||||
13 | Samuel R. Young | 272400 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 0 | 272400 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 272400 | 0 | 0 | 0 | ||
PERFICIENT, INC. | |||||||||
Security: | 71375U101 | Meeting Type: | Annual | ||||||
Ticker: | PRFT | Meeting Date: | 29-May-2019 | ||||||
ISIN | US71375U1016 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934995880 | Management | Total Ballot Shares: | 328500 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 242500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 242500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 242500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 242500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 242500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 242500 | 0 | 0 | 0 | ||
7 | 14A Executive Compensation | For | None | 242500 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 242500 | 0 | 0 | 0 | ||
STERLING BANCORP | |||||||||
Security: | 85917A100 | Meeting Type: | Annual | ||||||
Ticker: | STL | Meeting Date: | 29-May-2019 | ||||||
ISIN | US85917A1007 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934999989 | Management | Total Ballot Shares: | 2030650 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John P. Cahill | 559100 | 0 | 0 | 0 | ||||
2 | Navy E. Djonovic | 559100 | 0 | 0 | 0 | ||||
3 | Fernando Ferrer | 559100 | 0 | 0 | 0 | ||||
4 | Robert Giambrone | 559100 | 0 | 0 | 0 | ||||
5 | Mona Aboelnaga Kanaan | 559100 | 0 | 0 | 0 | ||||
6 | Jack Kopnisky | 559100 | 0 | 0 | 0 | ||||
7 | James J. Landy | 559100 | 0 | 0 | 0 | ||||
8 | Maureen Mitchell | 559100 | 0 | 0 | 0 | ||||
9 | Patricia M. Nazemetz | 559100 | 0 | 0 | 0 | ||||
10 | Richard O'Toole | 559100 | 0 | 0 | 0 | ||||
11 | Ralph F. Palleschi | 559100 | 0 | 0 | 0 | ||||
12 | Burt Steinberg | 559100 | 0 | 0 | 0 | ||||
13 | William E. Whiston | 559100 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 559100 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 559100 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 559100 | 0 | 0 | 0 | ||
DOUGLAS EMMETT, INC. | |||||||||
Security: | 25960P109 | Meeting Type: | Annual | ||||||
Ticker: | DEI | Meeting Date: | 30-May-2019 | ||||||
ISIN | US25960P1093 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934997644 | Management | Total Ballot Shares: | 628090 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dan A. Emmett | 171900 | 0 | 0 | 0 | ||||
2 | Jordan L. Kaplan | 171900 | 0 | 0 | 0 | ||||
3 | Kenneth M. Panzer | 171900 | 0 | 0 | 0 | ||||
4 | Christopher H. Anderson | 171900 | 0 | 0 | 0 | ||||
5 | Leslie E. Bider | 171900 | 0 | 0 | 0 | ||||
6 | Dr. David T. Feinberg | 171900 | 0 | 0 | 0 | ||||
7 | Virginia A. McFerran | 171900 | 0 | 0 | 0 | ||||
8 | Thomas E. O'Hern | 171900 | 0 | 0 | 0 | ||||
9 | William E. Simon, Jr. | 171900 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 171900 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 171900 | 0 | 0 | ||
ICF INTERNATIONAL, INC. | |||||||||
Security: | 44925C103 | Meeting Type: | Annual | ||||||
Ticker: | ICFI | Meeting Date: | 30-May-2019 | ||||||
ISIN | US44925C1036 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934996197 | Management | Total Ballot Shares: | 36300 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dr. Srikant M. Datar | 26800 | 0 | 0 | 0 | ||||
2 | Mr. Peter M. Schulte | 26800 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 26800 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 26800 | 0 | 0 | 0 | ||
NETGEAR, INC. | |||||||||
Security: | 64111Q104 | Meeting Type: | Annual | ||||||
Ticker: | NTGR | Meeting Date: | 30-May-2019 | ||||||
ISIN | US64111Q1040 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934999408 | Management | Total Ballot Shares: | 211900 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 156400 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 156400 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 156400 | 0 | 0 | 0 | ||
THE CHEESECAKE FACTORY INCORPORATED | |||||||||
Security: | 163072101 | Meeting Type: | Annual | ||||||
Ticker: | CAKE | Meeting Date: | 30-May-2019 | ||||||
ISIN | US1630721017 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 934993761 | Management | Total Ballot Shares: | 107600 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 79400 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 79400 | 0 | 0 | 0 | ||
9 | Approve Stock Compensation Plan | For | None | 0 | 79400 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 79400 | 0 | 0 | 0 | ||
INDUSTRIAL LOGISTICS PROPERTY | |||||||||
Security: | 456237106 | Meeting Type: | Annual | ||||||
Ticker: | ILPT | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US4562371066 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 934988239 | Management | Total Ballot Shares: | 328600 | |||||
Last Vote Date: | 11-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 242700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 242700 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 242700 | 0 | 0 | 0 | ||
4 | Amend Articles-Board Related | For | None | 242700 | 0 | 0 | 0 | ||
VISTEON CORPORATION | |||||||||
Security: | 92839U206 | Meeting Type: | Annual | ||||||
Ticker: | VC | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US92839U2069 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935005973 | Management | Total Ballot Shares: | 64600 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 47700 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 47700 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 0 | 47700 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS, INC. | |||||||||
Security: | 02553E106 | Meeting Type: | Annual | ||||||
Ticker: | AEO | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US02553E1064 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935005644 | Management | Total Ballot Shares: | 673350 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 233100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 233100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 233100 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 233100 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 233100 | 0 | 0 | 0 | ||
TCF FINANCIAL CORPORATION | |||||||||
Security: | 872275102 | Meeting Type: | Special | ||||||
Ticker: | TCF | Meeting Date: | 07-Jun-2019 | ||||||
ISIN | US8722751026 | Vote Deadline Date: | 06-Jun-2019 | ||||||
Agenda | 935026547 | Management | Total Ballot Shares: | 602100 | |||||
Last Vote Date: | 21-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 444000 | 0 | 0 | 0 | ||
2 | 14A Executive Compensation | For | None | 444000 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 444000 | 0 | 0 | 0 | ||
OXFORD INDUSTRIES, INC. | |||||||||
Security: | 691497309 | Meeting Type: | Annual | ||||||
Ticker: | OXM | Meeting Date: | 18-Jun-2019 | ||||||
ISIN | US6914973093 | Vote Deadline Date: | 17-Jun-2019 | ||||||
Agenda | 935022664 | Management | Total Ballot Shares: | 183000 | |||||
Last Vote Date: | 28-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 50700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 50700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 50700 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 50700 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 50700 | 0 | 0 | 0 | ||
VERINT SYSTEMS INC. | |||||||||
Security: | 92343X100 | Meeting Type: | Contested-Annual | ||||||
Ticker: | VRNT | Meeting Date: | 20-Jun-2019 | ||||||
ISIN | US92343X1000 | Vote Deadline Date: | 19-Jun-2019 | ||||||
Agenda | 935028983 | Management | Total Ballot Shares: | 162300 | |||||
Last Vote Date: | 06-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Dan Bodner | 119700 | 0 | 0 | 0 | ||||
2 | John Egan | 119700 | 0 | 0 | 0 | ||||
3 | Stephen Gold | 119700 | 0 | 0 | 0 | ||||
4 | Penelope Herscher | 119700 | 0 | 0 | 0 | ||||
5 | William Kurtz | 119700 | 0 | 0 | 0 | ||||
6 | Richard Nottenburg | 119700 | 0 | 0 | 0 | ||||
7 | Howard Safir | 119700 | 0 | 0 | 0 | ||||
8 | Earl Shanks | 119700 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 119700 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 119700 | 0 | 0 | 0 | ||
4 | Approve Stock Compensation Plan | For | None | 0 | 119700 | 0 | 0 |
First Investors Total Return Fund
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
THE WALT DISNEY COMPANY | |||||||||
Security: | 254687106 | Meeting Type: | Special | ||||||
Ticker: | DIS | Meeting Date: | 27-Jul-2018 | ||||||
ISIN | US2546871060 | Vote Deadline Date: | 26-Jul-2018 | ||||||
Agenda | 934854197 | Management | Total Ballot Shares: | 254100 | |||||
Last Vote Date: | 16-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 46400 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 46400 | 0 | 0 | 0 | ||
DXC TECHNOLOGY COMPANY | |||||||||
Security: | 23355L106 | Meeting Type: | Annual | ||||||
Ticker: | DXC | Meeting Date: | 15-Aug-2018 | ||||||
ISIN | US23355L1061 | Vote Deadline Date: | 14-Aug-2018 | ||||||
Agenda | 934853284 | Management | Total Ballot Shares: | 109693 | |||||
Last Vote Date: | 27-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 19475 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 19475 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 19475 | 0 | 0 | 0 | ||
HAMILTON LANE INCORPORATED | |||||||||
Security: | 407497106 | Meeting Type: | Annual | ||||||
Ticker: | HLNE | Meeting Date: | 06-Sep-2018 | ||||||
ISIN | US4074971064 | Vote Deadline Date: | 05-Sep-2018 | ||||||
Agenda | 934859438 | Management | Total Ballot Shares: | 167200 | |||||
Last Vote Date: | 09-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Erik R. Hirsch | 29500 | 0 | 0 | 0 | ||||
2 | Leslie F. Varon | 29500 | 0 | 0 | 0 | ||||
2 | Adopt Employee Stock Purchase Plan | For | None | 29500 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 29500 | 0 | 0 | 0 | ||
CONAGRA BRANDS, INC. | |||||||||
Security: | 205887102 | Meeting Type: | Annual | ||||||
Ticker: | CAG | Meeting Date: | 21-Sep-2018 | ||||||
ISIN | US2058871029 | Vote Deadline Date: | 20-Sep-2018 | ||||||
Agenda | 934864807 | Management | Total Ballot Shares: | 646100 | |||||
Last Vote Date: | 29-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Anil Arora | 78500 | 0 | 0 | 0 | ||||
2 | Thomas K. Brown | 78500 | 0 | 0 | 0 | ||||
3 | Stephen G. Butler | 78500 | 0 | 0 | 0 | ||||
4 | Sean M. Connolly | 78500 | 0 | 0 | 0 | ||||
5 | Joie A. Gregor | 78500 | 0 | 0 | 0 | ||||
6 | Rajive Johri | 78500 | 0 | 0 | 0 | ||||
7 | Richard H. Lenny | 78500 | 0 | 0 | 0 | ||||
8 | Ruth Ann Marshall | 78500 | 0 | 0 | 0 | ||||
9 | Craig P. Omtvedt | 78500 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 78500 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 78500 | 0 | 0 | 0 | ||
MARATHON PETROLEUM CORPORATION | |||||||||
Security: | 56585A102 | Meeting Type: | Special | ||||||
Ticker: | MPC | Meeting Date: | 24-Sep-2018 | ||||||
ISIN | US56585A1025 | Vote Deadline Date: | 21-Sep-2018 | ||||||
Agenda | 934865417 | Management | Total Ballot Shares: | 493742 | |||||
Last Vote Date: | 12-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 100650 | 0 | 0 | 0 | ||
2 | Authorize Common Stock Increase | For | None | 100650 | 0 | 0 | 0 | ||
3 | Approve Increase in Board Size | For | None | 100650 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 100650 | 0 | 0 | 0 | ||
RPM INTERNATIONAL INC. | |||||||||
Security: | 749685103 | Meeting Type: | Annual | ||||||
Ticker: | RPM | Meeting Date: | 04-Oct-2018 | ||||||
ISIN | US7496851038 | Vote Deadline Date: | 03-Oct-2018 | ||||||
Agenda | 934873438 | Management | Total Ballot Shares: | 137600 | |||||
Last Vote Date: | 11-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Amend Articles-Board Related | For | None | 24810 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 24810 | 0 | 0 | 0 | ||
3 | Election of Directors | For | None | ||||||
1 | John P. Abizaid | 24810 | 0 | 0 | 0 | ||||
2 | John M. Ballbach | 24810 | 0 | 0 | 0 | ||||
3 | Bruce A. Carbonari | 24810 | 0 | 0 | 0 | ||||
4 | Jenniffer D. Deckard | 24810 | 0 | 0 | 0 | ||||
5 | Salvatore D. Fazzolari | 24810 | 0 | 0 | 0 | ||||
4 | 14A Executive Compensation | For | None | 24810 | 0 | 0 | 0 | ||
5 | Amend Omnibus Stock Option Plan | For | None | 24810 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 24810 | 0 | 0 | 0 | ||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security: | 742718109 | Meeting Type: | Annual | ||||||
Ticker: | PG | Meeting Date: | 09-Oct-2018 | ||||||
ISIN | US7427181091 | Vote Deadline Date: | 08-Oct-2018 | ||||||
Agenda | 934870115 | Management | Total Ballot Shares: | 411229 | |||||
Last Vote Date: | 13-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 59900 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 59900 | 0 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORPORATION | |||||||||
Security: | 71742Q106 | Meeting Type: | Annual | ||||||
Ticker: | PAHC | Meeting Date: | 05-Nov-2018 | ||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 02-Nov-2018 | ||||||
Agenda | 934879694 | Management | Total Ballot Shares: | 654448 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Gerald K. Carlson | 11775 | 0 | 0 | 0 | ||||
2 | Mary Lou Malanoski | 11775 | 0 | 0 | 0 | ||||
3 | Carol A. Wrenn | 11775 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 11775 | 0 | 0 | 0 | ||
LAM RESEARCH CORPORATION | |||||||||
Security: | 512807108 | Meeting Type: | Annual | ||||||
Ticker: | LRCX | Meeting Date: | 06-Nov-2018 | ||||||
ISIN | US5128071082 | Vote Deadline Date: | 05-Nov-2018 | ||||||
Agenda | 934879098 | Management | Total Ballot Shares: | 106100 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Martin B. Anstice | 14000 | 0 | 0 | 0 | ||||
2 | Eric K. Brandt | 14000 | 0 | 0 | 0 | ||||
3 | Michael R. Cannon | 14000 | 0 | 0 | 0 | ||||
4 | Youssef A. El-Mansy | 14000 | 0 | 0 | 0 | ||||
5 | Christine A. Heckart | 14000 | 0 | 0 | 0 | ||||
6 | Catherine P. Lego | 14000 | 0 | 0 | 0 | ||||
7 | Stephen G. Newberry | 14000 | 0 | 0 | 0 | ||||
8 | Abhijit Y. Talwalkar | 14000 | 0 | 0 | 0 | ||||
9 | Lih Shyng Tsai | 14000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 14000 | 0 | 0 | 0 | ||
3 | Amend Employee Stock Purchase Plan | For | None | 14000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 14000 | 0 | 0 | 0 | ||
TAPESTRY, INC. | |||||||||
Security: | 876030107 | Meeting Type: | Annual | ||||||
Ticker: | TPR | Meeting Date: | 08-Nov-2018 | ||||||
ISIN | US8760301072 | Vote Deadline Date: | 07-Nov-2018 | ||||||
Agenda | 934880089 | Management | Total Ballot Shares: | 748445 | |||||
Last Vote Date: | 15-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 0 | 74800 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 74800 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 74800 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 74800 | 0 | 0 | 0 | ||
13 | Approve Stock Compensation Plan | For | None | 74800 | 0 | 0 | 0 | ||
ORACLE CORPORATION | |||||||||
Security: | 68389X105 | Meeting Type: | Annual | ||||||
Ticker: | ORCL | Meeting Date: | 14-Nov-2018 | ||||||
ISIN | US68389X1054 | Vote Deadline Date: | 13-Nov-2018 | ||||||
Agenda | 934879656 | Management | Total Ballot Shares: | 361830 | |||||
Last Vote Date: | 24-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Jeffrey S. Berg | 44790 | 0 | 0 | 0 | ||||
2 | Michael J. Boskin | 44790 | 0 | 0 | 0 | ||||
3 | Safra A. Catz | 44790 | 0 | 0 | 0 | ||||
4 | Bruce R. Chizen | 44790 | 0 | 0 | 0 | ||||
5 | George H. Conrades | 44790 | 0 | 0 | 0 | ||||
6 | Lawrence J. Ellison | 44790 | 0 | 0 | 0 | ||||
7 | Hector Garcia-Molina | 44790 | 0 | 0 | 0 | ||||
8 | Jeffrey O. Henley | 44790 | 0 | 0 | 0 | ||||
9 | Mark V. Hurd | 44790 | 0 | 0 | 0 | ||||
10 | Renee J. James | 44790 | 0 | 0 | 0 | ||||
11 | Charles W. Moorman IV | 44790 | 0 | 0 | 0 | ||||
12 | Leon E. Panetta | 44790 | 0 | 0 | 0 | ||||
13 | William G. Parrett | 44790 | 0 | 0 | 0 | ||||
14 | Naomi O. Seligman | 44790 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 0 | 44790 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 44790 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 44790 | 0 | 0 | 0 | ||
5 | S/H Proposal - Political/Government | Against | None | 0 | 44790 | 0 | 0 | ||
6 | S/H Proposal - Political/Government | Against | None | 0 | 44790 | 0 | 0 | ||
7 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 44790 | 0 | 0 | ||
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 28-Nov-2018 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 27-Nov-2018 | ||||||
Agenda | 934884544 | Management | Total Ballot Shares: | 864108 | |||||
Last Vote Date: | 30-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 141385 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 141385 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 141385 | 0 | 0 | 0 | ||
SHIRE PLC | |||||||||
Security: | 82481R106 | Meeting Type: | Special | ||||||
Ticker: | SHPG | Meeting Date: | 05-Dec-2018 | ||||||
ISIN | US82481R1068 | Vote Deadline Date: | 28-Nov-2018 | ||||||
Agenda | 934899622 | Management | Total Ballot Shares: | 141436 | |||||
Last Vote Date: | 19-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 27015 | 0 | 0 | 0 | ||
2 | Miscellaneous Corporate Actions | For | None | 27015 | 0 | 0 | 0 | ||
MEDTRONIC PLC | |||||||||
Security: | G5960L103 | Meeting Type: | Annual | ||||||
Ticker: | MDT | Meeting Date: | 07-Dec-2018 | ||||||
ISIN | IE00BTN1Y115 | Vote Deadline Date: | 06-Dec-2018 | ||||||
Agenda | 934889215 | Management | Total Ballot Shares: | 444797 | |||||
Last Vote Date: | 13-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 46400 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 46400 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 46400 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Special | ||||||
Ticker: | DVMT | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 10-Dec-2018 | ||||||
Agenda | 934905677 | Management | Total Ballot Shares: | 167558 | |||||
Last Vote Date: | 04-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 30868 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 30868 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 30868 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 30868 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Contested-Special | ||||||
Ticker: | DVMT | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 10-Dec-2018 | ||||||
Agenda | 934896424 | Opposition | Total Ballot Shares: | 167558 | |||||
Last Vote Date: | 05-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | Against | None | 30868 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | Against | None | 30868 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | Against | None | 30868 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | Against | None | 30868 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Contested-Special | ||||||
Ticker: | DVMT | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 10-Dec-2018 | ||||||
Agenda | 934891361 | Management | Total Ballot Shares: | 167558 | |||||
Last Vote Date: | 05-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 30868 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 30868 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 30868 | 0 | 0 | 0 | ||
4 | Approve Motion to Adjourn Meeting | For | None | 30868 | 0 | 0 | 0 | ||
CISCO SYSTEMS, INC. | |||||||||
Security: | 17275R102 | Meeting Type: | Annual | ||||||
Ticker: | CSCO | Meeting Date: | 12-Dec-2018 | ||||||
ISIN | US17275R1023 | Vote Deadline Date: | 11-Dec-2018 | ||||||
Agenda | 934891614 | Management | Total Ballot Shares: | 1428575 | |||||
Last Vote Date: | 19-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 214300 | 0 | 0 | 0 | ||
10 | Amend Employee Stock Purchase Plan | For | None | 214300 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 214300 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 214300 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 214300 | 0 | 0 | ||
14 | S/H Proposal - Report on Executive Compensation | Against | None | 0 | 214300 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Special | ||||||
Ticker: | CNC | Meeting Date: | 28-Jan-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 25-Jan-2019 | ||||||
Agenda | 934917723 | Management | Total Ballot Shares: | 277525 | |||||
Last Vote Date: | 07-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Authorize Common Stock Increase | For | None | 20800 | 0 | 0 | 0 | ||
VISA INC. | |||||||||
Security: | 92826C839 | Meeting Type: | Annual | ||||||
Ticker: | V | Meeting Date: | 29-Jan-2019 | ||||||
ISIN | US92826C8394 | Vote Deadline Date: | 28-Jan-2019 | ||||||
Agenda | 934911074 | Management | Total Ballot Shares: | 102992 | |||||
Last Vote Date: | 31-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 31350 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 31350 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 31350 | 0 | 0 | 0 | ||
ARAMARK | |||||||||
Security: | 03852U106 | Meeting Type: | Annual | ||||||
Ticker: | ARMK | Meeting Date: | 30-Jan-2019 | ||||||
ISIN | US03852U1060 | Vote Deadline Date: | 29-Jan-2019 | ||||||
Agenda | 934914652 | Management | Total Ballot Shares: | 894105 | |||||
Last Vote Date: | 10-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 170150 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 170150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 170150 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Special | ||||||
Ticker: | ECA | Meeting Date: | 12-Feb-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 07-Feb-2019 | ||||||
Agenda | 934920186 | Management | Total Ballot Shares: | 2564800 | |||||
Last Vote Date: | 31-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | For | None | 576050 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 576050 | 0 | 0 | 0 | ||
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 01-Mar-2019 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 28-Feb-2019 | ||||||
Agenda | 934919359 | Management | Total Ballot Shares: | 319580 | |||||
Last Vote Date: | 06-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 33555 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 33555 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 33555 | 0 | 0 | 0 | ||
11 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 33555 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 33555 | 0 | 0 | ||
HILL-ROM HOLDINGS, INC. | |||||||||
Security: | 431475102 | Meeting Type: | Annual | ||||||
Ticker: | HRC | Meeting Date: | 06-Mar-2019 | ||||||
ISIN | US4314751029 | Vote Deadline Date: | 05-Mar-2019 | ||||||
Agenda | 934919361 | Management | Total Ballot Shares: | 529580 | |||||
Last Vote Date: | 12-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | William G. Dempsey | 53150 | 0 | 0 | 0 | ||||
2 | Gary L. Ellis | 53150 | 0 | 0 | 0 | ||||
3 | Stacy Enxing Seng | 53150 | 0 | 0 | 0 | ||||
4 | Mary Garrett | 53150 | 0 | 0 | 0 | ||||
5 | James R. Giertz | 53150 | 0 | 0 | 0 | ||||
6 | John P. Groetelaars | 53150 | 0 | 0 | 0 | ||||
7 | William H. Kucheman | 53150 | 0 | 0 | 0 | ||||
8 | Ronald A. Malone | 53150 | 0 | 0 | 0 | ||||
9 | Nancy M. Schlichting | 53150 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 53150 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 53150 | 0 | 0 | 0 | ||
THE WALT DISNEY COMPANY | |||||||||
Security: | 254687106 | Meeting Type: | Annual | ||||||
Ticker: | DIS | Meeting Date: | 07-Mar-2019 | ||||||
ISIN | US2546871060 | Vote Deadline Date: | 06-Mar-2019 | ||||||
Agenda | 934921099 | Management | Total Ballot Shares: | 310620 | |||||
Last Vote Date: | 15-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 55350 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 55350 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 0 | 55350 | 0 | 0 | ||
12 | S/H Proposal - Political/Government | Against | None | 0 | 55350 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 55350 | 0 | 0 | ||
QUALCOMM INCORPORATED | |||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||
Ticker: | QCOM | Meeting Date: | 12-Mar-2019 | ||||||
ISIN | US7475251036 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934921568 | Management | Total Ballot Shares: | 912318 | |||||
Last Vote Date: | 22-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 0 | 148120 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 148120 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 148120 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 148120 | 0 | 0 | 0 | ||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||
Security: | 806857108 | Meeting Type: | Annual | ||||||
Ticker: | SLB | Meeting Date: | 03-Apr-2019 | ||||||
ISIN | AN8068571086 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934929324 | Management | Total Ballot Shares: | 148060 | |||||
Last Vote Date: | 13-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 59900 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 59900 | 0 | 0 | 0 | ||
12 | Receive Consolidated Financial Statements | For | None | 59900 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 59900 | 0 | 0 | 0 | ||
14 | Amend Non-Employee Director Plan | For | None | 59900 | 0 | 0 | 0 | ||
SYNOPSYS, INC. | |||||||||
Security: | 871607107 | Meeting Type: | Annual | ||||||
Ticker: | SNPS | Meeting Date: | 08-Apr-2019 | ||||||
ISIN | US8716071076 | Vote Deadline Date: | 05-Apr-2019 | ||||||
Agenda | 934928322 | Management | Total Ballot Shares: | 356700 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Aart J. de Geus | 45200 | 0 | 0 | 0 | ||||
2 | Chi-Foon Chan | 45200 | 0 | 0 | 0 | ||||
3 | Janice D. Chaffin | 45200 | 0 | 0 | 0 | ||||
4 | Bruce R. Chizen | 45200 | 0 | 0 | 0 | ||||
5 | Mercedes Johnson | 45200 | 0 | 0 | 0 | ||||
6 | Chrysostomos L. Nikias | 45200 | 0 | 0 | 0 | ||||
7 | John Schwarz | 45200 | 0 | 0 | 0 | ||||
8 | Roy Vallee | 45200 | 0 | 0 | 0 | ||||
9 | Steven C. Walske | 45200 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 0 | 45200 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 45200 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 45200 | 0 | 0 | 0 | ||
KONINKLIJKE AHOLD DELHAIZE N.V. | |||||||||
Security: | 500467501 | Meeting Type: | Annual | ||||||
Ticker: | ADRNY | Meeting Date: | 10-Apr-2019 | ||||||
ISIN | US5004675014 | Vote Deadline Date: | 22-Mar-2019 | ||||||
Agenda | 934942687 | Management | Total Ballot Shares: | 1204522 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 89630 | 0 | 0 | 0 | ||
2 | Dividends | For | None | 89630 | 0 | 0 | 0 | ||
3 | Approve Director Liability Insurance | For | None | 89630 | 0 | 0 | 0 | ||
4 | Approve Director Liability Insurance | For | None | 89630 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 89630 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 89630 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 89630 | 0 | 0 | 0 | ||
8 | Approve Remuneration of Directors and Auditors | For | None | 89630 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 89630 | 0 | 0 | 0 | ||
10 | Authorize Common Stock Increase | For | None | 89630 | 0 | 0 | 0 | ||
11 | Eliminate Pre-Emptive Rights | For | None | 89630 | 0 | 0 | 0 | ||
12 | Authorize Common Stock Increase | For | None | 89630 | 0 | 0 | 0 | ||
13 | Stock Conversion | For | None | 89630 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 89630 | 0 | 0 | 0 | ||
SMITH & NEPHEW PLC | |||||||||
Security: | 83175M205 | Meeting Type: | Annual | ||||||
Ticker: | SNN | Meeting Date: | 11-Apr-2019 | ||||||
ISIN | US83175M2052 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934935290 | Management | Total Ballot Shares: | 844350 | |||||
Last Vote Date: | 13-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | None | 147300 | 0 | 0 | 0 | ||
2 | Receive Directors' Report | For | None | 0 | 147300 | 0 | 0 | ||
3 | Dividends | For | None | 147300 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
12 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
13 | Election of Directors (Full Slate) | For | None | 147300 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 147300 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Directors and Auditors | For | None | 147300 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 147300 | 0 | 0 | 0 | ||
17 | Eliminate Pre-Emptive Rights | For | None | 147300 | 0 | 0 | 0 | ||
18 | Authorize Directors to Repurchase Shares | For | None | 147300 | 0 | 0 | 0 | ||
19 | Miscellaneous Corporate Actions | For | None | 147300 | 0 | 0 | 0 | ||
20 | Approve Article Amendments | For | None | 147300 | 0 | 0 | 0 | ||
CITIGROUP INC. | |||||||||
Security: | 172967424 | Meeting Type: | Annual | ||||||
Ticker: | C | Meeting Date: | 16-Apr-2019 | ||||||
ISIN | US1729674242 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934935808 | Management | Total Ballot Shares: | 772625 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 86500 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 86500 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 86500 | 0 | 0 | 0 | ||
18 | Approve Stock Compensation Plan | For | None | 86500 | 0 | 0 | 0 | ||
19 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 86500 | 0 | 0 | ||
20 | S/H Proposal - Executive Compensation | Against | None | 0 | 86500 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 86500 | 0 | 0 | 0 | ||
U.S. BANCORP | |||||||||
Security: | 902973304 | Meeting Type: | Annual | ||||||
Ticker: | USB | Meeting Date: | 16-Apr-2019 | ||||||
ISIN | US9029733048 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934932131 | Management | Total Ballot Shares: | 651255 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 112145 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 112145 | 0 | 0 | 0 | ||
19 | 14A Executive Compensation | For | None | 112145 | 0 | 0 | 0 | ||
STANLEY BLACK & DECKER, INC. | |||||||||
Security: | 854502101 | Meeting Type: | Annual | ||||||
Ticker: | SWK | Meeting Date: | 17-Apr-2019 | ||||||
ISIN | US8545021011 | Vote Deadline Date: | 16-Apr-2019 | ||||||
Agenda | 934936925 | Management | Total Ballot Shares: | 198665 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 37250 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 37250 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 37250 | 0 | 0 | 0 | ||
13 | Adopt Employee Stock Purchase Plan | For | None | 37250 | 0 | 0 | 0 | ||
FISERV, INC. | |||||||||
Security: | 337738108 | Meeting Type: | Special | ||||||
Ticker: | FISV | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US3377381088 | Vote Deadline Date: | 17-Apr-2019 | ||||||
Agenda | 934952688 | Management | Total Ballot Shares: | 258850 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 64400 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 64400 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Annual | ||||||
Ticker: | CNC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934937927 | Management | Total Ballot Shares: | 501850 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 41600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 41600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 41600 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 41600 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 41600 | 0 | 0 | 0 | ||
6 | S/H Proposal - Political/Government | Against | None | 0 | 41600 | 0 | 0 | ||
THE PNC FINANCIAL SERVICES GROUP, INC. | |||||||||
Security: | 693475105 | Meeting Type: | Annual | ||||||
Ticker: | PNC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US6934751057 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934940164 | Management | Total Ballot Shares: | 235055 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 44725 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 44725 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 44725 | 0 | 0 | 0 | ||
WELLS FARGO & COMPANY | |||||||||
Security: | 949746101 | Meeting Type: | Annual | ||||||
Ticker: | WFC | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US9497461015 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934941584 | Management | Total Ballot Shares: | 1376797 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 125520 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 125520 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 125520 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 125520 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 125520 | 0 | 0 | ||
17 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 125520 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | |||||||||
Security: | 060505104 | Meeting Type: | Annual | ||||||
Ticker: | BAC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US0605051046 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934942360 | Management | Total Ballot Shares: | 2254942 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 180100 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 180100 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 180100 | 0 | 0 | 0 | ||
19 | Approve Stock Compensation Plan | For | None | 180100 | 0 | 0 | 0 | ||
20 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 0 | 180100 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 180100 | 0 | 0 | ||
22 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 180100 | 0 | 0 | ||
MARATHON PETROLEUM CORPORATION | |||||||||
Security: | 56585A102 | Meeting Type: | Annual | ||||||
Ticker: | MPC | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US56585A1025 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934941976 | Management | Total Ballot Shares: | 406289 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 68200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 68200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 68200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 68200 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 68200 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 68200 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 68200 | 0 | 0 | 0 | ||
8 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 68200 | 0 | 0 | ||
REGIONS FINANCIAL CORPORATION | |||||||||
Security: | 7591EP100 | Meeting Type: | Annual | ||||||
Ticker: | RF | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US7591EP1005 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934940455 | Management | Total Ballot Shares: | 391570 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 109800 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 109800 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 109800 | 0 | 0 | 0 | ||
THE COCA-COLA COMPANY | |||||||||
Security: | 191216100 | Meeting Type: | Annual | ||||||
Ticker: | KO | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US1912161007 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934937915 | Management | Total Ballot Shares: | 848238 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 129740 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 129740 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 129740 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 129740 | 0 | 0 | ||
17 | S/H Proposal - Health Issues | Against | None | 0 | 129740 | 0 | 0 | ||
CITIZENS FINANCIAL GROUP, INC. | |||||||||
Security: | 174610105 | Meeting Type: | Annual | ||||||
Ticker: | CFG | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US1746101054 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934939313 | Management | Total Ballot Shares: | 969665 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 85950 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 85950 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 85950 | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | |||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||
Ticker: | JNJ | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US4781601046 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934938638 | Management | Total Ballot Shares: | 344154 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 32400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 32400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 32400 | 0 | 0 | 0 | ||
15 | S/H Proposal - Limit Compensation | Against | None | 32400 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 32400 | 0 | 0 | ||
LOCKHEED MARTIN CORPORATION | |||||||||
Security: | 539830109 | Meeting Type: | Annual | ||||||
Ticker: | LMT | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US5398301094 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934951864 | Management | Total Ballot Shares: | 155239 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 22620 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 22620 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 22620 | 0 | 0 | 0 | ||
13 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 22620 | 0 | 0 | ||
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942043 | Management | Total Ballot Shares: | 1474656 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 101329 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 101329 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 101329 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 101329 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 101329 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 101329 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 101329 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 101329 | 0 | 0 | ||
TEXAS INSTRUMENTS INCORPORATED | |||||||||
Security: | 882508104 | Meeting Type: | Annual | ||||||
Ticker: | TXN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US8825081040 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934940328 | Management | Total Ballot Shares: | 263350 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 32350 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 32350 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 32350 | 0 | 0 | 0 | ||
TRITON INTERNATIONAL LIMITED | |||||||||
Security: | G9078F107 | Meeting Type: | Annual | ||||||
Ticker: | TRTN | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | BMG9078F1077 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934942334 | Management | Total Ballot Shares: | 681590 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Brian M. Sondey | 46200 | 0 | 0 | 0 | ||||
2 | Robert W. Alspaugh | 46200 | 0 | 0 | 0 | ||||
3 | Karen Austin | 46200 | 0 | 0 | 0 | ||||
4 | Malcolm P. Baker | 46200 | 0 | 0 | 0 | ||||
5 | David A. Coulter | 46200 | 0 | 0 | 0 | ||||
6 | Claude Germain | 46200 | 0 | 0 | 0 | ||||
7 | Kenneth Hanau | 46200 | 0 | 0 | 0 | ||||
8 | John S. Hextall | 46200 | 0 | 0 | 0 | ||||
9 | Robert L. Rosner | 46200 | 0 | 0 | 0 | ||||
10 | Simon R. Vernon | 46200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 46200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 46200 | 0 | 0 | 0 | ||
ABBOTT LABORATORIES | |||||||||
Security: | 002824100 | Meeting Type: | Annual | ||||||
Ticker: | ABT | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0028241000 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934941736 | Management | Total Ballot Shares: | 544515 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | R.J. Alpern | 82760 | 0 | 0 | 0 | ||||
2 | R.S. Austin | 82760 | 0 | 0 | 0 | ||||
3 | S.E. Blount | 82760 | 0 | 0 | 0 | ||||
4 | M.A. Kumbier | 82760 | 0 | 0 | 0 | ||||
5 | E.M. Liddy | 82760 | 0 | 0 | 0 | ||||
6 | N. McKinstry | 82760 | 0 | 0 | 0 | ||||
7 | P.N. Novakovic | 82760 | 0 | 0 | 0 | ||||
8 | W.A. Osborn | 82760 | 0 | 0 | 0 | ||||
9 | S.C. Scott III | 82760 | 0 | 0 | 0 | ||||
10 | D.J. Starks | 82760 | 0 | 0 | 0 | ||||
11 | J.G. Stratton | 82760 | 0 | 0 | 0 | ||||
12 | G.F. Tilton | 82760 | 0 | 0 | 0 | ||||
13 | M.D. White | 82760 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 82760 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 82760 | 0 | 0 | 0 | ||
4 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 82760 | 0 | 0 | ||
AT&T INC. | |||||||||
Security: | 00206R102 | Meeting Type: | Annual | ||||||
Ticker: | T | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US00206R1023 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934938082 | Management | Total Ballot Shares: | 1501838 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 138500 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 138500 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 138500 | 0 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 138500 | 0 | 0 | ||
EOG RESOURCES, INC. | |||||||||
Security: | 26875P101 | Meeting Type: | Annual | ||||||
Ticker: | EOG | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US26875P1012 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934945683 | Management | Total Ballot Shares: | 377560 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 41150 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 41150 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 41150 | 0 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | |||||||||
Security: | 438516106 | Meeting Type: | Annual | ||||||
Ticker: | HON | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US4385161066 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941647 | Management | Total Ballot Shares: | 284437 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 49150 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 49150 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 49150 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 49150 | 0 | 0 | ||
16 | S/H Proposal - Military/Weapons | Against | None | 0 | 49150 | 0 | 0 | ||
SCHNEIDER NATIONAL, INC. | |||||||||
Security: | 80689H102 | Meeting Type: | Annual | ||||||
Ticker: | SNDR | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US80689H1023 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934935783 | Management | Total Ballot Shares: | 844170 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Mary P. DePrey | 138000 | 0 | 0 | 0 | ||||
2 | James R. Giertz | 138000 | 0 | 0 | 0 | ||||
3 | Adam P. Godfrey | 138000 | 0 | 0 | 0 | ||||
4 | Robert W. Grubbs | 138000 | 0 | 0 | 0 | ||||
5 | Norman E. Johnson | 138000 | 0 | 0 | 0 | ||||
6 | Mark B. Rourke | 138000 | 0 | 0 | 0 | ||||
7 | Daniel J. Sullivan | 138000 | 0 | 0 | 0 | ||||
8 | John A. Swainson | 138000 | 0 | 0 | 0 | ||||
9 | James L. Welch | 138000 | 0 | 0 | 0 | ||||
10 | Kathleen M. Zimmermann | 138000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 138000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 138000 | 0 | 0 | 0 | ||
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security: | 913017109 | Meeting Type: | Annual | ||||||
Ticker: | UTX | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US9130171096 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934941724 | Management | Total Ballot Shares: | 366910 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 57430 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 57430 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 57430 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 57430 | 0 | 0 | 0 | ||
17 | Approve Charter Amendment | For | None | 57430 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Annual | ||||||
Ticker: | ECA | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934957652 | Management | Total Ballot Shares: | 2491800 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Peter A. Dea | 576050 | 0 | 0 | 0 | ||||
2 | Fred J. Fowler | 576050 | 0 | 0 | 0 | ||||
3 | Howard J. Mayson | 576050 | 0 | 0 | 0 | ||||
4 | Lee A. McIntire | 576050 | 0 | 0 | 0 | ||||
5 | Margaret A. McKenzie | 576050 | 0 | 0 | 0 | ||||
6 | Steven W. Nance | 576050 | 0 | 0 | 0 | ||||
7 | Suzanne P. Nimocks | 576050 | 0 | 0 | 0 | ||||
8 | Thomas G. Ricks | 576050 | 0 | 0 | 0 | ||||
9 | Brian G. Shaw | 576050 | 0 | 0 | 0 | ||||
10 | Douglas J. Suttles | 576050 | 0 | 0 | 0 | ||||
11 | Bruce G. Waterman | 576050 | 0 | 0 | 0 | ||||
12 | Clayton H. Woitas | 576050 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 576050 | 0 | 0 | 0 | ||
3 | Ratify Shareholder Rights Plan | For | None | 576050 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Actions | For | None | 576050 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 576050 | 0 | 0 | 0 | ||
VALERO ENERGY CORPORATION | |||||||||
Security: | 91913Y100 | Meeting Type: | Annual | ||||||
Ticker: | VLO | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934945948 | Management | Total Ballot Shares: | 329900 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 40750 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 40750 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 40750 | 0 | 0 | 0 | ||
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934949112 | Management | Total Ballot Shares: | 416120 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 59860 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 59860 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 59860 | 0 | 0 | 0 | ||
16 | Eliminate Supermajority Requirements | For | None | 59860 | 0 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 59860 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 59860 | 0 | 0 | ||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||
Security: | 718172109 | Meeting Type: | Annual | ||||||
Ticker: | PM | Meeting Date: | 01-May-2019 | ||||||
ISIN | US7181721090 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934945013 | Management | Total Ballot Shares: | 386613 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 41710 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 41710 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 41710 | 0 | 0 | 0 | ||
SUNCOR ENERGY INC. | |||||||||
Security: | 867224107 | Meeting Type: | Annual | ||||||
Ticker: | SU | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA8672241079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957955 | Management | Total Ballot Shares: | 1036517 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | ||||||
1 | Patricia M. Bedient | 116910 | 0 | 0 | 0 | ||||
2 | Mel E. Benson | 116910 | 0 | 0 | 0 | ||||
3 | John D. Gass | 116910 | 0 | 0 | 0 | ||||
4 | Dennis M. Houston | 116910 | 0 | 0 | 0 | ||||
5 | Mark S. Little | 116910 | 0 | 0 | 0 | ||||
6 | Brian P. MacDonald | 116910 | 0 | 0 | 0 | ||||
7 | Maureen McCaw | 116910 | 0 | 0 | 0 | ||||
8 | Eira M. Thomas | 116910 | 0 | 0 | 0 | ||||
9 | Michael M. Wilson | 116910 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 116910 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 116910 | 0 | 0 | 0 | ||
THE GOLDMAN SACHS GROUP, INC. | |||||||||
Security: | 38141G104 | Meeting Type: | Annual | ||||||
Ticker: | GS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US38141G1040 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934949225 | Management | Total Ballot Shares: | 126400 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 23150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 23150 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 23150 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 23150 | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | |||||||||
Security: | 92343V104 | Meeting Type: | Annual | ||||||
Ticker: | VZ | Meeting Date: | 02-May-2019 | ||||||
ISIN | US92343V1044 | Vote Deadline Date: | 01-May-2019 | ||||||
Agenda | 934943261 | Management | Total Ballot Shares: | 1278395 | |||||
Last Vote Date: | 07-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 107825 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 107825 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 107825 | 0 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 107825 | 0 | 0 | ||
14 | S/H Proposal - Separate Chairman/Coe | Against | None | 0 | 107825 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 107825 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 107825 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 107825 | 0 | 0 | ||
ELI LILLY AND COMPANY | |||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||
Ticker: | LLY | Meeting Date: | 06-May-2019 | ||||||
ISIN | US5324571083 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934940215 | Management | Total Ballot Shares: | 318850 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 35750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 35750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 35750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 35750 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 35750 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 35750 | 0 | 0 | 0 | ||
7 | Declassify Board | For | None | 35750 | 0 | 0 | 0 | ||
8 | Eliminate Supermajority Requirements | For | None | 35750 | 0 | 0 | 0 | ||
9 | S/H Proposal - Political/Government | Against | None | 0 | 35750 | 0 | 0 | ||
AMERICAN EXPRESS COMPANY | |||||||||
Security: | 025816109 | Meeting Type: | Annual | ||||||
Ticker: | AXP | Meeting Date: | 07-May-2019 | ||||||
ISIN | US0258161092 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934951953 | Management | Total Ballot Shares: | 350876 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 53620 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 53620 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 53620 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 53620 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 53620 | 0 | 0 | ||
16 | S/H Proposal - Human Rights Related | Against | None | 0 | 53620 | 0 | 0 | ||
BAXTER INTERNATIONAL INC. | |||||||||
Security: | 071813109 | Meeting Type: | Annual | ||||||
Ticker: | BAX | Meeting Date: | 07-May-2019 | ||||||
ISIN | US0718131099 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934958868 | Management | Total Ballot Shares: | 53680 | |||||
Last Vote Date: | 09-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 49569 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 49569 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 49569 | 0 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 49569 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 49569 | 0 | 0 | 0 | ||
POPULAR, INC. | |||||||||
Security: | 733174700 | Meeting Type: | Annual | ||||||
Ticker: | BPOP | Meeting Date: | 07-May-2019 | ||||||
ISIN | PR7331747001 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934951294 | Management | Total Ballot Shares: | 452400 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 113300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 113300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 113300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 113300 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 113300 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 113300 | 0 | 0 | 0 | ||
GARDNER DENVER HOLDINGS, INC. | |||||||||
Security: | 36555P107 | Meeting Type: | Annual | ||||||
Ticker: | GDI | Meeting Date: | 09-May-2019 | ||||||
ISIN | US36555P1075 | Vote Deadline Date: | 08-May-2019 | ||||||
Agenda | 934957741 | Management | Total Ballot Shares: | 1218200 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 118200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 118200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 118200 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 118200 | 0 | 0 | 0 | ||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | |||||||||
Security: | 500472303 | Meeting Type: | Annual | ||||||
Ticker: | PHG | Meeting Date: | 09-May-2019 | ||||||
ISIN | US5004723038 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934998494 | Management | Total Ballot Shares: | 385400 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
2 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
3 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
5 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
6 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
7 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
8 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | None | None | 85150 | 0 | 0 | 0 | ||
10 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
11 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
13 | Miscellaneous Corporate Governance | None | None | 85150 | 0 | 0 | 0 | ||
ZIMMER BIOMET HOLDINGS, INC. | |||||||||
Security: | 98956P102 | Meeting Type: | Annual | ||||||
Ticker: | ZBH | Meeting Date: | 10-May-2019 | ||||||
ISIN | US98956P1021 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934953577 | Management | Total Ballot Shares: | 61050 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 57350 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 57350 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 57350 | 0 | 0 | 0 | ||
CONOCOPHILLIPS | |||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||
Ticker: | COP | Meeting Date: | 14-May-2019 | ||||||
ISIN | US20825C1045 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 934959492 | Management | Total Ballot Shares: | 511809 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 49550 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 49550 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 49550 | 0 | 0 | 0 | ||
ANTHEM, INC. | |||||||||
Security: | 036752103 | Meeting Type: | Annual | ||||||
Ticker: | ANTM | Meeting Date: | 15-May-2019 | ||||||
ISIN | US0367521038 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934964429 | Management | Total Ballot Shares: | 115500 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 16750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 16750 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 16750 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 16750 | 0 | 0 | 0 | ||
5 | Declassify Board | For | None | 16750 | 0 | 0 | 0 | ||
6 | S/H Proposal - Declassify Board | None | None | 0 | 16750 | 0 | 0 | ||
MONDELEZ INTERNATIONAL, INC. | |||||||||
Security: | 609207105 | Meeting Type: | Annual | ||||||
Ticker: | MDLZ | Meeting Date: | 15-May-2019 | ||||||
ISIN | US6092071058 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934959404 | Management | Total Ballot Shares: | 299050 | |||||
Last Vote Date: | 20-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 75250 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 0 | 75250 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 75250 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 75250 | 0 | 0 | ||
17 | S/H Proposal - Executive Pay to Social Criteria | Against | None | 0 | 75250 | 0 | 0 | ||
ZOETIS INC. | |||||||||
Security: | 98978V103 | Meeting Type: | Annual | ||||||
Ticker: | ZTS | Meeting Date: | 15-May-2019 | ||||||
ISIN | US98978V1035 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934962110 | Management | Total Ballot Shares: | 198627 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 48865 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 48865 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 48865 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 48865 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 48865 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 48865 | 0 | 0 | 0 | ||
CHUBB LIMITED | |||||||||
Security: | H1467J104 | Meeting Type: | Annual | ||||||
Ticker: | CB | Meeting Date: | 16-May-2019 | ||||||
ISIN | CH0044328745 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 934976703 | Management | Total Ballot Shares: | 396037 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 43950 | 0 | 0 | 0 | ||
2 | Adopt Accounts for Past Year | For | None | 43950 | 0 | 0 | 0 | ||
3 | Dividends | For | None | 43950 | 0 | 0 | 0 | ||
4 | Approve Discharge of Board and President | For | None | 43950 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 43950 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 43950 | 0 | 0 | 0 | ||
7 | Ratify Appointment of Independent Auditors | For | None | 43950 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
19 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
20 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
21 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
22 | Election of Directors (Majority Voting) | For | None | 43950 | 0 | 0 | 0 | ||
23 | Miscellaneous Compensation Plans | For | None | 0 | 43950 | 0 | 0 | ||
24 | Miscellaneous Compensation Plans | For | None | 43950 | 0 | 0 | 0 | ||
25 | Miscellaneous Compensation Plans | For | None | 43950 | 0 | 0 | 0 | ||
26 | Miscellaneous Compensation Plans | For | None | 43950 | 0 | 0 | 0 | ||
27 | Amend Articles-Board Related | For | None | 43950 | 0 | 0 | 0 | ||
28 | Miscellaneous Compensation Plans | For | None | 43950 | 0 | 0 | 0 | ||
29 | Miscellaneous Compensation Plans | For | None | 43950 | 0 | 0 | 0 | ||
30 | 14A Executive Compensation | For | None | 43950 | 0 | 0 | 0 | ||
31 | Transact Other Business | For | None | 0 | 43950 | 0 | 0 | ||
CVS HEALTH CORPORATION | |||||||||
Security: | 126650100 | Meeting Type: | Annual | ||||||
Ticker: | CVS | Meeting Date: | 16-May-2019 | ||||||
ISIN | US1266501006 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934964203 | Management | Total Ballot Shares: | 446662 | |||||
Last Vote Date: | 27-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 70572 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 70572 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 70572 | 0 | 0 | 0 | ||
19 | S/H Proposal - Corporate Governance | Against | None | 70572 | 0 | 0 | 0 | ||
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 16-May-2019 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934963679 | Management | Total Ballot Shares: | 1265755 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 149675 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 149675 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 0 | 149675 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 149675 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 149675 | 0 | 0 | ||
15 | S/H Proposal - Gender Pay Gap | Against | None | 0 | 149675 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 149675 | 0 | 0 | ||
UNION PACIFIC CORPORATION | |||||||||
Security: | 907818108 | Meeting Type: | Annual | ||||||
Ticker: | UNP | Meeting Date: | 16-May-2019 | ||||||
ISIN | US9078181081 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934970383 | Management | Total Ballot Shares: | 240800 | |||||
Last Vote Date: | 27-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 25850 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 25850 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 25850 | 0 | 0 | 0 | ||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 25850 | 0 | 0 | ||
WORLDPAY INC. | |||||||||
Security: | 981558109 | Meeting Type: | Annual | ||||||
Ticker: | WP | Meeting Date: | 16-May-2019 | ||||||
ISIN | US9815581098 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 934967362 | Management | Total Ballot Shares: | 43500 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Lee Adrean | 39900 | 0 | 0 | 0 | ||||
2 | Mark Heimbouch | 39900 | 0 | 0 | 0 | ||||
3 | Gary Lauer | 39900 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 39900 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | 14A Executive Compensation Vote Frequency | None | 39900 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | Ratify Appointment of Independent Auditors | For | None | 39900 | 0 | 0 | 0 | ||
KANSAS CITY SOUTHERN | |||||||||
Security: | 485170302 | Meeting Type: | Annual | ||||||
Ticker: | KSU | Meeting Date: | 17-May-2019 | ||||||
ISIN | US4851703029 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934976145 | Management | Total Ballot Shares: | 153700 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 28100 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 28100 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 28100 | 0 | 0 | 0 | ||
12 | Approve Charter Amendment | For | None | 28100 | 0 | 0 | 0 | ||
BP P.L.C. | |||||||||
Security: | 055622104 | Meeting Type: | Annual | ||||||
Ticker: | BP | Meeting Date: | 21-May-2019 | ||||||
ISIN | US0556221044 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934993824 | Management | Total Ballot Shares: | 1185141 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adopt Accounts for Past Year | For | Abstain | 186073 | 0 | 0 | 0 | ||
2 | Approve Remuneration of Directors and Auditors | For | Abstain | 186073 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | Abstain | 186073 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | Abstain | 186073 | 0 | 0 | 0 | ||
16 | Approve Charter Amendment | For | Abstain | 186073 | 0 | 0 | 0 | ||
17 | Allot Securities | For | Abstain | 186073 | 0 | 0 | 0 | ||
18 | Eliminate Pre-Emptive Rights | For | Abstain | 186073 | 0 | 0 | 0 | ||
19 | Eliminate Pre-Emptive Rights | For | Abstain | 186073 | 0 | 0 | 0 | ||
20 | Stock Repurchase Plan | For | Abstain | 186073 | 0 | 0 | 0 | ||
21 | Approve Charter Amendment | For | Abstain | 186073 | 0 | 0 | 0 | ||
22 | Approve Charter Amendment | For | Abstain | 186073 | 0 | 0 | 0 | ||
23 | S/H Proposal - Environmental | Against | Abstain | 0 | 186073 | 0 | 0 | ||
CHARLES RIVER LABORATORIES INTL., INC. | |||||||||
Security: | 159864107 | Meeting Type: | Annual | ||||||
Ticker: | CRL | Meeting Date: | 21-May-2019 | ||||||
ISIN | US1598641074 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934978579 | Management | Total Ballot Shares: | 213850 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 24200 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 24200 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 24200 | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO. | |||||||||
Security: | 46625H100 | Meeting Type: | Annual | ||||||
Ticker: | JPM | Meeting Date: | 21-May-2019 | ||||||
ISIN | US46625H1005 | Vote Deadline Date: | 20-May-2019 | ||||||
Agenda | 934979088 | Management | Total Ballot Shares: | 824448 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 100030 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 100030 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 100030 | 0 | 0 | 0 | ||
14 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 100030 | 0 | 0 | ||
15 | S/H Proposal - Shareholders be Given Access to Proxy | Against | None | 0 | 100030 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 100030 | 0 | 0 | ||
AMAZON.COM, INC. | |||||||||
Security: | 023135106 | Meeting Type: | Annual | ||||||
Ticker: | AMZN | Meeting Date: | 22-May-2019 | ||||||
ISIN | US0231351067 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934985954 | Management | Total Ballot Shares: | 7505 | |||||
Last Vote Date: | 04-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 2600 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 2600 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 2600 | 0 | 0 | 0 | ||
13 | S/H Proposal - Environmental | Against | None | 0 | 2600 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 2600 | 0 | 0 | 0 | ||
15 | S/H Proposal - Political/Government | Against | None | 0 | 2600 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 2600 | 0 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 2600 | 0 | 0 | 0 | ||
18 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 2600 | 0 | 0 | ||
19 | S/H Proposal - Corporate Governance | Against | None | 2600 | 0 | 0 | 0 | ||
20 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | None | 2600 | 0 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 2600 | 0 | 0 | ||
22 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 2600 | 0 | 0 | ||
23 | S/H Proposal - Executive Compensation | Against | None | 0 | 2600 | 0 | 0 | ||
24 | S/H Proposal - Corporate Governance | Against | None | 0 | 2600 | 0 | 0 | ||
BURLINGTON STORES, INC. | |||||||||
Security: | 122017106 | Meeting Type: | Annual | ||||||
Ticker: | BURL | Meeting Date: | 22-May-2019 | ||||||
ISIN | US1220171060 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934986564 | Management | Total Ballot Shares: | 109800 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 21000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 21000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 21000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 21000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 21000 | 0 | 0 | 0 | ||
FISERV, INC. | |||||||||
Security: | 337738108 | Meeting Type: | Annual | ||||||
Ticker: | FISV | Meeting Date: | 22-May-2019 | ||||||
ISIN | US3377381088 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934978264 | Management | Total Ballot Shares: | 270750 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Alison Davis | 75600 | 0 | 0 | 0 | ||||
2 | Harry F. DiSimone | 75600 | 0 | 0 | 0 | ||||
3 | John Y. Kim | 75600 | 0 | 0 | 0 | ||||
4 | Dennis F. Lynch | 75600 | 0 | 0 | 0 | ||||
5 | Denis J. O'Leary | 75600 | 0 | 0 | 0 | ||||
6 | Glenn M. Renwick | 75600 | 0 | 0 | 0 | ||||
7 | Kim M. Robak | 75600 | 0 | 0 | 0 | ||||
8 | JD Sherman | 75600 | 0 | 0 | 0 | ||||
9 | Doyle R. Simons | 75600 | 0 | 0 | 0 | ||||
10 | Jeffery W. Yabuki | 75600 | 0 | 0 | 0 | ||||
2 | Amend Employee Stock Purchase Plan | For | None | 75600 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 75600 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 75600 | 0 | 0 | 0 | ||
5 | S/H Proposal - Political/Government | Against | None | 0 | 75600 | 0 | 0 | ||
NVIDIA CORPORATION | |||||||||
Security: | 67066G104 | Meeting Type: | Annual | ||||||
Ticker: | NVDA | Meeting Date: | 22-May-2019 | ||||||
ISIN | US67066G1040 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934982807 | Management | Total Ballot Shares: | 31359 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 13800 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 13800 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 13800 | 0 | 0 | 0 | ||
15 | Eliminate Supermajority Requirements | For | None | 13800 | 0 | 0 | 0 | ||
ROSS STORES, INC. | |||||||||
Security: | 778296103 | Meeting Type: | Annual | ||||||
Ticker: | ROST | Meeting Date: | 22-May-2019 | ||||||
ISIN | US7782961038 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934968794 | Management | Total Ballot Shares: | 194750 | |||||
Last Vote Date: | 03-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 27700 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 27700 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 27700 | 0 | 0 | 0 | ||
13 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | None | 0 | 27700 | 0 | 0 | ||
THE TRAVELERS COMPANIES, INC. | |||||||||
Security: | 89417E109 | Meeting Type: | Annual | ||||||
Ticker: | TRV | Meeting Date: | 22-May-2019 | ||||||
ISIN | US89417E1091 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934978202 | Management | Total Ballot Shares: | 221850 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 42150 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 42150 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 42150 | 0 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 42150 | 0 | 0 | 0 | ||
14 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | None | 42150 | 0 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | |||||||||
Security: | 883556102 | Meeting Type: | Annual | ||||||
Ticker: | TMO | Meeting Date: | 22-May-2019 | ||||||
ISIN | US8835561023 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 934979519 | Management | Total Ballot Shares: | 216468 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 29845 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 29845 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 29845 | 0 | 0 | 0 | ||
DOWDUPONT INC. | |||||||||
Security: | 26078J100 | Meeting Type: | Special | ||||||
Ticker: | DWDP | Meeting Date: | 23-May-2019 | ||||||
ISIN | US26078J1007 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 935023426 | Management | Total Ballot Shares: | 628654 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Reverse Stock Split | For | None | 81650 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 81650 | 0 | 0 | 0 | ||
MORGAN STANLEY | |||||||||
Security: | 617446448 | Meeting Type: | Annual | ||||||
Ticker: | MS | Meeting Date: | 23-May-2019 | ||||||
ISIN | US6174464486 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934980423 | Management | Total Ballot Shares: | 438930 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 95180 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 95180 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 95180 | 0 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 95180 | 0 | 0 | ||
SYNCHRONY FINANCIAL | |||||||||
Security: | 87165B103 | Meeting Type: | Annual | ||||||
Ticker: | SYF | Meeting Date: | 23-May-2019 | ||||||
ISIN | US87165B1035 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934975787 | Management | Total Ballot Shares: | 557850 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 157850 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 157850 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 157850 | 0 | 0 | 0 | ||
THE HOME DEPOT, INC. | |||||||||
Security: | 437076102 | Meeting Type: | Annual | ||||||
Ticker: | HD | Meeting Date: | 23-May-2019 | ||||||
ISIN | US4370761029 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 934976157 | Management | Total Ballot Shares: | 88920 | |||||
Last Vote Date: | 30-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 0 | 26330 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 26330 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 26330 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 26330 | 0 | 0 | 0 | ||
15 | S/H Proposal - Report on EEO | Against | None | 0 | 26330 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 26330 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 26330 | 0 | 0 | ||
MERCK & CO., INC. | |||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||
Ticker: | MRK | Meeting Date: | 28-May-2019 | ||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 24-May-2019 | ||||||
Agenda | 934988328 | Management | Total Ballot Shares: | 940434 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 85545 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 85545 | 0 | 0 | 0 | ||
14 | Approve Stock Compensation Plan | For | None | 85545 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 85545 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 85545 | 0 | 0 | ||
17 | S/H Proposal - Executive Compensation | Against | None | 0 | 85545 | 0 | 0 | ||
18 | S/H Proposal - Health Issues | Against | None | 0 | 85545 | 0 | 0 | ||
CHEVRON CORPORATION | |||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||
Ticker: | CVX | Meeting Date: | 29-May-2019 | ||||||
ISIN | US1667641005 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934993088 | Management | Total Ballot Shares: | 588600 | |||||
Last Vote Date: | 06-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 62850 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 62850 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 62850 | 0 | 0 | 0 | ||
14 | S/H Proposal - Human Rights Related | Against | None | 0 | 62850 | 0 | 0 | ||
15 | S/H Proposal - Environmental | Against | None | 0 | 62850 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 62850 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 62850 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 62850 | 0 | 0 | ||
EXXON MOBIL CORPORATION | |||||||||
Security: | 30231G102 | Meeting Type: | Annual | ||||||
Ticker: | XOM | Meeting Date: | 29-May-2019 | ||||||
ISIN | US30231G1022 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934991488 | Management | Total Ballot Shares: | 655071 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 69752 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 69752 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 69752 | 0 | 0 | 0 | ||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 69752 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 69752 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 69752 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 69752 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 69752 | 0 | 0 | 0 | ||
18 | S/H Proposal - Political/Government | Against | None | 0 | 69752 | 0 | 0 | ||
19 | S/H Proposal - Political/Government | Against | None | 0 | 69752 | 0 | 0 | ||
STERLING BANCORP | |||||||||
Security: | 85917A100 | Meeting Type: | Annual | ||||||
Ticker: | STL | Meeting Date: | 29-May-2019 | ||||||
ISIN | US85917A1007 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 934999989 | Management | Total Ballot Shares: | 2030650 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | John P. Cahill | 173150 | 0 | 0 | 0 | ||||
2 | Navy E. Djonovic | 173150 | 0 | 0 | 0 | ||||
3 | Fernando Ferrer | 173150 | 0 | 0 | 0 | ||||
4 | Robert Giambrone | 173150 | 0 | 0 | 0 | ||||
5 | Mona Aboelnaga Kanaan | 173150 | 0 | 0 | 0 | ||||
6 | Jack Kopnisky | 173150 | 0 | 0 | 0 | ||||
7 | James J. Landy | 173150 | 0 | 0 | 0 | ||||
8 | Maureen Mitchell | 173150 | 0 | 0 | 0 | ||||
9 | Patricia M. Nazemetz | 173150 | 0 | 0 | 0 | ||||
10 | Richard O'Toole | 173150 | 0 | 0 | 0 | ||||
11 | Ralph F. Palleschi | 173150 | 0 | 0 | 0 | ||||
12 | Burt Steinberg | 173150 | 0 | 0 | 0 | ||||
13 | William E. Whiston | 173150 | 0 | 0 | 0 | ||||
2 | Amend Stock Compensation Plan | For | None | 173150 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 173150 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 173150 | 0 | 0 | 0 | ||
LOWE'S COMPANIES, INC. | |||||||||
Security: | 548661107 | Meeting Type: | Annual | ||||||
Ticker: | LOW | Meeting Date: | 31-May-2019 | ||||||
ISIN | US5486611073 | Vote Deadline Date: | 30-May-2019 | ||||||
Agenda | 934988493 | Management | Total Ballot Shares: | 287600 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Raul Alvarez | 53200 | 0 | 0 | 0 | ||||
2 | David H. Batchelder | 53200 | 0 | 0 | 0 | ||||
3 | Angela F. Braly | 53200 | 0 | 0 | 0 | ||||
4 | Sandra B. Cochran | 53200 | 0 | 0 | 0 | ||||
5 | Laurie Z. Douglas | 53200 | 0 | 0 | 0 | ||||
6 | Richard W. Dreiling | 53200 | 0 | 0 | 0 | ||||
7 | Marvin R. Ellison | 53200 | 0 | 0 | 0 | ||||
8 | James H. Morgan | 53200 | 0 | 0 | 0 | ||||
9 | Brian C. Rogers | 53200 | 0 | 0 | 0 | ||||
10 | Bertram L. Scott | 53200 | 0 | 0 | 0 | ||||
11 | Lisa W. Wardell | 53200 | 0 | 0 | 0 | ||||
12 | Eric C. Wiseman | 53200 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 53200 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 53200 | 0 | 0 | 0 | ||
COMCAST CORPORATION | |||||||||
Security: | 20030N101 | Meeting Type: | Annual | ||||||
Ticker: | CMCSA | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US20030N1019 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935008284 | Management | Total Ballot Shares: | 1462550 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Kenneth J. Bacon | 111200 | 0 | 0 | 0 | ||||
2 | Madeline S. Bell | 111200 | 0 | 0 | 0 | ||||
3 | Sheldon M. Bonovitz | 111200 | 0 | 0 | 0 | ||||
4 | Edward D. Breen | 111200 | 0 | 0 | 0 | ||||
5 | Gerald L. Hassell | 111200 | 0 | 0 | 0 | ||||
6 | Jeffrey A. Honickman | 111200 | 0 | 0 | 0 | ||||
7 | Maritza G. Montiel | 111200 | 0 | 0 | 0 | ||||
8 | Asuka Nakahara | 111200 | 0 | 0 | 0 | ||||
9 | David C. Novak | 111200 | 0 | 0 | 0 | ||||
10 | Brian L. Roberts | 111200 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 111200 | 0 | 0 | 0 | ||
3 | Adopt Omnibus Stock Option Plan | For | None | 111200 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 111200 | 0 | 0 | 0 | ||
5 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 111200 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 111200 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INCORPORATED | |||||||||
Security: | 92532F100 | Meeting Type: | Annual | ||||||
Ticker: | VRTX | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US92532F1003 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935020874 | Management | Total Ballot Shares: | 26350 | |||||
Last Vote Date: | 14-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 24250 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 24250 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 24250 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 24250 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 24250 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 24250 | 0 | 0 | 0 | ||
7 | Amend Stock Option Plan | For | None | 24250 | 0 | 0 | 0 | ||
8 | Amend Employee Stock Purchase Plan | For | None | 24250 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 24250 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 24250 | 0 | 0 | 0 | ||
11 | S/H Proposal - Corporate Governance | Against | None | 0 | 24250 | 0 | 0 | ||
12 | S/H Proposal - Political/Government | Against | None | 0 | 24250 | 0 | 0 | ||
WALMART INC. | |||||||||
Security: | 931142103 | Meeting Type: | Annual | ||||||
Ticker: | WMT | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US9311421039 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935000872 | Management | Total Ballot Shares: | 430845 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 60870 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 0 | 60870 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 60870 | 0 | 0 | 0 | ||
15 | S/H Proposal - Human Rights Related | Against | None | 0 | 60870 | 0 | 0 | ||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 60870 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS, INC. | |||||||||
Security: | 02553E106 | Meeting Type: | Annual | ||||||
Ticker: | AEO | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US02553E1064 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935005644 | Management | Total Ballot Shares: | 673350 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 119200 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 119200 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 119200 | 0 | 0 | 0 | ||
INGERSOLL-RAND PLC | |||||||||
Security: | G47791101 | Meeting Type: | Annual | ||||||
Ticker: | IR | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | IE00B6330302 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935006709 | Management | Total Ballot Shares: | 430425 | |||||
Last Vote Date: | 14-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 58400 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 58400 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 58400 | 0 | 0 | 0 | ||
15 | Allot Securities | For | None | 58400 | 0 | 0 | 0 | ||
16 | Allot Securities | For | None | 58400 | 0 | 0 | 0 | ||
17 | Allot Securities | For | None | 58400 | 0 | 0 | 0 | ||
SALESFORCE.COM, INC. | |||||||||
Security: | 79466L302 | Meeting Type: | Annual | ||||||
Ticker: | CRM | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US79466L3024 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935003878 | Management | Total Ballot Shares: | 87398 | |||||
Last Vote Date: | 16-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 43750 | 0 | 0 | 0 | ||
14 | Eliminate Supermajority Requirements | For | None | 43750 | 0 | 0 | 0 | ||
15 | Eliminate Supermajority Requirements | For | None | 43750 | 0 | 0 | 0 | ||
16 | Amend Stock Compensation Plan | For | None | 43750 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 43750 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 43750 | 0 | 0 | 0 | ||
19 | S/H Proposal - Add Women & Minorities to Board | Against | None | 0 | 43750 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC. | |||||||||
Security: | 339041105 | Meeting Type: | Annual | ||||||
Ticker: | FLT | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US3390411052 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935004072 | Management | Total Ballot Shares: | 128110 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 11300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 11300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 11300 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 11300 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 0 | 11300 | 0 | 0 | ||
6 | Declassify Board | For | None | 11300 | 0 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 11300 | 0 | 0 | 0 | ||
8 | S/H Proposal - Corporate Governance | Against | None | 0 | 11300 | 0 | 0 | ||
METLIFE, INC. | |||||||||
Security: | 59156R108 | Meeting Type: | Annual | ||||||
Ticker: | MET | Meeting Date: | 18-Jun-2019 | ||||||
ISIN | US59156R1086 | Vote Deadline Date: | 17-Jun-2019 | ||||||
Agenda | 935015277 | Management | Total Ballot Shares: | 128500 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 47750 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 47750 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 47750 | 0 | 0 | 0 | ||
ALPHABET INC. | |||||||||
Security: | 02079K305 | Meeting Type: | Annual | ||||||
Ticker: | GOOGL | Meeting Date: | 19-Jun-2019 | ||||||
ISIN | US02079K3059 | Vote Deadline Date: | 18-Jun-2019 | ||||||
Agenda | 935018956 | Management | Total Ballot Shares: | 39525 | |||||
Last Vote Date: | 29-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | Larry Page | 7400 | 0 | 0 | 0 | ||||
2 | Sergey Brin | 7400 | 0 | 0 | 0 | ||||
3 | John L. Hennessy | 7400 | 0 | 0 | 0 | ||||
4 | L. John Doerr | 7400 | 0 | 0 | 0 | ||||
5 | Roger W. Ferguson, Jr. | 7400 | 0 | 0 | 0 | ||||
6 | Ann Mather | 7400 | 0 | 0 | 0 | ||||
7 | Alan R. Mulally | 7400 | 0 | 0 | 0 | ||||
8 | Sundar Pichai | 7400 | 0 | 0 | 0 | ||||
9 | K. Ram Shriram | 7400 | 0 | 0 | 0 | ||||
10 | Robin L. Washington | 7400 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 7400 | 0 | 0 | 0 | ||
3 | Amend Stock Option Plan | For | None | 7400 | 0 | 0 | 0 | ||
4 | S/H Proposal - Corporate Governance | Against | None | 7400 | 0 | 0 | 0 | ||
5 | S/H Proposal - Corporate Governance | Against | None | 7400 | 0 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 7400 | 0 | 0 | ||
7 | S/H Proposal - Corporate Governance | Against | None | 7400 | 0 | 0 | 0 | ||
8 | S/H Proposal - Election of Directors By Majority Vote | Against | None | 7400 | 0 | 0 | 0 | ||
9 | S/H Proposal - Gender Pay Equality | Against | None | 0 | 7400 | 0 | 0 | ||
10 | S/H Proposal - Corporate Governance | Against | None | 0 | 7400 | 0 | 0 | ||
11 | S/H Proposal - Corporate Governance | Against | None | 0 | 7400 | 0 | 0 | ||
12 | S/H Proposal - Corporate Governance | Against | None | 0 | 7400 | 0 | 0 | ||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 7400 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 7400 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 7400 | 0 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 7400 | 0 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD. | |||||||||
Security: | M51363113 | Meeting Type: | Special | ||||||
Ticker: | MLNX | Meeting Date: | 20-Jun-2019 | ||||||
ISIN | IL0011017329 | Vote Deadline Date: | 19-Jun-2019 | ||||||
Agenda | 935045749 | Management | Total Ballot Shares: | 73800 | |||||
Last Vote Date: | 17-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | None | None | 69350 | 0 | 0 | 0 | ||
2 | Approve Merger Agreement | For | None | 69350 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 69350 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 69350 | 0 | 0 | 0 | ||
5 | Miscellaneous Corporate Actions | None | None | 69350 | 0 | 0 | 0 | ||
6 | Miscellaneous Compensation Plans | For | None | 69350 | 0 | 0 | 0 | ||
7 | Miscellaneous Corporate Actions | None | None | 69350 | 0 | 0 | 0 | ||
8 | Miscellaneous Corporate Actions | For | None | 69350 | 0 | 0 | 0 | ||
9 | Miscellaneous Corporate Actions | None | None | 69350 | 0 | 0 | 0 | ||
10 | Miscellaneous Corporate Actions | For | None | 69350 | 0 | 0 | 0 | ||
11 | Miscellaneous Corporate Actions | None | None | 69350 | 0 | 0 | 0 | ||
12 | Approve Stock Compensation Plan | For | None | 69350 | 0 | 0 | 0 | ||
13 | Miscellaneous Corporate Actions | None | None | 69350 | 0 | 0 | 0 | ||
14 | Miscellaneous Corporate Actions | For | None | 69350 | 0 | 0 | 0 | ||
15 | Miscellaneous Corporate Actions | For | None | 69350 | 0 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD. | |||||||||
Security: | M51363113 | Meeting Type: | Special | ||||||
Ticker: | MLNX | Meeting Date: | 20-Jun-2019 | ||||||
ISIN | IL0011017329 | Vote Deadline Date: | 19-Jun-2019 | ||||||
Agenda | 935031980 | Management | Total Ballot Shares: | 144300 | |||||
Last Vote Date: | 17-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Charter Amendment | None | None | 69350 | 0 | 0 | 0 | ||
2 | Approve Merger Agreement | For | None | 69350 | 0 | 0 | 0 | ||
3 | Approve Motion to Adjourn Meeting | For | None | 69350 | 0 | 0 | 0 | ||
4 | 14A Extraordinary Transaction Executive Compensation | For | None | 69350 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | None | None | 69350 | 0 | 0 | 0 | ||
6 | Miscellaneous Compensation Plans | For | None | 69350 | 0 | 0 | 0 | ||
7 | Approve Charter Amendment | None | None | 69350 | 0 | 0 | 0 | ||
8 | Miscellaneous Compensation Plans | For | None | 69350 | 0 | 0 | 0 | ||
9 | Approve Charter Amendment | None | None | 69350 | 0 | 0 | 0 | ||
10 | Miscellaneous Compensation Plans | For | None | 69350 | 0 | 0 | 0 | ||
11 | Approve Charter Amendment | None | None | 69350 | 0 | 0 | 0 | ||
12 | Miscellaneous Compensation Plans | For | None | 69350 | 0 | 0 | 0 | ||
13 | Approve Charter Amendment | None | None | 69350 | 0 | 0 | 0 | ||
14 | Approve Charter Amendment | For | None | 69350 | 0 | 0 | 0 | ||
15 | Miscellaneous Compensation Plans | For | None | 69350 | 0 | 0 | 0 | ||
CENTENE CORPORATION | |||||||||
Security: | 15135B101 | Meeting Type: | Special | ||||||
Ticker: | CNC | Meeting Date: | 24-Jun-2019 | ||||||
ISIN | US15135B1017 | Vote Deadline Date: | 21-Jun-2019 | ||||||
Agenda | 935038213 | Management | Total Ballot Shares: | 687450 | |||||
Last Vote Date: | 13-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Issuance | For | None | 104350 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 104350 | 0 | 0 | 0 | ||
DOWDUPONT INC. | |||||||||
Security: | 26078J100 | Meeting Type: | Annual | ||||||
Ticker: | DWDP | Meeting Date: | 25-Jun-2019 | ||||||
ISIN | US26078J1007 | Vote Deadline Date: | 24-Jun-2019 | ||||||
Agenda | 935019679 | Management | Total Ballot Shares: | 628654 | |||||
Last Vote Date: | 04-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 81650 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 81650 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 81650 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 81650 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 81650 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 0 | 81650 | 0 | 0 | ||
18 | S/H Proposal - Environmental | Against | None | 0 | 81650 | 0 | 0 |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted Against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item:
1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and
2) a ballot voted 'For" or 'Against' is considered to have been voted Against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
First Investors Equity Funds
(Registrant)
By: | /s/ E. Blake Moore Jr. | |
E. Blake Moore Jr. | ||
President and Principal Executive Officer | ||
Date: | August 21, 2019 |