-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAqsoyhQ/mvtJ4XOiH2mCl+pmLhnH9xvmld5KAS3b3KjVw1hS46SarTU5/y1ng97 iFu5mz2sBFRQtZ3U/HRRyQ== 0000950152-02-006641.txt : 20020826 0000950152-02-006641.hdr.sgml : 20020826 20020826134622 ACCESSION NUMBER: 0000950152-02-006641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020807 FILED AS OF DATE: 20020826 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL CABLE CORP /DE/ CENTRAL INDEX KEY: 0000886035 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 311351333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12983 FILM NUMBER: 02748084 BUSINESS ADDRESS: STREET 1: 4 TESSENEER DRIVE CITY: HIGHLAND HEIGHTS STATE: KY ZIP: 41076 BUSINESS PHONE: 6065728000 COMPANY DATA: COMPANY CONFORMED NAME: KENNY GREGORY B CENTRAL INDEX KEY: 0001179497 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4 TESSENEER DR CITY: HIGHLAND HEIGHTS STATE: KY ZIP: 41076 BUSINESS PHONE: 8595728877 MAIL ADDRESS: STREET 1: 4 TESSENEER DR CITY: HIGHLAND HEIGHTS STATE: KY ZIP: 41076 4 1 l95783ae4.txt GENERAL CABLE/KENNY GREGORY FORM 4
FORM 4 ----------------------------- OMB APPROVAL U.S. SECURITIES AND EXCHANGE COMMISSION ----------------------------- [ ] Check this box if no longer WASHINGTON, D.C. 20549 OMB Number 3235-0287 subject to Section 16. Form Expires: December 31, 2001 4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden continue. See Instruction 1(b). hours per response......0.5 ----------------------------- Filed pursuant to Section 16(a) of the Securities and Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting Person Person* | | to Issuer (Check all applicable) Kenny Gregory B | General Cable Corporation (BGC) | __X__ Director _____ 10% Owner - -------------------------------------------------------------------------------------------| __X__ Officer (give title below) (Last) (First) (Middle) | 3. IRS or Social | 4. Statement for | _____ Other (specify below) | Security Number | Month/Year | CEO and President 7756 Tecumseh Trail | of Reporting | 08/2002 |---------------------------------------- - ---------------------------------------| Person (Voluntary) |-------------------------| 7. Individual or Joint/Group Filing (Street) | | 5. If Amendment, | (Check Applicable Line) | | Date of Original | _X_ Form filed by One Reporting Person Cincinnati OH 45243 | | (Month/Year) | ___ Form filed by More Than One | | | Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2.Transaction | 3.Transaction | 4.Securities Acquired(A) | 5.Amount of | 6.Owner-| 7.Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | (Month/Day/ | (Instr. 8) | (Instr. 3, 4, and 5) | Beneficially| Form: | Indirect | Year) | | | Owned at End| Direct | Bene- | | --------------|--------------------------| of Month | (D) or | ficial | | | | Amount | (A) | Price | (Instr. 3 | Indirect| Owner- | | Code | V | | or | | and 4) | (I) | ship | | | | | (D) | | |(Instr.4)|(Instr.4) - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Common Stock | | | | | | | 70,958 | D | | | | | | | | | | | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Common Stock | | | | | | | 2,100 | |By | | | | | | | | I |Custodial | | | | | | | | |Agreement - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Common Stock | 08/07/02 | P | V |127,137 | A |(1) $0.00 | 213,637 | I |By Trust - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Retirement and Savings Plan | 08/07/02 | P | V | 18,893 | A |(2) $0.00 | 20,920 | I |By Trust - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned, directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC 1474 (1-00) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 2
FORM 4 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of Derivative Security | 2.Conversion | 3.Transaction | 4.Transaction | 5.Number of | 6.Date Exer- | 7.Title and Amount (Instr. 3) | or Exercise | Date | Code | Derivative | cisable and | of Underlying | Price of | | (Instr. 8) | Securities | Expiration Date | Securities | Derivative | (Month/Day/ | | Acquired (A) | (Month/Day/Year) | (Instr. 3 and 4) | Security | Year) | | or Disposed | | | | | | of (D) |-------------------------------------- | | | | (Instr. 3, | Date | Expir- | | Amount or | | | | 4, and 5) | Exer- | ation | Title | Number of | | |---------------|--------------| cisable | Date | | Shares | | | Code | V | (A) | (D) | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right | | | | | | | | | Common | to Buy) | $9 | | | | | | |02/07/10| Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- Employee Stock Option (Right | | | | | | | | | Common | to Buy) | $13.40 | | | | | | |01/29/12| Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- Employee Stock Option (Right | | | | | | | | | Common | to Buy) | $14 | | | | | | |05/20/07| Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- Employee Stock Option (Right | | | | | | | | | Common | to Buy) | $14.125 | | | | | | |07/20/09| Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- Employee Stock Option (Right | | | | | | | | | Common | to Buy) | $21.063 | | | | | | |02/03/09| Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- Employee Stock Option (Right | | | | | | | | | Common | to Buy) | $25.83 | | | | | | |01/29/08| Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- Restricted Stock Units | $0 | | | | | | | | Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ 8.Price of | 9.Number of | 10.Ownership | 11.Nature of | Derivative | Derivative | Form of | Indirect | Security | Securities | Derivative | Beneficial | (Instr. 5) | Beneficially | Security; | Ownership | | Owned at End | Direct (D) or | (Instr. 4) | | of Month | Indirect (I) | | | (Instr. 4) | (Instr. 4) | | - -------------------------------------------------------------------| | | | | | 96,000 | D | | - --------------|----------------|-------------------|---------------| | | | | | 150,000 | D | | - --------------|----------------|-------------------|---------------| | | | | | 129,000 | D | | - --------------|----------------|-------------------|---------------| | | | | | 30,000 | D | | - --------------|----------------|-------------------|---------------| | | | | | 50,000 | D | | - --------------|----------------|-------------------|---------------| | | | | | 18,000 | D | | - --------------|----------------|-------------------|---------------| | 31,791 | D | | - --------------|----------------|-------------------|---------------| | | | | - --------------|----------------|-------------------|---------------| | | | | - --------------|----------------|-------------------|---------------| | | | | - ------------------------------------------------------------------- Explanation of Responses: Name: Kenny, Gregory B Statement for Month/Year: 08/2002 /s/ Gregory B. Kenny 8/26/02 7756 Tecumseh Trail Issuer Name: General Cable ------------------------------------ --------------- Corporation (BGC) Signature of Reporting Person(1) Date Cincinnati OH 45243 Kenny, Gregory B Note: 1 The shares were acquired by investment in the General 7756 Tecumseh Trail Cable Stock Fund in the Company's Deferred Compensation Plan. The General Cable Stock Fund is a unitized fund. Cincinnati OH 45243 The shares were acquired at unit prices ranging from General Cable Corporation (BGC) $3.33 to $3.53. 08/2002 Note: 2 The shares were acquired by investment in the General Cable Stock Fund in the Company's Retirement and Savings Plan. The General Cable Stock Fund is a unitized fund. The shares were acquired at unit prices ranging from $3.38 to $3.54. (1) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contianed in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 of 2
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