-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BvvN0TqaHBI0NtcbSvamVU8pL81vnKR4WoIG69JrwpbDurSWaITimzjfFIbZ+Oz9 EB/z+qs1DJsc2vlp8FXvqA== 0001225208-09-018555.txt : 20090904 0001225208-09-018555.hdr.sgml : 20090904 20090904150734 ACCESSION NUMBER: 0001225208-09-018555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090902 FILED AS OF DATE: 20090904 DATE AS OF CHANGE: 20090904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABELE JOHN E CENTRAL INDEX KEY: 0000901430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11083 FILM NUMBER: 091056027 MAIL ADDRESS: STREET 1: C/O BOSTON SCIENTIFIC CORP STREET 2: ONE BOSTON SCIENTIFIC PL CITY: NATICK STATE: MA ZIP: 01760-1537 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON SCIENTIFIC CORP CENTRAL INDEX KEY: 0000885725 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042695240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BOSTON SCIENTIFIC PL CITY: NATICK STATE: MA ZIP: 01760-1537 BUSINESS PHONE: 5086508000 4 1 doc4.xml X0303 4 2009-09-02 0000885725 BOSTON SCIENTIFIC CORP BSX 0000901430 ABELE JOHN E ONE BOSTON SCIENTIFIC PLACE NATICK MA 01760-1537 1 Forward Sale Contract (obligation to sell) 0 2009-09-02 4 J 0 60000 0 A 2011-09-02 2011-09-02 Common Stock 60000 60000 D Forward Sale Contract (obligation to sell) 0 2009-09-03 4 J 0 60000 0 A 2011-09-06 2011-09-06 Common Stock 60000 60000 D On August 26, 2009, the reporting person entered into a Rule 10b5-1 trading plan with an unaffiliated commercial bank to execute a series of variable prepaid forward sale contracts. Under the contract reported on this form, the reporting person will deliver to the bank up to 60,000 shares of the Issuer's common stock depending on market prices at maturity on September 2, 2011. If the market price per share at maturity is equal to or less than the floor price, the reporting person will deliver 60,000 shares to the bank. If the market price per share at maturity is greater than the floor price, the reporting person will deliver a fewer number of shares. The floor price will be determined by the bank based on the stock price on the first anniversary of the contract date. At the option of the reporting person, the contract may be settled at maturity by delivering cash in lieu of stock. Under the contract represented on this form, the bank is obligated to pay $530,727.63 to the reporting person two business days after the date of the contract. In addition, if the market price per share on the first anniversary of the contract date is equal to or greater than approximately $13.26, the bank is obligated to pay an additional amount, determined by the bank based on the stock price at the time, to the reporting person three business days after the anniversary. If the market price per share on the first anniversary of the contract date is less than approximately $13.26 the contract will then be terminated and the reporting person will deliver shares to the bank. If the market price per share upon an early termination is equal to or less than $11.0513 the reporting person will deliver 60,000 shares to the bank. If the market price per share upon an early termination is greater than $11.0513, the reporting person will deliver a fewer number of shares. On August 26, 2009, the reporting person entered into a Rule 10b5-1 trading plan with an unaffiliated commercial bank to execute a series of variable prepaid forward sale contracts. Under the contract reported on this form, the reporting person will deliver to the bank up to 60,000 shares of the Issuer's common stock depending on market prices at maturity on September 6, 2011. If the market price per share at maturity is equal to or less than the floor price, the reporting person will deliver 60,000 shares to the bank. If the market price per share at maturity is greater than the floor price, the reporting person will deliver a fewer number of shares. The floor price will be determined by the bank based on the stock price on the first anniversary of the contract date. At the option of the reporting person, the contract may be settled at maturity by delivering cash in lieu of stock. Under the contract represented on this form, the bank is obligated to pay $539,588.84 to the reporting person two business days after the date of the contract. In addition, if the market price per share on the first anniversary of the contract date is equal to or greater than approximately $13.47, the bank is obligated to pay an additional amount, determined by the bank based on the stock price at the time, to the reporting person three business days after the anniversary. If the market price per share on the first anniversary of the contract date is less than approximately $13.47, the contract will then be terminated and the reporting person will deliver shares to the bank. If the market price per share upon an early termination is equal to or less than $11.2274 the reporting person will deliver 60,000 shares to the bank. If the market price per share upon an early termination is greater than $11.2274, the reporting person will deliver a fewer number of shares. /s/ Lawrence J. Knopf, Attorney-in-fact 2009-09-04 -----END PRIVACY-ENHANCED MESSAGE-----