0001437749-14-021096.txt : 20141119
0001437749-14-021096.hdr.sgml : 20141119
20141119122233
ACCESSION NUMBER: 0001437749-14-021096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141114
FILED AS OF DATE: 20141119
DATE AS OF CHANGE: 20141119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC
CENTRAL INDEX KEY: 0000008855
STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540]
IRS NUMBER: 160338330
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2701 REGENT BLVD.
STREET 2: SUITE 200
CITY: DFW AIRPORT
STATE: TX
ZIP: 75261
BUSINESS PHONE: (817) 329-1600
MAIL ADDRESS:
STREET 1: P.O. BOX 169
CITY: COPPELL
STATE: TX
ZIP: 75019
FORMER COMPANY:
FORMER CONFORMED NAME: AVM CORP
DATE OF NAME CHANGE: 19850520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUBER PAUL B
CENTRAL INDEX KEY: 0001064426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00439
FILM NUMBER: 141234282
MAIL ADDRESS:
STREET 1: 7900 W TOWER AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53223
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-11-14
0000008855
AMERICAN LOCKER GROUP INC
ALGI
0001064426
LUBER PAUL B
2101 EAST GLENDALE AVENUE
WHITEFISH BAY
WI
53211
1
Common Stock ($1.00 par)
2014-11-14
4
S
0
147058
0.068
D
20179
D
Series C Preferred
1.9800
2014-01-11
Common Stock ($1.00 par)
50505
20000
D
Series D Preferred
1.0000
2014-12-08
Common Stock ($1.00 par)
25000
5000
D
Call Option (Right to Purchase)
0.0100
Common Stock ($1.00 par)
24000
24000
D
Mr. Luber may convert the shares of Series C Preferred Stock at any time. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series C Preferred Stock.
Mr. Luber may convert the Series D Preferred Stock at any time after December 8, 2014. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series D Preferred Stock.
In connection with Mr. Luber's purchase of the Series D Preferred Stock, the issuer granted Mr. Luber the right to purchase 24,000 shares of common stock, par value $1.00 per share, for a purchase price of $0.01 per share. Mr. Luber may exercise this purchase right when he elects to convert his shares of Series D Preferred Stock into shares of common stock.
/s/ Paul B. Luber
2014-11-19