0001260568-14-000001.txt : 20141016 0001260568-14-000001.hdr.sgml : 20141016 20141014161828 ACCESSION NUMBER: 0001260568-14-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140814 FILED AS OF DATE: 20141014 DATE AS OF CHANGE: 20141014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 REGENT BLVD. STREET 2: SUITE 200 CITY: DFW AIRPORT STATE: TX ZIP: 75261 BUSINESS PHONE: (817) 329-1600 MAIL ADDRESS: STREET 1: P.O. BOX 169 CITY: COPPELL STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Lawrence J CENTRAL INDEX KEY: 0001260568 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00439 FILM NUMBER: 141155287 MAIL ADDRESS: STREET 1: 1865 PALMER AVE 108 CITY: LARCHMONT STATE: NY ZIP: 10538 FORMER NAME: FORMER CONFORMED NAME: GOLDSTEIN LAWRENCE J DATE OF NAME CHANGE: 20030820 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2014-08-14 0 0000008855 AMERICAN LOCKER GROUP INC ALGI 0001260568 Goldstein Lawrence J 1865 PALMER AVE 108 LARCHMONT NY 10538 0 0 1 0 American Locker Group Incorporated 311958 D Series D Preferred 1 2014-08-12 Common Stock ($1 par) 45000 D Call Option (Right to Purchase) 0.01 Common Stock ($1 par) 43200 D Series C Preferred 1.98 2014-01-11 Common Stock ($1 par) 25253 D Mr. Goldstein may convert the Series D Preferred Stock at any time after December 8, 2014. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series D Preferred Stock. In connection with Mr. Goldstein's purchase of the Series D Preferred Stock, the issuer granted Mr. Goldstein the right to purchase 43,200 shares of common stock, par value $1.00 per share, for a purchase price of $0.01 per share. Mr. Goldstein may exercise this purchase right when he elects to convert his shares of Series D Preferred Stock into shares of common stock. Mr. Goldstein may convert the shares of Series C Preferred Stock at any time. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series C Preferred Stock. /s/ Lawrence J. Goldstein 2014-10-14