0001214659-14-001093.txt : 20140212 0001214659-14-001093.hdr.sgml : 20140212 20140212125911 ACCESSION NUMBER: 0001214659-14-001093 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18717 FILM NUMBER: 14598628 BUSINESS ADDRESS: STREET 1: 2701 REGENT BLVD. STREET 2: SUITE 200 CITY: DFW AIRPORT STATE: TX ZIP: 75261 BUSINESS PHONE: (817) 329-1600 MAIL ADDRESS: STREET 1: P.O. BOX 169 CITY: COPPELL STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALMY MITCHELL MARK CENTRAL INDEX KEY: 0001553825 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 3930 NE 26TH AVENUE CITY: PORTLAND STATE: OR ZIP: 97212 SC 13D/A 1 c212140sc13da2.htm AMENDMENT NO. 2 c212140sc13da2.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D/A
 
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
 
American Locker Group Incorporated
(Name of Issuer)
 
Common Stock, Par Value $1.00 per share
(Title of Class of Securities)
 
027284108
(CUSIP Number)
 
Corporate Secretary
American Locker Group Incorporated
P.O. Box 169
Coppell, Texas 75019
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
February 12, 2014
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
CUSIP No. 027284108
  
13D
  
Page 2 of 4 Pages
         

         
1.
  
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Mitchell Mark Almy
    
2.
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
    
3.
  
SEC USE ONLY
 
    
4.
  
SOURCE OF FUNDS (see instructions)
 
Personal funds
    
5.
  
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)     ¨
 
    
6.
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
    
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
  
7.
  
SOLE VOTING POWER
 
83,154
 
8.
  
SHARED VOTING POWER
 
84,002
 
9.
  
SOLE DISPOSITIVE POWER
 
83,154
 
10.
  
SHARED DISPOSITIVE POWER
 
84,002
11.
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
167,156
   
12.
  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
 
    
13.
  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
9.9%
   
14.
  
TYPE OF REPORTING PERSON (see instructions)
 
IN
    
 
 
 
 
CUSIP No. 027284108
  
13D
  
Page 3 of 4 Pages
         
         
 
Item 1.  Security and Issuer.
 
American Locker Group Incorporated common stock, par value $1.00
 
2701 Regent Blvd., Suite 200
 
DFW Airport, Texas 75261
 
 
Item 2.  Identity and Background.
 
 
(a)
This statement is filed my Mitchell M. Almy, Mitchell M. Almy and Diana K. Almy Joint Tenants,  Manzanita Capital Inc. FBO Mitchell M. Almy 401-K, National Financial Services FBO Mitchell Almy Individual Retirement Account and Mitchell Securities Corporation of Oregon. Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.”
 
 
(b)
Shares held jointly by Mitchell M. Almy and Diana K. Almy have shared voting power.
 
 
(c)
Mitchell Securities Corporation of Oregon is owned by Mitchell M. Almy and Diana K. Almy
 
 
(d)
The address of record for each reporting person is 3930 N.E. 26th Avenue, Portland, OR 97212
 
 
(e)
No reporting person has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors.)
 
 
(f)
Mitchell M. Almy is a citizen of the United States.  Mitchell Securities Corporation of Oregon is organized under the laws of the State of Oregon.
 
 
Item 3.  Source or Amount of Funds or Other Consideration.
 
Personal Funds
 
 
Item 4.  Purpose of Transaction.
 
The reporting persons purchased the Shares based on the Reporting Persons’ belief that the shares, when purchased, were undervalued and represent an attractive investment opportunity.
 
 
Item 5.  Interest in Securities of the Issuer.
 
 
(a)
The aggregate percentage of Shares reported owned by each person named herein is based upon 1,687,319 Shares outstanding, which is the total number of shares outstanding as of November 13, 2013.
 
 
Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
None
 
 
Item 7.  Material to Be Filed as Exhibits.
 
 
 
 
CUSIP No. 027284108
  
13D
  
Page 4 of 4 Pages
         
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
  /s/ Mitchell Mark Almy
 
Mitchell Mark Almy
   
   
 
February 12, 2014
  Date