0000950123-11-059877.txt : 20110617 0000950123-11-059877.hdr.sgml : 20110617 20110617163035 ACCESSION NUMBER: 0000950123-11-059877 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110617 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20110617 DATE AS OF CHANGE: 20110617 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-00439 FILM NUMBER: 11918792 BUSINESS ADDRESS: STREET 1: 815 S MAIN STREET CITY: GRAPEVINE STATE: TX ZIP: 76051 BUSINESS PHONE: (817) 329-1600 MAIL ADDRESS: STREET 1: 815 S MAIN STREET CITY: GRAPEVINE STATE: TX ZIP: 76051 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 8-K 1 d83013e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 17, 2011
American Locker Group Incorporated
(Exact Name of Registrant as Specified in its Charter)
         
Delaware   000-00439   16-0338330
(State of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
2701 Regent Boulevard, Suite 200, DFW Airport, Texas 75261
(Address of principal executive offices)
Registrant’s telephone number, including area code: (817) 329-1600
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
     On June 17, 2011, American Locker Group Incorporated (the “Company”) issued a press release, which is attached hereto as Exhibit 99.1 and incorporated herein by reference, announcing that David C. Shiring had been appointed Chief Financial Officer. Paul M. Zaidins, who previously held this position, remains President and Chief Operating Officer.
     
Exhibit No.   Description
     
99.1
  Press release, dated June 17, 2011
Item 5.07 Submission of Matters to a Vote of Security Holders.
     On June 14, 2011, the Company held its Annual Meeting of Stockholders. At the Annual Meeting, the Company’s stockholders voted upon two proposals. The proposals are described in detail in the Company’s definitive proxy statement filed on May 13, 2011. A brief description of the proposal and the final results of the votes for each matter follow.
     1. The stockholders elected all seven director nominees to serve as members of the Company’s board of directors until the Company’s 2012 Annual Meeting of Stockholders and until his or her respective successor has been elected and qualified.
                         
Nominee for Director   For   Withheld   Broker Non-Votes
Craig R. Frank
     613,278       209,813       520,698  
John E. Harris
     634,744       187,197       520,698  
Graeme L. Jack
     597,387       230,275       520,698  
Anthony B. Johnston
     612,772       209,169       520,698  
Paul B. Luber
     662,886       159,055       520,698  
Mary A. Stanford
     774,363       45,578       520,698  
Allen D. Tilley
     591,654       230,287       520,698  
     2. The stockholders ratified the appointment of Travis, Wolff & Company, LLP as the independent auditor of the Company for the fiscal year ending December 31, 2011.
         
For   Against   Abstentions
1,342,471
  16   152

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SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  AMERICAN LOCKER GROUP INCORPORATED
 		  
  By:   /s/ Paul M. Zaidins    
    Name:   Paul M. Zaidins   
    Title:   President and Chief Operating Officer   
 
Date: June 17, 2011

3

EX-99.1 2 d83013exv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
American Locker Announces Appointment of David C. Shiring as Chief Financial Officer
DFW Airport, TX — June 17, 2011 —American Locker Group Incorporated (OTCQB:ALGI) (“American Locker” or the “Company”), announced today that on June 14, 2011, the Company’s board of directors appointed David C. Shiring, 63, as Chief Financial Officer. The title was previously held by Paul M. Zaidins, who remains President and Chief Operating Officer.
During 2009 and 2010, Mr. Shiring was the Controller of Peerless Manufacturing. From 2005 until his joining Peerless, he was a Financial Operations Consultant for the Jefferson Wells subsidiary of Manpower.
He is a licensed CPA in Texas. Mr. Shiring holds a BS degree in electrical engineering from Penn State and an MBA from Arizona State University.
President Paul M. Zaidins said, “Dave Shiring brings a diverse experience and skill set that will help American Locker execute its growth plans. He is another critical upgrade to our management team.”
About American Locker Group Incorporated
American Locker is the world’s premier supplier of secure storage solutions under the American Locker and Canadian Locker brands. The Company is best known for manufacturing and servicing the widely-utilized key and lock system with the iconic plastic orange cap. Its Security Manufacturing Corporation subsidiary is a leading provider of multi-tenant mailboxes.
Further information about American Locker and its subsidiaries is available at
www.americanlocker.com
www.securitymanufacturing.com
www.canadianlocker.com
Contact:
American Locker Group Incorporated
Paul Zaidins, President, (817) 329-1600
In the interests of providing Company shareholders and potential investors with information regarding the Company, including the Company’s assessment of its and its subsidiaries’ future plans and operations, certain statements included in this press release may constitute forward-looking information or forward-looking statements (collectively, “forward-looking statements”). All statements contained herein that are not clearly historical in nature are forward-looking, and the words “anticipate”, “believe”, “expect”, “estimate” and similar expressions are generally intended to identify forward-looking statements. Actual events or results may differ materially. Although the Company believes that the expectations reflected in the forward-looking statements are reasonable, it cannot guarantee future results, levels of activity, performance or

 

 

achievement since such expectations are inherently subject to significant business, economic, competitive, political and social uncertainties and contingencies. Many factors could cause the Company’s actual results to differ materially from those expressed or implied in any forward-looking statements made by, or on behalf of, the Company and the foregoing list of important factors is not exhaustive. These forward-looking statements made as of the date hereof disclaim any intent or obligation to update publicly any forward-looking statements, whether as a result of new information, future events or results or otherwise. Company shareholders and potential investors should carefully consider the information contained in the Company’s filings with United States securities administrators at www.sec.gov before making investment decisions with regard to the Company.
Release Summary:
American Locker Group (OTCQB:ALGI) announces the appointment of David C. Shiring as Chief Financial Officer.
Keyword Tags:
American Locker, lockers, locker, David C. Shiring, ALGI, American Locker Security Systems, Coin Operated Lockers, American Lockers