-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RwMt9TVGT8ZKmDyRo1C3QfAuDtrFUC7CTDX8PIAYvfIoLAeXIaPQ45hEjb7GE6rA eMElAxY6HanH/r4yJUGP9Q== 0000898431-06-000042.txt : 20060330 0000898431-06-000042.hdr.sgml : 20060330 20060330083713 ACCESSION NUMBER: 0000898431-06-000042 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060330 EFFECTIVENESS DATE: 20060330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-00439 FILM NUMBER: 06720658 BUSINESS ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 7166649600 MAIL ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 NT 10-K 1 form10k12b-25_033006.txt FORM 12B-25, FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-00439 CUSIP Number: 027284108 (Check One): [X] Form 10-K [_] Form 20-F [_] Form 11-K [_] Form 10-Q [_] Form 10-D [_] Form N-SAR [_] Form N-CSR For Period Ended: December 31, 2005 ----------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: -------------------- PART I REGISTRANT INFORMATION Full Name of Registrant: American Locker Group Incorporated ---------------------------------- Former Name if Applicable: Address of Principal Executive Office (Street and Number): 815 South Main Street --------------------- City, State and Zip Code: Grapevine, Texas 76051 ---------------------- -------------------- PART II RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. -------------------- PART III NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. As previously disclosed in the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2004, which was filed with Securities and Exchange Commission on July 27, 2005, the Company's Board of Directors adopted a restructuring plan to reduce annual selling, general and administrative expenses. Pursuant to that restructuring plan, in September 2005, the Company centralized and relocated many financial reporting functions and all administrative functions to its new headquarters in Grapevine, Texas. The logistics involved in implementing this centralization and relocation have contributed to the difficulties in completing the requisite financial statements of the Company for inclusion in its Annual Report on Form 10-K for the fiscal year ended December 31, 2005. In addition, the logistical challenges presented by the previously disclosed change in the Company's independent registered public accounting firm in late September 2005 and the previously disclosed resignation of the Company's Chief Financial Officer in March 2006 have made a delayed filing necessary. The Controller Group LLP, a Dallas-based accounting services provider, has been engaged to assist in the transition of the accounting and financial reporting functions to Grapevine, Texas. In addition, The Controller Group LLP is reviewing the fourth quarter 2005 accounting activity in order to prepare the Company's 2005 financial statements for audit. -------------------- PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Edward F. Ruttenberg (817) 328-1600 -------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed? If the answer is no, identify report(s). [X] Yes [__] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [__] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. It is expected that, as a result of the previously announced non-renewal of the Company's contract with the United States Postal Service and the adoption and partial implementation of the restructuring plan described above, the results of operations for the fiscal year ended December 31, 2005 will reflect significant changes from the corresponding period in 2004. It is not possible to quantify these changes until the operating results for the Company's fiscal year ended December 31, 2005 are finalized. American Locker Group Incorporated ------------------------------------ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 30, 2006 By: /s/Edward F. Ruttenberg ----------------- ------------------------ Edward F. Ruttenberg Chairman, Chief Executive Officer Chief Operating Officer and Treasurer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----